15 USC 78o-1: Brokers deemed to be registered
Text contains those laws in effect on December 24, 2024
From Title 15-COMMERCE AND TRADECHAPTER 2B-SECURITIES EXCHANGES
§78o–1. Brokers deemed to be registered
All brokers and dealers for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the Commission prescribed pursuant to section 78o of this title shall be deemed to be registered pursuant to said section.
(May 27, 1936, ch. 462, §10,
Editorial Notes
Codification
Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.
Executive Documents
Transfer of Functions
For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175,