SUBCHAPTER III—NATIONAL ASSESSMENT OF EDUCATIONAL PROGRESS
§9621. National Assessment Governing Board
(a) Establishment
There is established the National Assessment Governing Board (hereafter in this subchapter referred to as the "Assessment Board"), which shall formulate policy guidelines for the National Assessment (carried out under
(b) Membership
(1) Appointment and composition
The Assessment Board shall be appointed by the Secretary and be composed as follows:
(A) Two Governors, or former Governors, who shall not be members of the same political party.
(B) Two State legislators, who shall not be members of the same political party.
(C) Two chief State school officers.
(D) One superintendent of a local educational agency.
(E) One member of a State board of education.
(F) One member of a local board of education.
(G) Three classroom teachers representing the grade levels at which the National Assessment is conducted.
(H) One representative of business or industry.
(I) Two curriculum specialists.
(J) Three testing and measurement experts, who shall have training and experience in the field of testing and measurement.
(K) One nonpublic school administrator or policymaker.
(L) Two school principals, of whom one shall be an elementary school principal and one shall be a secondary school principal.
(M) Two parents who are not employed by a local, State or Federal educational agency.
(N) Two additional members who are representatives of the general public, and who may be parents, but who are not employed by a local, State, or Federal educational agency.
(2) Director of the Institute of Education Sciences
The Director of the Institute of Education Sciences shall serve as an ex officio, nonvoting member of the Assessment Board.
(3) Balance and diversity
The Secretary and the Assessment Board shall ensure at all times that the membership of the Assessment Board reflects regional, racial, gender, and cultural balance and diversity and that the Assessment Board exercises its independent judgment, free from inappropriate influences and special interests.
(c) Terms
(1) In general
Terms of service of members of the Assessment Board shall be staggered and may not exceed a period of 4 years, as determined by the Secretary.
(2) Service limitation
Members of the Assessment Board may serve not more than two terms.
(3) Change of status
A member of the Assessment Board who changes status under subsection (b) during the term of the appointment of the member may continue to serve as a member until the expiration of such term.
(4) Conforming provision
Members of the Assessment Board previously granted 3 year terms, whose terms are in effect on December 21, 2000, shall have their terms extended by 1 year.
(d) Vacancies
(1) In general
(A) Organizations
The Secretary shall appoint new members to fill vacancies on the Assessment Board from among individuals who are nominated by organizations representing the type of individuals described in subsection (b)(1) with respect to which the vacancy exists.
(B) Nominations
Each organization submitting nominations to the Secretary with respect to a particular vacancy shall nominate for such vacancy six individuals who are qualified by experience or training to fill the particular Assessment Board vacancy.
(C) Maintenance of Assessment Board
The Secretary's appointments shall maintain the composition, diversity, and balance of the Assessment Board required under subsection (b).
(2) Additional nominations
The Secretary may request that each organization described in paragraph (1)(A) submit additional nominations if the Secretary determines that none of the individuals nominated by such organization have appropriate knowledge or expertise.
(e) Duties
(1) In general
In carrying out its functions under this section the Assessment Board shall—
(A) select the subject areas to be assessed (consistent with
(B) develop appropriate student achievement levels as provided in
(C) develop assessment objectives consistent with the requirements of this section and test specifications that produce an assessment that is valid and reliable, and are based on relevant widely accepted professional standards;
(D) develop a process for review of the assessment which includes the active participation of teachers, curriculum specialists, local school administrators, parents, and concerned members of the public;
(E) design the methodology of the assessment to ensure that assessment items are valid and reliable, in consultation with appropriate technical experts in measurement and assessment, content and subject matter, sampling, and other technical experts who engage in large scale surveys;
(F) consistent with
(G) develop guidelines for reporting and disseminating results;
(H) develop standards and procedures for regional and national comparisons;
(I) take appropriate actions needed to improve the form, content, use, and reporting of results of any assessment authorized by
(J) plan and execute the initial public release of National Assessment of Educational Progress reports.
The National Assessment of Educational Progress data shall not be released prior to the release of the reports described in subparagraph (J).
(2) Delegation
The Assessment Board may delegate any of the Board's procedural and administrative functions to its staff.
(3) All cognitive and noncognitive assessment items
The Assessment Board shall have final authority on the appropriateness of all assessment items.
(4) Prohibition against bias
The Assessment Board shall take steps to ensure that all items selected for use in the National Assessment are free from racial, cultural, gender, or regional bias and are secular, neutral, and non-ideological.
(5) Technical
In carrying out the duties required by paragraph (1), the Assessment Board may seek technical advice, as appropriate, from the Commissioner for Education Statistics and other experts.
(6) Report
Not later than 90 days after an evaluation of the student achievement levels under
(f) Personnel
(1) In general
In the exercise of its responsibilities, the Assessment Board shall be independent of the Secretary and the other offices and officers of the Department.
(2) Staff
(A) In general
The Secretary may appoint, at the request of the Assessment Board, such staff as will enable the Assessment Board to carry out its responsibilities.
(B) Technical employees
Such appointments may include, for terms not to exceed 3 years and without regard to the provisions of title 5 governing appointments in the competitive service, not more than six technical employees who may be paid without regard to the provisions of
(g) Coordination
The Commissioner for Education Statistics and the Assessment Board shall meet periodically—
(1) to ensure coordination of their duties and activities relating to the National Assessment; and
(2) for the Commissioner for Education Statistics to report to the Assessment Board on the Department's actions to implement the decisions of the Assessment Board.
(h) Administration
(
Editorial Notes
Codification
Section was formerly classified to
Prior Provisions
A prior section 302 of
Amendments
2022—Subsec. (h).
2002—
Subsec. (a).
Subsec. (b)(1).
Subsec. (b)(2).
Subsecs. (b)(3) to (d)(1).
Subsec. (e)(1).
Subsec. (e)(1)(A).
Subsec. (e)(1)(B).
Subsec. (e)(1)(E).
Subsec. (e)(1)(F), (I).
Subsec. (e)(1)(J).
Subsec. (e)(2) to (4).
Subsec. (e)(5).
Subsec. (e)(6).
Subsec. (f).
Subsec. (g).
Subsec. (h).
2000—Subsec. (c)(1).
Subsec. (c)(4).
Statutory Notes and Related Subsidiaries
Effective Date of 2002 Amendment
Amendment by
Short Title
This subchapter is known as the "National Assessment of Educational Progress Authorization Act", see Short Title note set out under
§9622. National Assessment of Educational Progress
(a) Establishment
The Commissioner for Education Statistics shall, with the advice of the Assessment Board established under
(b) Purpose; State assessments
(1) Purpose
The purpose of this section is to provide, in a timely manner, a fair and accurate measurement of student academic achievement and reporting of trends in such achievement in reading, mathematics, and other subject matter as specified in this section.
(2) Measurement and reporting
The Commissioner for Education Statistics, in carrying out the measurement and reporting described in paragraph (1), shall—
(A) use a random sampling process which is consistent with relevant, widely accepted professional assessment standards and that produces data that are representative on a national and regional basis;
(B) conduct a national assessment and collect and report assessment data, including achievement data trends, in a valid and reliable manner on student academic achievement in public and private elementary schools and secondary schools at least once every 2 years, in grades 4 and 8 in reading and mathematics;
(C) conduct a national assessment and collect and report assessment data, including achievement data trends, in a valid and reliable manner on student academic achievement in public and private schools in reading and mathematics in grade 12 in regularly scheduled intervals, but at least as often as such assessments were conducted prior to January 8, 2002;
(D) to the extent time and resources allow, and after the requirements described in subparagraph (B) are implemented and the requirements described in subparagraph (C) are met, conduct additional national assessments and collect and report assessment data, including achievement data trends, in a valid and reliable manner on student academic achievement in grades 4, 8, and 12 in public and private elementary schools and secondary schools in regularly scheduled intervals in additional subject matter, including writing, science, history, geography, civics, economics, foreign languages, and arts, and the trend assessment described in subparagraph (F);
(E) conduct the reading and mathematics assessments described in subparagraph (B) in the same year, and every other year thereafter, to provide for 1 year in which no such assessments are conducted in between each administration of such assessments;
(F) continue to conduct the trend assessment of academic achievement at ages 9, 13, and 17 for the purpose of maintaining data on long-term trends in reading and mathematics;
(G) include information on special groups, including, whenever feasible, information collected, cross tabulated, compared, and reported by race, ethnicity, socioeconomic status, gender, disability and limited English proficiency; and
(H) ensure that achievement data are made available on a timely basis following official reporting, in a manner that facilitates further analysis and that includes trend lines.
(3) State assessments
(A) In general
The Commissioner for Education Statistics—
(i) shall conduct biennial State academic assessments of student achievement in reading and mathematics in grades 4 and 8 as described in paragraphs (2)(B) and (2)(E);
(ii) may conduct the State academic assessments of student achievement in reading and mathematics in grade 12 as described in paragraph (2)(C);
(iii) may conduct State academic assessments of student achievement in grades 4, 8, and 12 as described in paragraph (2)(D); and
(iv) shall conduct each such State assessment, in each subject area and at each grade level, on a developmental basis until the Commissioner for Education Statistics determines, as the result of an evaluation required by subsection (f), that such assessment produces high quality data that are valid and reliable.
(B) Agreement
(i) In general
States participating in State assessments shall enter into an agreement with the Secretary pursuant to subsection (d)(3).
(ii) Content
Such agreement shall contain information sufficient to give States full information about the process for decision-making (which shall include the consensus process used), on objectives to be tested, and the standards for random sampling, test administration, test security, data collection, validation, and reporting.
(C) Review and release
(i) In general
Except as provided in clause (ii), a participating State shall review and give permission for the release of results from any test of its students administered as a part of a State assessment prior to the release of such data. Refusal by a State to release its data shall not restrict the release of data from other States that have approved the release of such data.
(ii) Special rule
A State participating in the biennial academic assessments of student achievement in reading and mathematics in grades 4 and 8 shall be deemed to have given its permission to release its data if the State has an approved plan under
(4) Prohibited activities
(A) In general
The use of assessment items and data on any assessment authorized under this section by an agent or agents of the Federal Government to rank, compare, or otherwise evaluate individual students or teachers, or to provide rewards or sanctions for individual students, teachers, schools or local educational agencies is prohibited.
(B) Special rule
Any assessment authorized under this section shall not be used by an agent or agents of the Federal Government to establish, require, or influence the standards, assessments, curriculum, including lesson plans, textbooks, or classroom materials, or instructional practices of States or local educational agencies.
(C) Applicability to student educational decisions
Nothing in this section shall be construed to prescribe the use of any assessment authorized under this section for student promotion or graduation purposes.
(D) Applicability to home schools
Nothing in this section shall be construed to affect home schools, whether or not a home school is treated as a home school or a private school under State law, nor shall any home schooled student be required to participate in any assessment referenced or authorized under this section.
(5) Requirement
In carrying out any assessment authorized under this section, the Commissioner for Education Statistics, in a manner consistent with subsection (c)(3), shall—
(A) use widely accepted professional testing standards, objectively measure academic achievement, knowledge, and skills, and ensure that any academic assessment authorized under this section be tests that do not evaluate or assess personal or family beliefs and attitudes or publicly disclose personally identifiable information;
(B) only collect information that is directly related to the appraisal of academic achievement, and to the fair and accurate presentation of such information; and
(C) collect information on race, ethnicity, socioeconomic status, disability, limited English proficiency, and gender.
(6) Technical assistance
In carrying out any assessment authorized under this section, the Commissioner for Education Statistics may provide technical assistance to States, localities, and other parties.
(c) Access
(1) Public access
(A) In general
Except as provided in paragraph (3), parents and members of the public shall have access to all assessment data, questions, and complete and current assessment instruments of any assessment authorized under this section. The local educational agency shall make reasonable efforts to inform parents and members of the public about the access required under this paragraph.
(B) Timeline
The access described in this paragraph shall be provided within 45 days of the date the request was made, in writing, and be made available in a secure setting that is convenient to both parties.
(C) Prohibition
To protect the integrity of the assessment, no copy of the assessment items or assessment instruments shall be duplicated or taken from the secure setting.
(2) Complaints
(A) In general
Parents and members of the public may submit written complaints to the Assessment Board.
(B) Forwarding of complaints
The Assessment Board shall forward such complaints to the Commissioner for Education Statistics, the Secretary of Education, and the State and local educational agency from within which the complaint originated within 30 days of receipt of such complaint.
(C) Review
The Assessment Board, in consultation with the Commissioner for Education Statistics, shall review such complaint and determine whether revisions are necessary and appropriate. As determined by such review, the Board shall revise, as necessary and appropriate, the procedures or assessment items that have generated the complaint and respond to the individual submitting the complaint, with a copy of such response provided to the Secretary, describing any action taken, not later than 30 days after so acting.
(D) Report
The Secretary shall submit a summary report of all complaints received pursuant to subparagraph (A) and responses by the Assessment Board pursuant to subparagraph (C) to the Chairman of the House Committee on Education and the Workforce, and the Chairman of the Senate Committee on Health, Education, Labor, and Pensions.
(E) Cognitive questions
(i) In general
The Commissioner for Education Statistics may decline to make available through public means, such as posting on the Internet, distribution to the media, distribution through public agencies, or in response to a request under
(ii) Extension
Notwithstanding clause (i), the Commissioner for Education Statistics may decline to make cognitive questions available as described in clause (i) for a period longer than 10 years if the Commissioner for Education Statistics determines such additional period is necessary to protect the security and integrity of long-term trend data.
(3) Personally identifiable information
(A) In general
The Commissioner for Education Statistics shall ensure that all personally identifiable information about students, their academic achievement, and their families, and that information with respect to individual schools, remains confidential, in accordance with
(B) Prohibition
The Assessment Board, the Commissioner for Education Statistics, and any contractor or subcontractor shall not maintain any system of records containing a student's name, birth information, Social Security number, or parents' name or names, or any other personally identifiable information.
(4) Penalties
Any unauthorized person who knowingly discloses, publishes, or uses assessment questions, or complete and current assessment instruments of any assessment authorized under this section may be fined as specified in
(d) Participation
(1) Voluntary participation
Participation in any assessment authorized under this section shall be voluntary for students, schools, and local educational agencies.
(2) Student participation
Parents of children selected to participate in any assessment authorized under this section shall be informed before the administration of any authorized assessment, that their child may be excused from participation for any reason, is not required to finish any authorized assessment, and is not required to answer any test question.
(3) State participation
(A) Voluntary
Participation in assessments authorized under this section, other than reading and mathematics in grades 4 and 8, shall be voluntary.
(B) Agreement
For reading and mathematics assessments in grades 4 and 8, the Secretary shall enter into an agreement with any State carrying out an assessment for the State under this section. Each such agreement shall contain provisions designed to ensure that the State will participate in the assessment.
(4) Review
Representatives of State educational agencies and local educational agencies or the chief State school officer shall have the right to review any assessment item or procedure of any authorized assessment upon request in a manner consistent with subsection (c), except the review described in subparagraph (2)(C) of subsection (c) shall take place in consultation with the representatives described in this paragraph.
(e) Student achievement levels
(1) Achievement levels
The Assessment Board shall develop appropriate student achievement levels for each grade or age in each subject area to be tested under assessments authorized under this section, except the trend assessment described in subsection (b)(2)(F).
(2) Determination of levels
(A) In general
Such levels shall—
(i) 1 be determined by—
(I) identifying the knowledge that can be measured and verified objectively using widely accepted professional assessment standards; and
(II) developing achievement levels that are consistent with relevant widely accepted professional assessment standards and based on the appropriate level of subject matter knowledge for grade levels to be assessed, or the age of the students, as the case may be.
(B) National consensus approach
After the determinations described in subparagraph (A), devising a national consensus approach.
(C) Trial basis
The achievement levels shall be used on a trial basis until the Commissioner for Education Statistics determines, as a result of an evaluation under subsection (f), that such levels are reasonable, valid, and informative to the public.
(D) Status
The Commissioner for Education Statistics and the Board shall ensure that reports using such levels on a trial basis do so in a manner that makes clear the status of such levels.
(E) Updates
Such levels shall be updated as appropriate by the Assessment Board in consultation with the Commissioner for Education Statistics.
(3) Reporting
After determining that such levels are reasonable, valid, and informative to the public, as the result of an evaluation under subsection (f), the Commissioner for Education Statistics shall use such levels or other methods or indicators for reporting results of the National Assessment and State assessments.
(4) Review
The Assessment Board shall provide for a review of any trial student achievement levels under development by representatives of State educational agencies or the chief State school officer in a manner consistent with subsection (c), except the review described in paragraph (2)(C) of such subsection shall take place in consultation with the representatives described in this paragraph.
(f) Review of National and State assessments
(1) Review
(A) In general
The Secretary shall provide for continuing review of any assessment authorized under this section, and student achievement levels, by one or more professional assessment evaluation organizations.
(B) Issues addressed
Such continuing review shall address—
(i) whether any authorized assessment is properly administered, produces high quality data that are valid and reliable, is consistent with relevant widely accepted professional assessment standards, and produces data on student achievement that are not otherwise available to the State (other than data comparing participating States to each other and the Nation);
(ii) whether student achievement levels are reasonable, valid, reliable, and informative to the public;– 2
(iii) whether any authorized assessment is being administered as a random sample and is reporting the trends in academic achievement in a valid and reliable manner in the subject areas being assessed;
(iv) whether any of the test questions are biased, as described in
(v) whether the appropriate authorized assessments are measuring, consistent with this section, reading ability and mathematical knowledge.
(2) Report
The Secretary shall report to the Committee on Education and the Workforce of the House of Representatives and the Committee on Health, Education, Labor, and Pensions of the Senate, the President, and the Nation on the findings and recommendations of such reviews.
(3) Use of findings and recommendations
The Commissioner for Education Statistics and the Assessment Board shall consider the findings and recommendations of such reviews in designing the competition to select the organization, or organizations, through which the Commissioner for Education Statistics carries out the National Assessment.
(g) Coverage agreements
(1) Department of Defense schools
The Secretary and the Secretary of Defense may enter into an agreement, including such terms as are mutually satisfactory, to include in the National Assessment elementary schools and secondary schools operated by the Department of Defense.
(2) Bureau of Indian Affairs schools
The Secretary and the Secretary of the Interior may enter into an agreement, including such terms as are mutually satisfactory, to include in the National Assessment schools for Indian children operated or supported by the Bureau of Indian Affairs.
(
Editorial Notes
Codification
Section was formerly classified to
Prior Provisions
A prior section 303 of
Amendments
2002—
Subsec. (a).
Subsec. (b)(1).
Subsec. (b)(2), (3)(A).
Subsec. (b)(3)(A)(i).
Subsec. (b)(3)(A)(ii).
Subsec. (b)(3)(A)(iii).
Subsec. (b)(3)(A)(iv).
Subsec. (b)(5).
Subsec. (b)(6).
Subsec. (c)(2).
Subsec. (c)(2)(D).
Subsec. (c)(3).
Subsec. (c)(3)(B).
Subsec. (e)(1).
Subsec. (e)(2).
Subsec. (e)(2)(E).
Subsec. (e)(3).
Subsec. (e)(4).
Subsec. (f)(1)(B)(iv).
Subsec. (f)(3).
Statutory Notes and Related Subsidiaries
Effective Date of 2002 Amendment
Amendment by
Rescheduling of the NAEP Mandated Biennial 4th and 8th Grade Assessment and Alignment of the Mandated Quadrennial 12th Grade Assessment
"(a)
"(1) the biennial 4th and 8th grade reading and mathematics assessments scheduled to be conducted during the 2020–2021 school year in accordance with paragraphs (2)(B) and (3)(A)(i) of section 303(b) of the National Assessment of Educational Progress Authorization Act (
"(2) the next quadrennial 12th grade reading and mathematics assessments carried out in accordance with section 303(b)(2)(C) of the National Assessment of Educational Progress Authorization Act (
"(b)
1 So in original. No cl. (ii) has been enacted.
§9623. Definitions
In this subchapter:
(1) The term "Director" means the Director of the Institute of Education Sciences.
(2) The term "State" means each of the 50 States, the District of Columbia, and the Commonwealth of Puerto Rico.
(
§9624. Authorization of appropriations
(a) In general
There are authorized to be appropriated—
(1) for fiscal year 2003—
(A) $4,600,000 to carry out
(B) $107,500,000 to carry out
(2) such sums as may be necessary for each of the 5 succeeding fiscal years to carry out
(b) Availability
Amounts made available under this section shall remain available until expended.
(