CHAPTER 70 —STRENGTHENING AND IMPROVEMENT OF ELEMENTARY AND SECONDARY SCHOOLS
SUBCHAPTER I—IMPROVING THE ACADEMIC ACHIEVEMENT OF THE DISADVANTAGED
Part A—Improving Basic Programs Operated by Local Educational Agencies
subpart 1—basic program requirements
subpart 2—allocations
Part B—State Assessment Grants
Part C—Education of Migratory Children
Part D—Prevention and Intervention Programs for Children and Youth Who Are Neglected, Delinquent, or At-Risk
subpart 1—state agency programs
subpart 2—local agency programs
subpart 3—general provisions
Part E—Flexibility for Equitable Per-Pupil Funding
Part F—General Provisions
SUBCHAPTER II—PREPARING, TRAINING, AND RECRUITING HIGH-QUALITY TEACHERS, PRINCIPALS, OR OTHER SCHOOL LEADERS
Part A—Supporting Effective Instruction
Part B—National Activities
subpart 1—teacher and school leader incentive program
subpart 2—literacy education for all, results for the nation
subpart 3—american history and civics education
subpart 4—programs of national significance
subpart 5—recognizing achievement in classified school employees
Part C—General Provisions
SUBCHAPTER III—LANGUAGE INSTRUCTION FOR ENGLISH LEARNERS AND IMMIGRANT STUDENTS
Part A—English Language Acquisition, Language Enhancement, and Academic Achievement Act
subpart 1—grants and subgrants for english language acquisition and language enhancement
subpart 2—accountability and administration
subpart 3—national activities
subpart 4—definitions
Part B—General Provisions
SUBCHAPTER IV—21ST CENTURY SCHOOLS
Part A—Student Support and Academic Enrichment Grants
subpart 1—student support and academic enrichment grants
subpart 2—internet safety
subpart 3—gun possession
subpart 4—general provisions
Part B—21st Century Community Learning Centers
Part C—Expanding Opportunity Through Quality Charter Schools
Part D—Magnet Schools Assistance
Part E—Family Engagement in Education Programs
Part F—National Activities
subpart 1—education innovation and research
subpart 2—community support for school success
subpart 3—national activities for school safety
subpart 4—academic enrichment
SUBCHAPTER V—FLEXIBILITY AND ACCOUNTABILITY
Part A—Funding Transferability for State and Local Educational Agencies
Part B—Rural Education Initiative
subpart 1—small, rural school achievement program
subpart 2—rural and low-income school program
subpart 3—general provisions
Part C—General Provisions
SUBCHAPTER VI—INDIAN, NATIVE HAWAIIAN, AND ALASKA NATIVE EDUCATION
Part A—Indian Education
subpart 1—formula grants to local educational agencies
subpart 2—special programs and projects to improve educational opportunities for indian children
subpart 3—national activities
subpart 4—federal administration
subpart 5—definitions; authorizations of appropriations
Part B—Native Hawaiian Education
Part C—Alaska Native Education
SUBCHAPTER VII—IMPACT AID
SUBCHAPTER VIII—GENERAL PROVISIONS
Part A—Definitions
Part B—Flexibility in the Use of Administrative and Other Funds
Part C—Coordination of Programs; Consolidated State and Local Plans and Applications
Part D—Waivers
Part E—Approval and Disapproval of State Plans and Local Applications
Part F—Uniform Provisions
subpart 1—private schools
subpart 2—other provisions
subpart 3—teacher liability protection
subpart 4—gun possession
subpart 5—environmental tobacco smoke
Part G—Evaluations
SUBCHAPTER X—PROGRAMS OF NATIONAL SIGNIFICANCE
Part A—Fund for the Improvement of Education
Part B—Gifted and Talented Children
Part C—Public Charter Schools
subpart 1—basic charter school grant program
subpart 2—credit enhancement initiatives to assist charter school facility acquisition, construction, and renovation
Part D—Arts in Education
subpart 1—arts education
subpart 2—cultural partnerships for at-risk children and youth
Part E—Inexpensive Book Distribution Program
Part F—Civic Education
Part G—Allen J. Ellender Fellowship Program
subpart 1—program for middle and secondary school students
subpart 2—program for middle and secondary school teachers
subpart 3—programs for recent immigrants, students of migrant parents and older americans
subpart 4—general provisions
Part H—De Lugo Territorial Education Improvement Program
Part I—21st Century Community Learning Centers
Part J—Urban and Rural Education Assistance
subpart 1—urban education demonstration grants
subpart 2—rural education initiative
subpart 3—white house conferences
Part K—National Writing Project
Part L—Physical Education for Progress
Part M—Territorial Assistance
SUBCHAPTER XI—COORDINATED SERVICES
SUBCHAPTER XII—SCHOOL FACILITIES INFRASTRUCTURE IMPROVEMENT
SUBCHAPTER XIII—SUPPORT AND ASSISTANCE PROGRAMS TO IMPROVE EDUCATION
Part A—Comprehensive Regional Assistance Centers
Part B—National Diffusion Network
Part C—Eisenhower Regional Mathematics and Science Education Consortia
Part D—Technology-Based Technical Assistance
SUBCHAPTER XIV—GENERAL PROVISIONS
Part A—Definitions
Part B—Flexibility in the Use of Administrative and Other Funds
Part C—Coordination of Programs; Consolidated State and Local Plans and Applications
Part D—Waivers
Part E—Uniform Provisions
Part F—Gun Possession
Part G—Evaluations
Part H—Sense of Congress
Editorial Notes
Codification
The Elementary and Secondary Education Act of 1965, comprising this chapter, was originally enacted as
SUBCHAPTER I—IMPROVING THE ACADEMIC ACHIEVEMENT OF THE DISADVANTAGED
Editorial Notes
Codification
Title I of the Elementary and Secondary Education Act of 1965, comprising this subchapter, was originally enacted as part of
§6301. Statement of purpose
The purpose of this subchapter is to provide all children significant opportunity to receive a fair, equitable, and high-quality education, and to close educational achievement gaps.
(
Editorial Notes
Prior Provisions
A prior section 6301,
A prior section 1001 of
Another prior section 1001 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
"(a)
"(b)
"(c)
"(d)
"(e)
"(1)
"(A) section 1111(b)(2) of the Elementary and Secondary Education Act of 1965 (
"(B) subsections (c) and (d) of section 1111 of the Elementary and Secondary Education Act of 1965 (
"(C) section 1111(b)(2) of the Elementary and Secondary Education Act of 1965 (
"(2)
"(A)
"(i) the State plan for the State in which the school or agency is located under section 1111 of the Elementary and Secondary Education Act of 1965 (
"(ii) subsections (c) and (d) of section 1111 of the Elementary and Secondary Education Act of 1965 (
whichever occurs first.
"(B)
"(i) as in need of improvement, corrective action, or restructuring under part A of title I of the Elementary and Secondary Education Act of 1965 (
"(ii) as a priority or focus school under a waiver granted by the Secretary of Education under section 9401 [now 8401] of the Elementary and Secondary Education Act of 1965 (
Effective Date
"(a)
"(b)
"(c)
"(d)
Short Title of 2023 Amendment
Short Title of 2020 Amendment
Short Title of 2019 Amendment
Short Title of 2017 Amendment
Short Title of 2015 Amendment
Short Title of 2013 Amendment
Short Title of 2002 Amendment
Short Title of 2000 Amendment
Short Title of 1998 Amendment
Short Title of 1994 Amendment
Short Title of 1992 Amendment
Short Title of 1991 Amendment
Short Title of 1990 Amendment
Short Title of 1989 Amendment
Short Title of 1988 Amendment
Short Title of 1984 Amendment
Short Title of 1978 Amendment
Short Title of 1977 Amendment
Short Title of 1974 Amendment
Short Title of 1970 Amendment
Short Title of 1968 Amendment
Short Title of 1966 Amendment
Short Title
Section 1 of
Continuation of Awards
"(1) a person or entity that, prior to the date of enactment of this Act [Jan. 8, 2002], was awarded funds appropriated under the Department of Education Appropriations Act, 2001 [
"(2) a person or agency that, prior to the date of enactment of this Act [Jan. 8, 2002], was awarded a grant or contract under part K of title X of the Elementary and Secondary Education Act of 1965 ([formerly]
the Secretary of Education shall continue to provide funds in accordance with the terms of such award until the date on which the award period terminates."
"(a)
"(b)
Transition Provisions
"(a)
"(1)
"(A)
"(i) that is not substantively similar to a program authorized under the Elementary and Secondary Education Act of 1965 (
"(ii) that is substantively similar to a program authorized under the Elementary and Secondary Education Act of 1965 (
"(B)
"(2)
"(b)
"(c)
"(1)
"(2)
"(a)
"(b)
"(c)
Budget Compliance
Definitions
Executive Documents
Ex. Ord. No. 13153. Actions To Improve Low-Performing Schools
Ex. Ord. No. 13153, May 3, 2000, 65 F.R. 26475, provided:
By the authority vested in me as President by the Constitution and the laws of the United States of America, including the Elementary and Secondary Education Act of 1965 (ESEA) [
(1) providing States, school districts, and schools receiving funds from the school improvement fund established by
(2) determining effective ways of providing low-performing schools with access to resources from other Department of Education programs, such as funds from the Comprehensive School Reform Demonstration Program, the Reading Excellence Act [
(3) providing States and LEAs with information on effective strategies to improve the quality of the teaching force, including strategies for recruiting and retaining highly qualified teachers in high-poverty schools, and implementing research-based professional development programs aligned with challenging standards;
(4) helping States and school districts build partnerships with technical assistance providers, including, but not limited to, federally funded laboratories and centers, foundations, businesses, community-based organizations, institutions of higher education, reform model providers, and other organizations that can help local schools improve;
(5) identifying previously low-performing schools that have made significant achievement gains, and States and school districts that have been effective in improving the achievement of all students in low-performing schools, which can serve as models and resources;
(6) providing assistance and information on how to effectively involve parents in the school-improvement process, including effectively involving and informing parents at the beginning of the school year about improvement goals for their school as well as the goals for their own children, and reporting on progress made in achieving these goals;
(7) providing States and LEAs with information on effective approaches to school accountability, including the effectiveness of such strategies as school reconstitution, peer review teams, and financial rewards and incentives;
(8) providing LEAs with information and assistance on the design and implementation of approaches to choice among public schools that create incentives for improvement throughout the local educational agency, especially in the lowest-performing schools, and that maximize the opportunity of students in low-performing schools to attend a higher-performing public school;
(9) exploring the use of well-trained tutors to raise student achievement through initiatives such as "America Reads," "America Counts," and other work-study opportunities to help low-performing schools;
(10) using a full range of strategies for disseminating information about effective practices, including interactive electronic communications;
(11) working with the Department of Interior, Bureau of Indian Affairs (BIA), to provide technical assistance to BIA-funded low-performing schools; and
(12) taking other steps that can help improve the quality of teaching and instruction in low-performing schools.
(b) The Secretary shall, to the extent permitted by law, take whatever steps the Secretary finds necessary and appropriate to redirect the resources and technical assistance capability of the Department of Education ("Department") to assist States and localities in improving low-performing schools, and to ensure that the dissemination of research to help turn around low-performing schools is a priority of the Department.
(a) describe trends in the numbers of LEAs and schools identified as needing improvement and subsequent changes in the academic performance of their students;
(b) identify best practices and significant research findings that can be used to help turn around low-performing LEAs and schools; and
(c) document ongoing efforts as a result of this order and other Federal efforts to assist States and local school districts in intervening in low-performing schools, including improving teacher quality. This report shall be publicly accessible.
(a) ensure that States and LEAs comply with ESEA requirements;
(b) assist States and LEAs in implementing effective procedures and strategies that reflect the best research available, as well as the experience of successful schools, school districts, and States as they address similar objectives and challenges; and
(c) assist States, LEAs, and schools in making the most effective use of available Federal resources.
William J. Clinton.
§6302. Authorization of appropriations
(a) Local educational agency grants
There are authorized to be appropriated to carry out the activities described in part A—
(1) $15,012,317,605 for fiscal year 2017;
(2) $15,457,459,042 for fiscal year 2018;
(3) $15,897,371,442 for fiscal year 2019; and
(4) $16,182,344,591 for fiscal year 2020.
(b) State assessments
There are authorized to be appropriated to carry out the activities described in part B, $378,000,000 for each of fiscal years 2017 through 2020.
(c) Education of migratory children
There are authorized to be appropriated to carry out the activities described in part C, $374,751,000 for each of fiscal years 2017 through 2020.
(d) Prevention and intervention programs for children and youth who are neglected, delinquent, or at-risk
There are authorized to be appropriated to carry out the activities described in part D, $47,614,000 for each of fiscal years 2017 through 2020.
(e) Federal activities
For the purpose of carrying out evaluation activities related to subchapter I under
(f) Sense of Congress regarding adjustments to authorizations of appropriations provided in this chapter for future budget agreements
It is the sense of Congress that if legislation is enacted that revises the limits on discretionary spending established under
(
Editorial Notes
Prior Provisions
A prior section 6302,
A prior section 1002 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6303. School improvement
(a) State reservations
To carry out subsection (b) and the State educational agency's statewide system of technical assistance and support for local educational agencies, each State shall reserve the greater of—
(1) 7 percent of the amount the State receives under subpart 2 of part A; or
(2) the sum of the amount the State—
(A) reserved for fiscal year 2016 under this subsection, as in effect on the day before December 10, 2015; and
(B) received for fiscal year 2016 under subsection (g), as in effect on the day before December 10, 2015.
(b) Uses
Of the amount reserved under subsection (a) for any fiscal year, the State educational agency—
(1)(A) shall allocate not less than 95 percent of that amount to make grants to local educational agencies on a formula or competitive basis, to serve schools implementing comprehensive support and improvement activities or targeted support and improvement activities under
(B) may, with the approval of the local educational agency, directly provide for these activities or arrange for their provision through other entities such as school support teams, educational service agencies, or nonprofit or for-profit external providers with expertise in using evidence-based strategies to improve student achievement, instruction, and schools; and
(2) shall use the funds not allocated to local educational agencies under paragraph (1) to carry out this section, which shall include—
(A) establishing the method, consistent with paragraph (1)(A), the State will use to allocate funds to local educational agencies under such paragraph, including ensuring—
(i) the local educational agencies receiving an allotment under such paragraph represent the geographic diversity of the State; and
(ii) that allotments are of sufficient size to enable a local educational agency to effectively implement selected strategies;
(B) monitoring and evaluating the use of funds by local educational agencies receiving an allotment under such paragraph; and
(C) as appropriate, reducing barriers and providing operational flexibility for schools in the implementation of comprehensive support and improvement activities or targeted support and improvement activities under
(c) Duration
The State educational agency shall award each subgrant under subsection (b) for a period of not more than 4 years, which may include a planning year.
(d) Rule of construction
Nothing in this section shall be construed as prohibiting a State from allocating subgrants under this section to a statewide school district, consortium of local educational agencies, or an educational service agency that serves schools implementing comprehensive support and improvement activities or targeted support and improvement activities, if such entities are legally constituted or recognized as local educational agencies in the State.
(e) Application
To receive an allotment under subsection (b)(1), a local educational agency shall submit an application to the State educational agency at such time, in such form, and including such information as the State educational agency may require. Each application shall include, at a minimum—
(1) a description of how the local educational agency will carry out its responsibilities under
(A) develop comprehensive support and improvement plans under
(B) support schools developing or implementing targeted support and improvement plans under
(C) monitor schools receiving funds under this section, including how the local educational agency will carry out its responsibilities under clauses (iv) and (v) of
(D) use a rigorous review process to recruit, screen, select, and evaluate any external partners with whom the local educational agency will partner;
(E) align other Federal, State, and local resources to carry out the activities supported with funds received under subsection (b)(1); and
(F) as appropriate, modify practices and policies to provide operational flexibility that enables full and effective implementation of the plans described in paragraphs (1) and (2) of
(2) an assurance that each school the local educational agency proposes to serve will receive all of the State and local funds it would have received in the absence of funds received under this section.
(f) Priority
The State educational agency, in allocating funds to local educational agencies under this section, shall give priority to local educational agencies that—
(1) serve high numbers, or a high percentage of, elementary schools and secondary schools implementing plans under paragraphs (1) and (2) of
(2) demonstrate the greatest need for such funds, as determined by the State; and
(3) demonstrate the strongest commitment to using funds under this section to enable the lowest-performing schools to improve student achievement and student outcomes.
(g) Unused funds
If, after consultation with local educational agencies in the State, the State educational agency determines that the amount of funds reserved to carry out subsection (b) is greater than the amount needed to provide the assistance described in that subsection, the State educational agency shall allocate the excess amount to local educational agencies in accordance with—
(1) the relative allocations the State educational agency made to those agencies for that fiscal year under subpart 2 of part A; or
(2)
(h) Special rule
Notwithstanding any other provision of this section, the amount of funds reserved by the State educational agency under subsection (a) for fiscal year 2018 and each subsequent fiscal year shall not decrease the amount of funds each local educational agency receives under subpart 2 of part A below the amount received by such local educational agency under such subpart for the preceding fiscal year.
(i) Reporting
The State shall include in the report described in
(
Editorial Notes
Prior Provisions
A prior section 6303,
A prior section 1003 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6303a. Whole-school reform strategy
Funds available for school improvement grants for fiscal year 2014 and thereafter may be used by a local educational agency to implement a whole-school reform strategy for a school using an evidence-based strategy that ensures whole-school reform is undertaken in partnership with a strategy developer offering a whole-school reform program that is based on at least a moderate level of evidence that the program will have a statistically significant effect on student outcomes, including at least one well-designed and well-implemented experimental or quasi-experimental study.
(
Editorial Notes
Codification
Section was enacted as part of the Department of Education Appropriations Act, 2016, and also as part of the Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2016, and the Consolidated Appropriations Act, 2016, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
Statutory Notes and Related Subsidiaries
Similar Provisions
Similar provisions were contained in the following prior appropriation act:
§6303b. Direct student services
(a) State reservation
(1) In general
(A) States
Each State educational agency, after meaningful consultation with geographically diverse local educational agencies described in subparagraph (B), may reserve not more than 3 percent of the amount the State educational agency receives under subpart 2 of part A for each fiscal year to carry out this section.
(B) Consultation
A State educational agency shall consult under subparagraph (A) with local educational agencies that include—
(i) suburban, rural, and urban local educational agencies;
(ii) local educational agencies serving a high percentage of schools identified by the State for comprehensive support and improvement under
(iii) local educational agencies serving a high percentage of schools implementing targeted support and improvement plans under
(2) Program administration
Of the funds reserved under paragraph (1)(A), the State educational agency may use not more than 1 percent to administer the program described in this section.
(b) Awards
(1) In general
From the amount reserved under subsection (a) by a State educational agency, the State educational agency shall award grants to geographically diverse local educational agencies described in subsection (a)(1)(B)(i).
(2) Priority
In making such awards, the State educational agency shall prioritize awards to local educational agencies serving the highest percentage of schools, as compared to other local educational agencies in the State—
(A) identified by the State for comprehensive support and improvement under
(B) implementing targeted support and improvement plans under
(c) Local use of funds
A local educational agency receiving an award under this section—
(1) may use not more than 1 percent of its award for outreach and communication to parents about available direct student services described in paragraph (3) in the local educational agency and State;
(2) may use not more than 2 percent of its award for administrative costs related to such direct student services;
(3) shall use the remainder of the award to pay the costs associated with one or more of the following direct student services—
(A) enrollment and participation in academic courses not otherwise available at a student's school, including—
(i) advanced courses; and
(ii) career and technical education coursework that—
(I) is aligned with the challenging State academic standards; and
(II) leads to industry-recognized credentials that meet the quality criteria established by the State under
(B) credit recovery and academic acceleration courses that lead to a regular high school diploma;
(C) activities that assist students in successfully completing postsecondary level instruction and examinations that are accepted for credit at institutions of higher education (including Advanced Placement and International Baccalaureate courses), which may include reimbursing low-income students to cover part or all of the costs of fees for such examinations;
(D) components of a personalized learning approach, which may include high-quality academic tutoring; and
(E) in the case of a local educational agency that does not reserve funds under
(4) in paying the costs associated with the direct student services described in paragraph (3), shall—
(A) first, pay such costs for students who are enrolled in schools identified by the State for comprehensive support and improvement under
(B) second, pay such costs for low-achieving students who are enrolled in schools implementing targeted support and improvement plans under
(C) with any remaining funds, pay such costs for other low-achieving students served by the local educational agency.
(d) Application
A local educational agency desiring to receive an award under subsection (b) shall submit an application to the State educational agency at such time and in such manner as the State educational agency shall require. At a minimum, each application shall describe how the local educational agency will—
(1) provide adequate outreach to ensure parents can exercise a meaningful choice of direct student services for their child's education;
(2) ensure parents have adequate time and information to make a meaningful choice prior to enrolling their child in a direct student service;
(3) in the case of a local educational agency offering public school choice under this section, ensure sufficient availability of seats in the public schools the local educational agency will make available for public school choice options;
(4) prioritize services to students who are lowest-achieving;
(5) select providers of direct student services, which may include one or more of—
(A) the local educational agency or other local educational agencies;
(B) community colleges or other institutions of higher education;
(C) non-public entities;
(D) community-based organizations; or
(E) in the case of high-quality academic tutoring, a variety of providers of such tutoring that are selected and approved by the State and appear on the State's list of such providers required under subsection (e)(2);
(6) monitor the provision of direct student services; and
(7) publicly report the results of direct student service providers in improving relevant student outcomes in a manner that is accessible to parents.
(e) Providers and schools
A State educational agency that reserves an amount under subsection (a) shall—
(1) ensure that each local educational agency that receives an award under this section and intends to provide public school choice under subsection (c)(3)(E) can provide a sufficient number of options to provide a meaningful choice for parents;
(2) compile and maintain an updated list of State-approved high-quality academic tutoring providers that—
(A) is developed using a fair negotiation and rigorous selection and approval process;
(B) provides parents with meaningful choices;
(C) offers a range of tutoring models, including online and on campus; and
(D) includes only providers that—
(i) have a demonstrated record of success in increasing students' academic achievement;
(ii) comply with all applicable Federal, State, and local health, safety, and civil rights laws; and
(iii) provide instruction and content that is secular, neutral, and non-ideological;
(3) ensure that each local educational agency receiving an award is able to provide an adequate number of high-quality academic tutoring options to ensure parents have a meaningful choice of services;
(4) develop and implement procedures for monitoring the quality of services provided by direct student service providers; and
(5) establish and implement clear criteria describing the course of action for direct student service providers that are not successful in improving student academic outcomes, which, for a high-quality academic tutoring provider, may include a process to remove State approval under paragraph (2).
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6304. State administration
(a) In general
Except as provided in subsection (b), to carry out administrative duties assigned under parts A, C, and D of this subchapter, each State may reserve the greater of—
(1) 1 percent of the amounts received under such parts; or
(2) $400,000 ($50,000 in the case of each outlying area).
(b) Exception
If the sum of the amounts appropriated for parts A, C, and D of this subchapter is equal to or greater than $14,000,000,000, then the reservation described in subsection (a)(1) shall not exceed 1 percent of the amount the State would receive, if $14,000,000,000 were allocated among the States for parts A, C, and D of this subchapter.
(
Editorial Notes
Prior Provisions
A prior section 1004 of
Part A—Improving Basic Programs Operated by Local Educational Agencies
subpart 1—basic program requirements
§6311. State plans
(a) Filing for grants
(1) In general
For any State desiring to receive a grant under this part, the State educational agency shall file with the Secretary a plan that is—
(A) developed by the State educational agency with timely and meaningful consultation with the Governor, members of the State legislature and State board of education (if the State has a State board of education), local educational agencies (including those located in rural areas), representatives of Indian tribes located in the State, teachers, principals, other school leaders, charter school leaders (if the State has charter schools), specialized instructional support personnel, paraprofessionals, administrators, other staff, and parents; and
(B) is coordinated with other programs under this chapter, the Individuals with Disabilities Education Act (
(2) Limitation
Consultation required under paragraph (1)(A) shall not interfere with the timely submission of the plan required under this section.
(3) Consolidated plan
A State plan submitted under paragraph (1) may be submitted as part of a consolidated plan under
(4) Peer review and Secretarial approval
(A) In general
The Secretary shall—
(i) establish a peer-review process to assist in the review of State plans;
(ii) establish multidisciplinary peer-review teams and appoint members of such teams—
(I) who are representative of—
(aa) parents, teachers, principals, other school leaders, specialized instructional support personnel, State educational agencies, local educational agencies, and the community (including the business community); and
(bb) researchers who are familiar with—
(AA) the implementation of academic standards, assessments, or accountability systems; and
(BB) how to meet the needs of disadvantaged students, children with disabilities, and English learners, the needs of low-performing schools, and other educational needs of students;
(II) that include, to the extent practicable, majority representation of individuals who, in the most recent 2 years, have had practical experience in the classroom, school administration, or State or local government (such as direct employees of a school, local educational agency, or State educational agency); and
(III) who represent a regionally diverse cross-section of States;
(iii) make available to the public, including by such means as posting to the Department's website, the list of peer reviewers who have reviewed State plans under this section;
(iv) ensure that the peer-review teams consist of varied individuals so that the same peer reviewers are not reviewing all of the State plans;
(v) approve a State plan not later than 120 days after its submission, unless the Secretary meets the requirements of clause (vi);
(vi) have the authority to disapprove a State plan only if—
(I) the Secretary—
(aa) determines how the State plan fails to meet the requirements of this section;
(bb) immediately provides to the State, in writing, notice of such determination, and the supporting information and rationale to substantiate such determination;
(cc) offers the State an opportunity to revise and resubmit its State plan, and provides the State—
(AA) technical assistance to assist the State in meeting the requirements of this section;
(BB) in writing, all peer-review comments, suggestions, recommendations, or concerns relating to its State plan; and
(CC) a hearing, unless the State declines the opportunity for such hearing; and
(II) the State—
(aa) does not revise and resubmit its State plan; or
(bb) in a case in which a State revises and resubmits its State plan after a hearing is conducted under subclause (I)(cc)(CC), or after the State has declined the opportunity for such a hearing, the Secretary determines that such revised State plan does not meet the requirements of this section.
(B) Purpose of peer review
The peer-review process shall be designed to—
(i) maximize collaboration with each State;
(ii) promote effective implementation of the challenging State academic standards through State and local innovation; and
(iii) provide transparent, timely, and objective feedback to States designed to strengthen the technical and overall quality of the State plans.
(C) Standard and nature of review
Peer reviewers shall conduct an objective review of State plans in their totality and out of respect for State and local judgments, with the goal of supporting State- and local-led innovation and providing objective feedback on the technical and overall quality of a State plan.
(D) Prohibition
Neither the Secretary nor the political appointees of the Department, may attempt to participate in, or influence, the peer-review process.
(5) Public review
All written communications, feedback, and notifications under this subsection shall be conducted in a manner that is transparent and immediately made available to the public on the Department's website, including—
(A) plans submitted or resubmitted by a State;
(B) peer-review guidance, notes, and comments and the names of the peer reviewers (once the peer reviewers have completed their work);
(C) State plan determinations by the Secretary, including approvals or disapprovals; and
(D) notices and transcripts of hearings under this section.
(6) Duration of the plan
(A) In general
Each State plan shall—
(i) remain in effect for the duration of the State's participation under this part; and
(ii) be periodically reviewed and revised as necessary by the State educational agency to reflect changes in the State's strategies and programs under this part.
(B) Additional information
(i) In general
If a State makes significant changes to its plan at any time, such as the adoption of new challenging State academic standards or new academic assessments under subsection (b), or changes to its accountability system under subsection (c), such information shall be submitted to the Secretary in the form of revisions or amendments to the State plan.
(ii) Review of revised plans
The Secretary shall review the information submitted under clause (i) and approve changes to the State plan, or disapprove such changes in accordance with paragraph (4)(A)(vi), within 90 days, without undertaking the peer-review process under such paragraph.
(iii) Special rule for standards
If a State makes changes to its challenging State academic standards, the requirements of subsection (b)(1), including the requirement that such standards need not be submitted to the Secretary pursuant to subsection (b)(1)(A), shall still apply.
(7) Failure to meet requirements
If a State fails to meet any of the requirements of this section, the Secretary may withhold funds for State administration under this part until the Secretary determines that the State has fulfilled those requirements.
(8) Public comment
Each State shall make the State plan publicly available for public comment for a period of not less than 30 days, by electronic means and in an easily accessible format, prior to submission to the Secretary for approval under this subsection. The State, in the plan it files under this subsection, shall provide an assurance that public comments were taken into account in the development of the State plan.
(b) Challenging academic standards and academic assessments
(1) Challenging State academic standards
(A) In general
Each State, in the plan it files under subsection (a), shall provide an assurance that the State has adopted challenging academic content standards and aligned academic achievement standards (referred to in this chapter as "challenging State academic standards"), which achievement standards shall include not less than 3 levels of achievement, that will be used by the State, its local educational agencies, and its schools to carry out this part. A State shall not be required to submit such challenging State academic standards to the Secretary.
(B) Same standards
Except as provided in subparagraph (E), the standards required by subparagraph (A) shall—
(i) apply to all public schools and public school students in the State; and
(ii) with respect to academic achievement standards, include the same knowledge, skills, and levels of achievement expected of all public school students in the State.
(C) Subjects
The State shall have such academic standards for mathematics, reading or language arts, and science, and may have such standards for any other subject determined by the State.
(D) Alignment
(i) In general
Each State shall demonstrate that the challenging State academic standards are aligned with entrance requirements for credit-bearing coursework in the system of public higher education in the State and relevant State career and technical education standards.
(ii) Rule of construction
Nothing in this chapter shall be construed to authorize public institutions of higher education to determine the specific challenging State academic standards required under this paragraph.
(E) Alternate academic achievement standards for students with the most significant cognitive disabilities
(i) In general
The State may, through a documented and validated standards-setting process, adopt alternate academic achievement standards for students with the most significant cognitive disabilities, provided those standards—
(I) are aligned with the challenging State academic content standards under subparagraph (A);
(II) promote access to the general education curriculum, consistent with the Individuals with Disabilities Education Act (
(III) reflect professional judgment as to the highest possible standards achievable by such students;
(IV) are designated in the individualized education program developed under section 614(d)(3) of the Individuals with Disabilities Education Act (
(V) are aligned to ensure that a student who meets the alternate academic achievement standards is on track to pursue postsecondary education or employment, consistent with the purposes of
(ii) Prohibition on any other alternate or modified academic achievement standards
A State shall not develop, or implement for use under this part, any alternate academic achievement standards for children with disabilities that are not alternate academic achievement standards that meet the requirements of clause (i).
(F) English language proficiency standards
Each State plan shall demonstrate that the State has adopted English language proficiency standards that—
(i) are derived from the 4 recognized domains of speaking, listening, reading, and writing;
(ii) address the different proficiency levels of English learners; and
(iii) are aligned with the challenging State academic standards.
(G) Prohibitions
(i) Standards review or approval
A State shall not be required to submit any standards developed under this subsection to the Secretary for review or approval.
(ii) Federal control
The Secretary shall not have the authority to mandate, direct, control, coerce, or exercise any direction or supervision over any of the challenging State academic standards adopted or implemented by a State.
(H) Existing standards
Nothing in this part shall prohibit a State from revising, consistent with this section, any standards adopted under this part before or after December 10, 2015.
(2) Academic assessments
(A) In general
Each State plan shall demonstrate that the State educational agency, in consultation with local educational agencies, has implemented a set of high-quality student academic assessments in mathematics, reading or language arts, and science. The State retains the right to implement such assessments in any other subject chosen by the State.
(B) Requirements
The assessments under subparagraph (A) shall—
(i) except as provided in subparagraph (D), be—
(I) the same academic assessments used to measure the achievement of all public elementary school and secondary school students in the State; and
(II) administered to all public elementary school and secondary school students in the State;
(ii) be aligned with the challenging State academic standards, and provide coherent and timely information about student attainment of such standards and whether the student is performing at the student's grade level;
(iii) be used for purposes for which such assessments are valid and reliable, consistent with relevant, nationally recognized professional and technical testing standards, objectively measure academic achievement, knowledge, and skills, and be tests that do not evaluate or assess personal or family beliefs and attitudes, or publicly disclose personally identifiable information;
(iv) be of adequate technical quality for each purpose required under this chapter and consistent with the requirements of this section, the evidence of which shall be made public, including on the website of the State educational agency;
(v)(I) in the case of mathematics and reading or language arts, be administered—
(aa) in each of grades 3 through 8; and
(bb) at least once in grades 9 through 12;
(II) in the case of science, be administered not less than one time during—
(aa) grades 3 through 5;
(bb) grades 6 through 9; and
(cc) grades 10 through 12; and
(III) in the case of any other subject chosen by the State, be administered at the discretion of the State;
(vi) involve multiple up-to-date measures of student academic achievement, including measures that assess higher-order thinking skills and understanding, which may include measures of student academic growth and may be partially delivered in the form of portfolios, projects, or extended performance tasks;
(vii) provide for—
(I) the participation in such assessments of all students;
(II) the appropriate accommodations, such as interoperability with, and ability to use, assistive technology, for children with disabilities (as defined in section 602(3) of the Individuals with Disabilities Education Act (
(III) the inclusion of English learners, who shall be assessed in a valid and reliable manner and provided appropriate accommodations on assessments administered to such students under this paragraph, including, to the extent practicable, assessments in the language and form most likely to yield accurate data on what such students know and can do in academic content areas, until such students have achieved English language proficiency, as determined under subparagraph (G);
(viii) at the State's discretion—
(I) be administered through a single summative assessment; or
(II) be administered through multiple statewide interim assessments during the course of the academic year that result in a single summative score that provides valid, reliable, and transparent information on student achievement or growth;
(ix) notwithstanding clause (vii)(III), provide for assessments (using tests in English) of reading or language arts of any student who has attended school in the United States (not including the Commonwealth of Puerto Rico) for 3 or more consecutive school years, except that if the local educational agency determines, on a case-by-case individual basis, that academic assessments in another language or form would likely yield more accurate and reliable information on what such student knows and can do, the local educational agency may make a determination to assess such student in the appropriate language other than English for a period that does not exceed 2 additional consecutive years, provided that such student has not yet reached a level of English language proficiency sufficient to yield valid and reliable information on what such student knows and can do on tests (written in English) of reading or language arts;
(x) produce individual student interpretive, descriptive, and diagnostic reports, consistent with clause (iii), regarding achievement on such assessments that allow parents, teachers, principals, and other school leaders to understand and address the specific academic needs of students, and that are provided to parents, teachers, and school leaders, as soon as is practicable after the assessment is given, in an understandable and uniform format, and to the extent practicable, in a language that parents can understand;
(xi) enable results to be disaggregated within each State, local educational agency, and school by—
(I) each major racial and ethnic group;
(II) economically disadvantaged students as compared to students who are not economically disadvantaged;
(III) children with disabilities as compared to children without disabilities;
(IV) English proficiency status;
(V) gender; and
(VI) migrant status,
except that such disaggregation shall not be required in the case of a State, local educational agency, or a school in which the number of students in a subgroup is insufficient to yield statistically reliable information or the results would reveal personally identifiable information about an individual student;
(xii) enable itemized score analyses to be produced and reported, consistent with clause (iii), to local educational agencies and schools, so that parents, teachers, principals, other school leaders, and administrators can interpret and address the specific academic needs of students as indicated by the students' achievement on assessment items; and
(xiii) be developed, to the extent practicable, using the principles of universal design for learning.
(C) Exception for advanced mathematics in middle school
A State may exempt any 8th grade student from the assessment in mathematics described in subparagraph (B)(v)(I)(aa) if—
(i) such student takes the end-of-course assessment the State typically administers to meet the requirements of subparagraph (B)(v)(I)(bb) in mathematics;
(ii) such student's achievement on such end-of-course assessment is used for purposes of subsection (c)(4)(B)(i), in lieu of such student's achievement on the mathematics assessment required under subparagraph (B)(v)(I)(aa), and such student is counted as participating in the assessment for purposes of subsection (c)(4)(B)(vi); 4 and
(iii) in high school, such student takes a mathematics assessment pursuant to subparagraph (B)(v)(I)(bb) that—
(I) is any end-of-course assessment or other assessment that is more advanced than the assessment taken by such student under clause (i) of this subparagraph; and
(II) shall be used to measure such student's academic achievement for purposes of subsection (c)(4)(B)(i).
(D) Alternate assessments for students with the most significant cognitive disabilities
(i) Alternate assessments aligned with alternate academic achievement standards
A State may provide for alternate assessments aligned with the challenging State academic standards and alternate academic achievement standards described in paragraph (1)(E) for students with the most significant cognitive disabilities, if the State—
(I) consistent with clause (ii), ensures that, for each subject, the total number of students assessed in such subject using the alternate assessments does not exceed 1 percent of the total number of all students in the State who are assessed in such subject;
(II) ensures that the parents of such students are clearly informed, as part of the process for developing the individualized education program (as defined in section 614(d)(1)(A) of the Individuals with Disabilities Education Act (
(aa) that their child's academic achievement will be measured based on such alternate standards; and
(bb) how participation in such assessments may delay or otherwise affect the student from completing the requirements for a regular high school diploma;
(III) promotes, consistent with the Individuals with Disabilities Education Act (
(IV) describes in the State plan the steps the State has taken to incorporate universal design for learning, to the extent feasible, in alternate assessments;
(V) describes in the State plan that general and special education teachers, and other appropriate staff—
(aa) know how to administer the alternate assessments; and
(bb) make appropriate use of accommodations for students with disabilities on all assessments required under this paragraph;
(VI) develops, disseminates information on, and promotes the use of appropriate accommodations to increase the number of students with significant cognitive disabilities—
(aa) participating in academic instruction and assessments for the grade level in which the student is enrolled; and
(bb) who are tested based on challenging State academic standards for the grade level in which the student is enrolled; and
(VII) does not preclude a student with the most significant cognitive disabilities who takes an alternate assessment based on alternate academic achievement standards from attempting to complete the requirements for a regular high school diploma.
(ii) Special rules
(I) Responsibility under IDEA
Subject to the authority and requirements for the individualized education program team for a child with a disability under section 614(d)(1)(A)(i)(VI)(bb) of the Individuals with Disabilities Education Act (
(II) Prohibition on local cap
Nothing in this subparagraph shall be construed to permit the Secretary or a State educational agency to impose on any local educational agency a cap on the percentage of students administered an alternate assessment under this subparagraph, except that a local educational agency exceeding the cap applied to the State under clause (i)(I) shall submit information to the State educational agency justifying the need to exceed such cap.
(III) State support
A State shall provide appropriate oversight, as determined by the State, of any local educational agency that is required to submit information to the State under subclause (II).
(IV) Waiver authority
This subparagraph shall be subject to the waiver authority under
(E) State authority
If a State educational agency provides evidence, which is satisfactory to the Secretary, that neither the State educational agency nor any other State government official, agency, or entity has sufficient authority, under State law, to adopt challenging State academic standards, and academic assessments aligned with such standards, which will be applicable to all students enrolled in the State's public elementary schools and secondary schools, then the State educational agency may meet the requirements of this subsection by—
(i) adopting academic standards and academic assessments that meet the requirements of this subsection, on a statewide basis, and limiting their applicability to students served under this part; or
(ii) adopting and implementing policies that ensure that each local educational agency in the State that receives grants under this part will adopt academic content and student academic achievement standards, and academic assessments aligned with such standards, which—
(I) meet all of the criteria in this subsection and any regulations regarding such standards and assessments that the Secretary may publish; and
(II) are applicable to all students served by each such local educational agency.
(F) Language assessments
(i) In general
Each State plan shall identify the languages other than English that are present to a significant extent in the participating student population of the State and indicate the languages for which annual student academic assessments are not available and are needed.
(ii) Secretarial assistance
The State shall make every effort to develop such assessments and may request assistance from the Secretary if linguistically accessible academic assessment measures are needed. Upon request, the Secretary shall assist with the identification of appropriate academic assessment measures in the needed languages, but shall not mandate a specific academic assessment or mode of instruction.
(G) Assessments of English language proficiency
(i) In general
Each State plan shall demonstrate that local educational agencies in the State will provide for an annual assessment of English proficiency of all English learners in the schools served by the State educational agency.
(ii) Alignment
The assessments described in clause (i) shall be aligned with the State's English language proficiency standards described in paragraph (1)(F).
(H) Locally-selected assessment
(i) In general
Nothing in this paragraph shall be construed to prohibit a local educational agency from administering a locally-selected assessment in lieu of the State-designed academic assessment under subclause (I)(bb) and subclause (II)(cc) of subparagraph (B)(v), if the local educational agency selects a nationally-recognized high school academic assessment that has been approved for use by the State as described in clause (iii) or (iv) of this subparagraph.
(ii) State technical criteria
To allow for State approval of nationally-recognized high school academic assessments that are available for local selection under clause (i), a State educational agency shall establish technical criteria to determine if any such assessment meets the requirements of clause (v).
(iii) State approval
If a State educational agency chooses to make a nationally-recognized high school assessment available for selection by a local educational agency under clause (i), which has not already been approved under this clause, such State educational agency shall—
(I) conduct a review of the assessment to determine if such assessment meets or exceeds the technical criteria established by the State educational agency under clause (ii);
(II) submit evidence in accordance with subsection (a)(4) that demonstrates such assessment meets the requirements of clause (v); and
(III) after fulfilling the requirements of subclauses (I) and (II), approve such assessment for selection and use by any local educational agency that requests to use such assessment under clause (i).
(iv) Local educational agency option
(I) Local educational agency
If a local educational agency chooses to submit a nationally-recognized high school academic assessment to the State educational agency, subject to the approval process described in subclause (I) and subclause (II) of clause (iii) to determine if such assessment fulfills the requirements of clause (v), the State educational agency may approve the use of such assessment consistent with clause (i).
(II) State educational agency
Upon such approval, the State educational agency shall approve the use of such assessment in any other local educational agency in the State that subsequently requests to use such assessment without repeating the process described in subclauses (I) and (II) of clause (iii).
(v) Requirements
To receive approval from the State educational agency under clause (iii), a locally-selected assessment shall—
(I) be aligned to the State's academic content standards under paragraph (1), address the depth and breadth of such standards, and be equivalent in its content coverage, difficulty, and quality to the State-designed assessments under this paragraph (and may be more rigorous in its content coverage and difficulty than such State-designed assessments);
(II) provide comparable, valid, and reliable data on academic achievement, as compared to the State-designed assessments, for all students and for each subgroup of students defined in subsection (c)(2), with results expressed in terms consistent with the State's academic achievement standards under paragraph (1), among all local educational agencies within the State;
(III) meet the requirements for the assessments under subparagraph (B) of this paragraph, including technical criteria, except the requirement under clause (i) of such subparagraph; and
(IV) provide unbiased, rational, and consistent differentiation between schools within the State to meet the requirements of subsection (c).
(vi) Parental notification
A local educational agency shall notify the parents of high school students served by the local educational agency—
(I) of its request to the State educational agency for approval to administer a locally-selected assessment; and
(II) upon approval, and at the beginning of each subsequent school year during which the locally selected assessment will be administered, that the local educational agency will be administering a different assessment than the State-designed assessments under subclause (I)(bb) and subclause (II)(cc) of subparagraph (B)(v).
(I) Deferral
A State may defer the commencement, or suspend the administration, but not cease the development, of the assessments described in this paragraph, for 1 year for each year for which the amount appropriated for grants under part B is less than $369,100,000.
(J) Adaptive assessments
(i) In general
Subject to clause (ii), a State retains the right to develop and administer computer adaptive assessments as the assessments described in this paragraph, provided the computer adaptive assessments meet the requirements of this paragraph, except that—
(I) subparagraph (B)(i) shall not be interpreted to require that all students taking the computer adaptive assessment be administered the same assessment items; and
(II) such assessment—
(aa) shall measure, at a minimum, each student's academic proficiency based on the challenging State academic standards for the student's grade level and growth toward such standards; and
(bb) may measure the student's level of academic proficiency and growth using items above or below the student's grade level, including for use as part of a State's accountability system under subsection (c).
(ii) Students with the most significant cognitive disabilities and English learners
In developing and administering computer adaptive assessments—
(I) as the assessments allowed under subparagraph (D), a State shall ensure that such computer adaptive assessments—
(aa) meet the requirements of this paragraph, including subparagraph (D), except such assessments shall not be required to meet the requirements of clause (i)(II); and
(bb) assess the student's academic achievement to measure, in the subject being assessed, whether the student is performing at the student's grade level; and
(II) as the assessments required under subparagraph (G), a State shall ensure that such computer adaptive assessments—
(aa) meet the requirements of this paragraph, including subparagraph (G), except such assessment shall not be required to meet the requirements of clause (i)(II); and
(bb) assess the student's language proficiency, which may include growth towards such proficiency, in order to measure the student's acquisition of English.
(K) Rule of construction on parent rights
Nothing in this paragraph shall be construed as preempting a State or local law regarding the decision of a parent to not have the parent's child participate in the academic assessments under this paragraph.
(L) Limitation on assessment time
Subject to Federal or State requirements related to assessments, evaluations, and accommodations, each State may, at the sole discretion of such State, set a target limit on the aggregate amount of time devoted to the administration of assessments for each grade, expressed as a percentage of annual instructional hours.
(3) Exception for recently arrived English learners
(A) Assessments
With respect to recently arrived English learners who have been enrolled in a school in one of the 50 States in the United States or the District of Columbia for less than 12 months, a State may choose to—
(i) exclude—
(I) such an English learner from one administration of the reading or language arts assessment required under paragraph (2); and
(II) such an English learner's results on any of the assessments required under paragraph (2)(B)(v)(I) or (2)(G) for the first year of the English learner's enrollment in such a school for the purposes of the State-determined accountability system under subsection (c); or
(ii)(I) assess, and report the performance of, such an English learner on the reading or language arts and mathematics assessments required under paragraph (2)(B)(v)(I) in each year of the student's enrollment in such a school; and
(II) for the purposes of the State-determined accountability system—
(aa) for the first year of the student's enrollment in such a school, exclude the results on the assessments described in subclause (I);
(bb) include a measure of student growth on the assessments described in subclause (I) in the second year of the student's enrollment in such a school; and
(cc) include proficiency on the assessments described in subclause (I) in the third year of the student's enrollment in such a school, and each succeeding year of such enrollment.
(B) English learner subgroup
With respect to a student previously identified as an English learner and for not more than 4 years after the student ceases to be identified as an English learner, a State may include the results of the student's assessments under paragraph (2)(B)(v)(I) within the English learner subgroup of the subgroups of students (as defined in subsection (c)(2)(D)) for the purposes of the State-determined accountability system.
(c) Statewide accountability system
(1) In general
Each State plan shall describe a statewide accountability system that complies with the requirements of this subsection and subsection (d).
(2) Subgroup of students
In this subsection and subsection (d), the term "subgroup of students" means—
(A) economically disadvantaged students;
(B) students from major racial and ethnic groups;
(C) children with disabilities; and
(D) English learners.
(3) Minimum number of students
Each State shall describe—
(A) with respect to any provisions under this part that require disaggregation of information by each subgroup of students—
(i) the minimum number of students that the State determines are necessary to be included to carry out such requirements and how that number is statistically sound, which shall be the same State-determined number for all students and for each subgroup of students in the State;
(ii) how such minimum number of students was determined by the State, including how the State collaborated with teachers, principals, other school leaders, parents, and other stakeholders when determining such minimum number; and
(iii) how the State ensures that such minimum number is sufficient to not reveal any personally identifiable information.
(4) Description of system
The statewide accountability system described in paragraph (1) shall be based on the challenging State academic standards for reading or language arts and mathematics described in subsection (b)(1) to improve student academic achievement and school success. In designing such system to meet the requirements of this part, the State shall carry out the following:
(A) Establishment of long-term goals
Establish ambitious State-designed long-term goals, which shall include measurements of interim progress toward meeting such goals—
(i) for all students and separately for each subgroup of students in the State—
(I) for, at a minimum, improved—
(aa) academic achievement, as measured by proficiency on the annual assessments required under subsection (b)(2)(B)(v)(I); and
(bb) high school graduation rates, including—
(AA) the four-year adjusted cohort graduation rate; and
(BB) at the State's discretion, the extended-year adjusted cohort graduation rate, except that the State shall set a more rigorous long-term goal for such graduation rate, as compared to the long-term goal set for the four-year adjusted cohort graduation rate;
(II) for which the term set by the State for such goals is the same multi-year length of time for all students and for each subgroup of students in the State; and
(III) that, for subgroups of students who are behind on the measures described in items (aa) and (bb) of subclause (I), take into account the improvement necessary on such measures to make significant progress in closing statewide proficiency and graduation rate gaps; and
(ii) for English learners, for increases in the percentage of such students making progress in achieving English language proficiency, as defined by the State and measured by the assessments described in subsection (b)(2)(G), within a State-determined timeline.
(B) Indicators
Except for the indicator described in clause (iv), annually measure, for all students and separately for each subgroup of students, the following indicators:
(i) For all public schools in the State, based on the long-term goals established under subparagraph (A), academic achievement—
(I) as measured by proficiency on the annual assessments required under subsection (b)(2)(B)(v)(I); and
(II) at the State's discretion, for each public high school in the State, student growth, as measured by such annual assessments.
(ii) For public elementary schools and secondary schools that are not high schools in the State—
(I) a measure of student growth, if determined appropriate by the State; or
(II) another valid and reliable statewide academic indicator that allows for meaningful differentiation in school performance.
(iii) For public high schools in the State, and based on State-designed long term goals established under subparagraph (A)—
(I) the four-year adjusted cohort graduation rate; and
(II) at the State's discretion, the extended-year adjusted cohort graduation rate.
(iv) For public schools in the State, progress in achieving English language proficiency, as defined by the State and measured by the assessments described in subsection (b)(2)(G), within a State-determined timeline for all English learners—
(I) in each of the grades 3 through 8; and
(II) in the grade for which such English learners are otherwise assessed under subsection (b)(2)(B)(v)(I) during the grade 9 through grade 12 period, with such progress being measured against the results of the assessments described in subsection (b)(2)(G) taken in the previous grade.
(v)(I) For all public schools in the State, not less than one indicator of school quality or student success that—
(aa) allows for meaningful differentiation in school performance;
(bb) is valid, reliable, comparable, and statewide (with the same indicator or indicators used for each grade span, as such term is determined by the State); and
(cc) may include one or more of the measures described in subclause (II).
(II) For purposes of subclause (I), the State may include measures of—
(III) 6 student engagement;
(IV) 6 educator engagement;
(V) 6 student access to and completion of advanced coursework;
(VI) 6 postsecondary readiness;
(VII) 6 school climate and safety; and
(VIII) 6 any other indicator the State chooses that meets the requirements of this clause.
(C) Annual meaningful differentiation
Establish a system of meaningfully differentiating, on an annual basis, all public schools in the State, which shall—
(i) be based on all indicators in the State's accountability system under subparagraph (B), for all students and for each of 7 subgroup of students, consistent with the requirements of such subparagraph;
(ii) with respect to the indicators described in clauses (i) through (iv) of subparagraph (B) afford—
(I) substantial weight to each such indicator; and
(II) in the aggregate, much greater weight than is afforded to the indicator or indicators utilized by the State and described in subparagraph (B)(v), in the aggregate; and
(iii) include differentiation of any such school in which any subgroup of students is consistently underperforming, as determined by the State, based on all indicators under subparagraph (B) and the system established under this subparagraph.
(D) Identification of schools
Based on the system of meaningful differentiation described in subparagraph (C), establish a State-determined methodology to identify—
(i) beginning with school year 2017–2018, and at least once every three school years thereafter, one statewide category of schools for comprehensive support and improvement, as described in subsection (d)(1), which shall include—
(I) not less than the lowest-performing 5 percent of all schools receiving funds under this part in the State;
(II) all public high schools in the State failing to graduate one third or more of their students; and
(III) public schools in the State described under subsection (d)(3)(A)(i)(II); and
(ii) at the discretion of the State, additional statewide categories of schools.
(E) Annual measurement of achievement
(i) Annually measure the achievement of not less than 95 percent of all students, and 95 percent of all students in each subgroup of students, who are enrolled in public schools on the assessments described under subsection (b)(2)(v)(I).
(ii) For the purpose of measuring, calculating, and reporting on the indicator described in subparagraph (B)(i), include in the denominator the greater of—
(I) 95 percent of all such students, or 95 percent of all such students in the subgroup, as the case may be; or
(II) the number of students participating in the assessments.
(iii) Provide a clear and understandable explanation of how the State will factor the requirement of clause (i) of this subparagraph into the statewide accountability system.
(F) Partial attendance
(i) In the case of a student who has not attended the same school within a local educational agency for at least half of a school year, the performance of such student on the indicators described in clauses (i), (ii), (iv), and (v) of subparagraph (B)—
(I) may not be used in the system of meaningful differentiation of all public schools as described in subparagraph (C) for such school year; and
(II) shall be used for the purpose of reporting on the State and local educational agency report cards under subsection (h) for such school year.
(ii) In the case of a high school student who has not attended the same school within a local educational agency for at least half of a school year and has exited high school without a regular high school diploma and without transferring to another high school that grants a regular high school diploma during such school year, the local educational agency shall, in order to calculate the graduation rate pursuant to subparagraph (B)(iii), assign such student to the high school—
(I) at which such student was enrolled for the greatest proportion of school days while enrolled in grades 9 through 12; or
(II) in which the student was most recently enrolled.
(5) Accountability for charter schools
The accountability provisions under this chapter shall be overseen for charter schools in accordance with State charter school law.
(d) School support and improvement activities
(1) Comprehensive support and improvement
(A) In general
Each State educational agency receiving funds under this part shall notify each local educational agency in the State of any school served by the local educational agency that is identified for comprehensive support and improvement under subsection (c)(4)(D)(i).
(B) Local educational agency action
Upon receiving such information from the State, the local educational agency shall, for each school identified by the State and in partnership with stakeholders (including principals and other school leaders, teachers, and parents), locally develop and implement a comprehensive support and improvement plan for the school to improve student outcomes, that—
(i) is informed by all indicators described in subsection (c)(4)(B), including student performance against State-determined long-term goals;
(ii) includes evidence-based interventions;
(iii) is based on a school-level needs assessment;
(iv) identifies resource inequities, which may include a review of local educational agency and school-level budgeting, to be addressed through implementation of such comprehensive support and improvement plan;
(v) is approved by the school, local educational agency, and State educational agency; and
(vi) upon approval and implementation, is monitored and periodically reviewed by the State educational agency.
(C) State educational agency discretion
With respect to any high school in the State identified under subsection (c)(4)(D)(i)(II), the State educational agency may—
(i) permit differentiated improvement activities that utilize evidence-based interventions in the case of such a school that predominantly serves students—
(I) returning to education after having exited secondary school without a regular high school diploma; or
(II) who, based on their grade or age, are significantly off track to accumulate sufficient academic credits to meet high school graduation requirements, as established by the State; and
(ii) in the case of such a school that has a total enrollment of less than 100 students, permit the local educational agency to forego implementation of improvement activities required under this paragraph.
(D) Public school choice
(i) In general
A local educational agency may provide all students enrolled in a school identified by the State for comprehensive support and improvement under subsection (c)(4)(D)(i) with the option to transfer to another public school served by the local educational agency, unless such an option is prohibited by State law.
(ii) Priority
In providing students the option to transfer to another public school, the local educational agency shall give priority to the lowest-achieving children from low-income families, as determined by the local educational agency for the purposes of allocating funds to schools under
(iii) Treatment
A student who uses the option to transfer to another public school shall be enrolled in classes and other activities in the public school to which the student transfers in the same manner as all other students at the public school.
(iv) Special rule
A local educational agency shall permit a student who transfers to another public school under this paragraph to remain in that school until the student has completed the highest grade in that school.
(v) Funding for transportation
A local educational agency may spend an amount equal to not more than 5 percent of its allocation under subpart 2 of this part to pay for the provision of transportation for students who transfer under this paragraph to the public schools to which the students transfer.
(2) Targeted support and improvement
(A) In general
Each State educational agency receiving funds under this part shall, using the meaningful differentiation of schools described in subsection (c)(4)(C)—
(i) notify each local educational agency in the State of any school served by the local educational agency in which any subgroup of students is consistently underperforming, as described in subsection (c)(4)(C)(iii); and
(ii) ensure such local educational agency provides notification to such school with respect to which subgroup or subgroups of students in such school are consistently underperforming as described in subsection (c)(4)(C)(iii).
(B) Targeted support and improvement plan
Each school receiving a notification described in this paragraph, in partnership with stakeholders (including principals and other school leaders, teachers and parents), shall develop and implement a school-level targeted support and improvement plan to improve student outcomes based on the indicators in the statewide accountability system established under subsection (c)(4), for each subgroup of students that was the subject of notification that—
(i) is informed by all indicators described in subsection (c)(4)(B), including student performance against long-term goals;
(ii) includes evidence-based interventions;
(iii) is approved by the local educational agency prior to implementation of such plan;
(iv) is monitored, upon submission and implementation, by the local educational agency; and
(v) results in additional action following unsuccessful implementation of such plan after a number of years determined by the local educational agency.
(C) Additional targeted support
A plan described in subparagraph (B) that is developed and implemented in any school receiving a notification under this paragraph from the local educational agency in which any subgroup of students, on its own, would lead to identification under subsection (c)(4)(D)(i)(I) using the State's methodology under subsection (c)(4)(D) shall also identify resource inequities (which may include a review of local educational agency and school level budgeting), to be addressed through implementation of such plan.
(D) Special rule
The State educational agency, based on the State's differentiation of schools under subsection (c)(4)(C) for school year 2017–2018, shall notify local educational agencies of any schools served by the local educational agency in which any subgroup of students, on its own, would lead to identification under subsection (c)(4)(D)(i)(I) using the State's methodology under subsection (c)(4)(D), after which notification of such schools under this paragraph shall result from differentiation of schools pursuant to subsection (c)(4)(C)(iii).
(3) Continued support for school and local educational agency improvement
To ensure continued progress to improve student academic achievement and school success in the State, the State educational agency—
(A) shall—
(i) establish statewide exit criteria for—
(I) schools identified by the State for comprehensive support and improvement under subsection (c)(4)(D)(i), which, if not satisfied within a State-determined number of years (not to exceed four years), shall result in more rigorous State-determined action, such as the implementation of interventions (which may include addressing school-level operations); and
(II) schools described in paragraph (2)(C), which, if not satisfied within a State-determined number of years, shall, in the case of such schools receiving assistance under this part, result in identification of the school by the State for comprehensive support and improvement under subsection (c)(4)(D)(i)(III);
(ii) periodically review resource allocation to support school improvement in each local educational agency in the State serving—
(I) a significant number of schools identified for comprehensive support and improvement under subsection (c)(4)(D)(i); and
(II) a significant number of schools implementing targeted support and improvement plans under paragraph (2); and
(iii) provide technical assistance to each local educational agency in the State serving a significant number of—
(I) schools implementing comprehensive support and improvement plans under paragraph (1); or
(II) schools implementing targeted support and improvement plans under paragraph (2); and
(B) may—
(i) take action to initiate additional improvement in any local educational agency with—
(I) a significant number of schools that are consistently identified by the State for comprehensive support and improvement under subsection (c)(4)(D)(i) and not meeting exit criteria established by the State under subparagraph (A)(i)(I); or
(II) a significant number of schools implementing targeted support and improvement plans under paragraph (2); and
(ii) consistent with State law, establish alternative evidence-based State determined strategies that can be used by local educational agencies to assist a school identified for comprehensive support and improvement under subsection (c)(4)(D)(i).
(4) Rule of construction for collective bargaining
Nothing in this subsection shall be construed to alter or otherwise affect the rights, remedies, and procedures afforded to school or local educational agency employees under Federal, State, or local laws (including applicable regulations or court orders) or under the terms of collective bargaining agreements, memoranda of understanding, or other agreements between such employers and their employees.
(e) Prohibition
(1) In general
Nothing in this chapter shall be construed to authorize or permit the Secretary—
(A) when promulgating any rule or regulation, to promulgate any rule or regulation on the development or implementation of the statewide accountability system established under this section that would—
(i) add new requirements that are inconsistent with or outside the scope of this part;
(ii) add new criteria that are inconsistent with or outside the scope of this part; or
(iii) be in excess of statutory authority granted to the Secretary;
(B) as a condition of approval of the State plan, or revisions or amendments to, the State plan, or approval of a waiver request submitted under
(i) require a State to add any requirements that are inconsistent with or outside the scope of this part;
(ii) require a State to add or delete one or more specific elements of the challenging State academic standards; or
(iii) prescribe—
(I) numeric long-term goals or measurements of interim progress that States establish for all students, for any subgroups of students, and for English learners with respect to English language proficiency, under this part, including—
(aa) the length of terms set by States in designing such goals; or
(bb) the progress expected from any subgroups of students in meeting such goals;
(II) specific academic assessments or assessment items that States or local educational agencies use to meet the requirements of subsection (b)(2) or otherwise use to measure student academic achievement or student growth under this part;
(III) indicators that States use within the State accountability system under this section, including any requirement to measure student growth, or, if a State chooses to measure student growth, the specific metrics used to measure such growth under this part;
(IV) the weight of any measure or indicator used to identify or meaningfully differentiate schools, under this part;
(V) the specific methodology used by States to meaningfully differentiate or identify schools under this part;
(VI) any specific school support and improvement strategies or activities that State or local educational agencies establish and implement to intervene in, support, and improve schools and improve student outcomes under this part;
(VII) exit criteria established by States under subsection (d)(3)(A)(i);
(VIII) provided that the State meets the requirements in subsection (c)(3), a minimum number of students established by a State under such subsection;
(IX) any aspect or parameter of a teacher, principal, or other school leader evaluation system within a State or local educational agency;
(X) indicators or specific measures of teacher, principal, or other school leader effectiveness or quality; or
(XI) the way in which the State factors the requirement under subsection (c)(4)(E)(i) into the statewide accountability system under this section; or
(C) to issue new non-regulatory guidance that—
(i) in seeking to provide explanation of requirements under this section for State or local educational agencies, either in response to requests for information or in anticipation of such requests, provides a strictly limited or exhaustive list to illustrate successful implementation of provisions under this section; or
(ii) purports to be legally binding; or
(D) to require data collection under this part beyond data derived from existing Federal, State, and local reporting requirements.
(2) Defining terms
In carrying out this part, the Secretary shall not, through regulation or as a condition of approval of the State plan or revisions or amendments to the State plan, promulgate a definition of any term used in this part, or otherwise prescribe any specification for any such term, that is inconsistent with or outside the scope of this part or is in violation of paragraph (1).
(f) Existing State law
Nothing in this section shall be construed to alter any State law or regulation granting parents authority over schools that repeatedly failed to make adequate yearly progress under this part, as in effect on the day before December 10, 2015.
(g) Other plan provisions
(1) Descriptions
Each State plan shall describe—
(A) how the State will provide assistance to local educational agencies and individual elementary schools choosing to use funds under this part to support early childhood education programs;
(B) how low-income and minority children enrolled in schools assisted under this part are not served at disproportionate rates by ineffective, out-of-field, or inexperienced teachers, and the measures the State educational agency will use to evaluate and publicly report the progress of the State educational agency with respect to such description (except that nothing in this subparagraph shall be construed as requiring a State to develop or implement a teacher, principal, or other school leader evaluation system);
(C) how the State educational agency will support local educational agencies receiving assistance under this part to improve school conditions for student learning, including through reducing—
(i) incidences of bullying and harassment;
(ii) the overuse of discipline practices that remove students from the classroom; and
(iii) the use of aversive behavioral interventions that compromise student health and safety;
(D) how the State will support local educational agencies receiving assistance under this part in meeting the needs of students at all levels of schooling (particularly students in the middle grades and high school), including how the State will work with such local educational agencies to provide effective transitions of students to middle grades and high school to decrease the risk of students dropping out;
(E) the steps a State educational agency will take to ensure collaboration with the State agency responsible for administering the State plans under parts B and E of title IV of the Social Security Act (
(i) any such child enrolls or remains in such child's school of origin, unless a determination is made that it is not in such child's best interest to attend the school of origin, which decision shall be based on all factors relating to the child's best interest, including consideration of the appropriateness of the current educational setting and the proximity to the school in which the child is enrolled at the time of placement;
(ii) when a determination is made that it is not in such child's best interest to remain in the school of origin, the child is immediately enrolled in a new school, even if the child is unable to produce records normally required for enrollment;
(iii) the enrolling school shall immediately contact the school last attended by any such child to obtain relevant academic and other records; and
(iv) the State educational agency will designate an employee to serve as a point of contact for child welfare agencies and to oversee implementation of the State agency responsibilities required under this subparagraph, and such point of contact shall not be the State's Coordinator for Education of Homeless Children and Youths under section 722(d)(3) of the McKinney-Vento Homeless Assistance Act (
(F) how the State educational agency will provide support to local educational agencies in the identification, enrollment, attendance, and school stability of homeless children and youths; and
(G) such other factors the State educational agency determines appropriate to provide students an opportunity to achieve the knowledge and skills described in the challenging State academic standards.
(2) Assurances
Each State plan shall contain assurances that—
(A) the State will make public any methods or criteria the State is using to measure teacher, principal, or other school leader effectiveness for the purpose of meeting the requirements described in paragraph (1)(B);
(B) the State educational agency will notify local educational agencies, Indian tribes and tribal organizations, schools, teachers, parents, and the public of the challenging State academic standards, academic assessments, and State accountability system, developed under this section;
(C) the State educational agency will assist each local educational agency and school affected by the State plan to meet the requirements of this part;
(D) the State will participate in the biennial State academic assessments in reading and mathematics in grades 4 and 8 of the National Assessment of Educational Progress carried out under section 303(b)(3) of the National Assessment of Educational Progress Authorization Act (
(E) the State educational agency will modify or eliminate State fiscal and accounting barriers so that schools can easily consolidate funds from other Federal, State, and local sources to improve educational opportunities and reduce unnecessary fiscal and accounting requirements;
(F) the State educational agency will support the collection and dissemination to local educational agencies and schools of effective parent and family engagement strategies, including those included in the parent and family engagement policy under
(G) the State educational agency will provide the least restrictive and burdensome regulations for local educational agencies and individual schools participating in a program assisted under this part;
(H) the State educational agency will ensure that local educational agencies, in developing and implementing programs under this part, will, to the extent feasible, work in consultation with outside intermediary organizations (such as educational service agencies), or individuals, that have practical expertise in the development or use of evidence-based strategies and programs to improve teaching, learning, and schools;
(I) the State educational agency has appropriate procedures and safeguards in place to ensure the validity of the assessment process;
(J) the State educational agency will ensure that all teachers and paraprofessionals working in a program supported with funds under this part meet applicable State certification and licensure requirements, including any requirements for certification obtained through alternative routes to certification;
(K) the State educational agency will coordinate activities funded under this part with other Federal activities as appropriate;
(L) the State educational agency has involved the committee of practitioners established under
(M) the State has professional standards for paraprofessionals working in a program supported with funds under this part, including qualifications that were in place on the day before December 10, 2015; and
(N) the State educational agency will provide the information described in clauses (ii), (iii), and (vii) of subsection (h)(1)(C) to the public in an easily accessible and user-friendly manner that can be cross-tabulated by, at a minimum, each major racial and ethnic group, gender, English proficiency status, and children with or without disabilities, which—
(i) may be accomplished by including such information on the annual State report card described subsection (h)(1)(C); and
(ii) shall be presented in a manner that—
(I) is first anonymized and does not reveal personally identifiable information about an individual student;
(II) does not include a number of students in any subgroup of students that is insufficient to yield statistically reliable information or that would reveal personally identifiable information about an individual student; and
(III) is consistent with the requirements of
(3) Rules of construction
Nothing in paragraph (2)(N) shall be construed to—
(A) require groups of students obtained by any entity that cross-tabulates the information provided under such paragraph to be considered subgroups of students, as defined in subsection (c)(2), for the purposes of the State accountability system under subsection (c); or
(B) require or prohibit States or local educational agencies from publicly reporting data in a cross-tabulated manner, in order to meet the requirements of paragraph (2)(N).
(4) Technical assistance
Upon request by a State educational agency, the Secretary shall provide technical assistance to such agency to—
(A) meet the requirements of paragraph (2)(N); or
(B) in the case of a State educational agency choosing, at its sole discretion, to disaggregate data described in clauses (ii) and (iii)(II) of subsection (h)(1)(C) for Asian and Native Hawaiian or Pacific Islander students using the same race response categories as the decennial census of the population, assist such State educational agency in such disaggregation and in using such data to improve academic outcomes for such students.
(h) Reports
(1) Annual State report card
(A) In general
A State that receives assistance under this part shall prepare and disseminate widely to the public an annual State report card for the State as a whole that meets the requirements of this paragraph.
(B) Implementation
The State report card required under this paragraph shall be—
(i) concise;
(ii) presented in an understandable and uniform format that is developed in consultation with parents and, to the extent practicable, in a language that parents can understand; and
(iii) widely accessible to the public, which shall include making available on a single webpage of the State educational agency's website, the State report card, all local educational agency report cards for each local educational agency in the State required under paragraph (2), and the annual report to the Secretary under paragraph (5).
(C) Minimum requirements
Each State report card required under this subsection shall include the following information:
(i) A clear and concise description of the State's accountability system under subsection (c), including—
(I) the minimum number of students that the State determines are necessary to be included in each of the subgroups of students, as defined in subsection (c)(2), for use in the accountability system;
(II) the long-term goals and measurements of interim progress for all students and for each of the subgroups of students, as defined in subsection (c)(2);
(III) the indicators described in subsection (c)(4)(B) used to meaningfully differentiate all public schools in the State;
(IV) the State's system for meaningfully differentiating all public schools in the State, including—
(aa) the specific weight of the indicators described in subsection (c)(4)(B) in such differentiation;
(bb) the methodology by which the State differentiates all such schools;
(cc) the methodology by which the State differentiates a school as consistently underperforming for any subgroup of students described in section (c)(4)(C)(iii), including the time period used by the State to determine consistent underperformance; and
(dd) the methodology by which the State identifies a school for comprehensive support and improvement as required under subsection (c)(4)(D)(i);
(V) the number and names of all public schools in the State identified by the State for comprehensive support and improvement under subsection (c)(4)(D)(i) or implementing targeted support and improvement plans under subsection (d)(2); and
(VI) the exit criteria established by the State as required under clause (i) of subsection (d)(3)(A), including the length of years established under clause (i)(II) of such subsection.
(ii) For all students and disaggregated by each subgroup of students described in subsection (b)(2)(B)(xi), homeless status, status as a child in foster care, and status as a student with a parent who is a member of the Armed Forces (as defined in
(iii) For all students and disaggregated by each of the subgroups of students, as defined in subsection (c)(2), and for purposes of subclause (II) of this clause, homeless status and status as a child in foster care—
(I) information on the performance on the other academic indicator under subsection (c)(4)(B)(ii) for public elementary schools and secondary schools that are not high schools, used by the State in the State accountability system; and
(II) high school graduation rates, including four-year adjusted cohort graduation rates and, at the State's discretion, extended-year adjusted cohort graduation rates.
(iv) Information on the number and percentage of English learners achieving English language proficiency.
(v) For all students and disaggregated by each of the subgroups of students, as defined in subsection (c)(2), information on the performance on the other indicator or indicators of school quality or student success under subsection (c)(4)(B)(v) used by the State in the State accountability system.
(vi) Information on the progress of all students and each subgroup of students, as defined in subsection (c)(2), toward meeting the State-designed long term goals under subsection (c)(4)(A), including the progress of all students and each such subgroup of students against the State measurements of interim progress established under such subsection.
(vii) For all students and disaggregated by each subgroup of students described in subsection (b)(2)(B)(xi), the percentage of students assessed and not assessed.
(viii) Information submitted by the State educational agency and each local educational agency in the State, in accordance with data collection conducted pursuant to
(I) measures of school quality, climate, and safety, including rates of in-school suspensions, out-of-school suspensions, expulsions, school-related arrests, referrals to law enforcement, chronic absenteeism (including both excused and unexcused absences), incidences of violence, including bullying and harassment; and
(II) the number and percentage of students enrolled in—
(aa) preschool programs; and
(bb) accelerated coursework to earn postsecondary credit while still in high school, such as Advanced Placement and International Baccalaureate courses and examinations, and dual or concurrent enrollment programs.
(ix) The professional qualifications of teachers in the State, including information (that shall be presented in the aggregate and disaggregated by high-poverty compared to low-poverty schools) on the number and percentage of—
(I) inexperienced teachers, principals, and other school leaders;
(II) teachers teaching with emergency or provisional credentials; and
(III) teachers who are not teaching in the subject or field for which the teacher is certified or licensed.
(x) The per-pupil expenditures of Federal, State, and local funds, including actual personnel expenditures and actual nonpersonnel expenditures of Federal, State, and local funds, disaggregated by source of funds, for each local educational agency and each school in the State for the preceding fiscal year.
(xi) The number and percentages of students with the most significant cognitive disabilities who take an alternate assessment under subsection (b)(2)(D), by grade and subject.
(xii) Results on the State academic assessments in reading and mathematics in grades 4 and 8 of the National Assessment of Educational Progress carried out under section 303(b)(3) of the National Assessment of Educational Progress Authorization Act (
(xiii) Where available, for each high school in the State, and beginning with the report card prepared under this paragraph for 2017, the cohort rate (in the aggregate, and disaggregated for each subgroup of students defined in subsection (c)(2)), at which students who graduate from the high school enroll, for the first academic year that begins after the students' graduation—
(I) in programs of public postsecondary education in the State; and
(II) if data are available and to the extent practicable, in programs of private postsecondary education in the State or programs of postsecondary education outside the State.
(xiv) Any additional information that the State believes will best provide parents, students, and other members of the public with information regarding the progress of each of the State's public elementary schools and secondary schools, which may include the number and percentage of students meeting State determined levels of performance for core indicators, as defined by section 113(b)(3)(A) of the Carl D. Perkins Career and Technical Education Act of 2006 (
(D) Rules of construction
Nothing in subparagraph (C)(viii) shall be construed as requiring—
(i) reporting of any data that are not collected in accordance with
(ii) disaggregation of any data other than as required under subsection (b)(2)(B)(xi).
(2) Annual local educational agency report cards
(A) Preparation and dissemination
A local educational agency that receives assistance under this part shall prepare and disseminate an annual local educational agency report card that includes information on such agency as a whole and each school served by the agency.
(B) Implementation
Each local educational agency report card shall be—
(i) concise;
(ii) presented in an understandable and uniform format, and to the extent practicable, in a language that parents can understand; and
(iii) accessible to the public, which shall include—
(I) placing such report card on the website of the local educational agency; and
(II) in any case in which a local educational agency does not operate a website, providing the information to the public in another manner determined by the local educational agency.
(C) Minimum requirements
The State educational agency shall ensure that each local educational agency collects appropriate data and includes in the local educational agency's annual report the information described in paragraph (1)(C), disaggregated in the same manner as required under such paragraph, except for clause (xii) of such paragraph, as applied to the local educational agency and each school served by the local educational agency, including—
(i) in the case of a local educational agency, information that shows how students served by the local educational agency achieved on the academic assessments described in subsection (b)(2) compared to students in the State as a whole;
(ii) in the case of a school, information that shows how the school's students' achievement on the academic assessments described in subsection (b)(2) compared to students served by the local educational agency and the State as a whole; and
(iii) any other information that the local educational agency determines is appropriate and will best provide parents, students, and other members of the public with information regarding the progress of each public school served by the local educational agency, whether or not such information is included in the annual State report card.
(D) Additional information
In the case of a local educational agency that issues a report card for all students, the local educational agency may include the information under this section as part of such report.
(3) Preexisting report cards
A State educational agency or local educational agency may use public report cards on the performance of students, schools, local educational agencies, or the State, that were in effect prior to December 10, 2015, for the purpose of this subsection, so long as any such report card is modified, as may be needed, to contain the information required by this subsection, and protects the privacy of individual students.
(4) Cost reduction
Each State educational agency and local educational agency receiving assistance under this part shall, wherever possible, take steps to reduce data collection costs and duplication of effort by obtaining the information required under this subsection through existing data collection efforts.
(5) Annual State report to the Secretary
Each State educational agency receiving assistance under this part shall report annually to the Secretary, and make widely available within the State—
(A) information on the achievement of students on the academic assessments required by subsection (b)(2), including the disaggregated results for the subgroups of students as defined in subsection (c)(2);
(B) information on the acquisition of English proficiency by English learners;
(C) the number and names of each public school in the State—
(i) identified for comprehensive support and improvement under subsection (c)(4)(D)(i); and
(ii) implementing targeted support and improvement plans under subsection (d)(2); and
(D) information on the professional qualifications of teachers in the State, including information on the number and the percentage of the following teachers:
(i) Inexperienced teachers.
(ii) Teachers teaching with emergency or provisional credentials.
(iii) Teachers who are not teaching in the subject or field for which the teacher is certified or licensed.
(6) Report to Congress
The Secretary shall transmit annually to the Committee on Education and the Workforce of the House of Representatives and the Committee on Health, Education, Labor, and Pensions of the Senate a report that provides national and State-level data on the information collected under paragraph (5). Such report shall be submitted through electronic means only.
(i) Privacy
(1) In general
Information collected or disseminated under this section (including any information collected for or included in the reports described in subsection (h)) shall be collected and disseminated in a manner that protects the privacy of individuals consistent with
(2) Sufficiency
The reports described in subsection (h) shall only include data that are sufficient to yield statistically reliable information.
(3) Disaggregation
Disaggregation under this section shall not be required if such disaggregation will reveal personally identifiable information about any student, teacher, principal, or other school leader, or will provide data that are insufficient to yield statistically reliable information.
(j) Voluntary partnerships
A State retains the right to enter into a voluntary partnership with another State to develop and implement the challenging State academic standards and assessments required under this section, except that the Secretary shall not attempt to influence, incentivize, or coerce State—
(1) adoption of the Common Core State Standards developed under the Common Core State Standards Initiative or any other academic standards common to a significant number of States, or assessments tied to such standards; or
(2) participation in such partnerships.
(k) Special rule with respect to Bureau-funded schools
In determining the assessments to be used by each school operated or funded by the Bureau of Indian Education receiving funds under this part, the following shall apply until the requirements of
(1) Each such school that is accredited by the State in which it is operating shall use the assessments and other academic indicators the State has developed and implemented to meet the requirements of this section, or such other appropriate assessment and academic indicators as approved by the Secretary of the Interior.
(2) Each such school that is accredited by a regional accrediting organization (in consultation with and with the approval of the Secretary of the Interior, and consistent with assessments and academic indicators adopted by other schools in the same State or region) shall adopt an appropriate assessment and other academic indicators that meet the requirements of this section.
(3) Each such school that is accredited by a tribal accrediting agency or tribal division of education shall use an assessment and other academic indicators developed by such agency or division, except that the Secretary of the Interior shall ensure that such assessment and academic indicators meet the requirements of this section.
(l) Construction
Nothing in this part shall be construed to prescribe the use of the academic assessments described in this part for student promotion or graduation purposes.
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in subsecs. (a)(1)(B) and (b)(1)(E)(i)(II), (2)(B)(vii)(II), (D)(i)(III), is title VI of
The Rehabilitation Act of 1973, referred to in subsec. (a)(1)(B), is
The Carl D. Perkins Career and Technical Education Act of 2006, referred to in subsec. (a)(1)(B), is
The Workforce Innovation and Opportunity Act, referred to in subsec. (a)(1)(B), is
The Head Start Act, referred to in subsec. (a)(1)(B), is subchapter B (§635 et seq.) of
The Child Care and Development Block Grant Act of 1990, referred to in subsec. (a)(1)(B), is subchapter C (§658A et seq.) of
The Education Sciences Reform Act of 2002, referred to in subsec. (a)(1)(B), is title I of
The Educational Technical Assistance Act of 2002, referred to in subsec. (a)(1)(B), is title II of
The National Assessment of Educational Progress Authorization Act, referred to in subsec. (a)(1)(B), is title III of
The McKinney-Vento Homeless Assistance Act, referred to in subsec. (a)(1)(B), is
The Adult Education and Family Literacy Act, referred to in subsec. (a)(1)(B), is title II of
The Social Security Act, referred to in subsec. (g)(1)(E), is act Aug. 14, 1935, ch. 531,
Prior Provisions
A prior section 6311,
A prior section 1111 of
Amendments
2019—Subsec. (h)(1)(C)(ii).
2018—Subsec. (h)(1)(C)(xiv).
2015—
2006—Subsec. (a)(1).
2004—Subsec. (b)(2)(I)(ii).
2002—Subsec. (c)(2).
Statutory Notes and Related Subsidiaries
Effective Date of 2018 Amendment
Amendment by
Effective Date of 2015 Amendment
Amendment by
1 So in original. Probably should be "(
2 So in original. Probably should be "9857 et seq.),".
3 So in original. Probably should be "Educational".
4 So in original. No subsec. (c)(4)(B)(vi) has been enacted.
5 So in original. Probably should be "(
6 So in original. Designations (III) to (VIII) probably should be (aa) to (ff), respectively.
7 So in original. The word "of" probably should not appear.
§6312. Local educational agency plans
(a) Plans required
(1) Subgrants
A local educational agency may receive a subgrant under this part for any fiscal year only if such agency has on file with the State educational agency a plan, approved by the State educational agency, that—
(A) is developed with timely and meaningful consultation with teachers, principals, other school leaders, paraprofessionals, specialized instructional support personnel, charter school leaders (in a local educational agency that has charter schools), administrators (including administrators of programs described in other parts of this subchapter), other appropriate school personnel, and with parents of children in schools served under this part; and
(B) as appropriate, is coordinated with other programs under this chapter, the Individuals with Disabilities Education Act (
(2) Consolidated application
The plan may be submitted as part of a consolidated application under
(3) State approval
(A) In general
Each local educational agency plan shall be filed according to a schedule established by the State educational agency.
(B) Approval
The State educational agency shall approve a local educational agency's plan only if the State educational agency determines that the local educational agency's plan—
(i) provides that schools served under this part substantially help children served under this part meet the challenging State academic standards; and
(ii) meets the requirements of this section.
(4) Duration
Each local educational agency plan shall be submitted for the first year for which this part is in effect following December 10, 2015, and shall remain in effect for the duration of the agency's participation under this part.
(5) Review
Each local educational agency shall periodically review and, as necessary, revise its plan.
(6) Rule of construction
Consultation required under paragraph (1)(A) shall not interfere with the timely submission of the plan required under this section.
(b) Plan provisions
To ensure that all children receive a high-quality education, and to close the achievement gap between children meeting the challenging State academic standards and those children who are not meeting such standards, each local educational agency plan shall describe—
(1) how the local educational agency will monitor students' progress in meeting the challenging State academic standards by—
(A) developing and implementing a well-rounded program of instruction to meet the academic needs of all students;
(B) identifying students who may be at risk for academic failure;
(C) providing additional educational assistance to individual students the local educational agency or school determines need help in meeting the challenging State academic standards; and
(D) identifying and implementing instructional and other strategies intended to strengthen academic programs and improve school conditions for student learning;
(2) how the local educational agency will identify and address, as required under State plans as described in
(3) how the local educational agency will carry out its responsibilities under paragraphs (1) and (2) of
(4) the poverty criteria that will be used to select school attendance areas under
(5) in general, the nature of the programs to be conducted by such agency's schools under
(6) the services the local educational agency will provide homeless children and youths, including services provided with funds reserved under
(7) the strategy the local educational agency will use to implement effective parent and family engagement under
(8) if applicable, how the local educational agency will support, coordinate, and integrate services provided under this part with early childhood education programs at the local educational agency or individual school level, including plans for the transition of participants in such programs to local elementary school programs;
(9) how teachers and school leaders, in consultation with parents, administrators, paraprofessionals, and specialized instructional support personnel, in schools operating a targeted assistance school program under
(10) how the local educational agency will implement strategies to facilitate effective transitions for students from middle grades to high school and from high school to postsecondary education including, if applicable—
(A) through coordination with institutions of higher education, employers, and other local partners; and
(B) through increased student access to early college high school or dual or concurrent enrollment opportunities, or career counseling to identify student interests and skills;
(11) how the local educational agency will support efforts to reduce the overuse of discipline practices that remove students from the classroom, which may include identifying and supporting schools with high rates of discipline, disaggregated by each of the subgroups of students, as defined in
(12) if determined appropriate by the local educational agency, how such agency will support programs that coordinate and integrate—
(A) academic and career and technical education content through coordinated instructional strategies, that may incorporate experiential learning opportunities and promote skills attainment important to in-demand occupations or industries in the State; and
(B) work-based learning opportunities that provide students in-depth interaction with industry professionals and, if appropriate, academic credit; and
(13) any other information on how the local educational agency proposes to use funds to meet the purposes of this part, and that the local educational agency determines appropriate to provide, which may include how the local educational agency will—
(A) assist schools in identifying and serving gifted and talented students; and
(B) assist schools in developing effective school library programs to provide students an opportunity to develop digital literacy skills and improve academic achievement.
(c) Assurances
Each local educational agency plan shall provide assurances that the local educational agency will—
(1) ensure that migratory children and formerly migratory children who are eligible to receive services under this part are selected to receive such services on the same basis as other children who are selected to receive services under this part;
(2) provide services to eligible children attending private elementary schools and secondary schools in accordance with
(3) participate, if selected, in the National Assessment of Educational Progress in reading and mathematics in grades 4 and 8 carried out under
(4) coordinate and integrate services provided under this part with other educational services at the local educational agency or individual school level, such as services for English learners, children with disabilities, migratory children, American Indian, Alaska Native, and Native Hawaiian children, and homeless children and youths, in order to increase program effectiveness, eliminate duplication, and reduce fragmentation of the instructional program;
(5) collaborate with the State or local child welfare agency to—
(A) designate a point of contact if the corresponding child welfare agency notifies the local educational agency, in writing, that the agency has designated an employee to serve as a point of contact for the local educational agency; and
(B) by not later than 1 year after December 10, 2015, develop and implement clear written procedures governing how transportation to maintain children in foster care in their school of origin when in their best interest will be provided, arranged, and funded for the duration of the time in foster care, which procedures shall—
(i) ensure that children in foster care needing transportation to the school of origin will promptly receive transportation in a cost-effective manner and in accordance with
(ii) ensure that, if there are additional costs incurred in providing transportation to maintain children in foster care in their schools of origin, the local educational agency will provide transportation to the school of origin if—
(I) the local child welfare agency agrees to reimburse the local educational agency for the cost of such transportation;
(II) the local educational agency agrees to pay for the cost of such transportation; or
(III) the local educational agency and the local child welfare agency agree to share the cost of such transportation; and 2
(6) ensure that all teachers and paraprofessionals working in a program supported with funds under this part meet applicable State certification and licensure requirements, including any requirements for certification obtained through alternative routes to certification; and
(7) in the case of a local educational agency that chooses to use funds under this part to provide early childhood education services to low-income children below the age of compulsory school attendance, ensure that such services comply with the performance standards established under section 641A(a) of the Head Start Act (
(d) Special rule
For local educational agencies using funds under this part for the purposes described in subsection (c)(7), the Secretary shall—
(1) consult with the Secretary of Health and Human Services and establish procedures (taking into consideration existing State and local laws, and local teacher contracts) to assist local educational agencies to comply with such subsection; and
(2) disseminate to local educational agencies the education performance standards in effect under section 641A(a) of the Head Start Act (
(e) Parents right-to-know
(1) Information for parents
(A) In general
At the beginning of each school year, a local educational agency that receives funds under this part shall notify the parents of each student attending any school receiving funds under this part that the parents may request, and the agency will provide the parents on request (and in a timely manner), information regarding the professional qualifications of the student's classroom teachers, including at a minimum, the following:
(i) Whether the student's teacher—
(I) has met State qualification and licensing criteria for the grade levels and subject areas in which the teacher provides instruction;
(II) is teaching under emergency or other provisional status through which State qualification or licensing criteria have been waived; and
(III) is teaching in the field of discipline of the certification of the teacher.
(ii) Whether the child is provided services by paraprofessionals and, if so, their qualifications.
(B) Additional information
In addition to the information that parents may request under subparagraph (A), a school that receives funds under this part shall provide to each individual parent of a child who is a student in such school, with respect to such student—
(i) information on the level of achievement and academic growth of the student, if applicable and available, on each of the State academic assessments required under this part; and
(ii) timely notice that the student has been assigned, or has been taught for 4 or more consecutive weeks by, a teacher who does not meet applicable State certification or licensure requirements at the grade level and subject area in which the teacher has been assigned.
(2) Testing transparency
(A) In general
At the beginning of each school year, a local educational agency that receives funds under this part shall notify the parents of each student attending any school receiving funds under this part that the parents may request, and the local educational agency will provide the parents on request (and in a timely manner), information regarding any State or local educational agency policy regarding student participation in any assessments mandated by
(B) Additional information
Subject to subparagraph (C), each local educational agency that receives funds under this part shall make widely available through public means (including by posting in a clear and easily accessible manner on the local educational agency's website and, where practicable, on the website of each school served by the local educational agency) for each grade served by the local educational agency, information on each assessment required by the State to comply with
(i) the subject matter assessed;
(ii) the purpose for which the assessment is designed and used;
(iii) the source of the requirement for the assessment; and
(iv) where such information is available—
(I) the amount of time students will spend taking the assessment, and the schedule for the assessment; and
(II) the time and format for disseminating results.
(C) Local educational agency that does not operate a website
In the case of a local educational agency that does not operate a website, such local educational agency shall determine how to make the information described in subparagraph (A) widely available, such as through distribution of that information to the media, through public agencies, or directly to parents.
(3) Language instruction
(A) Notice
Each local educational agency using funds under this part or subchapter III to provide a language instruction educational program as determined under subchapter III shall, not later than 30 days after the beginning of the school year, inform parents of an English learner identified for participation or participating in such a program, of—
(i) the reasons for the identification of their child as an English learner and in need of placement in a language instruction educational program;
(ii) the child's level of English proficiency, how such level was assessed, and the status of the child's academic achievement;
(iii) the methods of instruction used in the program in which their child is, or will be, participating and the methods of instruction used in other available programs, including how such programs differ in content, instructional goals, and the use of English and a native language in instruction;
(iv) how the program in which their child is, or will be, participating will meet the educational strengths and needs of their child;
(v) how such program will specifically help their child learn English and meet age-appropriate academic achievement standards for grade promotion and graduation;
(vi) the specific exit requirements for the program, including the expected rate of transition from such program into classrooms that are not tailored for English learners, and the expected rate of graduation from high school (including four-year adjusted cohort graduation rates and extended-year adjusted cohort graduation rates for such program) if funds under this part are used for children in high schools;
(vii) in the case of a child with a disability, how such program meets the objectives of the individualized education program of the child, as described in section 614(d) of the Individuals with Disabilities Education Act (
(viii) information pertaining to parental rights that includes written guidance—
(I) detailing the right that parents have to have their child immediately removed from such program upon their request;
(II) detailing the options that parents have to decline to enroll their child in such program or to choose another program or method of instruction, if available; and
(III) assisting parents in selecting among various programs and methods of instruction, if more than 1 program or method is offered by the eligible entity.
(B) Special rule applicable during the school year
For those children who have not been identified as English learners prior to the beginning of the school year but are identified as English learners during such school year, the local educational agency shall notify the children's parents during the first 2 weeks of the child being placed in a language instruction educational program consistent with subparagraph (A).
(C) Parental participation
(i) In general
Each local educational agency receiving funds under this part shall implement an effective means of outreach to parents of English learners to inform the parents regarding how the parents can—
(I) be involved in the education of their children; and
(II) be active participants in assisting their children to—
(aa) attain English proficiency;
(bb) achieve at high levels within a well-rounded education; and
(cc) meet the challenging State academic standards expected of all students.
(ii) Regular meetings
Implementing an effective means of outreach to parents under clause (i) shall include holding, and sending notice of opportunities for, regular meetings for the purpose of formulating and responding to recommendations from parents of students assisted under this part or subchapter III.
(D) Basis for admission or exclusion
A student shall not be admitted to, or excluded from, any federally assisted education program on the basis of a surname or language-minority status.
(4) Notice and format
The notice and information provided to parents under this subsection shall be in an understandable and uniform format and, to the extent practicable, provided in a language that the parents can understand.
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in subsec. (a)(1)(B), is title VI of
The Rehabilitation Act of 1973, referred to in subsec. (a)(1)(B), is
The Carl D. Perkins Career and Technical Education Act of 2006, referred to in subsec. (a)(1)(B), is
The Workforce Innovation and Opportunity Act, referred to in subsec. (a)(1)(B), is
The Head Start Act, referred to in subsec. (a)(1)(B), is subchapter B (§635 et seq.) of
The McKinney-Vento Homeless Assistance Act, referred to in subsecs. (a)(1)(B) and (b)(6), is
The Adult Education and Family Literacy Act, referred to in subsec. (a)(1)(B), is title II of
Prior Provisions
A prior section 6312,
Amendments
2015—
2007—Subsec. (c)(1)(G).
Subsec. (c)(2)(B).
2006—Subsec. (a)(1).
2002—Subsec. (b)(1)(F).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. Probably should be "(
2 So in original. The word "and" probably should not appear.
§6313. Eligible school attendance areas
(a) Determination
(1) In general
A local educational agency shall use funds received under this part only in eligible school attendance areas.
(2) Eligible school attendance areas
For the purposes of this part—
(A) the term "school attendance area" means, in relation to a particular school, the geographical area in which the children who are normally served by that school reside; and
(B) the term "eligible school attendance area" means a school attendance area in which the percentage of children from low-income families is at least as high as the percentage of children from low-income families served by the local educational agency as a whole.
(3) Ranking order
(A) Ranking
Except as provided in subparagraph (B), if funds allocated in accordance with subsection (c) are insufficient to serve all eligible school attendance areas, a local educational agency shall—
(i) annually rank, without regard to grade spans, such agency's eligible school attendance areas in which the concentration of children from low-income families exceeds 75 percent from highest to lowest according to the percentage of children from low-income families; and
(ii) serve such eligible school attendance areas in rank order.
(B) Exception
A local educational agency may lower the threshold in subparagraph (A)(i) to 50 percent for high schools served by such agency.
(4) Remaining funds
If funds remain after serving all eligible school attendance areas under paragraph (3), a local educational agency shall—
(A) annually rank such agency's remaining eligible school attendance areas from highest to lowest either by grade span or for the entire local educational agency according to the percentage of children from low-income families; and
(B) serve such eligible school attendance areas in rank order either within each grade-span grouping or within the local educational agency as a whole.
(5) Measures
(A) In general
Except as provided in subparagraph (B), a local educational agency shall use the same measure of poverty, which measure shall be the number of children aged 5 through 17 in poverty counted in the most recent census data approved by the Secretary, the number of children eligible for a free or reduced price lunch under the Richard B. Russell National School Lunch Act (
(i) to identify eligible school attendance areas;
(ii) to determine the ranking of each area; and
(iii) to determine allocations under subsection (c).
(B) Secondary schools
For measuring the number of students in low-income families in secondary schools, the local educational agency shall use the same measure of poverty, which shall be—
(i) the measure described under subparagraph (A); or
(ii) subject to meeting the conditions of subparagraph (C), an accurate estimate of the number of students in low-income families in a secondary school that is calculated by applying the average percentage of students in low-income families of the elementary school attendance areas as calculated under subparagraph (A) that feed into the secondary school to the number of students enrolled in such school.
(C) Measure of poverty
The local educational agency shall have the option to use the measure of poverty described in subparagraph (B)(ii) after—
(i) conducting outreach to secondary schools within such agency to inform such schools of the option to use such measure; and
(ii) a majority of such schools have approved the use of such measure.
(6) Exception
This subsection shall not apply to a local educational agency with a total enrollment of less than 1,000 children.
(7) Waiver for desegregation plans
The Secretary may approve a local educational agency's written request for a waiver of the requirements of subsections (a) and (c), and permit such agency to treat as eligible, and serve, any school that children attend with a State-ordered, court-ordered school desegregation plan or a plan that continues to be implemented in accordance with a State-ordered or court-ordered desegregation plan, if—
(A) the number of economically disadvantaged children enrolled in the school is at least 25 percent of the school's total enrollment; and
(B) the Secretary determines on the basis of a written request from such agency and in accordance with such criteria as the Secretary establishes, that approval of that request would further the purposes of this part.
(b) Local educational agency discretion
(1) In general
Notwithstanding subsection (a)(2), a local educational agency may—
(A) designate as eligible any school attendance area or school in which at least 35 percent of the children are from low-income families;
(B) use funds received under this part in a school that is not in an eligible school attendance area, if the percentage of children from low-income families enrolled in the school is equal to or greater than the percentage of such children in a participating school attendance area of such agency;
(C) designate and serve a school attendance area or school that is not eligible under this section, but that was eligible and that was served in the preceding fiscal year, but only for 1 additional fiscal year; and
(D) elect not to serve an eligible school attendance area or eligible school that has a higher percentage of children from low-income families if—
(i) the school meets the comparability requirements of
(ii) the school is receiving supplemental funds from other State or local sources that are spent according to the requirements of
(iii) the funds expended from such other sources equal or exceed the amount that would be provided under this part.
(2) Special rule
Notwithstanding paragraph (1)(D), the number of children attending private elementary schools and secondary schools who are to receive services, and the assistance such children are to receive under this part, shall be determined without regard to whether the public school attendance area in which such children reside is assisted under subparagraph (A).
(c) Allocations
(1) In general
A local educational agency shall allocate funds received under this part to eligible school attendance areas or eligible schools, identified under subsections (a) and (b), in rank order, on the basis of the total number of children from low-income families in each area or school.
(2) Special rule
(A) In general
Except as provided in subparagraph (B), the per-pupil amount of funds allocated to each school attendance area or school under paragraph (1) shall be at least 125 percent of the per-pupil amount of funds a local educational agency received for that year under the poverty criteria described by the local educational agency in the plan submitted under
(B) Exception
A local educational agency may reduce the amount of funds allocated under subparagraph (A) for a school attendance area or school by the amount of any supplemental State and local funds expended in that school attendance area or school for programs that meet the requirements of
(3) Reservation of funds
(A) In general
A local educational agency shall reserve such funds as are necessary under this part, determined in accordance with subparagraphs (B) and (C), to provide services comparable to those provided to children in schools funded under this part to serve—
(i) homeless children and youths, including providing educationally related support services to children in shelters and other locations where children may live;
(ii) children in local institutions for neglected children; and
(iii) if appropriate, children in local institutions for delinquent children, and neglected or delinquent children in community day programs.
(B) Method of determination
The share of funds determined under subparagraph (A) shall be determined—
(i) based on the total allocation received by the local educational agency; and
(ii) prior to any allowable expenditures or transfers by the local educational agency.
(C) Homeless children and youths
Funds reserved under subparagraph (A)(i) may be—
(i) determined based on a needs assessment of homeless children and youths in the local educational agency, taking into consideration the number and needs of homeless children and youths in the local educational agency, and which needs assessment may be the same needs assessment as conducted under
(ii) used to provide homeless children and youths with services not ordinarily provided to other students under this part, including providing—
(I) funding for the liaison designated pursuant to
(II) transportation pursuant to section 11432(g)(1)(J)(iii) of such title.
(4) Financial incentives and rewards reservation
A local educational agency may reserve such funds as are necessary from those funds received by the local educational agency under subchapter II, and not more than 5 percent of those funds received by the local educational agency under subpart 2 of this part, to provide financial incentives and rewards to teachers who serve in schools eligible under this section and identified for comprehensive support and improvement activities or targeted support and improvement activities under
(5) Early childhood education
A local educational agency may reserve funds made available to carry out this section to provide early childhood education programs for eligible children.
(
Editorial Notes
References in Text
The Richard B. Russell National School Lunch Act, referred to in subsec. (a)(5)(A), is act June 4, 1946, ch. 281,
The Social Security Act, referred to in subsec. (a)(5)(A), is act Aug. 14, 1935, ch. 531,
Prior Provisions
A prior section 6313,
Amendments
2015—Subsec. (a)(3).
"(A) annually rank, without regard to grade spans, such agency's eligible school attendance areas in which the concentration of children from low-income families exceeds 75 percent from highest to lowest according to the percentage of children from low-income families; and
"(B) serve such eligible school attendance areas in rank order."
Subsec. (a)(5).
"(A) to identify eligible school attendance areas;
"(B) to determine the ranking of each area; and
"(C) to determine allocations under subsection (c) of this section."
Subsec. (b)(1)(D)(i).
Subsec. (c)(3).
"(A) homeless children who do not attend participating schools, including providing educationally related support services to children in shelters and other locations where children may live;
"(B) children in local institutions for neglected children; and
"(C) if appropriate, children in local institutions for delinquent children, and neglected or delinquent children in community day school programs."
Subsec. (c)(4).
Subsec. (c)(5).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6314. Schoolwide programs
(a) In general
(1) Use of funds for schoolwide programs
(A) Eligibility
A local educational agency may consolidate and use funds under this part, together with other Federal, State, and local funds, in order to upgrade the entire educational program of a school that serves an eligible school attendance area in which not less than 40 percent of the children are from low-income families, or not less than 40 percent of the children enrolled in the school are from such families.
(B) Exception
A school that serves an eligible school attendance area in which less than 40 percent of the children are from low-income families, or a school for which less than 40 percent of the children enrolled in the school are from such families, may operate a schoolwide program under this section if the school receives a waiver from the State educational agency to do so, after taking into account how a schoolwide program will best serve the needs of the students in the school served under this part in improving academic achievement and other factors.
(2) Identification of students not required
(A) In general
No school participating in a schoolwide program shall be required to identify—
(i) particular children under this part as eligible to participate in a schoolwide program; or
(ii) individual services as supplementary.
(B) Supplemental funds
In accordance with the method of determination described in
(3) Exemption from statutory and regulatory requirements
(A) Exemption
Except as provided in paragraph (2), the Secretary may, through publication of a notice in the Federal Register, exempt schoolwide programs under this section from statutory or regulatory provisions of any other noncompetitive formula grant program administered by the Secretary (other than formula or discretionary grant programs under the Individuals with Disabilities Education Act (
(B) Requirements
A school that chooses to use funds from such other programs shall not be relieved of the requirements relating to health, safety, civil rights, student and parental participation and involvement, services to private school children, comparability of services, maintenance of effort, uses of Federal funds to supplement, not supplant non-Federal funds (in accordance with the method of determination described in
(C) Records
A school that chooses to consolidate and use funds from different Federal programs under this section shall not be required to maintain separate fiscal accounting records, by program, that identify the specific activities supported by those particular funds as long as the school maintains records that demonstrate that the schoolwide program, considered as a whole, addresses the intent and purposes of each of the Federal programs that were consolidated to support the schoolwide program.
(b) Schoolwide program plan
An eligible school operating a schoolwide program shall develop a comprehensive plan (or amend a plan for such a program that was in existence on the day before December 10, 2015) that—
(1) is developed during a 1-year period, unless—
(A) the local educational agency determines, in consultation with the school, that less time is needed to develop and implement the schoolwide program; or
(B) the school is operating a schoolwide program on the day before December 10, 2015, in which case such school may continue to operate such program, but shall develop amendments to its existing plan during the first year of assistance after that date to reflect the provisions of this section;
(2) is developed with the involvement of parents and other members of the community to be served and individuals who will carry out such plan, including teachers, principals, other school leaders, paraprofessionals present in the school, administrators (including administrators of programs described in other parts of this subchapter), the local educational agency, to the extent feasible, tribes and tribal organizations present in the community, and, if appropriate, specialized instructional support personnel, technical assistance providers, school staff, if the plan relates to a secondary school, students, and other individuals determined by the school;
(3) remains in effect for the duration of the school's participation under this part, except that the plan and its implementation shall be regularly monitored and revised as necessary based on student needs to ensure that all students are provided opportunities to meet the challenging State academic standards;
(4) is available to the local educational agency, parents, and the public, and the information contained in such plan shall be in an understandable and uniform format and, to the extent practicable, provided in a language that the parents can understand; and
(5) if appropriate and applicable, is developed in coordination and integration with other Federal, State, and local services, resources, and programs, such as programs supported under this chapter, violence prevention programs, nutrition programs, housing programs, Head Start programs, adult education programs, career and technical education programs, and schools implementing comprehensive support and improvement activities or targeted support and improvement activities under
(6) is based on a comprehensive needs assessment of the entire school that takes into account information on the academic achievement of children in relation to the challenging State academic standards, particularly the needs of those children who are failing, or are at-risk of failing, to meet the challenging State academic standards and any other factors as determined by the local educational agency; and
(7) includes a description of—
(A) the strategies that the school will be implementing to address school needs, including a description of how such strategies will—
(i) provide opportunities for all children, including each of the subgroups of students (as defined in
(ii) use methods and instructional strategies that strengthen the academic program in the school, increase the amount and quality of learning time, and help provide an enriched and accelerated curriculum, which may include programs, activities, and courses necessary to provide a well-rounded education; and
(iii) address the needs of all children in the school, but particularly the needs of those at risk of not meeting the challenging State academic standards, through activities which may include—
(I) counseling, school-based mental health programs, specialized instructional support services, mentoring services, and other strategies to improve students' skills outside the academic subject areas;
(II) preparation for and awareness of opportunities for postsecondary education and the workforce, which may include career and technical education programs and broadening secondary school students' access to coursework to earn postsecondary credit while still in high school (such as Advanced Placement, International Baccalaureate, dual or concurrent enrollment, or early college high schools);
(III) implementation of a schoolwide tiered model to prevent and address problem behavior, and early intervening services, coordinated with similar activities and services carried out under the Individuals with Disabilities Education Act (
(IV) professional development and other activities for teachers, paraprofessionals, and other school personnel to improve instruction and use of data from academic assessments, and to recruit and retain effective teachers, particularly in high-need subjects; and
(V) strategies for assisting preschool children in the transition from early childhood education programs to local elementary school programs; and
(B) if programs are consolidated, the specific State educational agency and local educational agency programs and other Federal programs that will be consolidated in the schoolwide program.
(c) Preschool programs
A school that operates a schoolwide program under this section may use funds available under this part to establish or enhance preschool programs for children who are under 6 years of age.
(d) Delivery of services
The services of a schoolwide program under this section may be delivered by nonprofit or for-profit external providers with expertise in using evidence-based or other effective strategies to improve student achievement.
(e) Use of funds for dual or concurrent enrollment programs
(1) In general
A secondary school operating a schoolwide program under this section may use funds received under this part to operate dual or concurrent enrollment programs that address the needs of low-achieving secondary school students and those at risk of not meeting the challenging State academic standards.
(2) Flexibility of funds
A secondary school using funds received under this part for a dual or concurrent enrollment program described in paragraph (1) may use such funds for any of the costs associated with such program, including the costs of—
(A) training for teachers, and joint professional development for teachers in collaboration with career and technical educators and educators from institutions of higher education, where appropriate, for the purpose of integrating rigorous academics in such program;
(B) tuition and fees, books, required instructional materials for such program, and innovative delivery methods; and
(C) transportation to and from such program.
(3) Rule of construction
Nothing in this subsection shall be construed to impose on any State any requirement or rule regarding dual or concurrent enrollment programs that is inconsistent with State law.
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in subsecs. (a)(3)(A) and (b)(7)(A)(iii)(III), is title VI of
Prior Provisions
A prior section 6314,
Amendments
2015—Subsec. (a).
Subsec. (b).
Subsecs. (c) to (e).
2006—Subsec. (b)(2)(B)(v).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6315. Targeted assistance schools
(a) In general
In all schools selected to receive funds under
(b) Targeted assistance school program
To assist targeted assistance schools and local educational agencies to meet their responsibility to provide for all their students served under this part the opportunity to meet the challenging State academic standards, each targeted assistance program under this section shall—
(1) determine which students will be served;
(2) serve participating students identified as eligible children under subsection (c), including by—
(A) using resources under this part to help eligible children meet the challenging State academic standards, which may include programs, activities, and academic courses necessary to provide a well-rounded education;
(B) using methods and instructional strategies to strengthen the academic program of the school through activities, which may include—
(i) expanded learning time, before- and after-school programs, and summer programs and opportunities; and
(ii) a schoolwide tiered model to prevent and address behavior problems, and early intervening services, coordinated with similar activities and services carried out under the Individuals with Disabilities Education Act (
(C) coordinating with and supporting the regular education program, which may include services to assist preschool children in the transition from early childhood education programs such as Head Start, the literacy program under subpart 2 of part B of subchapter II, or State-run preschool programs to elementary school programs;
(D) providing professional development with resources provided under this part, and, to the extent practicable, from other sources, to teachers, principals, other school leaders, paraprofessionals, and, if appropriate, specialized instructional support personnel, and other school personnel who work with eligible children in programs under this section or in the regular education program;
(E) implementing strategies to increase the involvement of parents of eligible children in accordance with
(F) if appropriate and applicable, coordinating and integrating Federal, State, and local services and programs, such as programs supported under this chapter, violence prevention programs, nutrition programs, housing programs, Head Start programs, adult education programs, career and technical education programs, and comprehensive support and improvement activities or targeted support and improvement activities under
(G) provide 2 to the local educational agency assurances that the school will—
(i) help provide an accelerated, high-quality curriculum;
(ii) minimize the removal of children from the regular classroom during regular school hours for instruction provided under this part; and
(iii) on an ongoing basis, review the progress of eligible children and revise the targeted assistance program under this section, if necessary, to provide additional assistance to enable such children to meet the challenging State academic standards.
(c) Eligible children
(1) Eligible population
(A) In general
The eligible population for services under this section is—
(i) children not older than age 21 who are entitled to a free public education through grade 12; and
(ii) children who are not yet at a grade level at which the local educational agency provides a free public education.
(B) Eligible children from eligible population
From the population described in subparagraph (A), eligible children are children identified by the school as failing, or most at risk of failing, to meet the challenging State academic standards on the basis of multiple, educationally related, objective criteria established by the local educational agency and supplemented by the school, except that children from preschool through grade 2 shall be selected solely on the basis of criteria, including objective criteria, established by the local educational agency and supplemented by the school.
(2) Children included
(A) In general
Children who are economically disadvantaged, children with disabilities, migrant children or English learners, are eligible for services under this part on the same basis as other children selected to receive services under this part.
(B) Head Start and preschool children
A child who, at any time in the 2 years preceding the year for which the determination is made, participated in a Head Start program, the literacy program under subpart 2 of part B of subchapter II, or in preschool services under this subchapter, is eligible for services under this part.
(C) Migrant children
A child who, at any time in the 2 years preceding the year for which the determination is made, received services under part C is eligible for services under this part.
(D) Neglected or delinquent children
A child in a local institution for neglected or delinquent children and youth or attending a community day program for such children is eligible for services under this part.
(E) Homeless children
A child who is homeless and attending any school served by the local educational agency is eligible for services under this part.
(3) Special rule
Funds received under this part may not be used to provide services that are otherwise required by law to be made available to children described in paragraph (2) but may be used to coordinate or supplement such services.
(d) Integration of professional development
To promote the integration of staff supported with funds under this part into the regular school program and overall school planning and improvement efforts, public school personnel who are paid with funds received under this part may—
(1) participate in general professional development and school planning activities; and
(2) assume limited duties that are assigned to similar personnel who are not so paid, including duties beyond classroom instruction or that do not benefit participating children, so long as the amount of time spent on such duties is the same proportion of total work time as prevails with respect to similar personnel at the same school.
(e) Special rules
(1) Simultaneous service
Nothing in this section shall be construed to prohibit a school from serving students under this section simultaneously with students with similar educational needs, in the same educational settings where appropriate.
(2) Comprehensive services
If—
(A) health, nutrition, and other social services are not otherwise available to eligible children in a targeted assistance school and such school, if appropriate, has engaged in a comprehensive needs assessment and established a collaborative partnership with local service providers; and
(B) funds are not reasonably available from other public or private sources to provide such services, then a portion of the funds provided under this part may be used as a last resort to provide such services, including—
(i) the provision of basic medical equipment, such as eyeglasses and hearing aids;
(ii) compensation of a coordinator;
(iii) family support and engagement services;
(iv) integrated student supports; and
(v) professional development necessary to assist teachers, specialized instructional support personnel, other staff, and parents in identifying and meeting the comprehensive needs of eligible children.
(f) Use of funds for dual or concurrent enrollment programs
A secondary school operating a targeted assistance program under this section may use funds received under this part to provide dual or concurrent enrollment program services described under
(g) Prohibition
Nothing in this section shall be construed to authorize the Secretary or any other officer or employee of the Federal Government to require a local educational agency or school to submit the results of a comprehensive needs assessment or plan under
(h) Delivery of services
The services of a targeted assistance program under this section may be delivered by nonprofit or for-profit external providers with expertise in using evidence-based or other effective strategies to improve student achievement.
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in subsec. (b)(2)(B)(ii), is title VI of
Prior Provisions
A prior section 6315,
Amendments
2015—Subsec. (a).
Subsec. (b).
Subsec. (c).
Subsec. (c)(1)(B).
Subsec. (c)(2)(A).
Subsec. (c)(2)(B).
Subsec. (c)(2)(C).
Subsec. (e)(2)(B)(iii) to (v).
Subsec. (e)(3).
Subsecs. (f) to (h).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. The word "and" probably should not appear.
2 So in original. Probably should be "providing".
§§6316, 6317. Repealed. Pub. L. 114–95, title I, §1000(1), Dec. 10, 2015, 129 Stat. 1814
Section 6316,
A prior section 6316,
Section 6317,
A prior section 6317,
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6318. Parent and family engagement
(a) Local educational agency policy
(1) In general
A local educational agency may receive funds under this part only if such agency conducts outreach to all parents and family members and implements programs, activities, and procedures for the involvement of parents and family members in programs assisted under this part consistent with this section. Such programs, activities, and procedures shall be planned and implemented with meaningful consultation with parents of participating children.
(2) Written policy
Each local educational agency that receives funds under this part shall develop jointly with, agree on with, and distribute to, parents and family members of participating children a written parent and family engagement policy. The policy shall be incorporated into the local educational agency's plan developed under
(A) involve parents and family members in jointly developing the local educational agency plan under
(B) provide the coordination, technical assistance, and other support necessary to assist and build the capacity of all participating schools within the local educational agency in planning and implementing effective parent and family involvement activities to improve student academic achievement and school performance, which may include meaningful consultation with employers, business leaders, and philanthropic organizations, or individuals with expertise in effectively engaging parents and family members in education;
(C) coordinate and integrate parent and family engagement strategies under this part with parent and family engagement strategies, to the extent feasible and appropriate, with other relevant Federal, State, and local laws and programs;
(D) conduct, with the meaningful involvement of parents and family members, an annual evaluation of the content and effectiveness of the parent and family engagement policy in improving the academic quality of all schools served under this part, including identifying—
(i) barriers to greater participation by parents in activities authorized by this section (with particular attention to parents who are economically disadvantaged, are disabled, have limited English proficiency, have limited literacy, or are of any racial or ethnic minority background);
(ii) the needs of parents and family members to assist with the learning of their children, including engaging with school personnel and teachers; and
(iii) strategies to support successful school and family interactions;
(E) use the findings of such evaluation in subparagraph (D) to design evidence-based strategies for more effective parental involvement, and to revise, if necessary, the parent and family engagement policies described in this section; and
(F) involve parents in the activities of the schools served under this part, which may include establishing a parent advisory board comprised of a sufficient number and representative group of parents or family members served by the local educational agency to adequately represent the needs of the population served by such agency for the purposes of developing, revising, and reviewing the parent and family engagement policy.
(3) Reservation
(A) In general
Each local educational agency shall reserve at least 1 percent of its allocation under subpart 2 to assist schools to carry out the activities described in this section, except that this subparagraph shall not apply if 1 percent of such agency's allocation under subpart 2 for the fiscal year for which the determination is made is $5,000 or less. Nothing in this subparagraph shall be construed to limit local educational agencies from reserving more than 1 percent of its allocation under subpart 2 to assist schools to carry out activities described in this section.
(B) Parent and family member input
Parents and family members of children receiving services under this part shall be involved in the decisions regarding how funds reserved under subparagraph (A) are allotted for parental involvement activities.
(C) Distribution of funds
Not less than 90 percent of the funds reserved under subparagraph (A) shall be distributed to schools served under this part, with priority given to high-need schools.
(D) Use of funds
Funds reserved under subparagraph (A) by a local educational agency shall be used to carry out activities and strategies consistent with the local educational agency's parent and family engagement policy, including not less than 1 of the following:
(i) Supporting schools and nonprofit organizations in providing professional development for local educational agency and school personnel regarding parent and family engagement strategies, which may be provided jointly to teachers, principals, other school leaders, specialized instructional support personnel, paraprofessionals, early childhood educators, and parents and family members.
(ii) Supporting programs that reach parents and family members at home, in the community, and at school.
(iii) Disseminating information on best practices focused on parent and family engagement, especially best practices for increasing the engagement of economically disadvantaged parents and family members.
(iv) Collaborating, or providing subgrants to schools to enable such schools to collaborate, with community-based or other organizations or employers with a record of success in improving and increasing parent and family engagement.
(v) Engaging in any other activities and strategies that the local educational agency determines are appropriate and consistent with such agency's parent and family engagement policy.
(b) School parent and family engagement policy
(1) In general
Each school served under this part shall jointly develop with, and distribute to, parents and family members of participating children a written parent and family engagement policy, agreed on by such parents, that shall describe the means for carrying out the requirements of subsections (c) through (f). Parents shall be notified of the policy in an understandable and uniform format and, to the extent practicable, provided in a language the parents can understand. Such policy shall be made available to the local community and updated periodically to meet the changing needs of parents and the school.
(2) Special rule
If the school has a parent and family engagement policy that applies to all parents and family members, such school may amend that policy, if necessary, to meet the requirements of this subsection.
(3) Amendment
If the local educational agency involved has a school district-level parent and family engagement policy that applies to all parents and family members in all schools served by the local educational agency, such agency may amend that policy, if necessary, to meet the requirements of this subsection.
(4) Parental comments
If the plan under
(c) Policy involvement
Each school served under this part shall—
(1) convene an annual meeting, at a convenient time, to which all parents of participating children shall be invited and encouraged to attend, to inform parents of their school's participation under this part and to explain the requirements of this part, and the right of the parents to be involved;
(2) offer a flexible number of meetings, such as meetings in the morning or evening, and may provide, with funds provided under this part, transportation, child care, or home visits, as such services relate to parental involvement;
(3) involve parents, in an organized, ongoing, and timely way, in the planning, review, and improvement of programs under this part, including the planning, review, and improvement of the school parent and family engagement policy and the joint development of the schoolwide program plan under
(4) provide parents of participating children—
(A) timely information about programs under this part;
(B) a description and explanation of the curriculum in use at the school, the forms of academic assessment used to measure student progress, and the achievement levels of the challenging State academic standards; and
(C) if requested by parents, opportunities for regular meetings to formulate suggestions and to participate, as appropriate, in decisions relating to the education of their children, and respond to any such suggestions as soon as practicably possible; and
(5) if the schoolwide program plan under
(d) Shared responsibilities for high student academic achievement
As a component of the school-level parent and family engagement policy developed under subsection (b), each school served under this part shall jointly develop with parents for all children served under this part a school-parent compact that outlines how parents, the entire school staff, and students will share the responsibility for improved student academic achievement and the means by which the school and parents will build and develop a partnership to help children achieve the State's high standards. Such compact shall—
(1) describe the school's responsibility to provide high-quality curriculum and instruction in a supportive and effective learning environment that enables the children served under this part to meet the challenging State academic standards, and the ways in which each parent will be responsible for supporting their children's learning; volunteering in their child's classroom; and participating, as appropriate, in decisions relating to the education of their children and positive use of extracurricular time; and
(2) address the importance of communication between teachers and parents on an ongoing basis through, at a minimum—
(A) parent-teacher conferences in elementary schools, at least annually, during which the compact shall be discussed as the compact relates to the individual child's achievement;
(B) frequent reports to parents on their children's progress;
(C) reasonable access to staff, opportunities to volunteer and participate in their child's class, and observation of classroom activities; and
(D) ensuring regular two-way, meaningful communication between family members and school staff, and, to the extent practicable, in a language that family members can understand.
(e) Building capacity for involvement
To ensure effective involvement of parents and to support a partnership among the school involved, parents, and the community to improve student academic achievement, each school and local educational agency assisted under this part—
(1) shall provide assistance to parents of children served by the school or local educational agency, as appropriate, in understanding such topics as the challenging State academic standards, State and local academic assessments, the requirements of this part, and how to monitor a child's progress and work with educators to improve the achievement of their children;
(2) shall provide materials and training to help parents to work with their children to improve their children's achievement, such as literacy training and using technology (including education about the harms of copyright piracy), as appropriate, to foster parental involvement;
(3) shall educate teachers, specialized instructional support personnel, principals, and other school leaders, and other staff, with the assistance of parents, in the value and utility of contributions of parents, and in how to reach out to, communicate with, and work with parents as equal partners, implement and coordinate parent programs, and build ties between parents and the school;
(4) shall, to the extent feasible and appropriate, coordinate and integrate parent involvement programs and activities with other Federal, State, and local programs, including public preschool programs, and conduct other activities, such as parent resource centers, that encourage and support parents in more fully participating in the education of their children;
(5) shall ensure that information related to school and parent programs, meetings, and other activities is sent to the parents of participating children in a format and, to the extent practicable, in a language the parents can understand;
(6) may involve parents in the development of training for teachers, principals, and other educators to improve the effectiveness of such training;
(7) may provide necessary literacy training from funds received under this part if the local educational agency has exhausted all other reasonably available sources of funding for such training;
(8) may pay reasonable and necessary expenses associated with local parental involvement activities, including transportation and child care costs, to enable parents to participate in school-related meetings and training sessions;
(9) may train parents to enhance the involvement of other parents;
(10) may arrange school meetings at a variety of times, or conduct in-home conferences between teachers or other educators, who work directly with participating children, with parents who are unable to attend such conferences at school, in order to maximize parental involvement and participation;
(11) may adopt and implement model approaches to improving parental involvement;
(12) may establish a districtwide parent advisory council to provide advice on all matters related to parental involvement in programs supported under this section;
(13) may develop appropriate roles for community-based organizations and businesses in parent involvement activities; and
(14) shall provide such other reasonable support for parental involvement activities under this section as parents may request.
(f) Accessibility
In carrying out the parent and family engagement requirements of this part, local educational agencies and schools, to the extent practicable, shall provide opportunities for the informed participation of parents and family members (including parents and family members who have limited English proficiency, parents and family members with disabilities, and parents and family members of migratory children), including providing information and school reports required under
(g) Family engagement in education programs
In a State operating a program under part E of subchapter IV, each local educational agency or school that receives assistance under this part shall inform parents and organizations of the existence of the program.
(h) Review
The State educational agency shall review the local educational agency's parent and family engagement policies and practices to determine if the policies and practices meet the requirements of this section.
(
Editorial Notes
Prior Provisions
A prior section 6318,
A prior section 1116 of
Another prior section 1116 of
Amendments
2015—
Subsec. (a)(1).
Subsec. (a)(2).
Subsec. (a)(3)(A).
Subsec. (a)(3)(B).
Subsec. (a)(3)(C).
Subsec. (a)(3)(D).
Subsec. (b).
Subsec. (b)(1).
Subsec. (b)(2).
Subsec. (b)(3).
Subsec. (c)(3).
Subsec. (c)(4)(B).
Subsec. (c)(5).
Subsec. (d).
Subsec. (d)(1).
Subsec. (d)(2)(D).
Subsec. (e)(1).
Subsec. (e)(2).
Subsec. (e)(3).
Subsec. (e)(4).
Subsec. (f).
Subsec. (g).
Subsec. (h).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6319. Repealed. Pub. L. 114–95, title I, §1000(1), Dec. 10, 2015, 129 Stat. 1814
Section,
A prior section 6319,
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6320. Participation of children enrolled in private schools
(a) General requirement
(1) In general
To the extent consistent with the number of eligible children identified under
(A) after timely and meaningful consultation with appropriate private school officials, provide such children, on an equitable basis and individually or in combination, as requested by the officials to best meet the needs of such children, special educational services, instructional services (including evaluations to determine the progress being made in meeting such students' academic needs), counseling, mentoring, one-on-one tutoring, or other benefits under this part (such as dual or concurrent enrollment, educational radio and television, computer equipment and materials, other technology, and mobile educational services and equipment) that address their needs; and
(B) ensure that teachers and families of the children participate, on an equitable basis, in services and activities developed pursuant to
(2) Secular, neutral, nonideological
Such educational services or other benefits, including materials and equipment, shall be secular, neutral, and nonideological.
(3) Equity
(A) In general
Educational services and other benefits for such private school children shall be equitable in comparison to services and other benefits for public school children participating under this part, and shall be provided in a timely manner.
(B) Ombudsman
To help ensure such equity for such private school children, teachers, and other educational personnel, the State educational agency involved shall designate an ombudsman to monitor and enforce the requirements of this part.
(4) Expenditures
(A) Determination
(i) In general
Expenditures for educational services and other benefits to eligible private school children shall be equal to the proportion of funds allocated to participating school attendance areas based on the number of children from low-income families who attend private schools.
(ii) Proportional share
The proportional share of funds shall be determined based on the total amount of funds received by the local educational agency under this part prior to any allowable expenditures or transfers by the local educational agency.
(B) Obligation of funds
Funds allocated to a local educational agency for educational services and other benefits to eligible private school children shall be obligated in the fiscal year for which the funds are received by the agency.
(C) Notice of allocation
Each State educational agency shall provide notice in a timely manner to the appropriate private school officials in the State of the allocation of funds for educational services and other benefits under this part that the local educational agencies have determined are available for eligible private school children.
(D) Term of determination
The local educational agency may determine the equitable share under subparagraph (A) each year or every 2 years.
(5) Provision of services
The local educational agency, or, in a case described in subsection (b)(6)(C), the State educational agency involved, may provide services under this section directly or through contracts with public and private agencies, organizations, and institutions.
(b) Consultation
(1) In general
To ensure timely and meaningful consultation, a local educational agency shall consult with appropriate private school officials during the design and development of such agency's programs under this part. Such agency and private school officials shall both have the goal of reaching agreement on how to provide equitable and effective programs for eligible private school children, the results of which agreement shall be transmitted to the ombudsman designated under subsection (a)(3)(B). Such process shall include consultation on issues such as—
(A) how the children's needs will be identified;
(B) what services will be offered;
(C) how, where, and by whom the services will be provided;
(D) how the services will be academically assessed and how the results of that assessment will be used to improve those services;
(E) the size and scope of the equitable services to be provided to the eligible private school children, the proportion of funds that is allocated under subsection (a)(4)(A) for such services, and how that proportion of funds is determined;
(F) the method or sources of data that are used under subsection (c) and
(G) how and when the agency will make decisions about the delivery of services to such children, including a thorough consideration and analysis of the views of the private school officials on the provision of services through a contract with potential third-party providers;
(H) how, if the agency disagrees with the views of the private school officials on the provision of services through a contract, the local educational agency will provide in writing to such private school officials an analysis of the reasons why the local educational agency has chosen not to use a contractor;
(I) whether the agency shall provide services directly or through a separate government agency, consortium, entity, or third-party contractor;
(J) whether to provide equitable services to eligible private school children—
(i) by creating a pool or pools of funds with all of the funds allocated under subsection (a)(4)(A) based on all the children from low-income families in a participating school attendance area who attend private schools; or
(ii) in the agency's participating school attendance area who attend private schools with the proportion of funds allocated under subsection (a)(4)(A) based on the number of children from low-income families who attend private schools;
(K) when, including the approximate time of day, services will be provided; and
(L) whether to consolidate and use funds provided under subsection (a)(4) in coordination with eligible funds available for services to private school children under applicable programs, as defined in
(2) Disagreement
If a local educational agency disagrees with the views of private school officials with respect to an issue described in paragraph (1), the local educational agency shall provide in writing to such private school officials the reasons why the local educational agency disagrees.
(3) Timing
Such consultation shall include meetings of agency and private school officials and shall occur before the local educational agency makes any decision that affects the opportunities of eligible private school children to participate in programs under this part. Such meetings shall continue throughout implementation and assessment of services provided under this section.
(4) Discussion
Such consultation shall include a discussion of service delivery mechanisms a local educational agency can use to provide equitable services to eligible private school children.
(5) Documentation
Each local educational agency shall maintain in the agency's records and provide to the State educational agency involved a written affirmation signed by officials of each participating private school that the meaningful consultation required by this section has occurred. The written affirmation shall provide the option for private school officials to indicate such officials' belief that timely and meaningful consultation has not occurred or that the program design is not equitable with respect to eligible private school children. If such officials do not provide such affirmation within a reasonable period of time, the local educational agency shall forward the documentation that such consultation has, or attempts at such consultation have, taken place to the State educational agency.
(6) Compliance
(A) In general
A private school official shall have the right to file a complaint with the State educational agency asserting that the local educational agency did not engage in consultation that was meaningful and timely, did not give due consideration to the views of the private school official, or did not make a decision that treats the private school students equitably as required by this section.
(B) Procedure
If the private school official wishes to file a complaint, the official shall provide the basis of the noncompliance with this section by the local educational agency to the State educational agency, and the local educational agency shall forward the appropriate documentation to the State educational agency.
(C) State educational agencies
A State educational agency shall provide services under this section directly or through contracts with public or private agencies, organizations, or institutions, if the appropriate private school officials have—
(i) requested that the State educational agency provide such services directly; and
(ii) demonstrated that the local educational agency involved has not met the requirements of this section in accordance with the procedures for making such a request, as prescribed by the State educational agency.
(c) Allocation for equitable service to private school students
(1) Calculation
A local educational agency shall have the final authority, consistent with this section, to calculate the number of children, ages 5 through 17, who are from low-income families and attend private schools by—
(A) using the same measure of low income used to count public school children;
(B) using the results of a survey that, to the extent possible, protects the identity of families of private school students, and allowing such survey results to be extrapolated if complete actual data are unavailable;
(C) applying the low-income percentage of each participating public school attendance area, determined pursuant to this section, to the number of private school children who reside in that school attendance area; or
(D) using an equated measure of low income correlated with the measure of low income used to count public school children.
(2) Complaint process
Any dispute regarding low-income data for private school students shall be subject to the complaint process authorized in
(d) Public control of funds
(1) In general
The control of funds provided under this part, and title to materials, equipment, and property purchased with such funds, shall be in a public agency, and a public agency shall administer such funds, materials, equipment, and property.
(2) Provision of services
(A) Provider
The provision of services under this section shall be provided—
(i) by employees of a public agency; or
(ii) through contract by such public agency with an individual, association, agency, or organization.
(B) Requirement
In the provision of such services, such employee, individual, association, agency, or organization shall be independent of such private school and of any religious organization, and such employment or contract shall be under the control and supervision of such public agency.
(e) Standards for a bypass
If a local educational agency is prohibited by law from providing for the participation in programs on an equitable basis of eligible children enrolled in private elementary schools and secondary schools, or if the Secretary determines that a local educational agency has substantially failed or is unwilling, to provide for such participation, as required by this section, the Secretary shall—
(1) waive the requirements of this section for such local educational agency;
(2) arrange for the provision of services to such children through arrangements that shall be subject to the requirements of this section and
(3) in making the determination under this subsection, consider one or more factors, including the quality, size, scope, and location of the program and the opportunity of eligible children to participate.
(
Editorial Notes
Prior Provisions
A prior section 6320,
A prior section 1117 of
Another prior section 1117 of
Amendments
2015—Subsec. (a)(1).
Subsec. (a)(3).
Subsec. (a)(4).
Subsec. (a)(5).
Subsec. (b)(1).
Subsec. (b)(1)(E).
Subsec. (b)(1)(I) to (L).
Subsec. (b)(2) to (4).
Subsec. (b)(5).
Subsec. (b)(6).
Subsec. (b)(6)(A).
Subsec. (b)(6)(B).
Subsec. (b)(6)(C).
Subsec. (c)(2).
Subsec. (e)(2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. A comma probably should appear.
§6321. Fiscal requirements
(a) Maintenance of effort
A local educational agency may receive funds under this part for any fiscal year only if the State educational agency involved finds that the local educational agency has maintained the agency's fiscal effort in accordance with
(b) Federal funds to supplement, not supplant, non-Federal funds
(1) In general
A State educational agency or local educational agency shall use Federal funds received under this part only to supplement the funds that would, in the absence of such Federal funds, be made available from State and local sources for the education of students participating in programs assisted under this part, and not to supplant such funds.
(2) Compliance
To demonstrate compliance with paragraph (1), a local educational agency shall demonstrate that the methodology used to allocate State and local funds to each school receiving assistance under this part ensures that such school receives all of the State and local funds it would otherwise receive if it were not receiving assistance under this part.
(3) Special rule
No local educational agency shall be required to—
(A) identify that an individual cost or service supported under this part is supplemental; or
(B) provide services under this part through a particular instructional method or in a particular instructional setting in order to demonstrate such agency's compliance with paragraph (1).
(4) Prohibition
Nothing in this section shall be construed to authorize or permit the Secretary to prescribe the specific methodology a local educational agency uses to allocate State and local funds to each school receiving assistance under this part.
(5) Timeline
A local educational agency—
(A) shall meet the compliance requirement under paragraph (2) not later than 2 years after December 10, 2015; and
(B) may demonstrate compliance with the requirement under paragraph (1) before the end of such 2-year period using the method such local educational agency used on the day before December 10, 2015.
(c) Comparability of services
(1) In general
(A) Comparable services
Except as provided in paragraphs (4) and (5), a local educational agency may receive funds under this part only if State and local funds will be used in schools served under this part to provide services that, taken as a whole, are at least comparable to services in schools that are not receiving funds under this part.
(B) Substantially comparable services
If the local educational agency is serving all of such agency's schools under this part, such agency may receive funds under this part only if such agency will use State and local funds to provide services that, taken as a whole, are substantially comparable in each school.
(C) Basis
A local educational agency may meet the requirements of subparagraphs (A) and (B) on a grade-span by grade-span basis or a school-by-school basis.
(2) Written assurance
(A) Equivalence
A local educational agency shall be considered to have met the requirements of paragraph (1) if such agency has filed with the State educational agency a written assurance that such agency has established and implemented—
(i) a local educational agency-wide salary schedule;
(ii) a policy to ensure equivalence among schools in teachers, administrators, and other staff; and
(iii) a policy to ensure equivalence among schools in the provision of curriculum materials and instructional supplies.
(B) Determinations
For the purpose of this subsection, in the determination of expenditures per pupil from State and local funds, or instructional salaries per pupil from State and local funds, staff salary differentials for years of employment shall not be included in such determinations.
(C) Exclusions
A local educational agency need not include unpredictable changes in student enrollment or personnel assignments that occur after the beginning of a school year in determining comparability of services under this subsection.
(3) Procedures and records
Each local educational agency assisted under this part shall—
(A) develop procedures for compliance with this subsection; and
(B) maintain records that are updated biennially documenting such agency's compliance with this subsection.
(4) Inapplicability
This subsection shall not apply to a local educational agency that does not have more than one building for each grade span.
(5) Compliance
For the purpose of determining compliance with paragraph (1), a local educational agency may exclude State and local funds expended for—
(A) language instruction educational programs; and
(B) the excess costs of providing services to children with disabilities as determined by the local educational agency.
(d) Exclusion of funds
For the purpose of complying with subsections (b) and (c), a State educational agency or local educational agency may exclude supplemental State or local funds expended in any school attendance area or school for programs that meet the intent and purposes of this part.
(
Editorial Notes
Prior Provisions
A prior section 6321,
A prior section 1118 of
Another prior section 1118 of
Amendments
2015—Subsec. (a).
Subsec. (b).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6322. Coordination requirements
(a) In general
Each local educational agency receiving assistance under this part shall carry out the activities described in subsection (b) with Head Start agencies and, if feasible, other entities carrying out early childhood development programs. Each local educational agency shall develop agreements with such Head Start agencies and other entities to carry out such activities.
(b) Activities
The activities referred to in subsection (a) are activities that increase coordination between the local educational agency and a Head Start agency and, if feasible, other entities carrying out early childhood education programs serving children who will attend the schools of the local educational agency, including—
(1) developing and implementing a systematic procedure for receiving records regarding such children, transferred with parental consent from a Head Start program or, where applicable, another early childhood education program;
(2) establishing channels of communication between school staff and their counterparts (including teachers, social workers, and health staff) in such Head Start agencies or other entities carrying out early childhood education programs, as appropriate, to facilitate coordination of programs;
(3) conducting meetings involving parents, kindergarten or elementary school teachers, and Head Start teachers or, if appropriate, teachers from other early childhood education programs, to discuss the developmental and other needs of individual children;
(4) organizing and participating in joint transition-related training of school staff, Head Start program staff, and, where appropriate, other early childhood education program staff; and
(5) linking the educational services provided by such local educational agency with the services provided by local Head Start agencies.
(c) Coordination of regulations
The Secretary shall work with the Secretary of Health and Human Services to coordinate regulations promulgated under this part with regulations promulgated under the Head Start Act [
(
Editorial Notes
References in Text
The Head Start Act, referred to in subsec. (c), is subchapter B (§§635–657) of
Prior Provisions
A prior section 6322,
A prior section 1119 of
Another prior section 1119 of
A prior section 6323,
Amendments
2015—Subsec. (a).
Subsec. (b).
Subsec. (b)(1).
Subsec. (b)(2), (3).
Subsec. (b)(4).
Subsec. (b)(5).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
subpart 2—allocations
§6331. Grants for the outlying areas and the Secretary of the Interior
(a) Reservation of funds
Subject to subsection (e), from the amount appropriated for payments to States for any fiscal year under
(1) reserve 0.4 percent to provide assistance to the outlying areas in accordance with subsection (b); and
(2) reserve 0.7 percent to provide assistance to the Secretary of the Interior in accordance with subsection (d).
(b) Assistance to outlying areas
(1) Funds reserved
From the amount made available for any fiscal year under subsection (a)(1), the Secretary shall—
(A) first reserve $1,000,000 for the Republic of Palau, subject to such terms and conditions as the Secretary may establish, except that
(B) use the remaining funds to award grants to the outlying areas in accordance with paragraphs (2) through (5).
(2) Amount of grants
The Secretary shall allocate the amount available under paragraph (1)(B) to the outlying areas in proportion to their relative numbers of children, aged 5 to 17, inclusive, from families below the poverty level, on the basis of the most recent satisfactory data available from the Department of Commerce.
(3) Hold-harmless amounts
For each fiscal year, the amount made available to each outlying area under this subsection shall be—
(A) not less than 95 percent of the amount made available for the preceding fiscal year if the number of children counted under paragraph (2) is not less than 30 percent of the total number of children aged 5 to 17 years, inclusive, in the outlying area;
(B) not less than 90 percent of the amount made available for the preceding fiscal year if the percentage described in subparagraph (A) is between 15 percent and 30 percent; and
(C) not less than 85 percent of the amount made available for the preceding fiscal year if the percentage described in subparagraph (A) is below 15 percent.
(4) Ratable reductions
If the amount made available under paragraph (1)(B) for any fiscal year is insufficient to pay the full amounts that the outlying areas are eligible to receive under paragraphs (2) and (3) for that fiscal year, the Secretary shall ratably reduce those amounts.
(5) Uses
Grant funds awarded under paragraph (1)(A) may be used only—
(A) for programs described in this chapter, including teacher training, curriculum development, instructional materials, or general school improvement and reform; and
(B) to provide direct educational services that assist all students with meeting the challenging State academic standards.
(c) Definitions
For the purpose of this section, the term "outlying area" means the United States Virgin Islands, Guam, American Samoa, and the Commonwealth of the Northern Mariana Islands.
(d) Allotment to the Secretary of the Interior
(1) In general
The amount allotted for payments to the Secretary of the Interior under subsection (a)(2) for any fiscal year shall be used, in accordance with such criteria as the Secretary may establish, to meet the unique educational needs of—
(A) Indian children on reservations served by elementary schools and secondary schools for Indian children operated or supported by the Department of the Interior; and
(B) out-of-State Indian children in elementary schools and secondary schools in local educational agencies under special contracts with the Department of the Interior.
(2) Payments
From the amount allotted for payments to the Secretary of the Interior under subsection (a)(2), the Secretary of the Interior shall make payments to local educational agencies, on such terms as the Secretary determines will best carry out the purposes of this part, with respect to out-of-State Indian children described in paragraph (1). The amount of such payment may not exceed, for each such child, the greater of—
(A) 40 percent of the average per-pupil expenditure in the State in which the agency is located; or
(B) 48 percent of such expenditure in the United States.
(e) Limitation on applicability
If, by reason of the application of subsection (a) for any fiscal year, the total amount available for allocation to all States under this part would be less than the amount allocated to all States for fiscal year 2016 under this part, the Secretary shall provide assistance to the outlying areas and the Secretary of the Interior in accordance with this section, as in effect on the day before December 10, 2015.
(
Editorial Notes
References in Text
Prior Provisions
A prior section 6331,
Amendments
2024—Subsec. (b)(1)(A).
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6332. Allocations to States
(a) Allocation formula
Of the amount appropriated under
(1) an amount equal to the amount made available to carry out
(2) an amount equal to the amount made available to carry out
(3) an amount equal to 100 percent of the amount, if any, by which the total amount made available under this subsection for the current fiscal year for which the determination is made exceeds the total amount available to carry out
(b) Adjustments where necessitated by appropriations
(1) In general
If the sums available under this subpart for any fiscal year are insufficient to pay the full amounts that all local educational agencies in States are eligible to receive under
(2) Additional funds
If additional funds become available for making payments under
(c) Hold-harmless amounts
(1) Amounts for sections 6333, 6334, and 6335
For each fiscal year, the amount made available to each local educational agency under each of
(A) not less than 95 percent of the amount made available for the preceding fiscal year if the number of children counted for grants under
(B) not less than 90 percent of the amount made available for the preceding fiscal year if the percentage described in subparagraph (A) is between 15 percent and 30 percent; and
(C) not less than 85 percent of the amount made available for the preceding fiscal year if the percentage described in subparagraph (A) is below 15 percent.
(2) Payments
If sufficient funds are appropriated, the amounts described in paragraph (1) shall be paid to all local educational agencies that received grants under
(3) Applicability
Notwithstanding any other provision of law, the Secretary shall not take into consideration the hold-harmless provisions of this subsection for any fiscal year for purposes of calculating State or local allocations for the fiscal year under any program administered by the Secretary other than a program authorized under this part.
(4) Population data
For any fiscal year for which the Secretary calculates grants on the basis of population data for counties, the Secretary shall apply the hold-harmless percentages in paragraphs (1) and (2) to counties and, if the Secretary's allocation for a county is not sufficient to meet the hold-harmless requirements of this subsection for every local educational agency within that county, the State educational agency shall reallocate funds proportionately from all other local educational agencies in the State that are receiving funds in excess of the hold-harmless amounts specified in this subsection.
(d) Ratable reductions
(1) In general
If the sums made available under this subpart for any fiscal year are insufficient to pay the full amounts that local educational agencies in all States are eligible to receive under subsection (c) for such year, the Secretary shall ratably reduce such amounts for such year.
(2) Additional funds
If additional funds become available for making payments under subsection (c) for such fiscal year, amounts that were reduced under paragraph (1) shall be increased on the same basis as such amounts were reduced.
(e) Definition
For the purpose of this section and
(
Editorial Notes
Prior Provisions
A prior section 6332,
Amendments
2015—Subsec. (a).
Subsec. (a)(3).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6333. Basic grants to local educational agencies
(a) Amount of grants
(1) Grants for local educational agencies and Puerto Rico
Except as provided in paragraph (4) and in
(A) the number of children counted under subsection (c); and
(B) 40 percent of the average per-pupil expenditure in the State, except that the amount determined under this subparagraph shall not be less than 32 percent, or more than 48 percent, of the average per-pupil expenditure in the United States.
(2) Calculation of grants
(A) Allocations to local educational agencies
The Secretary shall calculate grants under this section on the basis of the number of children counted under subsection (c) for local educational agencies, unless the Secretary and the Secretary of Commerce determine that some or all of those data are unreliable or that their use would be otherwise inappropriate, in which case—
(i) the two Secretaries shall publicly disclose the reasons for their determination in detail; and
(ii) paragraph (3) shall apply.
(B) Allocations to large and small local educational agencies
(i) For any fiscal year to which this paragraph applies, the Secretary shall calculate grants under this section for each local educational agency.
(ii) The amount of a grant under this section for each large local educational agency shall be the amount determined under clause (i).
(iii) For small local educational agencies, the State educational agency may either—
(I) distribute grants under this section in amounts determined by the Secretary under clause (i); or
(II) use an alternative method approved by the Secretary to distribute the portion of the State's total grants under this section that is based on those small agencies.
(iv) An alternative method under clause (iii)(II) shall be based on population data that the State educational agency determines best reflect the current distribution of children in poor families among the State's small local educational agencies that meet the eligibility criteria of subsection (b).
(v) If a small local educational agency is dissatisfied with the determination of its grant by the State educational agency under clause (iii)(II), it may appeal that determination to the Secretary, who shall respond not later than 45 days after receipt of such appeal.
(vi) As used in this subparagraph—
(I) the term "large local educational agency" means a local educational agency serving an area with a total population of 20,000 or more; and
(II) the term "small local educational agency" means a local educational agency serving an area with a total population of less than 20,000.
(3) Allocations to counties
(A) Calculation
For any fiscal year to which this paragraph applies, the Secretary shall calculate grants under this section on the basis of the number of children counted under subsection (c) for counties, and State educational agencies shall suballocate county amounts to local educational agencies, in accordance with regulations issued by the Secretary.
(B) Direct allocations
In any State in which a large number of local educational agencies overlap county boundaries, or for which the State believes it has data that would better target funds than allocating them by county, the State educational agency may apply to the Secretary for authority to make the allocations under this subpart for a particular fiscal year directly to local educational agencies without regard to counties.
(C) Allocations to local educational agencies
If the Secretary approves the State educational agency's application under subparagraph (B), the State educational agency shall provide the Secretary an assurance that such allocations shall be made—
(i) using precisely the same factors for determining a grant as are used under this subpart; or
(ii) using data that the State educational agency submits to the Secretary for approval that more accurately target poverty.
(D) Appeal
The State educational agency shall provide the Secretary an assurance that it will establish a procedure through which a local educational agency that is dissatisfied with its determinations under subparagraph (B) may appeal directly to the Secretary for a final determination.
(4) Puerto Rico
(A) In general
For each fiscal year, the grant that the Commonwealth of Puerto Rico shall be eligible to receive under this section shall be the amount determined by multiplying the number of children counted under subsection (c) for the Commonwealth of Puerto Rico by the product of—
(i) subject to subparagraph (B), the percentage that the average per-pupil expenditure in the Commonwealth of Puerto Rico is of the lowest average per-pupil expenditure of any of the 50 States; and
(ii) 32 percent of the average per-pupil expenditure in the United States.
(B) Minimum percentage
The percentage in subparagraph (A)(i) shall not be less than—
(i) for fiscal year 2002, 77.5 percent;
(ii) for fiscal year 2003, 80.0 percent;
(iii) for fiscal year 2004, 82.5 percent;
(iv) for fiscal year 2005, 85.0 percent;
(v) for fiscal year 2006, 92.5 percent; and
(vi) for fiscal year 2007 and succeeding fiscal years, 100.0 percent.
(C) Limitation
If the application of subparagraph (B) would result in any of the 50 States or the District of Columbia receiving less under this subpart than it received under this subpart for the preceding fiscal year, the percentage in subparagraph (A) shall be the greater of—
(i) the percentage in subparagraph (A)(i);
(ii) the percentage specified in subparagraph (B) for the preceding fiscal year; or
(iii) the percentage used for the preceding fiscal year.
(b) Minimum number of children to qualify
A local educational agency is eligible for a basic grant under this section for any fiscal year only if the number of children counted under subsection (c) for that agency is both—
(1) 10 or more; and
(2) more than 2 percent of the total school-age population in the agency's jurisdiction.
(c) Children to be counted
(1) Categories of children
The number of children to be counted for purposes of this section is the aggregate of—
(A) the number of children aged 5 to 17, inclusive, in the school district of the local educational agency from families below the poverty level as determined under paragraph (2);
(B) the number of children (determined under paragraph (4) for either the preceding year as described in that paragraph, or for the second preceding year, as the Secretary finds appropriate) aged 5 to 17, inclusive, in the school district of such agency in institutions for neglected and delinquent children (other than such institutions operated by the United States), but not counted pursuant to subpart 1 of part D for the purposes of a grant to a State agency, or being supported in foster homes with public funds; and
(C) the number of children aged 5 to 17, inclusive, in the school district of such agency from families above the poverty level as determined under paragraph (4).
(2) Determination of number of children
For the purposes of this section, the Secretary shall determine the number of children aged 5 to 17, inclusive, from families below the poverty level on the basis of the most recent satisfactory data, described in paragraph (3), available from the Department of Commerce. The District of Columbia and the Commonwealth of Puerto Rico shall be treated as individual local educational agencies. If a local educational agency contains two or more counties in their entirety, then each county will be treated as if such county were a separate local educational agency for purposes of calculating grants under this part. The total of grants for such counties shall be allocated to such a local educational agency, which local educational agency shall distribute to schools in each county within such agency a share of the local educational agency's total grant that is no less than the county's share of the population counts used to calculate the local educational agency's grant.
(3) Population updates
(A) In general
In fiscal year 2002 and each subsequent fiscal year, the Secretary shall use updated data on the number of children, aged 5 to 17, inclusive, from families below the poverty level for counties or local educational agencies, published by the Department of Commerce, unless the Secretary and the Secretary of Commerce determine that the use of the updated population data would be inappropriate or unreliable. If appropriate and reliable data are not available annually, the Secretary shall use data which are updated every 2 years.
(B) Inappropriate or unreliable data
If the Secretary and the Secretary of Commerce determine that some or all of the data referred to in subparagraph (A) are inappropriate or unreliable, the Secretary and the Secretary of Commerce shall publicly disclose their reasons.
(C) Criteria of poverty
In determining the families that are below the poverty level, the Secretary shall use the criteria of poverty used by the Bureau of the Census in compiling the most recent decennial census, as the criteria have been updated by increases in the Consumer Price Index for All Urban Consumers, published by the Bureau of Labor Statistics.
(4) Other children to be counted
(A) For the purpose of this section, the Secretary shall determine the number of children aged 5 to 17, inclusive, from families above the poverty level on the basis of the number of such children from families receiving an annual income, in excess of the current criteria of poverty, from payments under a State program funded under part A of title IV of the Social Security Act [
(B) The Secretary shall determine the number of such children and the number of children aged 5 through 17 living in institutions for neglected or delinquent children, or being supported in foster homes with public funds, on the basis of the caseload data for the month of October of the preceding fiscal year (using, in the case of children described in the preceding sentence, the criteria of poverty and the form of such criteria required by such sentence which were determined for the calendar year preceding such month of October) or, to the extent that such data are not available to the Secretary before January of the calendar year in which the Secretary's determination is made, then on the basis of the most recent reliable data available to the Secretary at the time of such determination.
(C) Except for the data on children living in institutions for neglected or delinquent children, the Secretary of Health and Human Services shall collect and transmit the information required by this subparagraph to the Secretary not later than January 1 of each year.
(D) For the purpose of this section, the Secretary shall consider all children who are in correctional institutions to be living in institutions for delinquent children.
(5) Estimate
When requested by the Secretary, the Secretary of Commerce shall make a special updated estimate of the number of children of such ages who are from families below the poverty level (as determined under paragraph (1)(A)) in each school district, and the Secretary is authorized to pay (either in advance or by way of reimbursement) the Secretary of Commerce the cost of making this special estimate. The Secretary of Commerce shall give consideration to any request of the chief executive of a State for the collection of additional census information.
(d) State minimum
Notwithstanding
(1) 0.25 percent of the total amount allocated to States under this section for fiscal year 2001, plus 0.35 percent of the total amount allocated to States under this section in excess of the amount allocated for fiscal year 2001; or
(2) the average of—
(A) the amount calculated in paragraph (1), above; and
(B) the number of children in such State counted under subsection (c) in the fiscal year multiplied by 150 percent of the national average per-pupil payment made with funds available under this section for that year.
(
Editorial Notes
References in Text
The Social Security Act, referred to in subsec. (c)(4)(A), is act Aug. 14, 1935, ch. 531,
Prior Provisions
A prior section 6333,
§6334. Concentration grants to local educational agencies
(a) Eligibility for and amount of grants
(1) In general
(A) Except as otherwise provided in this paragraph, each local educational agency which is eligible for a grant under
(i) 6,500; or
(ii) 15 percent of the total number of children aged 5 through 17 in the agency.
(B) Notwithstanding
(i) 0.25 percent of the total amount allocated to States under this section for fiscal year 2001, plus 0.35 percent of the total amount allocated to States under this section in excess of the amount allocated for fiscal year 2001; or
(ii) the average of—
(I) the amount calculated under clause (i); and
(II) the greater of—
(aa) $340,000; or
(bb) the number of children in such State counted for purposes of this section in that fiscal year multiplied by 150 percent of the national average per-pupil payment made with funds available under this section for that year.
(2) Determination
For each county or local educational agency eligible to receive an additional grant under this section for any fiscal year, the Secretary shall determine the product of—
(A) the number of children counted under
(B) the amount in
(3) Amount
The amount of the additional grant for which an eligible local educational agency or county is eligible under this section for any fiscal year shall be an amount which bears the same ratio to the amount available to carry out this section for that fiscal year as the product determined under paragraph (2) for such local educational agency for that fiscal year bears to the sum of such products for all local educational agencies in the United States for that fiscal year.
(4) Local allocations
(A) Grant amounts under this section shall be determined in accordance with
(B) For any fiscal year for which the Secretary allocates funds under this section on the basis of counties, a State may reserve not more than 2 percent of its allocation under this section to make grants to local educational agencies that meet the criteria of paragraph (1)(A)(i) or (ii) and are in ineligible counties that do not meet these criteria.
(b) Small States
In any State for which on January 8, 2002, the number of children counted under
(1) in accordance with paragraphs (2) and (4) of subsection (a); or
(2) based on their respective concentrations and numbers of children counted under
(
Editorial Notes
Prior Provisions
A prior section 6334,
§6335. Targeted grants to local educational agencies
(a) Eligibility of local educational agencies
(1) In general
A local educational agency in a State is eligible to receive a targeted grant under this section for any fiscal year if—
(A) the number of children in the local educational agency counted under
(B) if the number of children counted for grants under
(2) Special rule
For any fiscal year for which the Secretary allocates funds under this section on the basis of counties, funds made available as a result of applying this subsection shall be reallocated by the State educational agency to other eligible local educational agencies in the State in proportion to the distribution of other funds under this section.
(b) Grants for local educational agencies, the District of Columbia, and the Commonwealth of Puerto Rico
(1) In general
The amount of the grant that a local educational agency in a State (other than the Commonwealth of Puerto Rico) is eligible to receive under this section for any fiscal year shall be the product of—
(A) the weighted child count determined under subsection (c); and
(B) the amount determined under
(2) Puerto Rico
For each fiscal year, the amount of the grant the Commonwealth of Puerto Rico is eligible to receive under this section shall be equal to the number of children counted under subsection (c) for the Commonwealth of Puerto Rico, multiplied by the amount determined in
(c) Weighted child count
(1) Weights for allocations to counties
(A) In general
For each fiscal year for which the Secretary uses county population data to calculate grants, the weighted child count used to determine a county's allocation under this section is the larger of the two amounts determined under subparagraphs (B) and (C).
(B) By percentage of children
The amount referred to in subparagraph (A) is determined by adding—
(i) the number of children determined under
(ii) the number of such children who constitute more than 15.00 percent, but not more than 19.00 percent, of such population, multiplied by 1.75;
(iii) the number of such children who constitute more than 19.00 percent, but not more than 24.20 percent, of such population, multiplied by 2.5;
(iv) the number of such children who constitute more than 24.20 percent, but not more than 29.20 percent, of such population, multiplied by 3.25; and
(v) the number of such children who constitute more than 29.20 percent of such population, multiplied by 4.0.
(C) By number of children
The amount referred to in subparagraph (A) is determined by adding—
(i) the number of children determined under
(ii) the number of such children between 2,312 and 7,913, inclusive, in such population, multiplied by 1.5;
(iii) the number of such children between 7,914 and 23,917, inclusive, in such population, multiplied by 2.0;
(iv) the number of such children between 23,918 and 93,810, inclusive, in such population, multiplied by 2.5; and
(v) the number of such children in excess of 93,811 in such population, multiplied by 3.0.
(D) Puerto Rico
Notwithstanding subparagraph (A), the weighting factor for the Commonwealth of Puerto Rico under this paragraph shall not be greater than the total number of children counted under
(2) Weights for allocations to local educational agencies
(A) In general
For each fiscal year for which the Secretary uses local educational agency data, the weighted child count used to determine a local educational agency's grant under this section is the larger of the two amounts determined under subparagraphs (B) and (C).
(B) By percentage of children
The amount referred to in subparagraph (A) is determined by adding—
(i) the number of children determined under
(ii) the number of such children who constitute more than 15.58 percent, but not more than 22.11 percent, of such population, multiplied by 1.75;
(iii) the number of such children who constitute more than 22.11 percent, but not more than 30.16 percent, of such population, multiplied by 2.5;
(iv) the number of such children who constitute more than 30.16 percent, but not more than 38.24 percent, of such population, multiplied by 3.25; and
(v) the number of such children who constitute more than 38.24 percent of such population, multiplied by 4.0.
(C) By number of children
The amount referred to in subparagraph (A) is determined by adding—
(i) the number of children determined under
(ii) the number of such children between 692 and 2,262, inclusive, in such population, multiplied by 1.5;
(iii) the number of such children between 2,263 and 7,851, inclusive, in such population, multiplied by 2.0;
(iv) the number of such children between 7,852 and 35,514, inclusive, in such population, multiplied by 2.5; and
(v) the number of such children in excess of 35,514 in such population, multiplied by 3.0.
(D) Puerto Rico
Notwithstanding subparagraph (A), the weighting factor for the Commonwealth of Puerto Rico under this paragraph shall not be greater than the total number of children counted under
(d) Calculation of grant amounts
Grant amounts under this section shall be calculated in the same manner as grant amounts are calculated under section 6333(a)(2) and (3) of this title.
(e) State minimum
Notwithstanding any other provision of this section or
(1) 0.35 percent of the total amount available to carry out this section; or
(2) the average of—
(A) 0.35 percent of the total amount available to carry out this section; and
(B) 150 percent of the national average grant under this section per child described in
(
Editorial Notes
Prior Provisions
A prior section 6335,
§6336. Adequacy of funding to local educational agencies in fiscal years after fiscal year 2001
Pursuant to
(
Editorial Notes
Prior Provisions
A prior section 6336,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6337. Education finance incentive grant program
(a) Grants
From funds made available under
(b) Distribution based upon fiscal effort and equity
(1) In general
(A) In general
Except as provided in subparagraph (B), funds made available for any fiscal year to carry out this section shall be allotted to each State based upon the number of children counted under
(i) the amount in
(ii) such State's effort factor described in paragraph (2); multiplied by
(iii) 1.30 minus such State's equity factor described in paragraph (3).
(B) State minimum
Notwithstanding any other provision of this section or
(i) 0.35 percent of the total amount reserved under
(ii) the average of—
(I) 0.35 percent of the total amount available to carry out this section; and
(II) 150 percent of the national average grant under this section per child described in
(2) Effort factor
(A) In general
Except as provided in subparagraph (B), the effort factor for a State shall be determined in accordance with the succeeding sentence, except that such factor shall not be less than 0.95 nor greater than 1.05. The effort factor determined under this sentence shall be a fraction the numerator of which is the product of the 3-year average per-pupil expenditure in the State multiplied by the 3-year average per capita income in the United States and the denominator of which is the product of the 3-year average per capita income in such State multiplied by the 3-year average per-pupil expenditure in the United States.
(B) Commonwealth of Puerto Rico
The effort factor for the Commonwealth of Puerto Rico shall be equal to the lowest effort factor calculated under subparagraph (A) for any State.
(3) Equity factor
(A) Determination
(i) In general
Except as provided in subparagraph (B), the Secretary shall determine the equity factor under this section for each State in accordance with clause (ii).
(ii) Computation
(I) In general
For each State, the Secretary shall compute a weighted coefficient of variation for the per-pupil expenditures of local educational agencies in accordance with subclauses (II), (III), and (IV).
(II) Variation
In computing coefficients of variation, the Secretary shall weigh the variation between per-pupil expenditures in each local educational agency and the average per-pupil expenditures in the State according to the number of pupils served by the local educational agency.
(III) Number of pupils
In determining the number of pupils under this paragraph served by each local educational agency and in each State, the Secretary shall multiply the number of children counted under
(IV) Enrollment requirement
In computing coefficients of variation, the Secretary shall include only those local educational agencies with an enrollment of more than 200 students.
(B) Special rule
The equity factor for a State that meets the disparity standard described in section 222.162 of title 34, Code of Federal Regulations (as such section was in effect on the day preceding January 8, 2002) or a State with only one local educational agency shall be not greater than 0.10.
(c) Use of funds; eligibility of local educational agencies
All funds awarded to each State under this section shall be allocated to local educational agencies under the following provisions. Within local educational agencies, funds allocated under this section shall be distributed to schools on a basis consistent with
(1) the number of children in the local educational agency counted under
(2) if the number of children counted for grants under
For any fiscal year for which the Secretary allocates funds under this section on the basis of counties, funds made available as a result of applying this subsection shall be reallocated by the State educational agency to other eligible local educational agencies in the State in proportion to the distribution of other funds under this section.
(d) Allocation of funds to eligible local educational agencies
Funds received by States under this section shall be allocated within States to eligible local educational agencies on the basis of weighted child counts calculated in accordance with paragraph (1), (2), or (3), as appropriate for each State.
(1) States with an equity factor less than .10
In States with an equity factor less than .10, the weighted child counts referred to in subsection (d) shall be calculated as follows:
(A) Weights for allocations to counties
(i) In general
For each fiscal year for which the Secretary uses county population data to calculate grants, the weighted child count used to determine a county's allocation under this section is the larger of the two amounts determined under clauses (ii) and (iii).
(ii) By percentage of children
The amount referred to in clause (i) is determined by adding—
(I) the number of children determined under
(II) the number of such children who constitute more than 15.00 percent, but not more than 19.00 percent, of such population, multiplied by 1.75;
(III) the number of such children who constitute more than 19.00 percent, but not more than 24.20 percent, of such population, multiplied by 2.5;
(IV) the number of such children who constitute more than 24.20 percent, but not more than 29.20 percent, of such population, multiplied by 3.25; and
(V) the number of such children who constitute more than 29.20 percent of such population, multiplied by 4.0.
(iii) By number of children
The amount referred to in clause (i) is determined by adding
(I) the number of children determined under
(II) the number of such children between 2,312 and 7,913, inclusive, in such population, multiplied by 1.5;
(III) the number of such children between 7,914 and 23,917, inclusive, in such population, multiplied by 2.0;
(IV) the number of such children between 23,918 and 93,810, inclusive, in such population, multiplied by 2.5; and
(V) the number of such children in excess of 93,811 in such population, multiplied by 3.0.
(B) Weights for allocations to local educational agencies
(i) In general
For each fiscal year for which the Secretary uses local educational agency data, the weighted child count used to determine a local educational agency's grant under this section is the larger of the two amounts determined under clauses (ii) and (iii).
(ii) By percentage of children
The amount referred to in clause (i) is determined by adding—
(I) the number of children determined under
(II) the number of such children who constitute more than 15.58 percent, but not more than 22.11 percent, of such population, multiplied by 1.75;
(III) the number of such children who constitute more than 22.11 percent, but not more than 30.16 percent, of such population, multiplied by 2.5;
(IV) the number of such children who constitute more than 30.16 percent, but not more than 38.24 percent, of such population, multiplied by 3.25; and
(V) the number of such children who constitute more than 38.24 percent of such population, multiplied by 4.0.
(iii) By number of children
The amount referred to in clause (i) is determined by adding—
(I) the number of children determined under
(II) the number of such children between 692 and 2,262, inclusive, in such population, multiplied by 1.5;
(III) the number of such children between 2,263 and 7,851, inclusive, in such population, multiplied by 2.0;
(IV) the number of such children between 7,852 and 35,514, inclusive, in such population, multiplied by 2.5; and
(V) the number of such children in excess of 35,514 in such population, multiplied by 3.0.
(2) States with an equity factor greater than or equal to .10 and less than .20
In States with an equity factor greater than or equal to .10 and less than .20, the weighted child counts referred to in subsection (d) shall be calculated as follows:
(A) Weights for allocations to counties
(i) In general
For each fiscal year for which the Secretary uses county population data to calculate grants, the weighted child count used to determine a county's allocation under this section is the larger of the two amounts determined under clauses (ii) and (iii).
(ii) By percentage of children
The amount referred to in clause (i) is determined by adding—
(I) the number of children determined under
(II) the number of such children who constitute more than 15.00 percent, but not more than 19.00 percent, of such population, multiplied by 1.5;
(III) the number of such children who constitute more than 19.00 percent, but not more than 24.20 percent, of such population, multiplied by 3.0;
(IV) the number of such children who constitute more than 24.20 percent, but not more than 29.20 percent, of such population, multiplied by 4.5; and
(V) the number of such children who constitute more than 29.20 percent of such population, multiplied by 6.0.
(iii) By number of children
The amount referred to in clause (i) is determined by adding—
(I) the number of children determined under
(II) the number of such children between 2,312 and 7,913, inclusive, in such population, multiplied by 1.5;
(III) the number of such children between 7,914 and 23,917, inclusive, in such population, multiplied by 2.25;
(IV) the number of such children between 23,918 and 93,810, inclusive, in such population, multiplied by 3.375; and
(V) the number of such children in excess of 93,811 in such population, multiplied by 4.5.
(B) Weights for allocations to local educational agencies
(i) In general
For each fiscal year for which the Secretary uses local educational agency data, the weighted child count used to determine a local educational agency's grant under this section is the larger of the two amounts determined under clauses (ii) and (iii).
(ii) By percentage of children
The amount referred to in clause (i) is determined by adding—
(I) the number of children determined under
(II) the number of such children who constitute more than 15.58 percent, but not more than 22.11 percent, of such population, multiplied by 1.5;
(III) the number of such children who constitute more than 22.11 percent, but not more than 30.16 percent, of such population, multiplied by 3.0;
(IV) the number of such children who constitute more than 30.16 percent, but not more than 38.24 percent, of such population, multiplied by 4.5; and
(V) the number of such children who constitute more than 38.24 percent of such population, multiplied by 6.0.
(iii) By number of children
The amount referred to in clause (i) is determined by adding—
(I) the number of children determined under
(II) the number of such children between 692 and 2,262, inclusive, in such population, multiplied by 1.5;
(III) the number of such children between 2,263 and 7,851, inclusive, in such population, multiplied by 2.25;
(IV) the number of such children between 7,852 and 35,514, inclusive, in such population, multiplied by 3.375; and
(V) the number of such children in excess of 35,514 in such population, multiplied by 4.5.
(3) States with an equity factor greater than or equal to .20
In States with an equity factor greater than or equal to .20, the weighted child counts referred to in subsection (d) shall be calculated as follows:
(A) Weights for allocations to counties
(i) In general
For each fiscal year for which the Secretary uses county population data to calculate grants, the weighted child count used to determine a county's allocation under this section is the larger of the two amounts determined under clauses (ii) and (iii).
(ii) By percentage of children
The amount referred to in clause (i) is determined by adding—
(I) the number of children determined under
(II) the number of such children who constitute more than 15.00 percent, but not more than 19.00 percent, of such population, multiplied by 2.0;
(III) the number of such children who constitute more than 19.00 percent, but not more than 24.20 percent, of such population, multiplied by 4.0;
(IV) the number of such children who constitute more than 24.20 percent, but not more than 29.20 percent, of such population, multiplied by 6.0; and
(V) the number of such children who constitute more than 29.20 percent of such population, multiplied by 8.0.
(iii) By number of children
The amount referred to in clause (i) is determined by adding—
(I) the number of children determined under
(II) the number of such children between 2,312 and 7,913, inclusive, in such population, multiplied by 2.0;
(III) the number of such children between 7,914 and 23,917, inclusive, in such population, multiplied by 3.0;
(IV) the number of such children between 23,918 and 93,810, inclusive, in such population, multiplied by 4.5; and
(V) the number of such children in excess of 93,811 in such population, multiplied by 6.0.
(B) Weights for allocations to local educational agencies
(i) In general
For each fiscal year for which the Secretary uses local educational agency data, the weighted child count used to determine a local educational agency's grant under this section is the larger of the two amounts determined under clauses (ii) and (iii).
(ii) By percentage of children
The amount referred to in clause (i) is determined by adding—
(I) the number of children determined under
(II) the number of such children who constitute more than 15.58 percent, but not more than 22.11 percent, of such population, multiplied by 2.0;
(III) the number of such children who constitute more than 22.11 percent, but not more than 30.16 percent, of such population, multiplied by 4.0;
(IV) the number of such children who constitute more than 30.16 percent, but not more than 38.24 percent, of such population, multiplied by 6.0; and
(V) the number of such children who constitute more than 38.24 percent of such population, multiplied by 8.0.
(iii) By number of children
The amount referred to in clause (i) is determined by adding—
(I) the number of children determined under
(II) the number of such children between 692 and 2,262, inclusive, in such population, multiplied by 2.0;
(III) the number of such children between 2,263 and 7,851, inclusive, in such population, multiplied by 3.0;
(IV) the number of such children between 7,852 and 35,514, inclusive, in such population, multiplied by 4.5; and
(V) the number of such children in excess of 35,514 in such population, multiplied by 6.0.
(e) Maintenance of effort
(1) In general
A State is entitled to receive its full allotment of funds under this section for any fiscal year if the Secretary finds that the State's fiscal effort per student or the aggregate expenditures of the State with respect to the provision of free public education by the State for the preceding fiscal year was not less than 90 percent of the fiscal effort or aggregate expenditures for the second preceding fiscal year, subject to the requirements of paragraph (2).
(2) Reduction in case of failure to meet
(A) In general
The Secretary shall reduce the amount of the allotment of funds under this section for any fiscal year in the exact proportion by which a State fails to meet the requirement of paragraph (1) by falling below 90 percent of both the fiscal effort per student and aggregate expenditures (using the measure most favorable to the State), if such State has also failed to meet such requirement (as determined using the measure most favorable to the State) for 1 or more of the 5 immediately preceding fiscal years.
(B) Special rule
No such lesser amount shall be used for computing the effort required under paragraph (1) for subsequent years.
(3) Waiver
The Secretary may waive the requirements of this subsection if the Secretary determines that a waiver would be equitable due to—
(A) exceptional or uncontrollable circumstances, such as a natural disaster or a change in the organizational structure of the State; or
(B) a precipitous decline in the financial resources of the State.
(f) Adjustments where necessitated by appropriations
(1) In general
If the sums available under this section for any fiscal year are insufficient to pay the full amounts that all local educational agencies in States are eligible to receive to carry out this section for such year, the Secretary shall ratably reduce the allocations to such local educational agencies, subject to paragraphs (2) and (3).
(2) Additional funds
If additional funds become available for making payments under this section for such fiscal year, allocations that were reduced under paragraph (1) shall be increased on the same basis as they were reduced.
(3) Hold-harmless amounts
For each fiscal year, if sufficient funds are available, the amount made available to each local educational agency under this section shall be—
(A) not less than 95 percent of the amount made available for the preceding fiscal year if the number of children counted for grants under
(B) not less than 90 percent of the amount made available for the preceding fiscal year if the percentage described in subparagraph (A) is between 15 percent and 30 percent; and
(C) not less than 85 percent of the amount made available for the preceding fiscal year if the percentage described in subparagraph (A) is below 15 percent.
(4) Applicability
Notwithstanding any other provision of law, the Secretary shall not take into consideration the hold-harmless provisions of this subsection for any fiscal year for purposes of calculating State or local allocations for the fiscal year under any program administered by the Secretary other than a program authorized under this part.
(
Editorial Notes
Prior Provisions
A prior section 6337,
A prior section 1125A of
Amendments
2015—Subsec. (a).
Subsec. (b)(1)(A).
Subsec. (b)(1)(B)(i).
Subsec. (c).
Subsec. (d)(1)(A)(ii).
Subsec. (e).
Subsec. (f).
Subsec. (f)(1).
Subsec. (f)(3).
Subsec. (g).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. This subsec. does not contain a par. (3).
§6338. Special allocation procedures
(a) Allocations for neglected children
(1) In general
If a State educational agency determines that a local educational agency in the State is unable or unwilling to provide for the special educational needs of children who are living in institutions for neglected children as described in
(2) Special rule
If the State educational agency does not assume such responsibility, any other State or local public agency that does assume such responsibility shall receive that portion of the local educational agency's allocation.
(b) Allocations among local educational agencies
The State educational agency may allocate the amounts of grants under
(1) if two or more local educational agencies serve, in whole or in part, the same geographical area;
(2) if a local educational agency provides free public education for children who reside in the school district of another local educational agency; or
(3) to reflect the merger, creation, or change of boundaries of one or more local educational agencies.
(c) Reallocation
If a State educational agency determines that the amount of a grant a local educational agency would receive under
(
Editorial Notes
Prior Provisions
A prior section 6338,
A prior section 1126 of
§6339. Carryover and waiver
(a) Limitation on carryover
Notwithstanding
(b) Waiver
A State educational agency may, once every 3 years, waive the percentage limitation in subsection (a) if—
(1) the agency determines that the request of a local educational agency is reasonable and necessary; or
(2) supplemental appropriations for this subpart become available.
(c) Exclusion
The percentage limitation under subsection (a) shall not apply to any local educational agency that receives less than $50,000 under this subpart for any fiscal year.
(
Editorial Notes
Prior Provisions
A prior section 1127 of
Part B—State Assessment Grants
Editorial Notes
Codification
Part B of title I of the Elementary and Secondary Education Act of 1965, comprising this part, was originally enacted in the general amendment of title I of
§6361. Grants for State assessments and related activities
(a) Grants authorized
From amounts made available in accordance with
(1) To pay the costs of the development of the State assessments and standards adopted under
(2) If a State has developed the assessments adopted under
(A) Ensuring the provision of appropriate accommodations available to English learners and children with disabilities to improve the rates of inclusion in regular assessments of such children, including professional development activities to improve the implementation of such accommodations in instructional practice.
(B) Developing challenging State academic standards and aligned assessments in academic subjects for which standards and assessments are not required under
(C) Developing or improving assessments for English learners, including assessments of English language proficiency as required under
(D) Ensuring the continued validity and reliability of State assessments.
(E) Refining State assessments to ensure their continued alignment with the challenging State academic standards and to improve the alignment of curricula and instructional materials.
(F) Developing or improving balanced assessment systems that include summative, interim, and formative assessments, including supporting local educational agencies in developing or improving such assessments.
(G) At the discretion of the State, refining science assessments required under
(H) Developing or improving models to measure and assess student progress or student growth on State assessments under
(I) Developing or improving assessments for children with disabilities, including alternate assessments aligned to alternate academic achievement standards for students with the most significant cognitive disabilities described in
(J) Allowing for collaboration with institutions of higher education, other research institutions, or other organizations to improve the quality, validity, and reliability of State academic assessments beyond the requirements for such assessments described in
(K) Measuring student academic achievement using multiple measures of student academic achievement from multiple sources.
(L) Evaluating student academic achievement through the development of comprehensive academic assessment instruments (such as performance and technology-based academic assessments, computer adaptive assessments, projects, or extended performance task assessments) that emphasize the mastery of standards and aligned competencies in a competency-based education model.
(M) Designing the report cards and reports under
(i) does not reveal personally identifiable information about an individual student; and
(ii) is derived from existing State and local reporting requirements.
(b) Rule of construction
Nothing in subsection (a)(2)(M) shall be construed as authorizing, requiring, or allowing any additional reporting requirements, data elements, or information to be reported to the Secretary unless such reporting, data, or information is explicitly authorized under this chapter.
(c) Annual report
Each State educational agency receiving a grant under this section shall submit an annual report to the Secretary describing the State's activities under the grant and the result of such activities.
(
Editorial Notes
Prior Provisions
A prior section 6361,
Another prior section 6361,
A prior section 1201 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6362. State option to conduct assessment system audit
(a) In general
From the amount reserved under
(1) in the case of a grant awarded under this section to a State for the first time—
(A) audit State assessment systems and ensure that local educational agencies audit local assessments under subsection (e)(1);
(B) execute the State plan under subsection (e)(3)(D); and
(C) award subgrants under subsection (f); and
(2) in the case of a grant awarded under this section to a State that has previously received a grant under this section—
(A) execute the State plan under subsection (e)(3)(D); and
(B) award subgrants under subsection (f).
(b) Minimum amount
Each State that receives a grant under this section shall receive an annual grant amount of not less than $1,500,000.
(c) Reallocation
If a State chooses not to apply for a grant under this section, the Secretary shall reallocate such grant amount to other States in accordance with the formula described in
(d) Application
A State desiring to receive a grant under this section shall submit an application to the Secretary at such time and in such manner as the Secretary shall require. The application shall include a description of—
(1) in the case of a State that is receiving a grant under this section for the first time—
(A) the audit the State will carry out under subsection (e)(1); and
(B) the stakeholder feedback the State will seek in designing such audit;
(2) in the case of a State that is not receiving a grant under this section for the first time, the plan described in subsection (e)(3)(D); and
(3) how the State will award subgrants to local educational agencies under subsection (f).
(e) Audits of State assessment systems and local assessments
(1) Audit requirements
Not later than 1 year after the date a State receives an initial grant under this section, the State shall—
(A) conduct a State assessment system audit as described in paragraph (3);
(B) ensure that each local educational agency receiving funds under this section—
(i) conducts an audit of local assessments administered by the local educational agency as described in paragraph (4); and
(ii) submits the results of such audit to the State; and
(C) report the results of each State and local educational agency audit conducted under subparagraphs (A) and (B), in a format that is widely accessible and publicly available.
(2) Resources for local educational agencies
In carrying out paragraph (1)(B), each State shall provide local educational agencies with resources, such as guidelines and protocols, to assist in conducting and reporting audit results.
(3) State assessment system description
Each State assessment system audit conducted under paragraph (1)(A) shall include—
(A) the schedule for the administration of all State assessments;
(B) for each State assessment—
(i) the purpose for which the assessment was designed and the purpose for which the assessment is used; and
(ii) the legal authority for the administration of the assessment;
(C) feedback on such system from stakeholders, which shall include information such as—
(i) how teachers, principals, other school leaders, and administrators use assessment data to improve and differentiate instruction;
(ii) the timing of release of assessment data;
(iii) the extent to which assessment data is presented in an accessible and understandable format for all stakeholders;
(iv) the opportunities, resources, and training teachers, principals, other school leaders, and administrators are given to review assessment results and make effective use of assessment data;
(v) the distribution of technological resources and personnel necessary to administer assessments;
(vi) the amount of time teachers spend on assessment preparation and administration;
(vii) the assessments that administrators, teachers, principals, other school leaders, parents, and students, if appropriate, do and do not find useful; and
(viii) other information as appropriate; and
(D) a plan, based on the information gathered as a result of the activities described in subparagraphs (A), (B), and (C), to improve and streamline the State assessment system, including activities such as—
(i) eliminating any unnecessary assessments, which may include paying the cost associated with terminating procurement contracts;
(ii) supporting the dissemination of best practices from local educational agencies or other States that have successfully improved assessment quality and efficiency to improve teaching and learning; and
(iii) supporting local educational agencies or consortia of local educational agencies to carry out efforts to streamline local assessment systems and implement a regular process of review and evaluation of assessment use in local educational agencies.
(4) Local assessment description
An audit of local assessments conducted in accordance with paragraph (1)(B)(i) shall include the same information described in paragraph (3) that is required of a State audit, except that such information shall be included as applicable to the local educational agency and the local assessments.
(f) Subgrants to local educational agencies
(1) In general
Each State shall reserve not less than 20 percent of the grant funds awarded to the State under this section to make subgrants to local educational agencies in the State or consortia of such local educational agencies, based on demonstrated need in the agency's or consortium's application, to enable such agencies or consortia to improve assessment quality and use, and alignment, including, if applicable, alignment to the challenging State academic standards.
(2) Local educational agency application
Each local educational agency, or consortium of local educational agencies, seeking a subgrant under this subsection shall submit an application to the State at such time, in such manner, and containing such other information as determined necessary by the State. The application shall include a description of the agency's or consortium's needs relating to the improvement of assessment quality, use, and alignment.
(3) Use of funds
A subgrant awarded under this subsection to a local educational agency or consortium of such agencies may be used to—
(A) conduct an audit of local assessments under subsection (e)(1)(B)(i);
(B) carry out the plan described in subsection (e)(3)(D) as it pertains to such agency or consortium;
(C) improve assessment delivery systems and schedules, including by increasing access to technology and assessment proctors, where appropriate;
(D) hire instructional coaches, or promote teachers who may receive increased compensation to serve as instructional coaches, to support teachers in the development of classroom-based assessments, interpreting assessment data, and designing instruction;
(E) provide for appropriate accommodations to maximize inclusion of children with disabilities and English learners participating in assessments; and
(F) improve the capacity of teachers, principals, and other school leaders to disseminate assessment data in an accessible and understandable format for parents and families, including for children with disabilities and English learners.
(g) Definitions
In this section:
(1) Local assessment
The term "local assessment" means an academic assessment selected and carried out by a local educational agency that is separate from an assessment required under
(2) State
The term "State" means each of the 50 States, the District of Columbia, and the Commonwealth of Puerto Rico.
(
Editorial Notes
Prior Provisions
A prior section 6362,
Another prior section 6362,
A prior section 1202 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6363. Allotment of appropriated funds
(a) Amounts equal to or less than trigger amount
From amounts made available for each fiscal year under subsection 1 6302(b) of this title that are equal to or less than the amount described in
(1) reserve one-half of 1 percent for the Bureau of Indian Education;
(2) reserve one-half of 1 percent for the outlying areas;
(3) reserve not more than 20 percent to carry out
(4) from the remainder, carry out
(A) $3,000,000, except for a fiscal year for which the amounts available are insufficient to allocate such amount to each State, the Secretary shall ratably reduce such amount for each State; and
(B) with respect to any amounts remaining after the allocation under subparagraph (A), an amount that bears the same relationship to such total remaining amounts as the number of students aged 5 through 17 in the State (as determined by the Secretary on the basis of the most recent satisfactory data) bears to the total number of such students in all States.
(b) Amounts above trigger amount
For any fiscal year for which the amount made available for a fiscal year under subsection 1 6302(b) of this title exceeds the amount described in
(1) Competitive grants
(A) In general
The Secretary shall first use such funds to award grants, on a competitive basis, to State educational agencies or consortia of State educational agencies that have submitted applications described in subparagraph (B) to enable such States to carry out the activities described in subparagraphs (C), (H), (I), (J), (K), and (L) of
(B) Applications
A State, or a consortium of States, that desires a competitive grant under subparagraph (A) shall submit an application to the Secretary at such time and in such manner as the Secretary may reasonably require. The application shall demonstrate that the requirements of this section will be met for the uses of funds described under subparagraph (A).
(C) Amount of competitive grants
In determining the amount of a grant under subparagraph (A), the Secretary shall ensure that a State or consortium's grant, as the case may be, shall include an amount that bears the same relationship to the total funds available to carry out this subsection for the fiscal year as the number of students aged 5 through 17 in the State, or, in the case of a consortium, in each State that comprises the consortium, (as determined by the Secretary on the basis of the most recent satisfactory data) bears to the total number of such students in all States.
(2) Allotments
Any amounts remaining after the Secretary awards funds under paragraph (1) shall be allotted to each State, or consortium of States, that did not receive a grant under such paragraph, in an amount that bears the same relationship to the remaining amounts as the number of students aged 5 through 17 in the State, or, in the case of a consortium, in the States of the consortium, (as determined by the Secretary on the basis of the most recent satisfactory data) bears to the total number of such students in all States.
(c) State defined
In this part, the term "State" means each of the 50 States, the District of Columbia, and the Commonwealth of Puerto Rico.
(d) Prohibition
In making funds available to States under this part, the Secretary shall comply with the prohibitions described in
(
Editorial Notes
Prior Provisions
A prior section 6363,
Another prior section 6363,
A prior section 1203 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
1 So in original. Probably should be "section".
§6364. Innovative assessment and accountability demonstration authority
(a) Innovative assessment system defined
The term "innovative assessment system" means a system of assessments that may include—
(1) competency-based assessments, instructionally embedded assessments, interim assessments, cumulative year-end assessments, or performance-based assessments that combine into an annual summative determination for a student, which may be administered through computer adaptive assessments; and
(2) assessments that validate when students are ready to demonstrate mastery or proficiency and allow for differentiated student support based on individual learning needs.
(b) Demonstration authority
(1) In general
The Secretary may provide a State educational agency, or a consortium of State educational agencies, in accordance with paragraph (3), with the authority to establish an innovative assessment system (referred to in this section as "demonstration authority").
(2) Demonstration period
In accordance with the requirements described in subsection (e), each State educational agency, or consortium of State educational agencies, that submits an application under this section shall propose in its application the period of time over which the State educational agency or consortium desires to exercise the demonstration authority, except that such period shall not exceed 5 years.
(3) Initial demonstration authority and expansion
During the first 3 years that the Secretary provides State educational agencies and consortia with demonstration authority (referred to in this section as the "initial demonstration period") the Secretary shall provide such demonstration authority to—
(A) a total number of not more than 7 participating State educational agencies, including those participating in consortia, that have applications approved under subsection (e); and
(B) consortia that include not more than 4 State educational agencies.
(c) Progress report
(1) In general
Not later than 180 days after the end of the initial demonstration period, and prior to providing additional State educational agencies with demonstration authority, the Director of the Institute of Education Sciences, in consultation with the Secretary, shall publish a report detailing the initial progress of innovative assessment systems carried out through demonstration authority under this section.
(2) Criteria
The progress report under paragraph (1) shall be based on the annual information submitted by participating States described in subsection (e)(2)(B)(ix) and examine the extent to which—
(A) with respect to each innovative assessment system—
(i) the State educational agency has solicited feedback from teachers, principals, other school leaders, and parents about their satisfaction with the innovative assessment system;
(ii) teachers, principals, and other school leaders have demonstrated a commitment and capacity to implement or continue to implement the innovative assessment system; and
(iii) substantial evidence exists demonstrating that the innovative assessment system has been developed in accordance with the requirements of subsection (e); and
(B) each State with demonstration authority has demonstrated that—
(i) the same innovative assessment system was used to measure the achievement of all students that participated in the innovative assessment system; and
(ii) of the total number of all students, and the total number of each of the subgroups of students defined in
(3) Use of report
Upon completion of the progress report, the Secretary shall provide a response to the findings of the progress report, including a description of how the findings of the report will be used—
(A) to support State educational agencies with demonstration authority through technical assistance; and
(B) to inform the peer-review process described in subsection (f) for advising the Secretary on the awarding of the demonstration authority to the additional State educational agencies described in subsection (d).
(4) Publicly available
The Secretary shall make the progress report under this subsection and the response described in paragraph (3) publicly available on the website of the Department.
(5) Prohibition
The Secretary shall not require States that have demonstration authority to submit any information for the purposes of the progress report that is in addition to the information the State is already required to provide under subsection (e)(2)(B)(x).
(d) Expansion of the demonstration authority
Upon completion and publication of the report described in subsection (c), the Secretary may grant demonstration authority to additional State educational agencies or consortia that submit an application under subsection (e). Such State educational agencies or consortia of State educational agencies shall be subject to all of the same terms, conditions, and requirements of this section.
(e) Application
(1) In general
A State educational agency, or consortium of State educational agencies, that desires to participate in the program of demonstration authority under this section shall submit an application to the Secretary at such time and in such manner as the Secretary may reasonably require.
(2) Contents
Such application shall include a description of the innovative assessment system, the experience the applicant has in implementing any components of the innovative assessment system, and the timeline over which the State or consortium proposes to exercise the demonstration authority. In addition, the application shall include each of the following:
(A) A demonstration that the innovative assessment system will—
(i) meet all the requirements of
(ii) be aligned to the challenging State academic standards and address the depth and breadth of such standards;
(iii) express student results or student competencies in terms consistent with the State's aligned academic achievement standards under
(iv) generate results that are valid and reliable, and comparable, for all students and for each subgroup of students described in
(v) be developed in collaboration with—
(I) stakeholders representing the interests of children with disabilities, English learners, and other vulnerable children;
(II) teachers, principals, and other school leaders;
(III) local educational agencies;
(IV) parents; and
(V) civil rights organizations in the State;
(vi) be accessible to all students, such as by incorporating the principles of universal design for learning;
(vii) provide teachers, principals, other school leaders, students, and parents with timely data, disaggregated by each subgroup of students described in
(viii) identify which students are not making progress toward the challenging State academic standards so that teachers can provide instructional support and targeted interventions to all students;
(ix) annually measure the progress of not less than the same percentage of all students and students in each of the subgroups of students, as defined in
(x) generate an annual, summative achievement determination, based on the aligned State academic achievement standards under
(xi) allow the State educational agency to validly and reliably aggregate data from the innovative assessment system for purposes of—
(I) accountability, consistent with the requirements of
(II) reporting, consistent with the requirements of
(B) A description of how the State educational agency will—
(i) continue use of the statewide academic assessments required under
(ii) identify the distinct purposes for each assessment that is part of the innovative assessment system;
(iii) provide support and training to local educational agency and school staff to implement the innovative assessment system described in this subsection;
(iv) inform parents of students in participating local educational agencies about the innovative assessment system at the beginning of each school year during which the innovative assessment system will be implemented;
(v) engage and support teachers in developing and scoring assessments that are part of the innovative assessment system, including through the use of high-quality professional development, standardized and calibrated scoring rubrics, and other strategies, consistent with relevant nationally recognized professional and technical standards, to ensure inter-rater reliability and comparability;
(vi) acclimate students to the innovative assessment system;
(vii) ensure that students with the most significant cognitive disabilities may be assessed with alternate assessments consistent with
(viii) if the State is proposing to administer the innovative assessment system initially in a subset of local educational agencies, scale up the innovative assessment system to administer such system statewide, or with additional local educational agencies, in the State's proposed demonstration authority period;
(ix) gather data, solicit regular feedback from teachers, principals, other school leaders, and parents, and assess the results of each year of the program of demonstration authority under this section, and respond by making needed changes to the innovative assessment system; and
(x) report data from the innovative assessment system annually to the Secretary, including—
(I) demographics of participating local educational agencies, if such system is not statewide, and additional local educational agencies if added to the system during the course of the State's demonstration authority period or 2-year extension, except that such data shall not reveal any personally identifiable information, including a description of how the inclusion of additional local educational agencies contributes to progress toward achieving high-quality and consistent implementation across demographically diverse local educational agencies throughout the demonstration authority period;
(II) the performance of all participating students, and for each subgroup of students defined in
(III) feedback from teachers, principals, other school leaders, and parents about their satisfaction with the innovative assessment system; and
(IV) if such system is not statewide, a description of the State's progress in scaling up the innovative assessment system to additional local educational agencies during the State's demonstration authority period, as described in clause (viii).
(C) A description of the State educational agency's plan to—
(i) ensure that all students and each of the subgroups of students defined in
(ii) ensure that each local educational agency has the technological infrastructure to implement the innovative assessment system; and
(iii) hold all schools in the local educational agencies participating in the program of demonstration authority accountable for meeting the State's expectations for student achievement.
(D) If the innovative assessment system will initially be administered in a subset of local educational agencies—
(i) a description of the local educational agencies within the State educational agency that will participate, including what criteria the State has for approving any additional local educational agencies to participate during the demonstration authority period;
(ii) assurances from such local educational agencies that such agencies will comply with the requirements of this subsection;
(iii) a description of how the State will—
(I) ensure that the inclusion of additional local educational agencies contributes to progress toward achieving high-quality and consistent implementation across demographically diverse local educational agencies during the demonstration authority period; and
(II) ensure that the participating local educational agencies, as a group, will be demographically similar to the State as a whole by the end of the State's demonstration authority period; and
(iv) a description of the State educational agency's plan to hold all students and each of the subgroups of students, as defined in
(f) Peer review
The Secretary shall—
(1) implement a peer-review process to inform—
(A) the awarding of demonstration authority under this section and the approval to operate an innovative assessment system for the purposes of subsections (b)(2) and (c) of
(B) determinations about whether an innovative assessment system—
(i) is comparable to the State assessments under
(ii) provides an unbiased, rational, and consistent determination of progress toward the goals described under
(2) ensure that the peer-review team consists of practitioners and experts who are knowledgeable about the innovative assessment system being proposed for all participating students, including—
(A) individuals with past experience developing systems of assessment innovation that support all students, including English learners, children with disabilities, and disadvantaged students; and
(B) individuals with experience implementing innovative assessment and accountability systems;
(3) make publicly available the applications submitted under subsection (c) 1 and the peer-review comments and recommendations regarding such applications;
(4) make a determination and inform the State regarding approval or disapproval of the application under subsection (c) 1 not later than 90 days after receipt of the complete application;
(5) if the Secretary disapproves an application under paragraph (4), offer the State an opportunity to—
(A) revise and resubmit such application within 60 days of the disapproval determination; and
(B) submit additional evidence that the State's application meets the requirements of subsection (c); 1 and
(6) make a determination regarding application approval or disapproval of a resubmitted application under paragraph (5) not later than 45 days after receipt of the resubmitted application.
(g) Extension
The Secretary may extend an authorization of demonstration authority under this section for an additional 2 years if the State educational agency demonstrates with evidence that the State educational agency's innovative assessment system is continuing to meet the requirements of subsection (c), including by demonstrating a plan for, and the capacity to, transition to statewide use of the innovative assessment system by the end of the 2-year extension period.
(h) Use of innovative assessment system
A State may, during the State's approved demonstration authority period or 2-year extension, include results from the innovative assessment systems developed under this section in accountability determinations for each student in the participating local educational agencies instead of, or in addition to, results from the assessment system under
(i) Withdrawal of authority
The Secretary shall withdraw the authorization for demonstration authority provided to a State educational agency under this section and such State shall return to use of the statewide assessment system under
(1) meets the requirements under subsection (c);
(2) includes all students attending schools participating in the innovative assessment system in a State that has demonstration authority, including each of the subgroups of students, as defined under
(3) provides an unbiased, rational, and consistent determination of progress toward the goals described under
(4) presents a high-quality plan to transition to full statewide use of the innovative assessment system by the end of the State's approved demonstration authority period or 2-year extension, if the innovative assessment system will initially be administered in a subset of local educational agencies; and
(5) demonstrates comparability to the statewide assessments under
(j) Transition
(1) In general
(A) Operation of innovative assessment system
If, after a State's approved demonstration authority period or 2-year extension, the State educational agency has met all the requirements of this section, including having scaled the innovative assessment system up to statewide use, and demonstrated that such system is of high quality, as described in subparagraph (B), the State shall be permitted to operate the innovative assessment system approved under the program of demonstration authority under this section for the purposes of subsections (b)(2) and (c) of
(B) High quality
Such system shall be considered of high quality if the Secretary, through the peer-review process described in
(i) the innovative assessment system meets all of the requirements of this section;
(ii) the State has examined the effects of the system on other measures of student success, including indicators in the accountability system under
(iii) the innovative assessment system provides coherent and timely information about student achievement based on the challenging State academic standards, including objective measurement of academic achievement, knowledge, and skills that are valid, reliable, and consistent with relevant, nationally-recognized professional and technical standards;
(iv) the State has solicited feedback from teachers, principals, other school leaders, and parents about their satisfaction with the innovative assessment system; and
(v) the State has demonstrated that the same innovative assessment system was used to measure—
(I) the achievement of all students that participated in such innovative assessment system; and
(II) not less than the percentage of such students overall and in each of the subgroups of students, as defined in
(2) Baseline
For the purposes of the evaluation described in paragraph (1), the baseline year shall be considered the first year that each local educational agency in the State used the innovative assessment system.
(3) Waiver authority
A State may request, and the Secretary shall review such request and may grant, a delay of the withdrawal of authority under subsection (i) for the purpose of providing the State with the time necessary to implement the innovative assessment system statewide, if, at the conclusion of the State's approved demonstration authority period and 2-year extension—
(A) the State has met all of the requirements of this section, except transition to full statewide use of the innovative assessment system; and
(B) the State continues to comply with the other requirements of this section, and demonstrates a high-quality plan for transition to statewide use of the innovative assessment system in a reasonable period of time.
(k) Available funds
A State may use funds available under
(l) Consortium
A consortium of States may apply to participate in the program of demonstration authority under this section, and the Secretary may provide each State member of such consortium with such authority if each such State member meets all of the requirements of this section. Such consortium shall be subject to the limitation described in subsection (b)(3)(B) during the initial 3 years of the demonstration authority.
(m) Dissemination of best practices
(1) In general
Following the publication of the progress report described in subsection (c), the Director of the Institute of Education Sciences, in consultation with the Secretary, shall collect and disseminate the best practices on the development and implementation of innovative assessment systems that meet the requirements of this section, including best practices regarding the development of—
(A) summative assessments that—
(i) meet the requirements of
(ii) are comparable with statewide assessments under
(iii) include assessment tasks that determine proficiency or mastery of State-approved competencies aligned to challenging State academic standards;
(B) effective supports for local educational agencies and school staff to implement innovative assessment systems;
(C) effective engagement and support of teachers in developing and scoring assessments and the use of high-quality professional development;
(D) effective supports for all students, particularly each of the subgroups of students, as defined in
(E) standardized and calibrated scoring rubrics, and other strategies, to ensure inter-rater reliability and comparability of determinations of mastery or proficiency across local educational agencies and the State.
(2) Publication
The Secretary shall make the information described in paragraph (1) available on the website of the Department and shall publish an update to the information not less often than once every 3 years.
(
Editorial Notes
Prior Provisions
A prior section 6364,
Another prior section 6364,
Prior sections 6365 to 6368 were omitted in the general amendment of this part by
Section 6365,
Another prior section 6365,
Section 6366,
Another prior section 6366,
Section 6367,
Another prior section 6367,
Section 6368,
Another prior section 6368,
Prior sections 6369, 6369a, 6369b, and 6370 were omitted in the general amendment of this subchapter by
Section 6369,
Section 6369a,
Section 6369b,
Section 6370,
Prior sections 6371 to 6376, 6381 to 6381k, and 6383 were omitted in the general amendment of this part by
Section 6371,
Section 6372,
Section 6373,
Section 6374,
Section 6375,
Section 6376,
Section 6381,
Section 6381a,
Section 6381b,
Section 6381c,
Section 6381d,
Section 6381e,
Section 6381f,
Section 6381g,
Section 6381h,
Section 6381i,
Section 6381j,
Section 6381k,
Section 6383,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
1 So in original. Probably should refer to subsection (e).
Part C—Education of Migratory Children
§6391. Program purposes
The purposes of this part are as follows:
(1) To assist States in supporting high-quality and comprehensive educational programs and services during the school year and, as applicable, during summer or intersession periods, that address the unique educational needs of migratory children.
(2) To ensure that migratory children who move among the States are not penalized in any manner by disparities among the States in curriculum, graduation requirements, and challenging State academic standards.
(3) To ensure that migratory children receive full and appropriate opportunities to meet the same challenging State academic standards that all children are expected to meet.
(4) To help migratory children overcome educational disruption, cultural and language barriers, social isolation, various health-related problems, and other factors that inhibit the ability of such children to succeed in school.
(5) To help migratory children benefit from State and local systemic reforms.
(
Editorial Notes
Prior Provisions
A prior section 6391,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6392. Program authorized
In order to carry out the purpose of this part, the Secretary shall make grants to State educational agencies, or combinations of such agencies, to establish or improve, directly or through local operating agencies, programs of education for migratory children in accordance with this part.
(
Editorial Notes
Prior Provisions
A prior section 6392,
§6393. State allocations
(a) State allocations
Except as provided in subsection (c), each State (other than the Commonwealth of Puerto Rico) is entitled to receive under this part an amount equal to the product of—
(1) the sum of—
(A) the average number of identified eligible migratory children aged 3 through 21 residing in the State, based on data for the preceding 3 years; and
(B) the number of identified eligible migratory children, aged 3 through 21, who received services under this part in summer or intersession programs provided by the State during the previous year; multiplied by
(2) 40 percent of the average per-pupil expenditure in the State, except that the amount determined under this paragraph shall not be less than 32 percent, nor more than 48 percent, of the average per-pupil expenditure in the United States.
(b) Hold harmless
Notwithstanding subsection (a), for each of fiscal years 2017 through 2019, no State shall receive less than 90 percent of the State's allocation under this section for the preceding fiscal year.
(c) Allocation to Puerto Rico
(1) In general
For each fiscal year, the grant that the Commonwealth of Puerto Rico shall be eligible to receive under this part shall be the amount determined by multiplying the number of children who would be counted under subsection (a)(1) if such subsection applied to the Commonwealth of Puerto Rico by the product of—
(A) the percentage that the average per-pupil expenditure in the Commonwealth of Puerto Rico is of the lowest average per-pupil expenditure of any of the 50 States, subject to paragraphs (2) and (3); and
(B) 32 percent of the average per-pupil expenditure in the United States.
(2) Minimum percentage
The percentage described in paragraph (1)(A) shall not be less than 85 percent.
(3) Limitation
If the application of paragraph (2) for any fiscal year would result in any of the 50 States or the District of Columbia receiving less under this part than it received under this part for the preceding fiscal year, then the percentage described in paragraph (1)(A) that is used for the Commonwealth of Puerto Rico for the fiscal year for which the determination is made shall be the greater of the percentage in paragraph (1)(A) for such fiscal year or the percentage used for the preceding fiscal year.
(d) Ratable reductions; reallocations
(1) In general
(A) Ratable reductions
If, after the Secretary reserves funds under
(B) Reallocation
If additional funds become available for making such payments for any fiscal year, the Secretary shall allocate such funds to States in amounts that the Secretary determines will best carry out the purposes of this part.
(2) Special rule
(A) Further reductions
The Secretary shall further reduce the amount of any grant to a State under this part for any fiscal year if the Secretary determines, based on available information on the numbers and needs of migratory children in the State and the program proposed by the State to address such needs, that such amount exceeds the amount required under
(B) Reallocation
The Secretary shall reallocate such excess funds to other States whose grants under this part would otherwise be insufficient to provide an appropriate level of services to migratory children, in such amounts as the Secretary determines are appropriate.
(e) Consortium arrangements
(1) In general
In the case of a State that receives a grant of $1,000,000 or less under this section, the Secretary shall consult with the State educational agency to determine whether consortium arrangements with another State or other appropriate entity would result in delivery of services in a more effective and efficient manner.
(2) Proposals
Any State, regardless of the amount of such State's allocation, may submit a consortium arrangement to the Secretary for approval.
(3) Approval
The Secretary shall approve a consortium arrangement under paragraph (1) or (2) if the proposal demonstrates that the arrangement will—
(A) reduce administrative costs or program function costs for State programs; and
(B) make more funds available for direct services to add substantially to the academic achievement of children to be served under this part.
(f) Determining numbers of eligible children
In order to determine the identified number of migratory children residing in each State for purposes of this section, the Secretary shall—
(1) use the most recent information that most accurately reflects the actual number of migratory children;
(2) develop and implement a procedure for monitoring the accuracy of such information;
(3) develop and implement a procedure for more accurately reflecting cost factors for different types of summer and intersession program designs;
(4) adjust the number of migratory children who reside in each State to take into account—
(A) the unique needs of those children participating in effective special programs provided under this part that operate during the summer and intersession periods; and
(B) the additional costs of operating such programs; and
(5) conduct an analysis of the options for adjusting the formula so as to better direct services to migratory children, including the most at-risk migratory children.
(g) Nonparticipating States
In the case of a State desiring to receive an allocation under this part for a fiscal year that did not receive an allocation for the previous fiscal year or that has been participating for less than 3 consecutive years, the Secretary shall calculate the State's number of identified migratory children aged 3 through 21 for purposes of subsection (a)(1)(A) by using the most recent data available that identifies the migratory children residing in the State until data is available to calculate the 3-year average number of such children in accordance with such subsection.
(
Editorial Notes
Prior Provisions
A prior section 6393,
Amendments
2015—Subsecs. (a), (b).
Subsec. (c).
Subsec. (d).
Subsec. (e).
Subsec. (f).
Subsec. (f)(1).
Subsec. (f)(2), (3).
Subsec. (f)(4).
Subsec. (f)(5).
Subsec. (g).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Migrant Education Program
§6394. State applications; services
(a) Application required
Any State desiring to receive a grant under this part for any fiscal year shall submit an application to the Secretary at such time and in such manner as the Secretary may require.
(b) Program information
Each such application shall include—
(1) a description of how, in planning, implementing, and evaluating programs and projects assisted under this part, the State and its local operating agencies will ensure that the unique educational needs of migratory children, including preschool migratory children and migratory children who have dropped out of school, are identified and addressed through—
(A) the full range of services that are available for migratory children from appropriate local, State, and Federal educational programs;
(B) joint planning among local, State, and Federal educational programs serving migratory children, including language instruction educational programs under part A of subchapter III;
(C) the integration of services available under this part with services provided by those other programs; and
(D) measurable program objectives and outcomes;
(2) a description of the steps the State is taking to provide all migratory students with the opportunity to meet the same challenging State academic standards that all children are expected to meet;
(3) a description of how the State will use funds received under this part to promote interstate and intrastate coordination of services for migratory children, including how the State will provide for educational continuity through the timely transfer of pertinent school records, including information on health, when children move from one school to another, whether or not such move occurs during the regular school year;
(4) a description of the State's priorities for the use of funds received under this part, and how such priorities relate to the State's assessment of needs for services in the State;
(5) a description of how the State will determine the amount of any subgrants the State will award to local operating agencies, taking into account the numbers and needs of migratory children, the requirements of subsection (d), and the availability of funds from other Federal, State, and local programs; and
(6) a description of how the State will encourage programs and projects assisted under this part to offer family literacy services if the program or project serves a substantial number of migratory children whose parents do not have a high school diploma or its recognized equivalent or who have low levels of literacy.
(c) Assurances
Each such application shall also include assurances that—
(1) funds received under this part will be used only—
(A) for programs and projects, including the acquisition of equipment, in accordance with
(B) to coordinate such programs and projects with similar programs and projects within the State and in other States, as well as with other Federal programs that can benefit migratory children and their families;
(2) such programs and projects will be carried out in a manner consistent with the objectives of
(3) in the planning and operation of programs and projects at both the State and local agency operating level, there is consultation with parents of migratory children, including parent advisory councils, for programs not less than 1 school year in duration, and that all such programs and projects are carried out—
(A) in a manner that provides for the same parental involvement as is required for programs and projects under
(B) in a format and language understandable to the parents;
(4) in planning and carrying out such programs and projects, there has been, and will be, adequate provision for addressing the unmet education needs of preschool migratory children and migratory children who have dropped out of school;
(5) the effectiveness of such programs and projects will be determined, where feasible, using the same approaches and standards that will be used to assess the performance of students, schools, and local educational agencies under part A;
(6) such programs and projects will provide for outreach activities for migratory children and their families to inform such children and families of other education, health, nutrition, and social services to help connect them to such services;
(7) to the extent feasible, such programs and projects will provide for—
(A) advocacy and other outreach activities for migratory children and their families, including helping such children and families gain access to other education, health, nutrition, and social services;
(B) professional development programs, including mentoring, for teachers and other program personnel;
(C) family literacy programs;
(D) the integration of information technology into educational and related programs; and
(E) programs to facilitate the transition of secondary school students to postsecondary education or employment; and
(8) the State will assist the Secretary in determining the number of migratory children under
(d) Priority for services
In providing services with funds received under this part, each recipient of such funds shall give priority to migratory children who have made a qualifying move within the previous 1-year period and who—
(1) are failing, or most at risk of failing, to meet the challenging State academic standards; or
(2) have dropped out of school.
(e) Continuation of services
Notwithstanding any other provision of this part—
(1) a child who ceases to be a migratory child during a school term shall be eligible for services until the end of such term;
(2) a child who is no longer a migratory child may continue to receive services for 1 additional school year, but only if comparable services are not available through other programs; and
(3) students who were eligible for services in secondary school may continue to be served through credit accrual programs until graduation.
(
Editorial Notes
Prior Provisions
A prior section 6394,
Amendments
2015—Subsec. (b)(1).
Subsec. (b)(1)(B).
Subsec. (b)(1)(D).
Subsec. (b)(2).
Subsec. (b)(3).
Subsec. (b)(5).
Subsec. (b)(6), (7).
Subsec. (c).
Subsec. (c)(2).
Subsec. (c)(3).
Subsec. (c)(3)(A).
Subsec. (c)(4).
Subsec. (c)(6) to (8).
Subsec. (d).
Subsec. (e)(3).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6395. Secretarial approval; peer review
The Secretary shall approve each State application that meets the requirements of this part, and may review any such application with the assistance and advice of State officials and other officials with relevant expertise.
(
Editorial Notes
Prior Provisions
A prior section 6395,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6396. Comprehensive needs assessment and service-delivery plan; authorized activities
(a) Comprehensive plan
(1) In general
Each State that receives assistance under this part shall ensure that the State and its local operating agencies identify and address the unique educational needs of migratory children in accordance with a comprehensive State plan that—
(A) is integrated with other programs under this chapter or other Acts, as appropriate;
(B) may be submitted as a part of a consolidated application under
(i) the unique needs of migratory children are specifically addressed in the comprehensive State plan;
(ii) the comprehensive State plan is developed in collaboration with parents of migratory children; and
(iii) the comprehensive State plan is not used to supplant State efforts regarding, or administrative funding for, this part;
(C) provides that migratory children will have an opportunity to meet the same challenging State academic standards that all children are expected to meet;
(D) specifies measurable program goals and outcomes;
(E) encompasses the full range of services that are available for migratory children from appropriate local, State, and Federal educational programs;
(F) is the product of joint planning among such local, State, and Federal programs, including programs under part A, early childhood programs, and language instruction educational programs under part A of subchapter III; and
(G) provides for the integration of services available under this part with services provided by such other programs.
(2) Duration of the plan
Each such comprehensive State plan shall—
(A) remain in effect for the duration of the State's participation under this part; and
(B) be periodically reviewed and revised by the State, as necessary, to reflect changes in the State's strategies and programs under this part.
(b) Authorized activities
(1) Flexibility
In implementing the comprehensive plan described in subsection (a), each State educational agency, where applicable through its local educational agencies, retains the flexibility to determine the activities to be provided with funds made available under this part, except that such funds first shall be used to meet the identified needs of migratory children that result from their migratory lifestyle, and to permit these children to participate effectively in school.
(2) Unaddressed needs
Funds provided under this part shall be used to address the needs of migratory children that are not addressed by services available from other Federal or non-Federal programs, except that migratory children who are eligible to receive services under part A may receive those services through funds provided under that part, or through funds under this part that remain after the agency addresses the needs described in paragraph (1).
(3) Construction
Nothing in this part shall be construed to prohibit a local educational agency from serving migratory children simultaneously with students with similar educational needs in the same educational settings, where appropriate.
(4) Special rule
Notwithstanding
(
Editorial Notes
Prior Provisions
A prior section 6396,
Amendments
2015—Subsec. (a)(1).
Subsec. (a)(1)(B).
Subsec. (a)(1)(B)(i).
Subsec. (a)(1)(C).
Subsec. (a)(1)(F).
Subsec. (b)(1).
Subsec. (b)(4).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6397. Bypass
The Secretary may use all or part of any State's allocation under this part to make arrangements with any public or private agency to carry out the purpose of this part in such State if the Secretary determines that—
(1) the State is unable or unwilling to conduct educational programs for migratory children;
(2) such arrangements would result in more efficient and economic administration of such programs; or
(3) such arrangements would add substantially to the educational achievement of such children.
(
Editorial Notes
Prior Provisions
A prior section 6397,
Amendments
2015—
Par. (3).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6398. Coordination of migrant education activities
(a) Improvement of coordination
(1) In general
The Secretary, in consultation with the States, may make grants to, or enter into contracts with, State educational agencies, local educational agencies, institutions of higher education, and other public and private entities to improve the interstate and intrastate coordination among such agencies' educational programs, including through the establishment or improvement of programs for credit accrual and exchange, available to migratory children.
(2) Duration
Grants under this subsection may be awarded for not more than 5 years.
(b) Student records
(1) Assistance
The Secretary shall assist States in the electronic transfer of student records and in determining the number of migratory children in each State.
(2) Information system
(A) In general
The Secretary, in consultation with the States, shall ensure the linkage of migrant student record systems for the purpose of electronically exchanging, among the States, health and educational information regarding all migratory students eligible under this part. The Secretary shall ensure that such linkage occurs in a cost-effective manner, utilizing systems used by the States prior to, or developed after, December 10, 2015. Such information may include—
(i) immunization records and other health information;
(ii) elementary and secondary academic history (including partial credit), credit accrual, and results from State assessments under
(iii) other academic information essential to ensuring that migratory children achieve to the challenging State academic standards; and
(iv) eligibility for services under the Individuals with Disabilities Education Act [
(B) Consultation
The Secretary shall maintain ongoing consultation with the States, local educational agencies, and other migratory student service providers on—
(i) the effectiveness of the system described in subparagraph (A); and
(ii) the ongoing improvement of such system.
(C) Notice and comment
After consulting with the States under subparagraph (A), the Secretary shall publish a notice in the Federal Register seeking public comment on any new proposed data elements that each State receiving funds under this part shall be required to collect for purposes of electronic transfer of migratory student information and the requirements that States shall meet for immediate electronic access to such information.
(3) No cost for certain transfers
A State educational agency or local educational agency receiving assistance under this part shall make student records available to another State educational agency or local educational agency that requests the records at no cost to the requesting agency, if the request is made in order to meet the needs of a migratory child.
(c) Availability of funds
For the purpose of carrying out this section in any fiscal year, the Secretary shall reserve not more than $10,000,000 of the amount appropriated to carry out this part for such year.
(d) Incentive grants
From the amounts made available to carry out this section for any fiscal year, the Secretary may reserve not more than $3,000,000 to award grants of not more than $250,000 on a competitive basis to State educational agencies that propose a consortium arrangement with another State or other appropriate entity that the Secretary determines, pursuant to criteria that the Secretary shall establish, will improve the delivery of services to migratory children whose education is interrupted.
(e) Data collection
The Secretary shall direct the National Center for Education Statistics to collect data on migratory children.
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in subsec. (b)(2)(A)(iv), is title VI of
Prior Provisions
A prior section 6398,
Amendments
2015—Subsec. (a)(1).
Subsec. (b)(1).
Subsec. (b)(2)(A).
Subsec. (b)(2)(A)(ii).
Subsec. (b)(2)(A)(iii).
Subsec. (b)(2)(B), (C).
Subsec. (b)(4).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6399. Definitions
As used in this part:
(1) Local operating agency
The term "local operating agency" means—
(A) a local educational agency to which a State educational agency makes a subgrant under this part;
(B) a public or private agency with which a State educational agency or the Secretary makes an arrangement to carry out a project under this part; or
(C) a State educational agency, if the State educational agency operates the State's migrant education program or projects directly.
(2) Migratory agricultural worker
The term "migratory agricultural worker" means an individual who made a qualifying move in the preceding 36 months and, after doing so, engaged in new temporary or seasonal employment or personal subsistence in agriculture, which may be dairy work or the initial processing of raw agricultural products. If an individual did not engage in such new employment soon after a qualifying move, such individual may be considered a migratory agricultural worker if the individual actively sought such new employment and has a recent history of moves for temporary or seasonal agricultural employment.
(3) Migratory child
The term "migratory child" means a child or youth who made a qualifying move in the preceding 36 months—
(A) as a migratory agricultural worker or a migratory fisher; or
(B) with, or to join, a parent or spouse who is a migratory agricultural worker or a migratory fisher.
(4) Migratory fisher
The term "migratory fisher" means an individual who made a qualifying move in the preceding 36 months and, after doing so, engaged in new temporary or seasonal employment or personal subsistence in fishing. If the individual did not engage in such new employment soon after the move, the individual may be considered a migratory fisher if the individual actively sought such new employment and has a recent history of moves for temporary or seasonal fishing employment.
(5) Qualifying move
The term "qualifying move" means a move due to economic necessity—
(A) from one residence to another residence; and
(B) from one school district to another school district, except—
(i) in the case of a State that is comprised of a single school district, wherein a qualifying move is from one administrative area to another within such district; or
(ii) in the case of a school district of more than 15,000 square miles, wherein a qualifying move is a distance of 20 miles or more to a temporary residence.
(
Editorial Notes
Prior Provisions
A prior section 6399,
Amendments
2015—Par. (1)(B).
Pars. (2) to (5).
"(A) has moved from one school district to another;
"(B) in a State that is comprised of a single school district, has moved from one administrative area to another within such district; or
"(C) resides in a school district of more than 15,000 square miles, and migrates a distance of 20 miles or more to a temporary residence to engage in a fishing activity."
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Part D—Prevention and Intervention Programs for Children and Youth Who Are Neglected, Delinquent, or At-Risk
§6421. Purpose and program authorization
(a) Purpose
It is the purpose of this part—
(1) to improve educational services for children and youth in local, tribal, and State institutions for neglected or delinquent children and youth so that such children and youth have the opportunity to meet the same challenging State academic standards that all children in the State are expected to meet;
(2) to provide such children and youth with the services needed to make a successful transition from institutionalization to further schooling or employment; and
(3) to prevent at-risk youth from dropping out of school, and to provide dropouts, and children and youth returning from correctional facilities or institutions for neglected or delinquent children and youth, with a support system to ensure their continued education and the involvement of their families and communities.
(b) Program authorized
In order to carry out the purpose of this part and from amounts appropriated under
(
Editorial Notes
Prior Provisions
A prior section 6421,
A prior section 1401 of
Amendments
2015—Subsec. (a)(1).
Subsec. (a)(3).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6422. Payments for programs under this part
(a) Agency subgrants
Based on the allocation amount computed under
(b) Local subgrants
Each State shall retain, for the purpose of carrying out subpart 2 of this part, funds generated throughout the State under part A of this subchapter based on children and youth residing in local correctional facilities, or attending community day programs for delinquent children and youth.
(
Editorial Notes
Prior Provisions
A prior section 6422,
A prior section 1402 of
subpart 1—state agency programs
§6431. Eligibility
A State agency is eligible for assistance under this subpart if such State agency is responsible for providing free public education for children and youth—
(1) in institutions for neglected or delinquent children and youth;
(2) attending community day programs for neglected or delinquent children and youth; or
(3) in adult correctional institutions.
(
Editorial Notes
Prior Provisions
A prior section 6431,
§6432. Allocation of funds
(a) Subgrants to State agencies
(1) In general
Each State agency described in
(A) the number of neglected or delinquent children and youth described in
(i) are enrolled for at least 15 hours per week in education programs in adult correctional institutions; and
(ii) are enrolled for at least 20 hours per week—
(I) in education programs in institutions for neglected or delinquent children and youth; or
(II) in community day programs for neglected or delinquent children and youth; and
(B) 40 percent of the average per-pupil expenditure in the State, except that the amount determined under this subparagraph shall not be less than 32 percent, nor more than 48 percent, of the average per-pupil expenditure in the United States.
(2) Special rule
The number of neglected or delinquent children and youth determined under paragraph (1) shall—
(A) be determined by the State agency by a deadline set by the Secretary, except that no State agency shall be required to determine the number of such children and youth on a specific date set by the Secretary; and
(B) be adjusted, as the Secretary determines is appropriate, to reflect the relative length of such agency's annual programs.
(b) Subgrants to State agencies in Puerto Rico
(1) In general
For each fiscal year, the amount of the subgrant which a State agency in the Commonwealth of Puerto Rico shall be eligible to receive under this subpart shall be the amount determined by multiplying the number of children counted under subsection (a)(1)(A) for the Commonwealth of Puerto Rico by the product of—
(A) the percentage which the average per-pupil expenditure in the Commonwealth of Puerto Rico is of the lowest average per-pupil expenditure of any of the 50 States; and
(B) 32 percent of the average per-pupil expenditure in the United States.
(2) Minimum percentage
The percentage in paragraph (1)(A) shall not be less than 85 percent.
(3) Limitation
If the application of paragraph (2) would result in any of the 50 States or the District of Columbia receiving less under this subpart than it received under this subpart for the preceding fiscal year, then the percentage described in paragraph (1)(A) that is used for the Commonwealth of Puerto Rico for the fiscal year for which the determination is made shall be the greater of—
(A) the percentage in paragraph (1)(A) for such fiscal year; or
(B) the percentage used for the preceding fiscal year.
(c) Ratable reductions in case of insufficient appropriations
If the amount appropriated for any fiscal year for subgrants under subsections (a) and (b) is insufficient to pay the full amount for which all State agencies are eligible under such subsections, the Secretary shall ratably reduce each such amount.
(
Editorial Notes
Prior Provisions
A prior section 6432,
Amendments
2015—Subsec. (b)(2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6433. State reallocation of funds
If a State educational agency determines that a State agency does not need the full amount of the subgrant for which such State agency is eligible under this subpart for any fiscal year, the State educational agency may reallocate the amount that will not be needed to other eligible State agencies that need additional funds to carry out the purpose of this part, in such amounts as the State educational agency shall determine.
(
Editorial Notes
Prior Provisions
A prior section 6433,
§6434. State plan and State agency applications
(a) State plan
(1) In general
Each State educational agency that desires to receive a grant under this subpart shall submit, for approval by the Secretary, a plan—
(A) for meeting the educational needs of neglected, delinquent, and at-risk children and youth;
(B) for assisting in the transition of children and youth between correctional facilities and locally operated programs; and
(C) that is integrated with other programs under this chapter or other Acts, as appropriate.
(2) Contents
Each such State plan shall—
(A) describe the program objectives and outcomes established by the State that will be used to assess the effectiveness of the program in improving the academic, career, and technical skills of children in the program;
(B) provide that, to the extent feasible, such children will have the same opportunities to achieve as such children would have if such children were in the schools of local educational agencies in the State;
(C) describe how the State will place a priority for such children to attain a regular high school diploma, to the extent feasible;
(D) contain an assurance that the State educational agency will—
(i) ensure that programs assisted under this subpart will be carried out in accordance with the State plan described in this subsection; and
(ii) ensure that the State agencies receiving subgrants under this subpart comply with all applicable statutory and regulatory requirements; and
(E) provide assurances that the State educational agency has established—
(i) procedures to ensure the timely re-enrollment of each student who has been placed in the juvenile justice system in secondary school or in a re-entry program that best meets the needs of the student, including the transfer of credits that such student earns during placement; and
(ii) opportunities for such students to participate in credit-bearing coursework while in secondary school, postsecondary education, or career and technical education programming.
(3) Duration of the plan
Each such State plan shall—
(A) remain in effect for the duration of the State's participation under this part; and
(B) be periodically reviewed and revised by the State, as necessary, to reflect changes in the State's strategies and programs under this part.
(b) Secretarial approval and peer review
(1) Secretarial approval
The Secretary shall approve each State plan that meets the requirements of this subpart.
(2) Peer review
The Secretary may review any State plan with the assistance and advice of individuals with relevant expertise.
(c) State agency applications
Any State agency that desires to receive funds to carry out a program under this subpart shall submit an application to the State educational agency that—
(1) describes the procedures to be used, consistent with the State plan under
(2) provide an assurance that in making services available to children and youth in adult correctional institutions, priority will be given to such children and youth who are likely to complete incarceration within a 2-year period;
(3) describes the program, including a budget for the first year of the program, with annual updates to be provided to the State educational agency;
(4) describes how the program will meet the goals and objectives of the State plan;
(5) describes how the State agency will consult with experts and provide the necessary training for appropriate staff, to ensure that the planning and operation of institution-wide projects under
(6) describes how the State agency will use the results of the most recent evaluation under
(7) includes data showing that the State agency has maintained the fiscal effort required of a local educational agency, in accordance with
(8) describes how the programs will be coordinated with other appropriate State and Federal programs, such as programs under title I of the Workforce Innovation and Opportunity Act [
(9) describes how the State agency will encourage correctional facilities receiving funds under this subpart to coordinate with local educational agencies or alternative education programs attended by incarcerated children and youth prior to and after their incarceration to ensure that student assessments and appropriate academic records are shared jointly between the correctional facility and the local educational agency or alternative education program in order to facilitate the transition of such children and youth between the correctional facility and the local educational agency or alternative education program;
(10) describes how appropriate professional development will be provided to teachers and other staff;
(11) designates an individual in each affected correctional facility or institution for neglected or delinquent children and youth to be responsible for issues relating to the transition of such children and youth between such facility or institution and locally operated programs;
(12) describes how the State agency will endeavor to coordinate with businesses for training and mentoring for participating children and youth;
(13) provides an assurance that the State agency will assist in locating alternative programs through which students can continue their education if the students are not returning to school after leaving the correctional facility or institution for neglected or delinquent children and youth;
(14) provides assurances that the State agency will work with parents to secure parents' assistance in improving the educational achievement of their children and youth, and preventing their children's and youth's further involvement in delinquent activities;
(15) provides an assurance that the State agency will work with children and youth with disabilities in order to meet an existing individualized education program and an assurance that the agency will notify the child's or youth's local school if the child or youth—
(A) is identified as in need of special education services while the child or youth is in the correctional facility or institution for neglected or delinquent children and youth; and
(B) intends to return to the local school;
(16) provides an assurance that the State agency will work with children and youth who dropped out of school before entering the correctional facility or institution for neglected or delinquent children and youth to encourage the children and youth to reenter school and attain a regular high school diploma once the term of the incarceration is completed or provide the child or youth with the skills necessary to gain employment, continue the education of the child or youth, or attain a regular high school diploma or its recognized equivalent if the child or youth does not intend to return to school;
(17) provides an assurance that certified or licensed teachers and other qualified staff are trained to work with children and youth with disabilities and other students with special needs taking into consideration the unique needs of such students;
(18) describes any additional services to be provided to children and youth, such as career counseling, distance learning, and assistance in securing student loans and grants;
(19) provides an assurance that the program under this subpart will be coordinated with any programs operated under the Juvenile Justice and Delinquency Prevention Act of 1974 [
(20) describes how the State agency will, to the extent feasible—
(A) note when a youth has come into contact with both the child welfare and juvenile justice systems; and
(B) deliver services and interventions designed to keep such youth in school that are evidence-based (to the extent a State determines that such evidence is reasonably available).
(
Editorial Notes
References in Text
The Workforce Innovation and Opportunity Act, referred to in subsec. (c)(8), is
The Juvenile Justice and Delinquency Prevention Act of 1974, referred to in subsec. (c)(19), is
Prior Provisions
A prior section 6434,
Amendments
2015—Subsec. (a)(1)(B).
Subsec. (a)(2)(A).
Subsec. (a)(2)(B).
Subsec. (a)(2)(C), (D).
Subsec. (a)(2)(E).
Subsec. (c)(1).
Subsec. (c)(6).
Subsec. (c)(7).
Subsec. (c)(8).
Subsec. (c)(9).
Subsec. (c)(11).
Subsec. (c)(16).
Subsec. (c)(17).
Subsec. (c)(20).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6435. Use of funds
(a) Uses
(1) In general
A State agency shall use funds received under this subpart only for programs and projects that—
(A) are consistent with the State plan under
(B) concentrate on providing participants with the knowledge and skills needed to make a successful transition to secondary school completion, career and technical education, further education, or employment.
(2) Programs and projects
Such programs and projects—
(A) may include—
(i) the acquisition of equipment;
(ii) pay-for-success initiatives; or
(iii) providing targeted services for youth who have come in contact with both the child welfare system and juvenile justice system;
(B) shall be designed to support educational services that—
(i) except for institution-wide projects under
(ii) respond to the educational needs of such children and youth, including by supplementing and improving the quality of the educational services provided to such children and youth by the State agency; and
(iii) afford such children and youth an opportunity to meet challenging State academic standards; and
(C) shall be carried out in a manner consistent with
(b) Supplement, not supplant
A program under this subpart that supplements the number of hours of instruction students receive from State and local sources shall be considered to comply with the supplement, not supplant requirement of
(
Editorial Notes
Prior Provisions
A prior section 6435,
Amendments
2015—Subsec. (a)(1)(B).
Subsec. (a)(2)(A).
Subsec. (a)(2)(B)(i).
Subsec. (a)(2)(B)(ii).
Subsec. (a)(2)(B)(iii).
Subsec. (a)(2)(C).
Subsec. (a)(2)(D).
Subsec. (b).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6436. Institution-wide projects
A State agency that provides free public education for children and youth in an institution for neglected or delinquent children and youth (other than an adult correctional institution) or attending a community-day program for such children and youth may use funds received under this subpart to serve all children in, and upgrade the entire educational effort of, that institution or program if the State agency has developed, and the State educational agency has approved, a comprehensive plan for that institution or program that—
(1) provides for a comprehensive assessment of the educational needs of all children and youth in the institution or program serving juveniles;
(2) provides for a comprehensive assessment of the educational needs of youth aged 20 and younger in adult facilities who are expected to complete incarceration within a 2-year period;
(3) describes the steps the State agency has taken, or will take, to provide all children and youth under age 21 with the opportunity to meet challenging State academic standards in order to improve the likelihood that the children and youth will attain a regular high school diploma or its recognized equivalent, or find employment after leaving the institution;
(4) describes the instructional program, specialized instructional support services, and procedures that will be used to meet the needs described in paragraph (1), including, to the extent feasible, the provision of mentors for the children and youth described in paragraph (1), and how relevant and appropriate academic records and plans regarding the continuation of educational services for such children or youth are shared jointly between the State agency operating the institution or program and local educational agency in order to facilitate the transition of such children and youth between the local educational agency and the State agency;
(5) specifically describes how such funds will be used;
(6) describes the measures and procedures that will be used to assess and improve student achievement;
(7) describes how the agency has planned, and will implement and evaluate, the institution-wide or program-wide project in consultation with personnel providing direct instructional services and support services in institutions or community-day programs for neglected or delinquent children and youth, and with personnel from the State educational agency; and
(8) includes an assurance that the State agency has provided for appropriate training for teachers and other instructional and administrative personnel to enable such teachers and personnel to carry out the project effectively.
(
Editorial Notes
Prior Provisions
A prior section 6436,
Amendments
2015—Par. (3).
Par. (4).
Par. (6).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6437. Three-year programs or projects
If a State agency operates a program or project under this subpart in which individual children or youth are likely to participate for more than 1 year, the State educational agency may approve the State agency's application for a subgrant under this subpart for a period of not more than 3 years.
(
Editorial Notes
Prior Provisions
A prior section 6437,
§6438. Transition services
(a) Transition services
Each State agency shall reserve not less than 15 percent and not more than 30 percent of the amount such agency receives under this subpart for any fiscal year to support—
(1) projects that facilitate the transition of children and youth between State-operated institutions, or institutions in the State operated by the Secretary of the Interior, and schools served by local educational agencies or schools operated or funded by the Bureau of Indian Education; or
(2) the successful reentry of youth offenders, who are age 20 or younger and have received a regular high school diploma or its recognized equivalent, into postsecondary education, or career and technical training programs, through strategies designed to expose the youth to, and prepare the youth for, postsecondary education, or career and technical training programs, such as—
(A) preplacement programs that allow adjudicated or incarcerated youth to audit or attend courses on college, university, or community college campuses, or through programs provided in institutional settings;
(B) worksite schools, in which institutions of higher education and private or public employers partner to create programs to help students make a successful transition to postsecondary education and employment; and
(C) essential support services to ensure the success of the youth, such as—
(i) personal, career and technical, and academic, counseling;
(ii) placement services designed to place the youth in a university, college, or junior college program;
(iii) information concerning, and assistance in obtaining, available student financial aid;
(iv) counseling services; and
(v) job placement services.
(b) Conduct of projects
A project supported under this section may be conducted directly by the State agency, or through a contract or other arrangement with one or more local educational agencies, other public agencies, or private nonprofit organizations.
(c) Rule of construction
Nothing in this section shall be construed to prohibit a school that receives funds under subsection (a) from serving neglected and delinquent children and youth simultaneously with students with similar educational needs, in the same educational settings where appropriate.
(
Editorial Notes
Prior Provisions
A prior section 6438,
Amendments
2015—Subsec. (a)(1).
Subsec. (a)(2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6439. Technical assistance
The Secretary may reserve not more than 2.5 percent of the amount made available to carry out this subpart for a fiscal year to provide technical assistance to and support the capacity building of State agency programs assisted under this subpart.
(
Editorial Notes
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
subpart 2—local agency programs
§6451. Purpose
The purpose of this subpart is to support the operation of local educational agency programs that involve collaboration with locally operated correctional facilities—
(1) to carry out high quality education programs to prepare children and youth for secondary school completion, training, employment, or further education;
(2) to provide activities to facilitate the transition of such children and youth from the correctional program to further education or employment; and
(3) to operate programs in local schools, including schools operated or funded by the Bureau of Indian Education, for children and youth returning from correctional facilities, and programs which may serve at-risk children and youth.
(
Editorial Notes
Prior Provisions
A prior section 6451,
Amendments
2015—Par. (3).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6452. Programs operated by local educational agencies
(a) Local subgrants
With funds made available under
(b) Special rule
A local educational agency that serves a school operated by a correctional facility is not required to operate a program of support for children and youth returning from such school to a school that is not operated by a correctional agency but served by such local educational agency, if more than 30 percent of the children and youth attending the school operated by the correctional facility will reside outside the boundaries served by the local educational agency after leaving such facility.
(c) Notification
A State educational agency shall notify local educational agencies within the State of the eligibility of such agencies to receive a subgrant under this subpart.
(d) Transitional and academic services
Transitional and supportive programs operated in local educational agencies under this subpart shall be designed primarily to meet the transitional and academic needs of students returning to local educational agencies or alternative education programs from correctional facilities. Services to students at-risk of dropping out of school shall not have a negative impact on meeting such transitional and academic needs of the students returning from correctional facilities.
(
Editorial Notes
Prior Provisions
A prior section 6452,
Amendments
2015—Subsec. (d).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6453. Local educational agency applications
Each local educational agency desiring assistance under this subpart shall submit an application to the State educational agency that contains such information as the State educational agency may require. Each such application shall include—
(1) a description of the program to be assisted;
(2) a description of formal agreements, regarding the program to be assisted, between—
(A) the local educational agency; and
(B) correctional facilities and alternative school programs serving children and youth involved with the juvenile justice system, including such facilities operated by the Secretary of the Interior and Indian tribes;
(3) as appropriate, a description of how participating schools will coordinate with facilities working with delinquent children and youth to ensure that such children and youth are participating in an education program comparable to one operating in the local school such youth would attend;
(4) a description of the program operated by participating schools to facilitate the successful transition of children and youth returning from correctional facilities and, as appropriate, the types of services that such schools will provide such children and youth and other at-risk children and youth;
(5) a description of the characteristics (including learning difficulties, substance abuse problems, and other special needs) of the children and youth who will be returning from correctional facilities and, as appropriate, other at-risk children and youth expected to be served by the program, and a description of how the school will coordinate existing educational programs to meet the unique educational needs of such children and youth;
(6) as appropriate, a description of how schools will coordinate with existing social, health, and other services to meet the needs of students returning from correctional facilities, at-risk children or youth, and other participating children or youth, including prenatal health care and nutrition services related to the health of the parent and the child or youth, parenting and child development classes, child care, targeted reentry and outreach programs, referrals to community resources, and scheduling flexibility;
(7) as appropriate, a description of any partnerships with institutions of higher education or local businesses to facilitate postsecondary and workforce success for children and youth returning from correctional facilities, such as through participation in credit-bearing coursework while in secondary school, enrollment in postsecondary education, participation in career and technical education programming, and mentoring services for participating students;
(8) as appropriate, a description of how the program will involve parents and family members in efforts to improve the educational achievement of their children, assist in dropout prevention activities, and prevent the involvement of their children in delinquent activities;
(9) a description of how the program under this subpart will be coordinated with other Federal, State, and local programs, such as programs under title I of the Workforce Innovation and Opportunity Act [
(10) a description of how the program will be coordinated with programs operated under the Juvenile Justice and Delinquency Prevention Act of 1974 [
(11) as appropriate, a description of how schools will work with probation officers to assist in meeting the needs of children and youth returning from correctional facilities;
(12) a description of the efforts participating schools will make to ensure correctional facilities working with children and youth are aware of a child's or youth's existing individualized education program; and
(13) as appropriate, a description of the steps participating schools will take to find alternative placements for children and youth interested in continuing their education but unable to participate in a traditional public school program.
(
Editorial Notes
References in Text
The Workforce Innovation and Opportunity Act, referred to in par. (9), is
The Juvenile Justice and Delinquency Prevention Act of 1974, referred to in par. (10), is
Prior Provisions
A prior section 6453,
Amendments
2015—Par. (2)(B).
Par. (4).
Par. (7).
Par. (8).
Par. (9).
Par. (13).
2014—Par. (9).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Effective Date of 2014 Amendment
Amendment by
§6454. Uses of funds
(a) In general
Funds provided to local educational agencies under this subpart may be used, as appropriate, for—
(1) programs that serve children and youth returning to local schools from correctional facilities, to assist in the transition of such children and youth to the school environment and help them remain in school in order to complete their education;
(2) dropout prevention programs which serve at-risk children and youth;
(3) the coordination of health and social services for such individuals if there is a likelihood that the provision of such services, including day care, drug and alcohol counseling, and mental health services, will improve the likelihood such individuals will complete their education;
(4) special programs to meet the unique academic needs of participating children and youth, including career and technical education, special education, career counseling, curriculum-based youth entrepreneurship education, and assistance in securing student loans or grants for postsecondary education;
(5) programs providing mentoring and peer mediation;
(6) programs for at-risk Indian children and youth, including such children and youth in correctional facilities in the area served by the local educational agency that are operated by the Secretary of the Interior or Indian tribes; and
(7) pay for success initiatives.
(b) Contracts and grants
A local educational agency may use a subgrant received under this subpart to carry out the activities described under paragraphs (1) through (7) of subsection (a) directly or through subgrants, contracts, or cooperative agreements.
(
Editorial Notes
Prior Provisions
A prior section 6454,
Amendments
2015—
Subsec. (a)(2).
Subsec. (a)(4).
Subsec. (a)(6), (7).
Subsec. (b).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6455. Program requirements for correctional facilities receiving funds under this section
Each correctional facility entering into an agreement with a local educational agency under
(1) where feasible, ensure that educational programs in the correctional facility are coordinated with the student's home school, particularly with respect to a student with an individualized education program under part B of the Individuals with Disabilities Education Act [
(2) if the child or youth is identified as in need of special education services while in the correctional facility, notify the local school of the child or youth of such need;
(3) where feasible, provide transition assistance to help the child or youth stay in school, including coordination of services for the family, counseling, assistance in accessing drug and alcohol abuse prevention programs, tutoring, and family counseling;
(4) provide support programs that encourage children and youth who have dropped out of school to reenter school and attain a regular high school diploma once their term at the correctional facility has been completed, or provide such children and youth with the skills necessary to gain employment or seek a regular high school diploma or its recognized equivalent;
(5) work to ensure that the correctional facility is staffed with teachers and other qualified staff who are trained to work with children and youth with disabilities taking into consideration the unique needs of such children and youth;
(6) ensure that educational programs in the correctional facility are related to assisting students to meet the challenging State academic standards;
(7) to the extent possible, use technology to assist in coordinating educational programs between the correctional facility and the community school;
(8) where feasible, involve parents in efforts to improve the educational achievement of their children and prevent the further involvement of such children in delinquent activities;
(9) coordinate funds received under this subpart with other local, State, and Federal funds available to provide services to participating children and youth, such as funds made available under title I of the Workforce Innovation and Opportunity Act [
(10) coordinate programs operated under this subpart with activities funded under the Juvenile Justice and Delinquency Prevention Act of 1974 [
(11) if appropriate, work with local businesses to develop training, curriculum-based youth entrepreneurship education, and mentoring programs for children and youth;
(12) upon the child's or youth's entry into the correctional facility, work with the child's or youth's family members and the local educational agency that most recently provided services to the child or youth (if applicable) to ensure that the relevant and appropriate academic records and plans regarding the continuation of educational services for such child or youth are shared jointly between the correctional facility and local educational agency in order to facilitate the transition of such children and youth between the local educational agency and the correctional facility; and
(13) consult with the local educational agency for a period jointly determined necessary by the correctional facility and local educational agency upon discharge from that facility, to coordinate educational services so as to minimize disruption to the child's or youth's achievement.
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in par. (1), is title VI of
The Workforce Innovation and Opportunity Act, referred to in par. (9), is
The Juvenile Justice and Delinquency Prevention Act of 1974, referred to in par. (10), is
Prior Provisions
A prior section 6455,
Amendments
2015—Par. (4).
Par. (6).
Par. (9).
Pars. (12), (13).
2014—Par. (9).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Effective Date of 2014 Amendment
Amendment by
§6456. Accountability
The State educational agency may—
(1) reduce or terminate funding for projects under this subpart if a local educational agency does not show progress in the number of children and youth attaining a regular high school diploma or its recognized equivalent; and
(2) require correctional facilities or institutions for neglected or delinquent children and youth to demonstrate, after receiving assistance under this subpart for 3 years, that there has been an increase in the number of children and youth returning to school, attaining a regular high school diploma or its recognized equivalent, or attaining employment after such children and youth are released.
(
Editorial Notes
Prior Provisions
A prior section 6456,
Amendments
2015—Par. (1).
Par. (2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
subpart 3—general provisions
§6471. Program evaluations
(a) Scope of evaluation
Each State agency or local educational agency that conducts a program under subpart 1 or 2 of this part shall evaluate the program, disaggregating data on participation by gender, race, ethnicity, and age while protecting individual student privacy,,1 not less than once every 3 years, to determine the program's impact on the ability of participants—
(1) to maintain and improve educational achievement and to graduate from high school in the number of years established by the State under either the four-year adjusted cohort graduation rate or the extended-year adjusted cohort graduation rate, if applicable;
(2) to accrue school credits that meet State requirements for grade promotion and high school graduation;
(3) to make the transition to a regular program or other education program operated by a local educational agency or school operated or funded by the Bureau of Indian Education;
(4) to complete high school (or high school equivalency requirements) and obtain employment after leaving the correctional facility or institution for neglected or delinquent children and youth; and
(5) as appropriate, to participate in postsecondary education and job training programs.
(b) Exception
The disaggregation required under subsection (a) shall not be required in a case in which the number of students in a category is insufficient to yield statistically reliable information or the results would reveal personally identifiable information about an individual student.
(c) Evaluation measures
In conducting each evaluation under subsection (a), a State agency or local educational agency shall use multiple and appropriate measures of student progress.
(d) Evaluation results
Each State agency and local educational agency shall—
(1) submit evaluation results to the State educational agency and the Secretary; and
(2) use the results of evaluations under this section to plan and improve subsequent programs for participating children and youth.
(
Editorial Notes
Prior Provisions
A prior section 6471,
A prior section 1431 of
Amendments
2015—Subsec. (a).
Subsec. (a)(1).
Subsec. (a)(3).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6472. Definitions
In this part:
(1) Adult correctional institution
The term "adult correctional institution" means a facility in which persons (including persons under 21 years of age) are confined as a result of a conviction for a criminal offense.
(2) At-risk
The term "at-risk", when used with respect to a child, youth, or student, means a school aged individual who is at-risk of academic failure, dependency adjudication, or delinquency adjudication, has a drug or alcohol problem, is pregnant or is a parent, has come into contact with the juvenile justice system or child welfare system in the past, is at least 1 year behind the expected grade level for the age of the individual, is an English learner, is a gang member, has dropped out of school in the past, or has a high absenteeism rate at school.
(3) Community day program
The term "community day program" means a regular program of instruction provided by a State agency at a community day school operated specifically for neglected or delinquent children and youth.
(4) Institution for neglected or delinquent children and youth
The term "institution for neglected or delinquent children and youth" means—
(A) a public or private residential facility, other than a foster home, that is operated for the care of children who have been committed to the institution or voluntarily placed in the institution under applicable State law, due to abandonment, neglect, or death of their parents or guardians; or
(B) a public or private residential facility for the care of children who have been adjudicated to be delinquent or in need of supervision.
(
Editorial Notes
Prior Provisions
A prior section 6472,
A prior section 1432 of
Amendments
2015—Par. (2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Part E—Flexibility for Equitable Per-Pupil Funding
Editorial Notes
Prior Provisions
A prior part E, consisting of sections 6491 to 6494, related to national assessment of subchapter I, prior to repeal by
§6491. Flexibility for equitable per-pupil funding
(a) Purpose
The purpose of the program under this section is to provide local educational agencies with flexibility to consolidate eligible Federal funds and State and local education funding in order to create a single school funding system based on weighted per-pupil allocations for low-income and otherwise disadvantaged students.
(b) Authority
(1) In general
The Secretary is authorized to enter into local flexibility demonstration agreements—
(A) for not more than 3 years with local educational agencies that are selected under subsection (c) and submit proposed agreements that meet the requirements of subsection (d); and
(B) under which such agencies may consolidate and use funds in accordance with subsection (d) in order to develop and implement a school funding system based on weighted per-pupil allocations for low-income and otherwise disadvantaged students.
(2) Flexibility
Except as described in subsection (d)(1)(I), the Secretary is authorized to waive, for local educational agencies entering into agreements under this section, any provision of this chapter that would otherwise prevent such agency from using eligible Federal funds as part of such agreement.
(c) Selection of local educational agencies
(1) In general
The Secretary may enter into local flexibility demonstration agreements with not more than 50 local educational agencies with an approved application under subsection (d).
(2) Selection
Each local educational agency shall be selected based on such agency—
(A) submitting a proposed local flexibility demonstration agreement under subsection (d);
(B) demonstrating that the agreement meets the requirements of such subsection; and
(C) agreeing to meet the continued demonstration requirements under subsection (e).
(3) Expansion
Beginning with the 2019–2020 academic year, the Secretary may extend funding flexibility authorized under this section to any local educational agency that submits and has approved an application under subsection (d), as long as a significant majority of the demonstration agreements with local educational agencies described in paragraph (1) meet the requirements of subsection (d)(2) and subsection (e)(1) as of the end of the 2018–2019 academic year.
(d) Required terms of local flexibility demonstration agreement
(1) Application
Each local educational agency that desires to participate in the program under this section shall submit, at such time and in such form as the Secretary may prescribe, an application to enter into a local flexibility demonstration agreement with the Secretary in order to develop and implement a school funding system based on weighted per-pupil allocations that meets the requirements of this section. The application shall include—
(A) a description of the school funding system based on weighted per-pupil allocations, including—
(i) the weights used to allocate funds within such system;
(ii) the local educational agency's legal authority to use State and local education funds consistent with this section;
(iii) how such system will meet the requirements of paragraph (2); and
(iv) how such system will support the academic achievement of students, including low-income students, the lowest-achieving students, English learners, and children with disabilities;
(B) a list of funding sources, including eligible Federal funds, the local educational agency will include in such system;
(C) a description of the amount and percentage of total local educational agency funding, including State and local education funds and eligible Federal funds, that will be allocated through such system;
(D) the per-pupil expenditures (which shall include actual personnel expenditures, including staff salary differentials for years of employment, and actual nonpersonnel expenditures) of State and local education funds for each school served by the agency for the preceding fiscal year;
(E) the per-pupil amount of eligible Federal funds each school served by the agency received in the preceding fiscal year, disaggregated by the programs supported by the eligible Federal funds;
(F) a description of how such system will ensure that any eligible Federal funds allocated through the system will meet the purposes of each Federal program supported by such funds, including serving students from low-income families, English learners, migratory children, and children who are neglected, delinquent, or at risk, as applicable;
(G) an assurance that the local educational agency developed and will implement the local flexibility demonstration agreement in consultation with teachers, principals, other school leaders (including charter school leaders in a local educational agency that has charter schools), administrators of Federal programs impacted by the agreement, parents, community leaders, and other relevant stakeholders;
(H) an assurance that the local educational agency will use fiscal control and sound accounting procedures that ensure proper disbursement of, and accounting for, eligible Federal funds consolidated and used under such system;
(I) an assurance that the local educational agency will continue to meet the requirements of
(J) an assurance that the local educational agency will meet the requirements of all applicable Federal civil rights laws in carrying out the agreement and in consolidating and using funds under the agreement.
(2) Requirements of the system
(A) In general
A local educational agency's school funding system based on weighted per-pupil allocations shall—
(i) except as allowed under clause (iv), allocate a significant portion of funds, including State and local education funds and eligible Federal funds, to the school level based on the number of students in a school and a formula developed by the agency under this section that determines per-pupil weighted amounts;
(ii) use weights or allocation amounts that allocate substantially more funding to English learners, students from low-income families, and students with any other characteristics associated with educational disadvantage chosen by the local educational agency, than to other students;
(iii) ensure that each high-poverty school receives, in the first year of the demonstration agreement—
(I) more per-pupil funding, including from Federal, State, and local sources, for low-income students than such funding received for low-income students in the year prior to entering into a demonstration agreement under this section; and
(II) at least as much per-pupil funding, including from Federal, State, and local sources, for English learners as such funding received for English learners in the year prior to entering into a demonstration agreement under this section;
(iv) be used to allocate to schools a significant percentage, which shall be a percentage agreed upon during the application process, of all the local educational agency's State and local education funds and eligible Federal funds; and
(v) include all school-level actual personnel expenditures for instructional staff (including staff salary differentials for years of employment) and actual nonpersonnel expenditures in the calculation of the local educational agency's State and local education funds and eligible Federal funds to be allocated under clause (i).
(B) Percentage
In establishing the percentage described in subparagraph (A)(iv) for the system, the local educational agency shall demonstrate that the percentage—
(i) under such subparagraph is sufficient to carry out the purposes of the demonstration agreement under this section and to meet each of the requirements of this subsection; and
(ii) of State and local education funds and eligible Federal funds that are not allocated through the local educational agency's school funding system based on weighted per-pupil allocations, does not undermine or conflict with the requirements of the demonstration agreement under this section.
(C) Expenditures
After allocating funds through the system, the local educational agency shall charge schools for the per-pupil expenditures of State and local education funds and eligible Federal funds, including actual personnel expenditures (including staff salary differentials for years of employment) for instructional staff and actual nonpersonnel expenditures.
(e) Continued demonstration
Each local educational agency with an approved application under subsection (d) shall annually—
(1) demonstrate to the Secretary that, as compared to the previous year, no high-poverty school served by the agency received—
(A) less per-pupil funding, including from Federal, State, and local sources, for low-income students; or
(B) less per-pupil funding, including from Federal, State, and local sources, for English learners;
(2) make public and report to the Secretary the per-pupil expenditures (including actual personnel expenditures that include staff salary differentials for years of employment, and actual non-personnel expenditures) of State and local education funds and eligible Federal funds for each school served by the agency, disaggregated by each quartile of students attending the school based on student level of poverty and by each major racial or ethnic group in the school, for the preceding fiscal year;
(3) make public the total number of students enrolled in each school served by the agency and the number of students enrolled in each such school disaggregated by each of the subgroups of students, as defined in
(4) notwithstanding paragraph (1), (2), or (3), ensure that any information to be reported or made public under this subsection is only reported or made public if such information does not reveal personally identifiable information.
(f) Limitations on administrative expenditures
Each local educational agency that has entered into a local flexibility demonstration agreement with the Secretary under this section may use, for administrative purposes, an amount of eligible Federal funds that is not more than the percentage of funds allowed for such purposes under any of the following:
(1) This subchapter.
(2) Subchapter II.
(3) Subchapter III.
(4) Part A of subchapter IV.
(5) Part B of subchapter V.
(g) Peer review
The Secretary may establish a peer-review process to assist in the review of a proposed local flexibility demonstration agreement.
(h) Noncompliance
The Secretary may, after providing notice and an opportunity for a hearing (including the opportunity to provide supporting evidence as provided for in subsection (i)), terminate a local flexibility demonstration agreement under this section if there is evidence that the local educational agency has failed to comply with the terms of the agreement and the requirements under subsections (d) and (e).
(i) Evidence
If a local educational agency believes that the Secretary's determination under subsection (h) is in error for statistical or other substantive reasons, the local educational agency may provide supporting evidence to the Secretary, and the Secretary shall consider that evidence before making a final determination.
(j) Program evaluation
From the amount reserved for evaluation activities under
(1) the implementation of the local flexibility demonstration agreements under this section; and
(2) the impact of such agreements on improving the equitable distribution of State and local funding and increasing student achievement.
(k) Renewal of local flexibility demonstration agreement
The Secretary may renew for additional 3-year terms a local flexibility demonstration agreement under this section if—
(1) the local educational agency has met the requirements under subsections (d)(2) and (e) and agrees to, and has a high likelihood of, continuing to meet such requirements; and
(2) the Secretary determines that renewing the local flexibility demonstration agreement is in the interest of students served under this subchapter and subchapter III.
(l) Definitions
In this section:
(1) Eligible Federal funds
The term "eligible Federal funds" means funds received by a local educational agency under—
(A) this subchapter;
(B) subchapter II;
(C) subchapter III;
(D) part A of subchapter IV; and
(E) part B of subchapter V.
(2) High-poverty school
The term "high-poverty school" means a school that is in the highest 2 quartiles of schools served by a local educational agency, based on the percentage of enrolled students from low-income families.
(
Editorial Notes
Prior Provisions
Prior sections 6491 to 6494, 6511 to 6518, 6531 to 6537, 6551 to 6553, 6555, and 6561 to 6561i were repealed by
Section 6491,
Another prior section 6491,
A prior section 1501 of
Section 6492,
Another prior section 6492,
A prior section 1502 of
Section 6493,
Another prior section 6493,
Section 6494,
Section 6511,
Another prior section 6511,
Section 6512,
Another prior section 6512,
Section 6513,
Another prior section 6513,
Section 6514,
Another prior section 6514,
Section 6515,
Section 6516,
Section 6517,
Section 6518,
Section 6531,
Section 6532,
Section 6533,
Section 6534,
Section 6535,
Section 6536,
Section 6537,
Section 6551,
Section 6552,
Section 6553,
Section 6555,
Section 6561,
Section 6561a,
Section 6561b,
Section 6561c,
Section 6561d,
Section 6561e,
Section 6561f,
Section 6561g,
Section 6561h,
Section 6561i,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
Part F—General Provisions
Editorial Notes
Codification
Prior Provisions
A prior part F, consisting of sections 6511 to 6518, related to comprehensive school reform, prior to repeal by
A prior part G, consisting of sections 6531 to 6537, related to advanced placement programs, prior to repeal by
A prior part H, consisting of sections 6551 to 6553, 6555, and 6561 to 6561i, related to school dropout prevention, prior to repeal by
A prior part I, consisting of sections 6571 to 6578, was redesignated part F of this subchapter, by
§6571. Federal regulations
(a) In general
The Secretary may issue, in accordance with subsections (b) through (d) and subject to
(b) Negotiated rulemaking process
(1) In general
Before publishing in the Federal Register proposed regulations to carry out this subchapter, the Secretary shall obtain the advice and recommendations of representatives of Federal, State, and local administrators, parents, teachers, principals, other school leaders (including charter school leaders), paraprofessionals, and members of local school boards and other organizations involved with the implementation and operation of programs under this subchapter.
(2) Meetings and electronic exchange
Such advice and recommendations may be obtained through such mechanisms as regional meetings and electronic exchanges of information. Such regional meetings and electronic exchanges of information shall be public and notice of such meetings and exchanges shall be provided to interested stakeholders.
(3) Proposed regulations
After obtaining such advice and recommendations, and before publishing proposed regulations, the Secretary shall—
(A) establish a negotiated rulemaking process on, at a minimum, standards, assessments under
(B) select individuals to participate in such process from among individuals or groups that provided advice and recommendations, including representation from all geographic regions of the United States, in such numbers as will provide an equitable balance between representatives of parents and students and representatives of educators and education officials; and
(C) prepare a draft of proposed policy options that shall be provided to the individuals selected by the Secretary under subparagraph (B) not less than 15 days before the first meeting under such process.
(4) Process
Such process—
(A) shall not be subject to
(B) shall, unless otherwise provided as described in subsection (c), follow the provisions of subchapter III of
(c) Alternative process for certain exceptions
If consensus, as defined in
(1) Notice to Congress
Not less than 15 business days prior to issuing a notice of proposed rulemaking in the Federal Register, the Secretary shall provide to the Committee on Health, Education, Labor, and Pensions of the Senate, the Committee on Education and the Workforce of the House of Representatives, and other relevant congressional committees, notice of the Secretary's intent to issue a notice of proposed rulemaking that shall include—
(A) a copy of the proposed regulation;
(B) the need to issue the regulation;
(C) the anticipated burden, including the time, cost, and paperwork burden, the regulation will impose on State educational agencies, local educational agencies, schools, and other entities that may be impacted by the regulation;
(D) the anticipated benefits to State educational agencies, local educational agencies, schools, and other entities that may be impacted by the regulation; and
(E) any regulations that will be repealed when the new regulation is issued.
(2) Comment period for Congress
The Secretary shall—
(A) before issuing any notice of proposed rulemaking under this subsection, provide Congress with a comment period of 15 business days to make comments on the proposed regulation, beginning on the date that the Secretary provides the notice of intent to the appropriate committees of Congress under paragraph (1); and
(B) include and seek to address all comments submitted by Congress in the public rulemaking record for the regulation published in the Federal Register.
(3) Comment and review period; emergency situations
The comment and review period for any proposed regulation shall be not less than 60 days unless an emergency requires a shorter period, in which case the Secretary shall—
(A) designate the proposed regulation as an emergency with an explanation of the emergency in the notice to Congress under paragraph (1);
(B) publish the length of the comment and review period in such notice and in the Federal Register; and
(C) conduct immediately thereafter regional meetings to review such proposed regulation before issuing any final regulation.
(d) Limitation
Regulations to carry out this subchapter may not require local programs to follow a particular instructional model, such as the provision of services outside the regular classroom or school program.
(e) Rule of construction
Nothing in this section affects the applicability of subchapter II of
(
Editorial Notes
Prior Provisions
A prior section 1601 of
Another prior section 1601 of
Amendments
2022—Subsec. (b)(4)(A).
2015—Subsec. (a).
Subsec. (b)(1).
Subsec. (b)(2).
Subsec. (b)(3)(A).
Subsec. (b)(4).
"(A) shall be conducted in a timely manner to ensure that final regulations are issued by the Secretary not later than 1 year after January 8, 2002; and
"(B) shall not be subject to the Federal Advisory Committee Act, but shall otherwise follow the provisions of the Negotiated Rulemaking Act of 1990 (
Subsec. (b)(5).
Subsecs. (c), (d).
Subsec. (e).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. Probably should be "5".
§6572. Agreements and records
(a) Agreements
In any case in which a negotiated rulemaking process is established under
(b) Records
The Secretary shall ensure that an accurate and reliable record of agreements reached during the negotiations process is maintained.
(
Editorial Notes
Prior Provisions
A prior section 1602 of
Another prior section 1602 of
Amendments
2015—Subsec. (a).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6573. State administration
(a) Rulemaking
(1) In general
Each State that receives funds under this subchapter shall—
(A) ensure that any State rules, regulations, and policies relating to this subchapter conform to the purposes of this subchapter and provide any such proposed rules, regulations, and policies to the committee of practitioners created under subsection (b) for review and comment;
(B) minimize such rules, regulations, and policies to which the State's local educational agencies and schools are subject;
(C) eliminate or modify State and local fiscal accounting requirements in order to facilitate the ability of schools to consolidate funds under schoolwide programs;
(D) identify any such rule, regulation, or policy as a State-imposed requirement; and
(E)(i) identify any duplicative or contrasting requirements between the State and Federal rules or regulations; and
(ii) eliminate the State rules and regulations that are duplicative of Federal requirements.
(2) Support and facilitation
State rules, regulations, and policies under this subchapter shall support and facilitate local educational agency and school-level systemic reform designed to enable all children to meet the challenging State academic standards.
(b) Committee of practitioners
(1) In general
Each State educational agency that receives funds under this subchapter shall create a State committee of practitioners to advise the State in carrying out its responsibilities under this subchapter.
(2) Membership
Each such committee shall include—
(A) as a majority of its members, representatives from local educational agencies;
(B) administrators, including the administrators of programs described in other parts of this subchapter;
(C) teachers from traditional public schools and charter schools (if there are charter schools in the State) and career and technical educators;
(D) principals and other school leaders;
(E) parents;
(F) members of local school boards;
(G) representatives of private school children;
(H) specialized instructional support personnel and paraprofessionals;
(I) representatives of authorized public chartering agencies (if there are charter schools in the State); and
(J) charter school leaders (if there are charter schools in the State).
(3) Duties
The duties of such committee shall include a review, before publication, of any proposed or final State rule or regulation pursuant to this subchapter. In an emergency situation where such rule or regulation must be issued within a very limited time to assist local educational agencies with the operation of the program under this subchapter, the State educational agency may issue a regulation without prior consultation, but shall immediately thereafter convene the State committee of practitioners to review the emergency regulation before issuance in final form.
(
Editorial Notes
Prior Provisions
A prior section 1603 of
Another prior section 1603 of
Amendments
2015—Subsec. (a)(1)(E).
Subsec. (a)(2).
Subsec. (b)(2)(C) to (J).
"(C) teachers, including vocational educators;
"(D) parents;
"(E) members of local school boards;
"(F) representatives of private school children; and
"(G) pupil services personnel."
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6574. Repealed. Pub. L. 113–188, title IX, §901(a), Nov. 26, 2014, 128 Stat. 2020
Section,
§6575. Prohibition against Federal mandates, direction, or control
Nothing in this subchapter shall be construed to authorize an officer or employee of the Federal Government to mandate, direct, or control a State, local educational agency, or school's specific instructional content, academic achievement standards and assessments, curriculum, or program of instruction.
(
Editorial Notes
Prior Provisions
A prior section 1604 of
Another prior section 1604 of
§6576. Rule of construction on equalized spending
Nothing in this subchapter shall be construed to mandate equalized spending per pupil for a State, local educational agency, or school.
(
Editorial Notes
Prior Provisions
A prior section 1605 of
§§6577, 6578. Repealed. Pub. L. 114–95, title I, §1501(a)(3), Dec. 10, 2015, 129 Stat. 1906
Section 6577,
Section 6578,
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
SUBCHAPTER II—PREPARING, TRAINING, AND RECRUITING HIGH-QUALITY TEACHERS, PRINCIPALS, OR OTHER SCHOOL LEADERS
Editorial Notes
Prior Provisions
A prior title II of the Elementary and Secondary Education Act of 1965, comprising this subchapter, was originally enacted as part of
Subpart 5 of part C of prior title II of the Act, comprising subpart 5 (§6731 et seq.) of prior part C of this subchapter, was redesignated subpart 3 (§8551 et seq.) of part F of title VIII of the Act and transferred to subpart 3 (§7941 et seq.) of part F of subchapter VIII of this chapter by
Subpart 4 of part D of prior title II of the Act, comprising subpart 4 (§6777) of prior part D of this subchapter, was redesignated subpart 2 (§4121) of part A of title IV of the Act and transferred to subpart 2 (§7131) of part A of subchapter IV of this chapter by
§6601. Purpose
The purpose of this subchapter is to provide grants to State educational agencies and subgrants to local educational agencies to—
(1) increase student achievement consistent with the challenging State academic standards;
(2) improve the quality and effectiveness of teachers, principals, and other school leaders;
(3) increase the number of teachers, principals, and other school leaders who are effective in improving student academic achievement in schools; and
(4) provide low-income and minority students greater access to effective teachers, principals, and other school leaders.
(
Editorial Notes
Prior Provisions
A prior section 6601,
Another prior section 6601,
A prior section 2001 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6602. Definitions
In this subchapter:
(1) School leader residency program
The term "school leader residency program" means a school-based principal or other school leader preparation program in which a prospective principal or other school leader—
(A) for 1 academic year, engages in sustained and rigorous clinical learning with substantial leadership responsibilities and an opportunity to practice and be evaluated in an authentic school setting; and
(B) during that academic year—
(i) participates in evidence-based coursework, to the extent the State (in consultation with local educational agencies in the State) determines that such evidence is reasonably available, that is integrated with the clinical residency experience; and
(ii) receives ongoing support from a mentor principal or other school leader, who is effective.
(2) State
The term "State" means each of the 50 States, the District of Columbia, and the Commonwealth of Puerto Rico.
(3) State authorizer
The term "State authorizer" means an entity designated by the Governor of a State to recognize teacher, principal, or other school leader preparation academies within the State that—
(A) enters into an agreement with a teacher, principal, or other school leader preparation academy that specifies the goals expected of the academy, as described in paragraph (4)(A)(i);
(B) may be a nonprofit organization, State educational agency, or other public entity, or consortium of such entities (including a consortium of States); and
(C) does not reauthorize a teacher, principal, or other school leader preparation academy if the academy fails to produce the minimum number or percentage of effective teachers or principals or other school leaders, respectively (as determined by the State), identified in the academy's authorizing agreement.
(4) Teacher, principal, or other school leader preparation academy
The term "teacher, principal, or other school leader preparation academy" means a public or other nonprofit entity, which may be an institution of higher education or an organization affiliated with an institution of higher education, that establishes an academy that will prepare teachers, principals, or other school leaders to serve in high-needs schools, and that—
(A) enters into an agreement with a State authorizer that specifies the goals expected of the academy, including—
(i) a requirement that prospective teachers, principals, or other school leaders who are enrolled in the academy receive a significant part of their training through clinical preparation that partners the prospective candidate with an effective teacher, principal, or other school leader, as determined by the State, respectively, with a demonstrated record of increasing student academic achievement, including for the subgroups of students defined in
(ii) the number of effective teachers, principals, or other school leaders, respectively, who will demonstrate success in increasing student academic achievement that the academy will prepare; and
(iii) a requirement that the academy will award a certificate of completion (or degree, if the academy is, or is affiliated with, an institution of higher education) to a teacher only after the teacher demonstrates that the teacher is an effective teacher, as determined by the State, with a demonstrated record of increasing student academic achievement either as a student teacher or teacher-of-record on an alternative certificate, license, or credential;
(iv) a requirement that the academy will award a certificate of completion (or degree, if the academy is, or is affiliated with, an institution of higher education) to a principal or other school leader only after the principal or other school leader demonstrates a record of success in improving student performance; and
(v) timelines for producing cohorts of graduates and conferring certificates of completion (or degrees, if the academy is, or is affiliated with, an institution of higher education) from the academy;
(B) does not have unnecessary restrictions on the methods the academy will use to train prospective teacher, principal, or other school leader candidates, including—
(i) obligating (or prohibiting) the academy's faculty to hold advanced degrees or conduct academic research;
(ii) restrictions related to the academy's physical infrastructure;
(iii) restrictions related to the number of course credits required as part of the program of study;
(iv) restrictions related to the undergraduate coursework completed by teachers teaching or working on alternative certificates, licenses, or credentials, as long as such teachers have successfully passed all relevant State-approved content area examinations; or
(v) restrictions related to obtaining accreditation from an accrediting body for purposes of becoming an academy;
(C) limits admission to its program to prospective teacher, principal, or other school leader candidates who demonstrate strong potential to improve student academic achievement, based on a rigorous selection process that reviews a candidate's prior academic achievement or record of professional accomplishment; and
(D) results in a certificate of completion or degree that the State may, after reviewing the academy's results in producing effective teachers, or principals, or other school leaders, respectively (as determined by the State) recognize as at least the equivalent of a master's degree in education for the purposes of hiring, retention, compensation, and promotion in the State.
(5) Teacher residency program
The term "teacher residency program" means a school-based teacher preparation program in which a prospective teacher—
(A) for not less than 1 academic year, teaches alongside an effective teacher, as determined by the State or local educational agency, who is the teacher of record for the classroom;
(B) receives concurrent instruction during the year described in subparagraph (A)—
(i) through courses that may be taught by local educational agency personnel or by faculty of the teacher preparation program; and
(ii) in the teaching of the content area in which the teacher will become certified or licensed; and
(C) acquires effective teaching skills, as demonstrated through completion of a residency program, or other measure determined by the State, which may include a teacher performance assessment.
(
Editorial Notes
Prior Provisions
A prior section 6602,
Another prior section 6602,
A prior section 2002 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6603. Authorization of appropriations
(a) Grants to States and local educational agencies
For the purpose of carrying out part A, there are authorized to be appropriated $2,295,830,000 for each of fiscal years 2017 through 2020.
(b) National activities
For the purpose of carrying out part B, there are authorized to be appropriated—
(1) $468,880,575 for each of fiscal years 2017 and 2018;
(2) $469,168,000 for fiscal year 2019; and
(3) $489,168,000 for fiscal year 2020.
(
Editorial Notes
Prior Provisions
A prior section 6603,
Another prior section 6603,
A prior section 2003 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
Part A—Supporting Effective Instruction
§6611. Formula grants to States
(a) Reservation of funds
From the total amount appropriated under
(1) one-half of 1 percent for allotments for the United States Virgin Islands, Guam, American Samoa, and the Commonwealth of the Northern Mariana Islands, to be distributed among those outlying areas on the basis of their relative need, as determined by the Secretary, in accordance with the purpose of this subchapter; and
(2) one-half of 1 percent for the Secretary of the Interior for programs under this part in schools operated or funded by the Bureau of Indian Education.
(b) State allotments
(1) Hold harmless
(A) Fiscal years 2017 through 2022
For each of fiscal years 2017 through 2022, subject to paragraph (2) and subparagraph (C), from the funds appropriated under
(i) section 2202(b) of this Act (as in effect on the day before January 8, 2002); and
(ii) section 306 of the Department of Education Appropriations Act, 2001 (as enacted into law by section 1(a)(1) of
(B) Ratable reduction
If the funds described in subparagraph (A) are insufficient to pay the full amounts that all States are eligible to receive under subparagraph (A) for any fiscal year, the Secretary shall ratably reduce those amounts for the fiscal year.
(C) Percentage reduction
For each of fiscal years 2017 through 2022, the amount in subparagraph (A) shall be reduced by a percentage equal to the product of 14.29 percent and the number of years between the fiscal year for which the determination is being made and fiscal year 2016.
(2) Allotment of additional funds
(A) In general
Subject to subparagraph (B), for any fiscal year for which the funds appropriated under
(i) for fiscal year 2017—
(I) an amount that bears the same relationship to 35 percent of the excess amount as the number of individuals aged 5 through 17 in the State, as determined by the Secretary on the basis of the most recent satisfactory data, bears to the number of those individuals in all such States, as so determined; and
(II) an amount that bears the same relationship to 65 percent of the excess amount as the number of individuals aged 5 through 17 from families with incomes below the poverty line in the State, as determined by the Secretary on the basis of the most recent satisfactory data, bears to the number of those individuals in all such States, as so determined;
(ii) for fiscal year 2018—
(I) an amount that bears the same relationship to 30 percent of the excess amount as the number of individuals aged 5 through 17 in the State, as determined by the Secretary on the basis of the most recent satisfactory data, bears to the number of those individuals in all such States, as so determined; and
(II) an amount that bears the same relationship to 70 percent of the excess amount as the number of individuals aged 5 through 17 from families with incomes below the poverty line in the State, as determined by the Secretary on the basis of the most recent satisfactory data, bears to the number of those individuals in all such States, as so determined;
(iii) for fiscal year 2019—
(I) an amount that bears the same relationship to 25 percent of the excess amount as the number of individuals aged 5 through 17 in the State, as determined by the Secretary on the basis of the most recent satisfactory data, bears to the number of those individuals in all such States, as so determined; and
(II) an amount that bears the same relationship to 75 percent of the excess amount as the number of individuals aged 5 through 17 from families with incomes below the poverty line in the State, as determined by the Secretary on the basis of the most recent satisfactory data, bears to the number of those individuals in all such States, as so determined; and
(iv) for fiscal year 2020 through fiscal year 2022—
(I) an amount that bears the same relationship to 20 percent of the excess amount as the number of individuals aged 5 through 17 in the State, as determined by the Secretary on the basis of the most recent satisfactory data, bears to the number of those individuals in all such States, as so determined; and
(II) an amount that bears the same relationship to 80 percent of the excess amount as the number of individuals aged 5 through 17 from families with incomes below the poverty line in the State, as determined by the Secretary on the basis of the most recent satisfactory data, bears to the number of those individuals in all such States, as so determined.
(B) Exception
No State receiving an allotment under subparagraph (A) may receive less than one-half of 1 percent of the total excess amount allotted under such subparagraph for a fiscal year.
(3) Fiscal year 2023 and succeeding fiscal years
For fiscal year 2023 and each of the succeeding fiscal years—
(A) the Secretary shall allot funds appropriated under
(B) the amount appropriated but not reserved shall be treated as the excess amount.
(4) Reallotment
If any State does not apply for an allotment under this subsection for any fiscal year, the Secretary shall reallot the amount of the allotment to the remaining States in accordance with this subsection.
(c) State uses of funds
(1) In general
Except as provided under paragraph (3), each State that receives an allotment under subsection (b) for a fiscal year shall reserve not less than 95 percent of such allotment to make subgrants to local educational agencies for such fiscal year, as described in
(2) State administration
A State educational agency may use not more than 1 percent of the amount allotted to such State under subsection (b) for the administrative costs of carrying out such State educational agency's responsibilities under this part.
(3) Principals or other school leaders
Notwithstanding paragraph (1) and in addition to funds otherwise available for activities under paragraph (4), a State educational agency may reserve not more than 3 percent of the amount reserved for subgrants to local educational agencies under paragraph (1) for one or more of the activities for principals or other school leaders that are described in paragraph (4).
(4) State activities
(A) In general
The State educational agency for a State that receives an allotment under subsection (b) may use funds not reserved under paragraph (1) to carry out 1 or more of the activities described in subparagraph (B), which may be implemented in conjunction with a State agency of higher education (if such agencies are separate) and carried out through a grant or contract with a for-profit or nonprofit entity, including an institution of higher education.
(B) Types of State activities
The activities described in this subparagraph are the following:
(i) Reforming teacher, principal, or other school leader certification, recertification, licensing, or tenure systems or preparation program standards and approval processes to ensure that—
(I) teachers have the necessary subject-matter knowledge and teaching skills, as demonstrated through measures determined by the State, which may include teacher performance assessments, in the academic subjects that the teachers teach to help students meet challenging State academic standards;
(II) principals or other school leaders have the instructional leadership skills to help teachers teach and to help students meet such challenging State academic standards; and
(III) teacher certification or licensing requirements are aligned with such challenging State academic standards.
(ii) Developing, improving, or providing assistance to local educational agencies to support the design and implementation of teacher, principal, or other school leader evaluation and support systems that are based in part on evidence of student academic achievement, which may include student growth, and shall include multiple measures of educator performance and provide clear, timely, and useful feedback to teachers, principals, or other school leaders, such as by—
(I) developing and disseminating high-quality evaluation tools, such as classroom observation rubrics, and methods, including training and auditing, for ensuring inter-rater reliability of evaluation results;
(II) developing and providing training to principals, other school leaders, coaches, mentors, and evaluators on how to accurately differentiate performance, provide useful and timely feedback, and use evaluation results to inform decisionmaking about professional development, improvement strategies, and personnel decisions; and
(III) developing a system for auditing the quality of evaluation and support systems.
(iii) Improving equitable access to effective teachers.
(iv) Carrying out programs that establish, expand, or improve alternative routes for State certification of teachers (especially for teachers of children with disabilities, English learners, science, technology, engineering, mathematics, or other areas where the State experiences a shortage of educators), principals, or other school leaders, for—
(I) individuals with a baccalaureate or master's degree, or other advanced degree;
(II) mid-career professionals from other occupations;
(III) paraprofessionals;
(IV) former military personnel; and
(V) recent graduates of institutions of higher education with records of academic distinction who demonstrate the potential to become effective teachers, principals, or other school leaders.
(v) Developing, improving, and implementing mechanisms to assist local educational agencies and schools in effectively recruiting and retaining teachers, principals, or other school leaders who are effective in improving student academic achievement, including effective teachers from underrepresented minority groups and teachers with disabilities, such as through—
(I) opportunities for effective teachers to lead evidence-based (to the extent the State determines that such evidence is reasonably available) professional development for the peers of such effective teachers; and
(II) providing training and support for teacher leaders and principals or other school leaders who are recruited as part of instructional leadership teams.
(vi) Fulfilling the State educational agency's responsibilities concerning proper and efficient administration and monitoring of the programs carried out under this part, including provision of technical assistance to local educational agencies.
(vii) Developing, or assisting local educational agencies in developing—
(I) career opportunities and advancement initiatives that promote professional growth and emphasize multiple career paths, such as instructional coaching and mentoring (including hybrid roles that allow instructional coaching and mentoring while remaining in the classroom), school leadership, and involvement with school improvement and support;
(II) strategies that provide differential pay, or other incentives, to recruit and retain teachers in high-need academic subjects and teachers, principals, or other school leaders, in low-income schools and school districts, which may include performance-based pay systems; and
(III) new teacher, principal, or other school leader induction and mentoring programs that are, to the extent the State determines that such evidence is reasonably available, evidence-based, and designed to—
(aa) improve classroom instruction and student learning and achievement, including through improving school leadership programs; and
(bb) increase the retention of effective teachers, principals, or other school leaders.
(viii) Providing assistance to local educational agencies for the development and implementation of high-quality professional development programs for principals that enable the principals to be effective and prepare all students to meet the challenging State academic standards.
(ix) Supporting efforts to train teachers, principals, or other school leaders to effectively integrate technology into curricula and instruction, which may include training to assist teachers in implementing blended learning (as defined in
(x) Providing training, technical assistance, and capacity-building to local educational agencies that receive a subgrant under this part.
(xi) Reforming or improving teacher, principal, or other school leader preparation programs, such as through establishing teacher residency programs and school leader residency programs.
(xii) Establishing or expanding teacher, principal, or other school leader preparation academies, with an amount of the funds described in subparagraph (A) that is not more than 2 percent of the State's allotment, if—
(I) allowable under State law;
(II) the State enables candidates attending a teacher, principal, or other school leader preparation academy to be eligible for State financial aid to the same extent as participants in other State-approved teacher or principal preparation programs, including alternative certification, licensure, or credential programs; and
(III) the State enables teachers, principals, or other school leaders who are teaching or working while on alternative certificates, licenses, or credentials to teach or work in the State while enrolled in a teacher, principal, or other school leader preparation academy.
(xiii) Supporting the instructional services provided by effective school library programs.
(xiv) Developing, or assisting local educational agencies in developing, strategies that provide teachers, principals, or other school leaders with the skills, credentials, or certifications needed to educate all students in postsecondary education coursework through early college high school or dual or concurrent enrollment programs.
(xv) Providing training for all school personnel, including teachers, principals, other school leaders, specialized instructional support personnel, and paraprofessionals, regarding how to prevent and recognize child sexual abuse.
(xvi) Supporting opportunities for principals, other school leaders, teachers, paraprofessionals, early childhood education program directors, and other early childhood education program providers to participate in joint efforts to address the transition to elementary school, including issues related to school readiness.
(xvii) Developing and providing professional development and other comprehensive systems of support for teachers, principals, or other school leaders to promote high-quality instruction and instructional leadership in science, technology, engineering, and mathematics subjects, including computer science.
(xviii) Supporting the professional development and improving the instructional strategies of teachers, principals, or other school leaders to integrate career and technical education content into academic instructional practices, which may include training on best practices to understand State and regional workforce needs and transitions to postsecondary education and the workforce.
(xix) Enabling States, as a consortium, to voluntarily develop a process that allows teachers who are licensed or certified in a participating State to teach in other participating States without completing additional licensure or certification requirements, except that nothing in this clause shall be construed to allow the Secretary to exercise any direction, supervision, or control over State teacher licensing or certification requirements.
(xx) Supporting and developing efforts to train teachers on the appropriate use of student data to ensure that individual student privacy is protected as required by
(xxi) Supporting other activities identified by the State that are, to the extent the State determines that such evidence is reasonably available, evidence-based and that meet the purpose of this subchapter.
(d) State application
(1) In general
In order to receive an allotment under this section for any fiscal year, a State shall submit an application to the Secretary at such time and in such manner as the Secretary may reasonably require.
(2) Contents
Each application described under paragraph (1) shall include the following:
(A) A description of how the State educational agency will use funds received under this subchapter for State-level activities described in subsection (c).
(B) A description of the State's system of certification and licensing of teachers, principals, or other school leaders.
(C) A description of how activities under this part are aligned with challenging State academic standards.
(D) A description of how the activities carried out with funds under this part are expected to improve student achievement.
(E) If a State educational agency plans to use funds under this part to improve equitable access to effective teachers, consistent with
(F) If applicable, a description of how the State educational agency will work with local educational agencies in the State to develop or implement State or local teacher, principal, or other school leader evaluation and support systems that meet the requirements of subsection (c)(4)(B)(ii).
(G) An assurance that the State educational agency will monitor the implementation of activities under this part and provide technical assistance to local educational agencies in carrying out such activities.
(H) An assurance that the State educational agency will work in consultation with the entity responsible for teacher, principal, or other school leader professional standards, certification, and licensing for the State, and encourage collaboration between educator preparation programs, the State, and local educational agencies to promote the readiness of new educators entering the profession.
(I) An assurance that the State educational agency will comply with
(J) A description of how the State educational agency will improve the skills of teachers, principals, or other school leaders in order to enable them to identify students with specific learning needs, particularly children with disabilities, English learners, students who are gifted and talented, and students with low literacy levels, and provide instruction based on the needs of such students.
(K) A description of how the State will use data and ongoing consultation as described in paragraph (3) to continually update and improve the activities supported under this part.
(L) A description of how the State educational agency will encourage opportunities for increased autonomy and flexibility for teachers, principals, or other school leaders, such as by establishing innovation schools that have a high degree of autonomy over budget and operations, are transparent and accountable to the public, and lead to improved academic outcomes for students.
(M) A description of actions the State may take to improve preparation programs and strengthen support for teachers, principals, or other school leaders based on the needs of the State, as identified by the State educational agency.
(3) Consultation
In developing the State application under this subsection, a State shall—
(A) meaningfully consult with teachers, principals, other school leaders, paraprofessionals (including organizations representing such individuals), specialized instructional support personnel, charter school leaders (in a State that has charter schools), parents, community partners, and other organizations or partners with relevant and demonstrated expertise in programs and activities designed to meet the purpose of this subchapter;
(B) seek advice from the individuals, organizations, or partners described in subparagraph (A) regarding how best to improve the State's activities to meet the purpose of this subchapter; and
(C) coordinate the State's activities under this part with other related strategies, programs, and activities being conducted in the State.
(4) Limitation
Consultation required under paragraph (3) shall not interfere with the timely submission of the application required under this section.
(e) Prohibition
Nothing in this section shall be construed to authorize the Secretary or any other officer or employee of the Federal Government to mandate, direct, or control any of the following:
(1) The development, improvement, or implementation of elements of any teacher, principal, or other school leader evaluation system.
(2) Any State or local educational agency's definition of teacher, principal, or other school leader effectiveness.
(3) Any teacher, principal, or other school leader professional standards, certification, or licensing.
(
Editorial Notes
References in Text
Section 2202(b) of this Act (as in effect on the day before January 8, 2002), referred to in subsec. (b)(1)(A)(i), is section 2202(b) of
Section 306 of the Department of Education Appropriations Act, 2001, referred to in subsec. (b)(1)(A)(ii), is section 1(a)(1) [title III, §306] of
Prior Provisions
A prior section 6611,
A prior section 2101 of
Another prior section 2101 of
Another prior section 2101 of
Amendments
2020—Subsec. (b)(2)(A)(iv).
Subsec. (b)(3).
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6612. Subgrants to local educational agencies
(a) Allocation of funds to local educational agencies
(1) In general
From funds reserved by a State under
(2) Allocation formula
From the funds described in paragraph (1), the State educational agency shall allocate to each of the eligible local educational agencies in the State for a fiscal year the sum of—
(A) an amount that bears the same relationship to 20 percent of such funds for such fiscal year as the number of individuals aged 5 through 17 in the geographic area served by the agency, as determined by the Secretary on the basis of the most recent satisfactory data, bears to the number of those individuals in the geographic areas served by all eligible local educational agencies in the State, as so determined; and
(B) an amount that bears the same relationship to 80 percent of the funds for such fiscal year as the number of individuals aged 5 through 17 from families with incomes below the poverty line in the geographic area served by the agency, as determined by the Secretary on the basis of the most recent satisfactory data, bears to the number of those individuals in the geographic areas served by all the eligible local educational agencies in the State, as so determined.
(3) Rule of construction
Nothing in this section shall be construed to prohibit a consortium of local educational agencies that are designated with a locale code of 41, 42, or 43, or such local educational agencies designated with a locale code of 41, 42, or 43 that work in cooperation with an educational service agency, from voluntarily combining allocations received under this part for the collective use of funding by the consortium for activities under this section.
(b) Local applications
(1) In general
To be eligible to receive a subgrant under this section, a local educational agency shall submit an application to the State educational agency at such time, in such manner, and containing such information as the State educational agency may reasonably require.
(2) Contents of application
Each application submitted under paragraph (1) shall include the following:
(A) A description of the activities to be carried out by the local educational agency under this section and how these activities will be aligned with challenging State academic standards.
(B) A description of the local educational agency's systems of professional growth and improvement, such as induction for teachers, principals, or other school leaders and opportunities for building the capacity of teachers and opportunities to develop meaningful teacher leadership.
(C) A description of how the local educational agency will prioritize funds to schools served by the agency that are implementing comprehensive support and improvement activities and targeted support and improvement activities under
(D) A description of how the local educational agency will use data and ongoing consultation described in paragraph (3) to continually update and improve activities supported under this part.
(E) An assurance that the local educational agency will comply with
(F) An assurance that the local educational agency will coordinate professional development activities authorized under this part with professional development activities provided through other Federal, State, and local programs.
(3) Consultation
In developing the application described in paragraph (2), a local educational agency shall—
(A) meaningfully consult with teachers, principals, other school leaders, paraprofessionals (including organizations representing such individuals), specialized instructional support personnel, charter school leaders (in a local educational agency that has charter schools), parents, community partners, and other organizations or partners with relevant and demonstrated expertise in programs and activities designed to meet the purpose of this subchapter;
(B) seek advice from the individuals and organizations described in subparagraph (A) regarding how best to improve the local educational agency's activities to meet the purpose of this subchapter; and
(C) coordinate the local educational agency's activities under this part with other related strategies, programs, and activities being conducted in the community.
(4) Limitation
Consultation required under paragraph (3) shall not interfere with the timely submission of the application required under this section.
(
Editorial Notes
Prior Provisions
A prior section 6612,
A prior section 2102 of
Another prior section 2102 of
Another prior section 2102 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6613. Local uses of funds
(a) In general
A local educational agency that receives a subgrant under
(1) through a grant or contract with a for-profit or nonprofit entity; or
(2) in partnership with an institution of higher education or an Indian tribe or tribal organization (as such terms are defined under
(b) Types of activities
The programs and activities described in this subsection—
(1) shall be in accordance with the purpose of this subchapter;
(2) shall address the learning needs of all students, including children with disabilities, English learners, and gifted and talented students; and
(3) may include, among other programs and activities—
(A) developing or improving a rigorous, transparent, and fair evaluation and support system for teachers, principals, or other school leaders that—
(i) is based in part on evidence of student achievement, which may include student growth; and
(ii) shall include multiple measures of educator performance and provide clear, timely, and useful feedback to teachers, principals, or other school leaders;
(B) developing and implementing initiatives to assist in recruiting, hiring, and retaining effective teachers, particularly in low-income schools with high percentages of ineffective teachers and high percentages of students who do not meet the challenging State academic standards, to improve within-district equity in the distribution of teachers, consistent with
(i) expert help in screening candidates and enabling early hiring;
(ii) differential and incentive pay for teachers, principals, or other school leaders in high-need academic subject areas and specialty areas, which may include performance-based pay systems;
(iii) teacher, paraprofessional, principal, or other school leader advancement and professional growth, and an emphasis on leadership opportunities, multiple career paths, and pay differentiation;
(iv) new teacher, principal, or other school leader induction and mentoring programs that are designed to—
(I) improve classroom instruction and student learning and achievement; and
(II) increase the retention of effective teachers, principals, or other school leaders;
(v) the development and provision of training for school leaders, coaches, mentors, and evaluators on how accurately to differentiate performance, provide useful feedback, and use evaluation results to inform decisionmaking about professional development, improvement strategies, and personnel decisions; and
(vi) a system for auditing the quality of evaluation and support systems;
(C) recruiting qualified individuals from other fields to become teachers, principals, or other school leaders, including mid-career professionals from other occupations, former military personnel, and recent graduates of institutions of higher education with records of academic distinction who demonstrate potential to become effective teachers, principals, or other school leaders;
(D) reducing class size to a level that is evidence-based, to the extent the State (in consultation with local educational agencies in the State) determines that such evidence is reasonably available, to improve student achievement through the recruiting and hiring of additional effective teachers;
(E) providing high-quality, personalized professional development that is evidence-based, to the extent the State (in consultation with local educational agencies in the State) determines that such evidence is reasonably available, for teachers, instructional leadership teams, principals, or other school leaders, that is focused on improving teaching and student learning and achievement, including supporting efforts to train teachers, principals, or other school leaders to—
(i) effectively integrate technology into curricula and instruction (including education about the harms of copyright piracy);
(ii) use data to improve student achievement and understand how to ensure individual student privacy is protected, as required under
(iii) effectively engage parents, families, and community partners, and coordinate services between school and community;
(iv) help all students develop the skills essential for learning readiness and academic success;
(v) develop policy with school, local educational agency, community, or State leaders; and
(vi) participate in opportunities for experiential learning through observation;
(F) developing programs and activities that increase the ability of teachers to effectively teach children with disabilities, including children with significant cognitive disabilities, and English learners, which may include the use of multi-tier systems of support and positive behavioral intervention and supports, so that such children with disabilities and English learners can meet the challenging State academic standards;
(G) providing programs and activities to increase—
(i) the knowledge base of teachers, principals, or other school leaders on instruction in the early grades and on strategies to measure whether young children are progressing; and
(ii) the ability of principals or other school leaders to support teachers, teacher leaders, early childhood educators, and other professionals to meet the needs of students through age 8, which may include providing joint professional learning and planning activities for school staff and educators in preschool programs that address the transition to elementary school;
(H) providing training, technical assistance, and capacity-building in local educational agencies to assist teachers, principals, or other school leaders with selecting and implementing formative assessments, designing classroom-based assessments, and using data from such assessments to improve instruction and student academic achievement, which may include providing additional time for teachers to review student data and respond, as appropriate;
(I) carrying out in-service training for school personnel in—
(i) the techniques and supports needed to help educators understand when and how to refer students affected by trauma, and children with, or at risk of, mental illness;
(ii) the use of referral mechanisms that effectively link such children to appropriate treatment and intervention services in the school and in the community, where appropriate;
(iii) forming partnerships between school-based mental health programs and public or private mental health organizations; and
(iv) addressing issues related to school conditions for student learning, such as safety, peer interaction, drug and alcohol abuse, and chronic absenteeism;
(J) providing training to support the identification of students who are gifted and talented, including high-ability students who have not been formally identified for gifted education services, and implementing instructional practices that support the education of such students, such as—
(i) early entrance to kindergarten;
(ii) enrichment, acceleration, and curriculum compacting activities; and
(iii) dual or concurrent enrollment programs in secondary school and postsecondary education;
(K) supporting the instructional services provided by effective school library programs;
(L) providing training for all school personnel, including teachers, principals, other school leaders, specialized instructional support personnel, and paraprofessionals, regarding how to prevent and recognize child sexual abuse;
(M) developing and providing professional development and other comprehensive systems of support for teachers, principals, or other school leaders to promote high-quality instruction and instructional leadership in science, technology, engineering, and mathematics subjects, including computer science;
(N) developing feedback mechanisms to improve school working conditions, including through periodically and publicly reporting results of educator support and working conditions feedback;
(O) providing high-quality professional development for teachers, principals, or other school leaders on effective strategies to integrate rigorous academic content, career and technical education, and work-based learning (if appropriate), which may include providing common planning time, to help prepare students for postsecondary education and the workforce; and
(P) carrying out other activities that are evidence-based, to the extent the State (in consultation with local educational agencies in the State) determines that such evidence is reasonably available, and identified by the local educational agency that meet the purpose of this subchapter.
(
Editorial Notes
Prior Provisions
A prior section 6613,
A prior section 2103 of
Another prior section 2103 of
Another prior section 2103 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6614. Reporting
(a) State report
Each State educational agency receiving funds under this part shall annually submit to the Secretary a report that provides—
(1) a description of how the State is using grant funds received under this part to meet the purpose of this subchapter, and how such chosen activities improved teacher, principal, or other school leader effectiveness, as determined by the State or local educational agency;
(2) if funds are used under this part to improve equitable access to teachers for low-income and minority students, consistent with
(3) for a State that implements a teacher, principal, or other school leader evaluation and support system, consistent with
(4) where available, the annual retention rates of effective and ineffective teachers, principals, or other school leaders, using any methods or criteria the State has or develops under
(b) Local educational agency report
Each local educational agency receiving funds under this part shall submit to the State educational agency such information as the State requires, which shall include the information described in subsection (a) for the local educational agency.
(c) Availability
The reports and information provided under subsections (a) and (b) shall be made readily available to the public.
(d) Limitation
The reports and information provided under subsections (a) and (b) shall not reveal personally identifiable information about any individual.
(
Editorial Notes
Prior Provisions
A prior section 2104 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
Part B—National Activities
§6621. Reservations
From the amounts appropriated under
(1) to carry out activities authorized under subpart 1—
(A) 49.1 percent for each of fiscal years 2017 through 2019; and
(B) 47 percent for fiscal year 2020;
(2) to carry out activities authorized under subpart 2—
(A) 34.1 percent for each of fiscal years 2017 through 2019; and
(B) 36.8 percent for fiscal year 2020;
(3) to carry out activities authorized under subpart 3, 1.4 percent for each of fiscal years 2017 through 2020; and
(4) to carry out activities authorized under subpart 4—
(A) 15.4 percent for each of fiscal years 2017 through 2019; and
(B) 14.8 percent for fiscal year 2020.
(
Editorial Notes
Prior Provisions
Prior sections 6621 to 6623 were repealed by
Section 6621,
Another prior section 6621,
A prior section 2201 of
Another prior section 2201 of
Another prior section 2201 of
Section 6622,
Another prior section 6622,
Section 6623,
Another prior section 6623,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 1—teacher and school leader incentive program
§6631. Purposes; definitions
(a) Purposes
The purposes of this subpart are—
(1) to assist States, local educational agencies, and nonprofit organizations to develop, implement, improve, or expand comprehensive performance-based compensation systems or human capital management systems for teachers, principals, or other school leaders (especially for teachers, principals, or other school leaders in high-need schools) who raise student academic achievement and close the achievement gap between high- and low-performing students; and
(2) to study and review performance-based compensation systems or human capital management systems for teachers, principals, or other school leaders to evaluate the effectiveness, fairness, quality, consistency, and reliability of the systems.
(b) Definitions
In this subpart:
(1) Eligible entity
The term "eligible entity" means—
(A) a local educational agency, including a charter school that is a local educational agency, or a consortium of local educational agencies;
(B) a State educational agency or other State agency designated by the chief executive of a State to participate under this subpart;
(C) the Bureau of Indian Education; or
(D) a partnership consisting of—
(i) 1 or more agencies described in subparagraph (A), (B), or (C); and
(ii) at least 1 nonprofit or for-profit entity.
(2) High-need school
The term "high-need school" means a public elementary school or secondary school that is located in an area in which the percentage of students from families with incomes below the poverty line is 30 percent or more.
(3) Human capital management system
The term "human capital management system" means a system—
(A) by which a local educational agency makes and implements human capital decisions, such as decisions on preparation, recruitment, hiring, placement, retention, dismissal, compensation, professional development, tenure, and promotion; and
(B) that includes a performance-based compensation system.
(4) Performance-based compensation system
The term "performance-based compensation system" means a system of compensation for teachers, principals, or other school leaders—
(A) that differentiates levels of compensation based in part on measurable increases in student academic achievement; and
(B) which may include—
(i) differentiated levels of compensation, which may include bonus pay, on the basis of the employment responsibilities and success of effective teachers, principals, or other school leaders in hard-to-staff schools or high-need subject areas; and
(ii) recognition of the skills and knowledge of teachers, principals, or other school leaders as demonstrated through—
(I) successful fulfillment of additional responsibilities or job functions, such as teacher leadership roles; and
(II) evidence of professional achievement and mastery of content knowledge and superior teaching and leadership skills.
(
Editorial Notes
Prior Provisions
A prior section 6631,
A prior section 2211 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6632. Teacher and school leader incentive fund grants
(a) Grants authorized
From the amounts reserved by the Secretary under
(b) Duration of grants
(1) In general
A grant awarded under this subpart shall be for a period of not more than 3 years.
(2) Renewal
The Secretary may renew a grant awarded under this subpart for a period of not more than 2 years if the grantee demonstrates to the Secretary that the grantee is effectively using funds. Such renewal may include allowing the grantee to scale up or replicate the successful program.
(3) Limitation
A local educational agency may receive (whether individually or as part of a consortium or partnership) a grant under this subpart, as amended by the Every Student Succeeds Act,1 only twice.
(c) Applications
An eligible entity desiring a grant under this subpart shall submit an application to the Secretary at such time and in such manner as the Secretary may reasonably require. The application shall include—
(1) a description of the performance-based compensation system or human capital management system that the eligible entity proposes to develop, implement, improve, or expand through the grant;
(2) a description of the most significant gaps or insufficiencies in student access to effective teachers, principals, or other school leaders in high-need schools, including gaps or inequities in how effective teachers, principals, or other school leaders are distributed across the local educational agency, as identified using factors such as data on school resources, staffing patterns, school environment, educator support systems, and other school-level factors;
(3) a description and evidence of the support and commitment from teachers, principals, or other school leaders, which may include charter school leaders, in the school (including organizations representing teachers, principals, or other school leaders), the community, and the local educational agency to the activities proposed under the grant;
(4) a description of how the eligible entity will develop and implement a fair, rigorous, valid, reliable, and objective process to evaluate teacher, principal, or other school leader performance under the system that is based in part on measures of student academic achievement, including the baseline performance against which evaluations of improved performance will be made;
(5) a description of the local educational agencies or schools to be served under the grant, including such student academic achievement, demographic, and socioeconomic information as the Secretary may request;
(6) a description of the effectiveness of teachers, principals, or other school leaders in the local educational agency and the schools to be served under the grant and the extent to which the system will increase the effectiveness of teachers, principals, or other school leaders in such schools;
(7) a description of how the eligible entity will use grant funds under this subpart in each year of the grant, including a timeline for implementation of such activities;
(8) a description of how the eligible entity will continue the activities assisted under the grant after the grant period ends;
(9) a description of the State, local, or other public or private funds that will be used to supplement the grant, including funds under part A, and sustain the activities assisted under the grant after the end of the grant period;
(10) a description of—
(A) the rationale for the project;
(B) how the proposed activities are evidence-based; and
(C) if applicable, the prior experience of the eligible entity in developing and implementing such activities; and
(11) a description of how activities funded under this subpart will be evaluated, monitored, and publically reported.
(d) Award basis
(1) Priority
In awarding a grant under this subpart, the Secretary shall give priority to an eligible entity that concentrates the activities proposed to be assisted under the grant on teachers, principals, or other school leaders serving in high-need schools.
(2) Equitable distribution
To the extent practicable, the Secretary shall ensure an equitable geographic distribution of grants under this subpart, including the distribution of such grants between rural and urban areas.
(e) Use of funds
(1) In general
An eligible entity that receives a grant under this subpart shall use the grant funds to develop, implement, improve, or expand, in collaboration with teachers, principals, other school leaders, and members of the public, a performance-based compensation system or human capital management system consistent with this subpart.
(2) Authorized activities
Grant funds under this subpart may be used for one or more of the following:
(A) Developing or improving an evaluation and support system, including as part of a human capital management system as applicable, that—
(i) reflects clear and fair measures of teacher, principal, or other school leader performance, based in part on demonstrated improvement in student academic achievement; and
(ii) provides teachers, principals, or other school leaders with ongoing, differentiated, targeted, and personalized support and feedback for improvement, including professional development opportunities designed to increase effectiveness.
(B) Conducting outreach within a local educational agency or a State to gain input on how to construct an evaluation and support system described in subparagraph (A) and to develop support for the evaluation and support system, including by training appropriate personnel in how to observe and evaluate teachers, principals, or other school leaders.
(C) Providing principals or other school leaders with—
(i) balanced autonomy to make budgeting, scheduling, and other school-level decisions in a manner that meets the needs of the school without compromising the intent or essential components of the policies of the local educational agency or State; and
(ii) authority to make staffing decisions that meet the needs of the school, such as building an instructional leadership team that includes teacher leaders or offering opportunities for teams or pairs of effective teachers or candidates to teach or start teaching in high-need schools together.
(D) Implementing, as part of a comprehensive performance-based compensation system, a differentiated salary structure, which may include bonuses and stipends, to—
(i) teachers who—
(I) teach in—
(aa) high-need schools; or
(bb) high-need subjects;
(II) raise student academic achievement; or
(III) take on additional leadership responsibilities; or
(ii) principals or other school leaders who serve in high-need schools and raise student academic achievement in the schools.
(E) Improving the local educational agency's system and process for the recruitment, selection, placement, and retention of effective teachers, principals, or other school leaders in high-need schools, such as by improving local educational agency policies and procedures to ensure that high-need schools are competitive and timely in—
(i) attracting, hiring, and retaining effective educators;
(ii) offering bonuses or higher salaries to effective educators; or
(iii) establishing or strengthening school leader residency programs and teacher residency programs.
(F) Instituting career advancement opportunities characterized by increased responsibility and pay that reward and recognize effective teachers, principals, or other school leaders in high-need schools and enable them to expand their leadership and results, such as through teacher-led professional development, mentoring, coaching, hybrid roles, administrative duties, and career ladders.
(f) Matching requirement
Each eligible entity that receives a grant under this subpart shall provide, from non-Federal sources, an amount equal to 50 percent of the amount of the grant (which may be provided in cash or in kind) to carry out the activities supported by the grant.
(g) Supplement, not supplant
Grant funds provided under this subpart shall be used to supplement, not supplant, other Federal or State funds available to carry out activities described in this subpart.
(
Editorial Notes
References in Text
This subpart, as amended by the Every Student Succeeds Act, referred to in subsec. (b)(3), probably means this subpart as enacted by
Prior Provisions
A prior section 6632,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
1 See References in Text note below.
§6633. Reports
(a) Activities summary
Each eligible entity receiving a grant under this subpart shall provide to the Secretary a summary of the activities assisted under the grant.
(b) Report
The Secretary shall provide to Congress an annual report on the implementation of the program carried out under this subpart, including—
(1) information on eligible entities that received grant funds under this subpart, including—
(A) information provided by eligible entities to the Secretary in the applications submitted under
(B) the summaries received under subsection (a); and
(C) grant award amounts; and
(2) student academic achievement and, as applicable, growth data from the schools participating in the programs supported under the grant.
(c) Evaluation and technical assistance
(1) Reservation of funds
Of the total amount reserved for this subpart for a fiscal year, the Secretary may reserve for such fiscal year not more than 1 percent for the cost of the evaluation under paragraph (2) and for technical assistance in carrying out this subpart.
(2) Evaluation
From amounts reserved under paragraph (1), the Secretary, acting through the Director of the Institute of Education Sciences, shall carry out an independent evaluation to measure the effectiveness of the program assisted under this subpart.
(3) Contents
The evaluation under paragraph (2) shall measure—
(A) the effectiveness of the program in improving student academic achievement;
(B) the satisfaction of the participating teachers, principals, or other school leaders; and
(C) the extent to which the program assisted the eligible entities in recruiting and retaining high-quality teachers, principals, or other school leaders, especially in high-need subject areas.
(
Editorial Notes
Prior Provisions
Prior sections 6633 and 6634 were repealed by
Section 6633,
Section 6634,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 2—literacy education for all, results for the nation
§6641. Purposes; definitions
(a) Purposes
The purposes of this subpart are—
(1) to improve student academic achievement in reading and writing by providing Federal support to States to develop, revise, or update comprehensive literacy instruction plans that, when implemented, ensure high-quality instruction and effective strategies in reading and writing from early education through grade 12; and
(2) for States to provide targeted subgrants to early childhood education programs and local educational agencies and their public or private partners to implement evidence-based programs that ensure high-quality comprehensive literacy instruction for students most in need.
(b) Definitions
In this subpart:
(1) Comprehensive literacy instruction
The term "comprehensive literacy instruction" means instruction that—
(A) includes developmentally appropriate, contextually explicit, and systematic instruction, and frequent practice, in reading and writing across content areas;
(B) includes age-appropriate, explicit, systematic, and intentional instruction in phonological awareness, phonic decoding, vocabulary, language structure, reading fluency, and reading comprehension;
(C) includes age-appropriate, explicit instruction in writing, including opportunities for children to write with clear purposes, with critical reasoning appropriate to the topic and purpose, and with specific instruction and feedback from instructional staff;
(D) makes available and uses diverse, high-quality print materials that reflect the reading and development levels, and interests, of children;
(E) uses differentiated instructional approaches, including individual and small group instruction and discussion;
(F) provides opportunities for children to use language with peers and adults in order to develop language skills, including developing vocabulary;
(G) includes frequent practice of reading and writing strategies;
(H) uses age-appropriate, valid, and reliable screening assessments, diagnostic assessments, formative assessment processes, and summative assessments to identify a child's learning needs, to inform instruction, and to monitor the child's progress and the effects of instruction;
(I) uses strategies to enhance children's motivation to read and write and children's engagement in self-directed learning;
(J) incorporates the principles of universal design for learning;
(K) depends on teachers' collaboration in planning, instruction, and assessing a child's progress and on continuous professional learning; and
(L) links literacy instruction to the challenging State academic standards, including the ability to navigate, understand, and write about, complex print and digital subject matter.
(2) Eligible entity
The term "eligible entity" means an entity that consists of—
(A) one or more local educational agencies that serve a high percentage of high-need schools and—
(i) have the highest number or proportion of children who are counted under
(ii) are among the local educational agencies in the State with the highest number or percentages of children reading or writing below grade level, based on the most currently available State academic assessment data under
(iii) serve a significant number or percentage of schools that are implementing comprehensive support and improvement activities and targeted support and improvement activities under
(B) one or more early childhood education programs serving low-income or otherwise disadvantaged children, which may include home-based literacy programs for preschool-aged children, that have a demonstrated record of providing comprehensive literacy instruction for the age group such program proposes to serve; or
(C) a local educational agency, described in subparagraph (A), or consortium of such local educational agencies, or an early childhood education program, which may include home-based literacy programs for preschool-aged children, acting in partnership with 1 or more public or private nonprofit organizations or agencies (which may include early childhood education programs) that have a demonstrated record of effectiveness in—
(i) improving literacy achievement of children, consistent with the purposes of participation under this subpart, from birth through grade 12; and
(ii) providing professional development in comprehensive literacy instruction.
(3) High-need school
(A) In general
The term "high-need school" means—
(i) an elementary school or middle school in which not less than 50 percent of the enrolled students are children from low-income families; or
(ii) a high school in which not less than 40 percent of the enrolled students are children from low-income families, which may be calculated using comparable data from the schools that feed into the high school.
(B) Low-income family
For purposes of subparagraph (A), the term "low-income family" means a family—
(i) in which the children are eligible for a free or reduced-price lunch under the Richard B. Russell National School Lunch Act (
(ii) receiving assistance under the program of block grants to States for temporary assistance for needy families established under part A of title IV of the Social Security Act (
(iii) in which the children are eligible to receive medical assistance under the Medicaid program under title XIX of the Social Security Act (
(
Editorial Notes
References in Text
The Richard B. Russell National School Lunch Act, referred to in subsec. (b)(3)(B)(i), is act June 4, 1946, ch. 281,
The Social Security Act, referred to in subsec. (b)(3)(B)(ii), (iii), is act Aug. 14, 1935, ch. 531,
Prior Provisions
A prior section 6641,
Another prior section 6641,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6642. Comprehensive literacy State development grants
(a) Grants authorized
From the amounts reserved by the Secretary under
(1) provide subgrants to eligible entities serving a diversity of geographic areas, giving priority to entities serving greater numbers or percentages of children from low-income families; and
(2) develop or enhance comprehensive literacy instruction plans that ensure high-quality instruction and effective strategies in reading and writing for children from early childhood education through grade 12, including English learners and children with disabilities.
(b) Reservation
From the amounts reserved to carry out this subpart for a fiscal year, the Secretary shall reserve—
(1) not more than a total of 5 percent for national activities, including a national evaluation, technical assistance and training, data collection, and reporting;
(2) one half of 1 percent for the Secretary of the Interior to carry out a program described in this subpart at schools operated or funded by the Bureau of Indian Education; and
(3) one half of 1 percent for the outlying areas to carry out a program under this subpart.
(c) Duration of grants
A grant awarded under this subpart shall be for a period of not more than 5 years total. Such grant may be renewed for an additional 2-year period upon the termination of the initial period of the grant if the grant recipient demonstrates to the satisfaction of the Secretary that—
(1) the State has made adequate progress; and
(2) renewing the grant for an additional 2-year period is necessary to carry out the objectives of the grant described in subsection (d).
(d) State applications
(1) In general
A State educational agency desiring a grant under this subpart shall submit an application to the Secretary, at such time and in such manner as the Secretary may require. The State educational agency shall collaborate with the State agency responsible for administering early childhood education programs and the State agency responsible for administering child care programs in the State in writing and implementing the early childhood education portion of the grant application under this subsection.
(2) Contents
An application described in paragraph (1) shall include, at a minimum, the following:
(A) A needs assessment that analyzes literacy needs across the State and in high-need schools and local educational agencies that serve high-need schools, including identifying the most significant gaps in literacy proficiency and inequities in student access to effective teachers of literacy, considering each of the subgroups of students, as defined in
(B) A description of how the State educational agency, in collaboration with the State literacy team, if applicable, will develop a State comprehensive literacy instruction plan or will revise and update an already existing State comprehensive literacy instruction plan.
(C) An implementation plan that includes a description of how the State educational agency will carry out the State activities described in subsection (f).
(D) An assurance that the State educational agency will use implementation grant funds described in subsection (f)(1) for comprehensive literacy instruction programs as follows:
(i) Not less than 15 percent of such grant funds shall be used for State and local programs and activities pertaining to children from birth through kindergarten entry.
(ii) Not less than 40 percent of such grant funds shall be used for State and local programs and activities, allocated equitably among the grades of kindergarten through grade 5.
(iii) Not less than 40 percent of such grant funds shall be used for State and local programs and activities, allocated equitably among grades 6 through 12.
(E) An assurance that the State educational agency will give priority in awarding a subgrant under
(i) serves children from birth through age 5 who are from families with income levels at or below 200 percent of the Federal poverty line; or
(ii) is a local educational agency serving a high number or percentage of high-need schools.
(e) Priority
In awarding grants under this section, the Secretary shall give priority to State educational agencies that will use the grant funds for evidence-based activities, defined for the purpose of this subsection as activities meeting the requirements of
(f) State activities
(1) In general
A State educational agency receiving a grant under this section shall use not less than 95 percent of such grant funds to award subgrants to eligible entities, based on their needs assessment and a competitive application process.
(2) Reservation
A State educational agency receiving a grant under this section may reserve not more than 5 percent for activities identified through the needs assessment and comprehensive literacy plan described in subparagraphs (A) and (B) of subsection (d)(2), including the following activities:
(A) Providing technical assistance, or engaging qualified providers to provide technical assistance, to eligible entities to enable the eligible entities to design and implement literacy programs.
(B) Coordinating with institutions of higher education in the State to provide recommendations to strengthen and enhance pre-service courses for students preparing to teach children from birth through grade 12 in explicit, systematic, and intensive instruction in evidence-based literacy methods.
(C) Reviewing and updating, in collaboration with teachers and institutions of higher education, State licensure or certification standards in the area of literacy instruction in early education through grade 12.
(D) Making publicly available, including on the State educational agency's website, information on promising instructional practices to improve child literacy achievement.
(E) Administering and monitoring the implementation of subgrants by eligible entities.
(3) Additional uses
After carrying out the activities described in paragraphs (1) and (2), a State educational agency may use any remaining amount to carry out 1 or more of the following activities:
(A) Developing literacy coach training programs and training literacy coaches.
(B) Administration and evaluation of activities carried out under this subpart.
(
Editorial Notes
Prior Provisions
A prior section 6642,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6643. Subgrants to eligible entities in support of birth through kindergarten entry literacy
(a) Subgrants
(1) In general
A State educational agency receiving a grant under this subpart shall, in consultation with the State agencies responsible for administering early childhood education programs and services, including the State agency responsible for administering child care programs, and, if applicable, the State Advisory Council on Early Childhood Education and Care designated or established pursuant to
(2) Duration
The term of a subgrant under this section shall be determined by the State educational agency awarding the subgrant and shall in no case exceed 5 years.
(3) Sufficient size and scope
Each subgrant awarded under this section shall be of sufficient size and scope to allow the eligible entity to carry out high-quality early literacy initiatives for children from birth through kindergarten entry.
(b) Local applications
An eligible entity desiring to receive a subgrant under this section shall submit an application to the State educational agency, at such time, in such manner, and containing such information as the State educational agency may require. Such application shall include a description of—
(1) how the subgrant funds will be used to enhance the language and literacy development and school readiness of children, from birth through kindergarten entry, in early childhood education programs, which shall include an analysis of data that support the proposed use of subgrant funds;
(2) how the subgrant funds will be used to prepare and provide ongoing assistance to staff in the programs, including through high-quality professional development;
(3) how the activities assisted under the subgrant will be coordinated with comprehensive literacy instruction at the kindergarten through grade 12 levels; and
(4) how the subgrant funds will be used to evaluate the success of the activities assisted under the subgrant in enhancing the early language and literacy development of children from birth through kindergarten entry.
(c) Priority
In awarding grants under this section, the State educational agency shall give priority to an eligible entity that will use the grant funds to implement evidence-based activities, defined for the purpose of this subsection as activities meeting the requirements of
(d) Local uses of funds
An eligible entity that receives a subgrant under this section shall use the subgrant funds, consistent with the entity's approved application under subsection (b), to—
(1) carry out high-quality professional development opportunities for early childhood educators, teachers, principals, other school leaders, paraprofessionals, specialized instructional support personnel, and instructional leaders;
(2) train providers and personnel to develop and administer evidence-based early childhood education literacy initiatives; and
(3) coordinate the involvement of families, early childhood education program staff, principals, other school leaders, specialized instructional support personnel (as appropriate), and teachers in literacy development of children served under the subgrant.
(
Editorial Notes
Prior Provisions
A prior section 6643,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6644. Subgrants to eligible entities in support of kindergarten through grade 12 literacy
(a) Subgrants to eligible entities
(1) Subgrants
A State educational agency receiving a grant under this subpart shall use a portion of the grant funds, in accordance with clauses (ii) and (iii) of
(2) Duration
The term of a subgrant under this section shall be determined by the State educational agency awarding the subgrant and shall in no case exceed 5 years.
(3) Sufficient size and scope
A State educational agency shall award subgrants under this section of sufficient size and scope to allow the eligible entities to carry out high-quality comprehensive literacy instruction in each grade level for which the subgrant funds are provided.
(4) Local applications
An eligible entity desiring to receive a subgrant under this section shall submit an application to the State educational agency at such time, in such manner, and containing such information as the State educational agency may require. Such application shall include, for each school that the eligible entity identifies as participating in a subgrant program under this section, the following information:
(A) A description of the eligible entity's needs assessment conducted to identify how subgrant funds will be used to inform and improve comprehensive literacy instruction at the school.
(B) How the school, the local educational agency, or a provider of high-quality professional development will provide ongoing high-quality professional development to all teachers, principals, other school leaders, specialized instructional support personnel (as appropriate), and other instructional leaders served by the school.
(C) How the school will identify children in need of literacy interventions or other support services.
(D) An explanation of how the school will integrate comprehensive literacy instruction into a well-rounded education.
(E) A description of how the school will coordinate comprehensive literacy instruction with early childhood education programs and activities and after-school programs and activities in the area served by the local educational agency.
(b) Priority
In awarding grants under this section, the State educational agency shall give priority to an eligible entity that will use funds under subsection (c) or (d) to implement evidence-based activities, defined for the purpose of this subsection as activities meeting the requirements of
(c) Local uses of funds for kindergarten through grade 5
An eligible entity that receives a subgrant under this section shall use the subgrant funds to carry out the following activities pertaining to children in kindergarten through grade 5:
(1) Developing and implementing a comprehensive literacy instruction plan across content areas for such children that—
(A) serves the needs of all children, including children with disabilities and English learners, especially children who are reading or writing below grade level;
(B) provides intensive, supplemental, accelerated, and explicit intervention and support in reading and writing for children whose literacy skills are below grade level; and
(C) supports activities that are provided primarily during the regular school day but that may be augmented by after-school and out-of-school time instruction.
(2) Providing high-quality professional development opportunities for teachers, literacy coaches, literacy specialists, English as a second language specialists (as appropriate), principals, other school leaders, specialized instructional support personnel, school librarians, paraprofessionals, and other program staff.
(3) Training principals, specialized instructional support personnel, and other local educational agency personnel to support, develop, administer, and evaluate high-quality kindergarten through grade 5 literacy initiatives.
(4) Coordinating the involvement of early childhood education program staff, principals, other instructional leaders, teachers, teacher literacy teams, English as a second language specialists (as appropriate), special educators, school personnel, and specialized instructional support personnel (as appropriate) in the literacy development of children served under this subsection.
(5) Engaging families and encouraging family literacy experiences and practices to support literacy development.
(d) Local uses of funds for grades 6 through 12
An eligible entity that receives a subgrant under this section shall use subgrant funds to carry out the following activities pertaining to children in grades 6 through 12:
(1) Developing and implementing a comprehensive literacy instruction plan described in subsection (c)(1) for children in grades 6 through 12.
(2) Training principals, specialized instructional support personnel, school librarians, and other local educational agency personnel to support, develop, administer, and evaluate high-quality comprehensive literacy instruction initiatives for grades 6 through 12.
(3) Assessing the quality of adolescent comprehensive literacy instruction as part of a well-rounded education.
(4) Providing time for teachers to meet to plan evidence-based adolescent comprehensive literacy instruction to be delivered as part of a well-rounded education.
(5) Coordinating the involvement of principals, other instructional leaders, teachers, teacher literacy teams, English as a second language specialists (as appropriate), paraprofessionals, special educators, specialized instructional support personnel (as appropriate), and school personnel in the literacy development of children served under this subsection.
(e) Allowable uses
An eligible entity that receives a subgrant under this section may, in addition to carrying out the activities described in subsections (c) and (d), use subgrant funds to carry out the following activities pertaining to children in kindergarten through grade 12:
(1) Recruiting, placing, training, and compensating literacy coaches.
(2) Connecting out-of-school learning opportunities to in-school learning in order to improve children's literacy achievement.
(3) Training families and caregivers to support the improvement of adolescent literacy.
(4) Providing for a multi-tier system of supports for literacy services.
(5) Forming a school literacy leadership team to help implement, assess, and identify necessary changes to the literacy initiatives in 1 or more schools to ensure success.
(6) Providing time for teachers (and other literacy staff, as appropriate, such as school librarians or specialized instructional support personnel) to meet to plan comprehensive literacy instruction.
(
Editorial Notes
Prior Provisions
A prior section 6644,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6645. National evaluation and information dissemination
(a) National evaluation
From funds reserved under
(b) Program improvement
The Secretary shall—
(1) provide the findings of the evaluation conducted under this section to State educational agencies and subgrant recipients for use in program improvement;
(2) make such findings publicly available, including on the websites of the Department and the Institute of Education Sciences;
(3) submit such findings to the Committee on Health, Education, Labor, and Pensions of the Senate and the Committee on Education and the Workforce of the House of Representatives; and
(4) make publicly available, in a manner consistent with paragraph (2), best practices for implementing evidence-based activities under this subpart, including evidence-based activities, defined for the purpose of this paragraph as activities meeting the requirements of
(
Editorial Notes
Prior Provisions
A prior section 6645,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6646. Innovative approaches to literacy
(a) In general
From amounts reserved under
(1) developing and enhancing effective school library programs, which may include providing professional development for school librarians, books, and up-to-date materials to high-need schools;
(2) early literacy services, including pediatric literacy programs through which, during well-child visits, medical providers trained in research-based methods of early language and literacy promotion provide developmentally appropriate books and recommendations to parents to encourage them to read aloud to their children starting in infancy; and
(3) programs that provide high-quality books on a regular basis to children and adolescents from low-income communities to increase reading motivation, performance, and frequency.
(b) Definitions
In this section:
(1) Eligible entity
The term "eligible entity" means—
(A) a local educational agency in which 20 percent or more of the students served by the local educational agency are from families with an income below the poverty line;
(B) a consortium of such local educational agencies;
(C) the Bureau of Indian Education; or
(D) an eligible national nonprofit organization.
(2) Eligible national nonprofit organization
The term "eligible national nonprofit organization" means an organization of national scope that—
(A) is supported by staff, which may include volunteers, or affiliates at the State and local levels; and
(B) demonstrates effectiveness or high-quality plans for addressing childhood literacy activities for the population targeted by the grant.
(
Editorial Notes
Prior Provisions
Prior sections 6646 to 6650 were omitted in the general amendment of this subchapter by
Section 6646,
Section 6647,
Section 6648,
Section 6649,
Section 6650,
Prior section 6651,
Another prior section 6651,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 3—american history and civics education
§6661. Program authorized
(a) In general
From the amount reserved by the Secretary under
(1) the quality of American history, civics, and government education by educating students about the history and principles of the Constitution of the United States, including the Bill of Rights; and
(2) the quality of the teaching of American history, civics, and government in elementary schools and secondary schools, including the teaching of traditional American history.
(b) Funding allotment
Of the amount available under subsection (a) for a fiscal year, the Secretary—
(1) shall reserve not less than 26 percent for activities under
(2) may reserve not more than 74 percent for activities under
(
Editorial Notes
Prior Provisions
A prior section 6661,
Another prior section 6661,
Prior sections 6661a to 6661i were omitted in the general amendment of this subchapter by
Section 6661a,
Section 6661b,
Section 6661c,
Section 6661d,
Section 6661e,
Section 6661f,
Section 6661g,
Section 6661h,
Section 6661i,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6662. Presidential and Congressional Academies for American History and Civics
(a) In general
From the amounts reserved under
(1) eligible entities to establish Presidential Academies for the Teaching of American History and Civics (in this section referred to as the "Presidential Academies") in accordance with subsection (e); and
(2) eligible entities to establish Congressional Academies for Students of American History and Civics (in this section referred to as the "Congressional Academies") in accordance with subsection (f).
(b) Application
An eligible entity that desires to receive a grant under subsection (a) shall submit an application to the Secretary at such time and in such manner as the Secretary may reasonably require.
(c) Eligible entity
The term "eligible entity" under this section means—
(1) an institution of higher education or nonprofit educational organization, museum, library, or research center with demonstrated expertise in historical methodology or the teaching of American history and civics; or
(2) a consortium of entities described in paragraph (1).
(d) Grant terms
Grants awarded to eligible entities under subsection (a) shall be for a term of not more than 5 years.
(e) Presidential Academies
(1) Use of funds
Each eligible entity that receives a grant under subsection (a)(1) shall use the grant funds to establish a Presidential Academy that offers a seminar or institute for teachers of American history and civics, which—
(A) provides intensive professional development opportunities for teachers of American history and civics to strengthen such teachers' knowledge of the subjects of American history and civics;
(B) is led by a team of primary scholars and core teachers who are accomplished in the field of American history and civics;
(C) is conducted during the summer or other appropriate time; and
(D) is of not less than 2 weeks and not more than 6 weeks in duration.
(2) Selection of teachers
Each year, each Presidential Academy shall select between 50 and 300 teachers of American history and civics from public or private elementary schools and secondary schools to attend the seminar or institute under paragraph (1).
(3) Teacher stipends
Each teacher selected to participate in a seminar or institute under this subsection shall be awarded a fixed stipend based on the length of the seminar or institute to ensure that such teacher does not incur personal costs associated with the teacher's participation in the seminar or institute.
(4) Priority
In awarding grants under subsection (a)(1), the Secretary shall give priority to eligible entities that coordinate or align their activities with the National Park Service National Centennial Parks initiative to develop innovative and comprehensive programs using the resources of the National Parks.
(f) Congressional Academies
(1) Use of funds
Each eligible entity that receives a grant under subsection (a)(2) shall use the grant funds to establish a Congressional Academy that offers a seminar or institute for outstanding students of American history and civics, which—
(A) broadens and deepens such students' understanding of American history and civics;
(B) is led by a team of primary scholars and core teachers who are accomplished in the field of American history and civics;
(C) is conducted during the summer or other appropriate time; and
(D) is of not less than 2 weeks and not more than 6 weeks in duration.
(2) Selection of students
(A) In general
Each year, each Congressional Academy shall select between 100 and 300 eligible students to attend the seminar or institute under paragraph (1).
(B) Eligible students
A student shall be eligible to attend a seminar or institute offered by a Congressional Academy under this subsection if the student—
(i) is recommended by the student's secondary school principal or other school leader to attend the seminar or institute; and
(ii) will be a secondary school junior or senior in the academic year following attendance at the seminar or institute.
(3) Student stipends
Each student selected to participate in a seminar or institute under this subsection shall be awarded a fixed stipend based on the length of the seminar or institute to ensure that such student does not incur personal costs associated with the student's participation in the seminar or institute.
(g) Matching funds
(1) In general
An eligible entity that receives funds under subsection (a) shall provide, toward the cost of the activities assisted under the grant, from non-Federal sources, an amount equal to 100 percent of the amount of the grant.
(2) Waiver
The Secretary may waive all or part of the matching requirement described in paragraph (1) for any fiscal year for an eligible entity if the Secretary determines that applying the matching requirement would result in serious hardship or an inability to carry out the activities described in subsection (e) or (f).
(
Editorial Notes
Prior Provisions
A prior section 6662,
A prior section 2202 of
Another prior section 2202 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
American History and Civics Education
"SECTION 1. SHORT TITLE.
"This Act may be cited as the 'American History and Civics Education Act of 2004'.
"SEC. 2. PRESIDENTIAL ACADEMIES FOR TEACHING OF AMERICAN HISTORY AND CIVICS; CONGRESSIONAL ACADEMIES FOR STUDENTS OF AMERICAN HISTORY AND CIVICS.
"(a)
"(1) to entities to establish Presidential Academies for Teaching of American History and Civics that may offer workshops for both veteran and new teachers of American history and civics; and
"(2) to entities to establish Congressional Academies for Students of American History and Civics.
"(b)
"(c)
"(d)
"SEC. 3. NATIONAL HISTORY DAY PROGRAM.
"The Secretary may award grants to the National History Day Program for the purpose of continuing and expanding its activities to promote the study of history and improve instruction."
[
§6663. National activities
(a) Purpose
The purpose of this section is to promote new and existing evidence-based strategies to encourage innovative American history, civics and government, and geography instruction, learning strategies, and professional development activities and programs for teachers, principals, or other school leaders, particularly such instruction, strategies, activities, and programs that benefit low-income students and underserved populations.
(b) In general
From the amounts reserved by the Secretary under
(1) shall—
(A) show potential to improve the quality of student achievement in, and teaching of, American history, civics and government, or geography, in elementary schools and secondary schools; and
(B) demonstrate innovation, scalability, accountability, and a focus on underserved populations; and
(2) may include—
(A) hands-on civic engagement activities for teachers and students; and
(B) programs that educate students about the history and principles of the Constitution of the United States, including the Bill of Rights.
(c) Program periods and diversity of projects
(1) In general
A grant awarded by the Secretary to an eligible entity under this section shall be for a period of not more than 3 years.
(2) Renewal
The Secretary may renew a grant awarded under this section for 1 additional 2-year period.
(3) Diversity of projects
In awarding grants under this section, the Secretary shall ensure that, to the extent practicable, grants are distributed among eligible entities that will serve geographically diverse areas, including urban, suburban, and rural areas.
(d) Applications
In order to receive a grant under this section, an eligible entity shall submit an application to the Secretary at such time and in such manner as the Secretary may reasonably require.
(e) Eligible entity
In this section, the term "eligible entity" means an institution of higher education or other nonprofit or for-profit organization with demonstrated expertise in the development of evidence-based approaches with the potential to improve the quality of American history, civics and government, or geography learning and teaching.
(
Editorial Notes
Prior Provisions
A prior section 6663,
A prior section 2203 of
Another prior section 2203 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 4—programs of national significance
§6671. Funding allotment
From the funds reserved under
(1) shall use not less than 74 percent to carry out activities under
(2) shall use not less than 22 percent to carry out activities under
(3) shall use not less than 2 percent to carry out activities under
(4) may reserve not more than 2 percent to carry out activities under
(
Editorial Notes
Prior Provisions
A prior section 6671,
Another prior section 6671,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6672. Supporting effective educator development
(a) In general
From the funds reserved by the Secretary under
(1) providing teachers, principals, or other school leaders from nontraditional preparation and certification routes or pathways to serve in traditionally underserved local educational agencies;
(2) providing evidence-based professional development activities that address literacy, numeracy, remedial, or other needs of local educational agencies and the students the agencies serve;
(3) providing teachers, principals, or other school leaders with professional development activities that enhance or enable the provision of postsecondary coursework through dual or concurrent enrollment programs and early college high school settings across a local educational agency;
(4) making freely available services and learning opportunities to local educational agencies, through partnerships and cooperative agreements or by making the services or opportunities publicly accessible through electronic means; or
(5) providing teachers, principals, or other school leaders with evidence-based professional enhancement activities, which may include activities that lead to an advanced credential.
(b) Program periods and diversity of projects
(1) In general
A grant awarded by the Secretary to an eligible entity under this section shall be for a period of not more than 3 years.
(2) Renewal
The Secretary may renew a grant awarded under this section for 1 additional 2-year period.
(3) Diversity of projects
In awarding grants under this section, the Secretary shall ensure that, to the extent practicable, grants are distributed among eligible entities that will serve geographically diverse areas, including urban, suburban, and rural areas.
(4) Limitation
The Secretary shall not award more than 1 grant under this section to an eligible entity during a grant competition.
(c) Cost-sharing
(1) In general
An eligible entity that receives a grant under this section shall provide, from non-Federal sources, not less than 25 percent of the funds for the total cost for each year of activities carried out under this section.
(2) Acceptable contributions
An eligible entity that receives a grant under this section may meet the requirement of paragraph (1) by providing contributions in cash or in kind, fairly evaluated, including plant, equipment, and services.
(3) Waivers
The Secretary may waive or modify the requirement of paragraph (1) in cases of demonstrated financial hardship.
(d) Applications
In order to receive a grant under this section, an eligible entity shall submit an application to the Secretary at such time and in such manner as the Secretary may reasonably require. Such application shall include, at a minimum, a certification that the services provided by an eligible entity under the grant to a local educational agency or to a school served by the local educational agency will not result in direct fees for participating students or parents.
(e) Priority
In awarding grants under this section, the Secretary shall give priority to an eligible entity that will implement evidence-based activities, defined for the purpose of this subsection as activities meeting the requirements of
(f) Definition of eligible entity
In this section, the term "eligible entity" means—
(1) an institution of higher education that provides course materials or resources that are evidence-based in increasing academic achievement, graduation rates, or rates of postsecondary education matriculation;
(2) a national nonprofit entity with a demonstrated record of raising student academic achievement, graduation rates, and rates of higher education attendance, matriculation, or completion, or of effectiveness in providing preparation and professional development activities and programs for teachers, principals, or other school leaders;
(3) the Bureau of Indian Education; or
(4) a partnership consisting of—
(A) 1 or more entities described in paragraph (1) or (2); and
(B) a for-profit entity.
(
Editorial Notes
Prior Provisions
A prior section 6672,
Another prior section 6672,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6673. School leader recruitment and support
(a) In general
From the funds reserved under
(1) developing or implementing leadership training programs designed to prepare and support principals or other school leaders in high-need schools, including through new or alternative pathways or school leader residency programs;
(2) developing or implementing programs or activities for recruiting, selecting, and developing aspiring or current principals or other school leaders to serve in high-need schools;
(3) developing or implementing programs for recruiting, developing, and placing school leaders to improve schools implementing comprehensive support and improvement activities and targeted support and improvement activities under
(4) providing continuous professional development for principals or other school leaders in high-need schools;
(5) developing and disseminating information on best practices and strategies for effective school leadership in high-need schools, such as training and supporting principals to identify, develop, and maintain school leadership teams using various leadership models; and
(6) other evidence-based programs or activities described in
(b) Program periods and diversity of projects
(1) In general
A grant awarded by the Secretary to an eligible entity under this section shall be for a period of not more than 5 years.
(2) Renewal
The Secretary may renew a grant awarded under this section for 1 additional 2-year period.
(3) Diversity of projects
In awarding grants under this section, the Secretary shall ensure that, to the extent practicable, grants are distributed among eligible entities that will serve geographically diverse areas, including urban, suburban, and rural areas.
(4) Limitation
The Secretary shall not award more than 1 grant under this section to an eligible entity during a grant competition.
(c) Cost-sharing
(1) In general
An eligible entity that receives a grant under this section shall provide, from non-Federal sources, not less than 25 percent of the funds for the total cost for each year of activities carried out under this section.
(2) Acceptable contributions
An eligible entity that receives a grant under this section may meet the requirement of paragraph (1) by providing contributions in cash or in kind, fairly evaluated, including plant, equipment, and services.
(3) Waivers
The Secretary may waive or modify the requirement of paragraph (1) in cases of demonstrated financial hardship.
(d) Applications
An eligible entity that desires a grant under this section shall submit to the Secretary an application at such time, and in such manner, as the Secretary may require.
(e) Priority
In awarding grants under this section, the Secretary shall give priority to an eligible entity—
(1) with a record of preparing or developing principals who—
(A) have improved school-level student outcomes;
(B) have become principals in high-need schools; and
(C) remain principals in high-need schools for multiple years; and
(2) who will implement evidence-based activities, defined for the purpose of this paragraph as activities meeting the requirements of
(f) Definitions
In this section:
(1) Eligible entity
The term "eligible entity" means—
(A) a local educational agency, including an educational service agency, that serves a high-need school or a consortium of such agencies;
(B) a State educational agency or a consortium of such agencies;
(C) a State educational agency in partnership with 1 or more local educational agencies, or educational service agencies, that serve a high-need school;
(D) the Bureau of Indian Education; or
(E) an entity described in subparagraph (A), (B), (C), or (D) in partnership with 1 or more nonprofit organizations or institutions of higher education.
(2) High-need school
The term "high-need school" means—
(A) an elementary school in which not less than 50 percent of the enrolled students are from families with incomes below the poverty line; or
(B) a secondary school in which not less than 40 percent of the enrolled students are from families with incomes below the poverty line.
(
Editorial Notes
Prior Provisions
A prior section 6673,
Another prior section 6673,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6674. Technical assistance and national evaluation
(a) In general
From the funds reserved under
(1) shall establish, in a manner consistent with
(2) may—
(A) provide technical assistance, which may be carried out directly or through grants or contracts, to States and local educational agencies carrying out activities under this part; and
(B) carry out evaluations of activities by States and local educational agencies under this part, which shall be conducted by a third party or by the Institute of Education Sciences.
(b) Purposes
The comprehensive center established by the Secretary under subsection (a)(1) shall—
(1) identify or develop free or low-cost evidence-based assessment tools for identifying students at risk of not attaining full literacy skills due to a disability, including dyslexia impacting reading or writing, or developmental delay impacting reading, writing, language processing, comprehension, or executive functioning;
(2) identify evidence-based literacy instruction, strategies, and accommodations, including assistive technology, designed to meet the specific needs of such students;
(3) provide families of such students with information to assist such students;
(4) identify or develop evidence-based professional development for teachers, paraprofessionals, principals, other school leaders, and specialized instructional support personnel to—
(A) understand early indicators of students at risk of not attaining full literacy skills due to a disability, including dyslexia impacting reading or writing, or developmental delay impacting reading, writing, language processing, comprehension, or executive functioning;
(B) use evidence-based screening assessments for early identification of such students beginning not later than kindergarten; and
(C) implement evidence-based instruction designed to meet the specific needs of such students; and
(5) disseminate the products of the comprehensive center to regionally diverse State educational agencies, local educational agencies, regional educational agencies, and schools, including, as appropriate, through partnerships with other comprehensive centers established under
(
Editorial Notes
Prior Provisions
A prior section 6674,
Another prior section 6674,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6675. STEM master teacher corps
(a) In general
From the funds reserved under
(1) State educational agencies to enable such agencies to support the development of a State-wide STEM master teacher corps; or
(2) State educational agencies, or nonprofit organizations in partnership with State educational agencies, to support the implementation, replication, or expansion of effective science, technology, engineering, and mathematics professional development programs in schools across the State through collaboration with school administrators, principals, and STEM educators.
(b) STEM master teacher corps
In this section, the term "STEM master teacher corps" means a State-led effort to elevate the status of the science, technology, engineering, and mathematics teaching profession by recognizing, rewarding, attracting, and retaining outstanding science, technology, engineering, and mathematics teachers, particularly in high-need and rural schools, by—
(1) selecting candidates to be master teachers in the corps on the basis of—
(A) content knowledge based on a screening examination; and
(B) pedagogical knowledge of and success in teaching;
(2) offering such teachers opportunities to—
(A) work with one another in scholarly communities; and
(B) participate in and lead high-quality professional development; and
(3) providing such teachers with additional appropriate and substantial compensation for the work described in paragraph (2) and in the master teacher community.
(
Editorial Notes
Prior Provisions
Prior sections 6675 to 6677 were repealed by
Section 6675,
Another prior section 6675,
Section 6676,
Another prior section 6676,
Section 6677,
Prior sections 6681 to 6684 were repealed by
Section 6681,
Section 6682,
Section 6683,
Section 6684,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 5—recognizing achievement in classified school employees
Editorial Notes
Codification
Subpart was enacted as part of the Recognizing Achievement in Classified School Employees Act, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
§6681. Findings
Congress finds the following:
(1) Classified school employees provide valuable service in the United States.
(2) Classified school employees provide essential services, such as transportation, facilities maintenance and operations, food service, safety, and health care.
(3) Classified school employees play a vital role in providing for the welfare and safety of students.
(4) Classified school employees strive for excellence in all areas of service to the education community.
(5) Exemplary classified school employees should be recognized for their outstanding contributions to quality education in the United States.
(
Editorial Notes
Codification
Section was enacted as part of the Recognizing Achievement in Classified School Employees Act, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
§6682. Definitions
In this subpart:
(1) Classified school employee
The term "classified school employee" means an employee of a State or of any political subdivision of a State, or an employee of a nonprofit entity, who works in any grade from prekindergarten through high school in any of the following occupational specialties:
(A) Paraprofessional, including paraeducator services.
(B) Clerical and administrative services.
(C) Transportation services.
(D) Food and nutrition services.
(E) Custodial and maintenance services.
(F) Security services.
(G) Health and student services.
(H) Technical services.
(I) Skilled trades.
(2) Other definitions
The terms used in this subpart have the meanings given the terms in
(
Editorial Notes
Codification
Section was enacted as part of the Recognizing Achievement in Classified School Employees Act, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
§6683. Recognition program established
(a) In general
The Secretary of Education shall establish a national recognition program to be known as the "Recognizing Inspiring School Employees Award Program" or the "award program". The purpose of the award program shall be to recognize and promote the commitment and excellence exhibited by classified school employees who provide exemplary service to students in prekindergarten through high school.
(b) Award
(1) In general
Prior to May 31 of each year (beginning with the second calendar year that begins after April 12, 2019), the Secretary shall select a classified school employee to receive the Recognizing Inspiring School Employees Award for the year.
(2) Non-monetary value
The award and recognition provided under this subpart shall have no monetary value.
(c) Selection process
(1) Nomination process
(A) In general
Not later than November 1 of each year (beginning with the first calendar year that begins after April 12, 2019), the Secretary shall solicit nominations of classified school employees from the occupational specialties described in
(B) Nomination submissions
In order for individuals in a State to be eligible to receive recognition under this section, the Governor of the State shall consider nominations submitted by the following:
(i) Local educational agencies.
(ii) School administrators.
(iii) Professional associations.
(iv) Labor organizations.
(v) Educational service agencies.
(vi) Nonprofit entities.
(vii) Parents and students.
(viii) Any other group determined appropriate by the Secretary.
(2) Demonstration
Each Governor of a State who desires individuals in the State to receive recognition under this section shall submit the nominations described in paragraph (1) to the Secretary in such manner as may be required by the Secretary. Each such nomination shall contain, at a minimum, demonstrations of excellence in the following areas:
(A) Work performance.
(B) School and community involvement.
(C) Leadership and commitment.
(D) Local support.
(E) Enhancement of classified school employees' image in the community and schools.
(3) Selection
The Secretary shall develop uniform national guidelines for evaluating nominations submitted under paragraph (2) in order to select the most deserving nominees based on the demonstrations made in the areas described in such paragraph.
(
Editorial Notes
Codification
Section was enacted as part of the Recognizing Achievement in Classified School Employees Act, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
Part C—General Provisions
§6691. Supplement, not supplant
Funds made available under this subchapter shall be used to supplement, and not supplant, non-Federal funds that would otherwise be used for activities authorized under this subchapter.
(
Editorial Notes
Prior Provisions
A prior section 6691,
A prior section 2301 of
Another prior section 2301 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6692. Rules of construction
(a) Prohibition against Federal mandates, direction, or control
Nothing in this subchapter shall be construed to authorize the Secretary or any other officer or employee of the Federal Government to mandate, direct, or control a State, local educational agency, or school's—
(1) instructional content or materials, curriculum, program of instruction, academic standards, or academic assessments;
(2) teacher, principal, or other school leader evaluation system;
(3) specific definition of teacher, principal, or other school leader effectiveness; or
(4) teacher, principal, or other school leader professional standards, certification, or licensing.
(b) School or district employees
Nothing in this subchapter shall be construed to alter or otherwise affect the rights, remedies, and procedures afforded school or school district employees under Federal, State, or local laws (including applicable regulations or court orders) or under the terms of collective bargaining agreements, memoranda of understanding, or other agreements between such employees and their employers.
(
Editorial Notes
Prior Provisions
A prior section 2302 of
Another prior section 2302 of
Prior sections 6701, 6702, 6711 to 6716, 6721, and 6722 were repealed by
Section 6701,
Another prior section 6701,
Section 6702,
Another prior section 6702,
Section 6711,
Section 6712,
Section 6713,
Section 6714,
Section 6715,
Section 6716,
Section 6721,
Section 6722,
A prior section 6731,
A prior section 6732,
A prior section 6733,
A prior section 6734,
A prior section 6735,
A prior section 6736,
A prior section 6737,
A prior section 6738,
Prior sections 6751 to 6754, 6761 to 6766, 6771, 6672, and 6775 were repealed by
Section 6751,
A prior section 2401 of
Section 6752,
A prior section 2402 of
Section 6753,
Section 6754,
Section 6761,
Section 6762,
Section 6763,
Section 6764,
Section 6765,
Section 6766,
Section 6771,
Section 6772,
Section 6775,
A prior section 6777,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
SUBCHAPTER III—LANGUAGE INSTRUCTION FOR ENGLISH LEARNERS AND IMMIGRANT STUDENTS
Editorial Notes
Codification
Title III of the Elementary and Secondary Education Act of 1965, comprising this subchapter, was originally enacted as part of
§6801. Authorization of appropriations
There are authorized to be appropriated to carry out this subchapter—
(1) $756,332,450 for fiscal year 2017;
(2) $769,568,267 for fiscal year 2018;
(3) $784,959,633 for fiscal year 2019; and
(4) $884,959,633 for fiscal year 2020.
(
Editorial Notes
Prior Provisions
A prior section 6801,
A prior section 3001 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Part A—English Language Acquisition, Language Enhancement, and Academic Achievement Act
§6811. Short title
This part may be cited as the "English Language Acquisition, Language Enhancement, and Academic Achievement Act".
(
Editorial Notes
Prior Provisions
A prior section 6811,
A prior section 3101 of
§6812. Purposes
The purposes of this part are—
(1) to help ensure that English learners, including immigrant children and youth, attain English proficiency and develop high levels of academic achievement in English;
(2) to assist all English learners, including immigrant children and youth, to achieve at high levels in academic subjects so that all English learners can meet the same challenging State academic standards that all children are expected to meet;
(3) to assist teachers (including preschool teachers), principals and other school leaders, State educational agencies, local educational agencies, and schools in establishing, implementing, and sustaining effective language instruction educational programs designed to assist in teaching English learners, including immigrant children and youth;
(4) to assist teachers (including preschool teachers), principals and other school leaders, State educational agencies, and local educational agencies to develop and enhance their capacity to provide effective instructional programs designed to prepare English learners, including immigrant children and youth, to enter all-English instructional settings; and
(5) to promote parental, family, and community participation in language instruction educational programs for the parents, families, and communities of English learners.
(
Editorial Notes
Prior Provisions
A prior section 6812,
Prior sections 6813 to 6815 were omitted in the general amendment of this subchapter by
Section 6813,
Section 6814,
Section 6815,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
subpart 1—grants and subgrants for english language acquisition and language enhancement
§6821. Formula grants to States
(a) In general
In the case of each State educational agency having a plan approved by the Secretary for a fiscal year under
(b) Use of funds
(1) Subgrants to eligible entities
The Secretary may make a grant under subsection (a) only if the State educational agency involved agrees to expend at least 95 percent of the State educational agency's allotment under subsection (c) for a fiscal year—
(A) to award subgrants, from allocations under
(B) to award subgrants under
(2) State activities
Subject to paragraph (3), each State educational agency receiving a grant under subsection (a) may reserve not more than 5 percent of the agency's allotment under subsection (c) to carry out one or more of the following activities:
(A) Establishing and implementing, with timely and meaningful consultation with local educational agencies representing the geographic diversity of the State, standardized statewide entrance and exit procedures, including a requirement that all students who may be English learners are assessed for such status within 30 days of enrollment in a school in the State.
(B) Providing effective teacher and principal preparation, effective professional development activities, and other effective activities related to the education of English learners, which may include assisting teachers, principals, and other educators in—
(i) meeting State and local certification and licensing requirements for teaching English learners; and
(ii) improving teaching skills in meeting the diverse needs of English learners, including how to implement effective programs and curricula on teaching English learners.
(C) Planning, evaluation, administration, and interagency coordination related to the subgrants referred to in paragraph (1).
(D) Providing technical assistance and other forms of assistance to eligible entities that are receiving subgrants from a State educational agency under this subpart, including assistance in—
(i) identifying and implementing effective language instruction educational programs and curricula for teaching English learners;
(ii) helping English learners meet the same challenging State academic standards that all children are expected to meet;
(iii) identifying or developing, and implementing, measures of English proficiency; and
(iv) strengthening and increasing parent, family, and community engagement in programs that serve English learners.
(E) Providing recognition, which may include providing financial awards, to recipients of subgrants under
(i) the State-designed long-term goals established under
(ii) the challenging State academic standards.
(3) Direct administrative expenses
From the amount reserved under paragraph (2), a State educational agency may use not more than 50 percent of such amount or $175,000, whichever is greater, for the planning and direct administrative costs of carrying out paragraphs (1) and (2).
(c) Reservations and allotments
(1) Reservations
From the amount appropriated under
(A) 0.5 percent or $5,000,000 of such amount, whichever is greater, for payments to eligible entities that are defined under
(B) 0.5 percent of such amount for payments to outlying areas, to be allotted in accordance with their respective needs for assistance under this subpart, as determined by the Secretary, for activities, approved by the Secretary, consistent with this subpart; and
(C) 6.5 percent of such amount for national activities under
(2) State allotments
(A) In general
Except as provided in subparagraph (B), from the amount appropriated under
(i) an amount that bears the same relationship to 80 percent of the remainder as the number of English learners in the State bears to the number of English learners in all States, as determined in accordance with paragraph (3)(A); and
(ii) an amount that bears the same relationship to 20 percent of the remainder as the number of immigrant children and youth in the State bears to the number of such children and youth in all States, as determined in accordance with paragraph (3)(B).
(B) Minimum allotments
No State educational agency shall receive an allotment under this paragraph that is less than $500,000.
(C) Reallotment
If any State educational agency described in subparagraph (A) does not submit a plan to the Secretary for a fiscal year, or submits a plan (or any amendment to a plan) that the Secretary, after reasonable notice and opportunity for a hearing, determines does not satisfy the requirements of this subpart, the Secretary—
(i) shall endeavor to make the State's allotment available on a competitive basis to specially qualified agencies within the State to satisfy the requirements of
(ii) shall reallot any portion of such allotment remaining after the application of clause (i) to the remaining State educational agencies in accordance with subparagraph (A).
(D) Special rule for Puerto Rico
The total amount allotted to Puerto Rico for any fiscal year under subparagraph (A) shall not exceed 0.5 percent of the total amount allotted to all States for that fiscal year.
(3) Use of data for determinations
In making State allotments under paragraph (2) for each fiscal year, the Secretary shall—
(A) determine the number of English learners in a State and in all States, using the most accurate, up-to-date data, which shall be—
(i) data available from the American Community Survey conducted by the Department of Commerce, which may be multiyear estimates;
(ii) the number of students being assessed for English language proficiency, based on the State's English language proficiency assessment under
(iii) a combination of data available under clauses (i) and (ii); and
(B) determine the number of immigrant children and youth in the State and in all States based only on data available from the American Community Survey conducted by the Department of Commerce, which may be multiyear estimates.
(
Editorial Notes
Prior Provisions
A prior section 3111 of
Amendments
2015—Subsec. (b)(2).
"(A) Professional development activities, and other activities, that assist personnel in meeting State and local certification and licensing requirements for teaching limited English proficient children.
"(B) Planning, evaluation, administration, and interagency coordination related to the subgrants referred to in paragraph (1).
"(C) Providing technical assistance and other forms of assistance to eligible entities that are receiving subgrants from a State educational agency under this subpart, including assistance in—
"(i) identifying and implementing language instruction educational programs and curricula that are based on scientifically based research on teaching limited English proficient children;
"(ii) helping limited English proficient children meet the same challenging State academic content and student academic achievement standards as all children are expected to meet;
"(iii) identifying or developing, and implementing, measures of English proficiency; and
"(iv) promoting parental and community participation in programs that serve limited English proficient children.
"(D) Providing recognition, which may include providing financial awards, to subgrantees that have exceeded their annual measurable achievement objectives pursuant to
Subsec. (b)(3).
Subsec. (c)(1).
Subsec. (c)(1)(B).
Subsec. (c)(1)(C).
Subsec. (c)(1)(D).
Subsec. (c)(2).
Subsec. (c)(2)(A).
Subsec. (c)(2)(A)(i).
Subsec. (c)(2)(A)(ii).
Subsec. (c)(3).
Subsec. (c)(4).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6822. Native American and Alaska Native children in school
(a) Eligible entities
For the purpose of carrying out programs under this part for individuals served by elementary schools, secondary schools, and postsecondary schools operated predominately for Native American children (including Alaska Native children), the following shall be considered to be an eligible entity:
(1) An Indian tribe.
(2) A tribally sanctioned educational authority.
(3) A Native Hawaiian or Native American Pacific Islander native language educational organization.
(4) An elementary school or secondary school that is operated or funded by the Bureau of Indian Education, or a consortium of such schools.
(5) An elementary school or secondary school operated under a contract with or grant from the Bureau of Indian Education, in consortium with another such school or a tribal or community organization.
(6) An elementary school or secondary school operated by the Bureau of Indian Education and an institution of higher education, in consortium with an elementary school or secondary school operated under a contract with or grant from the Bureau of Indian Education or a tribal or community organization.
(b) Submission of applications for assistance
Notwithstanding any other provision of this part, an entity that is considered to be an eligible entity under subsection (a), and that desires to receive Federal financial assistance under this subpart, shall submit an application to the Secretary.
(c) Special rule
An eligible entity described in subsection (a) that receives Federal financial assistance pursuant to this section shall not be eligible to receive a subgrant under
(
Editorial Notes
Prior Provisions
A prior section 3112 of
Amendments
2015—Subsec. (a)(4) to (6).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6823. State and specially qualified agency plans
(a) Plan required
Each State educational agency and specially qualified agency desiring a grant under this subpart shall submit a plan to the Secretary at such time and in such manner as the Secretary may require.
(b) Contents
Each plan submitted under subsection (a) shall—
(1) describe the process that the agency will use in awarding subgrants to eligible entities under
(2) describe how the agency will establish and implement, with timely and meaningful consultation with local educational agencies representing the geographic diversity of the State, standardized, statewide entrance and exit procedures, including an assurance that all students who may be English learners are assessed for such status within 30 days of enrollment in a school in the State;
(3) provide an assurance that—
(A) the agency will ensure that eligible entities receiving a subgrant under this subpart comply with the requirement in
(B) the agency will ensure that eligible entities receiving a subgrant under this subpart annually assess the English proficiency of all English learners participating in a program funded under this subpart, consistent with
(C) in awarding subgrants under
(D) subgrants to eligible entities under
(E) the agency will require an eligible entity receiving a subgrant under this subpart to use the subgrant in ways that will build such recipient's capacity to continue to offer effective language instruction educational programs that assist English learners in meeting challenging State academic standards;
(F) the agency will monitor each eligible entity receiving a subgrant under this subpart for compliance with applicable Federal fiscal requirements; and
(G) the plan has been developed in consultation with local educational agencies, teachers, administrators of programs implemented under this subpart, parents of English learners, and other relevant stakeholders;
(4) describe how the agency will coordinate its programs and activities under this subpart with other programs and activities under this chapter and other Acts, as appropriate;
(5) describe how each eligible entity will be given the flexibility to teach English learners—
(A) using a high-quality, effective language instruction curriculum for teaching English learners; and
(B) in the manner the eligible entity determines to be the most effective;
(6) describe how the agency will assist eligible entities in meeting—
(A) the State-designed long-term goals established under
(B) the challenging State academic standards;
(7) describe how the agency will meet the unique needs of children and youth in the State being served through the reservation of funds under
(8) describe—
(A) how the agency will monitor the progress of each eligible entity receiving a subgrant under this subpart in helping English learners achieve English proficiency; and
(B) the steps the agency will take to further assist eligible entities if the strategies funded under this subpart are not effective, such as providing technical assistance and modifying such strategies.
(c) Approval
The Secretary, after using a peer review process, shall approve a plan submitted under subsection (a) if the plan meets the requirements of this section.
(d) Duration of plan
(1) In general
Each plan submitted by a State educational agency or specially qualified agency and approved under subsection (c) shall—
(A) remain in effect for the duration of the agency's participation under this subpart; and
(B) be periodically reviewed and revised by the agency, as necessary, to reflect changes to the agency's strategies and programs carried out under this subpart.
(2) Additional information
(A) Amendments
If the State educational agency or specially qualified agency amends the plan, the agency shall submit such amendment to the Secretary.
(B) Approval
The Secretary shall approve such amendment to an approved plan, unless the Secretary determines that the amendment will result in the agency not meeting the requirements, or fulfilling the purposes, of this subpart.
(e) Consolidated plan
A plan submitted under subsection (a) may be submitted as part of a consolidated plan under
(f) Secretary assistance
The Secretary shall provide technical assistance, if requested by the State, in the development of English proficiency standards and assessments.
(
Editorial Notes
Prior Provisions
A prior section 3113 of
Amendments
2015—Subsec. (a).
Subsec. (b)(1).
Subsec. (b)(2) to (8).
Subsec. (d).
Subsec. (e).
Subsec. (f).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6824. Within-State allocations
(a) In general
After making the reservation required under subsection (d)(1), each State educational agency receiving a grant under
(b) Limitation
A State educational agency shall not award a subgrant from an allocation made under subsection (a) if the amount of such subgrant would be less than $10,000.
(c) Reallocation
Whenever a State educational agency determines that an amount from an allocation made to an eligible entity under subsection (a) for a fiscal year will not be used by the entity for the purpose for which the allocation was made, the agency shall, in accordance with such rules as it determines to be appropriate, reallocate such amount, consistent with such subsection, to other eligible entities in the State that the agency determines will use the amount to carry out that purpose.
(d) Required reservation
A State educational agency receiving a grant under this subpart for a fiscal year—
(1) shall reserve not more than 15 percent of the agency's allotment under
(2) in awarding subgrants under paragraph (1)—
(A) shall equally consider eligible entities that satisfy the requirement of such paragraph but have limited or no experience in serving immigrant children and youth; and
(B) shall consider the quality of each local plan under
(
Editorial Notes
Prior Provisions
A prior section 3114 of
Amendments
2015—Subsec. (a).
Subsec. (d)(1).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6825. Subgrants to eligible entities
(a) Purposes of subgrants
A State educational agency may make a subgrant to an eligible entity from funds received by the agency under this subpart only if the entity agrees to expend the funds to improve the education of English learners by assisting the children to learn English and meet the challenging State academic standards. In carrying out activities with such funds, the eligible entity shall use effective approaches and methodologies for teaching English learners and immigrant children and youth for the following purposes:
(1) Developing and implementing new language instruction educational programs and academic content instructional programs for English learners and immigrant children and youth, including early childhood education programs, elementary school programs, and secondary school programs.
(2) Carrying out highly focused, innovative, locally designed activities to expand or enhance existing language instruction educational programs and academic content instructional programs for English learners and immigrant children and youth.
(3) Implementing, within an individual school, schoolwide programs for restructuring, reforming, and upgrading all relevant programs, activities, and operations relating to language instruction educational programs and academic content instruction for English learners and immigrant children and youth.
(4) Implementing, within the entire jurisdiction of a local educational agency, agencywide programs for restructuring, reforming, and upgrading all relevant programs, activities, and operations relating to language instruction educational programs and academic content instruction for English learners and immigrant children and youth.
(b) Direct administrative expenses
Each eligible entity receiving funds under
(c) Required subgrantee activities
An eligible entity receiving funds under
(1) to increase the English language proficiency of English learners by providing effective language instruction educational programs that meet the needs of English learners and demonstrate success in increasing—
(A) English language proficiency; and
(B) student academic achievement;
(2) to provide effective professional development to classroom teachers (including teachers in classroom settings that are not the settings of language instruction educational programs), principals and other school leaders, administrators, and other school or community-based organizational personnel, that is—
(A) designed to improve the instruction and assessment of English learners;
(B) designed to enhance the ability of such teachers, principals, and other school leaders to understand and implement curricula, assessment practices and measures, and instructional strategies for English learners;
(C) effective in increasing children's English language proficiency or substantially increasing the subject matter knowledge, teaching knowledge, and teaching skills of such teachers; and
(D) of sufficient intensity and duration (which shall not include activities such as 1-day or short-term workshops and conferences) to have a positive and lasting impact on the teachers' performance in the classroom, except that this subparagraph shall not apply to an activity that is one component of a long-term, comprehensive professional development plan established by a teacher and the teacher's supervisor based on an assessment of the needs of the teacher, the supervisor, the students of the teacher, and any local educational agency employing the teacher, as appropriate; and
(3) to provide and implement other effective activities and strategies that enhance or supplement language instruction educational programs for English learners, which—
(A) shall include parent, family, and community engagement activities; and
(B) may include strategies that serve to coordinate and align related programs.
(d) Authorized subgrantee activities
Subject to subsection (c), an eligible entity receiving funds under
(1) Upgrading program objectives and effective instructional strategies.
(2) Improving the instructional program for English learners by identifying, acquiring, and upgrading curricula, instructional materials, educational software, and assessment procedures.
(3) Providing to English learners—
(A) tutorials and academic or career and technical education; and
(B) intensified instruction, which may include materials in a language that the student can understand, interpreters, and translators.
(4) Developing and implementing effective preschool, elementary school, or secondary school language instruction educational programs that are coordinated with other relevant programs and services.
(5) Improving the English language proficiency and academic achievement of English learners.
(6) Providing community participation programs, family literacy services, and parent and family outreach and training activities to English learners and their families—
(A) to improve the English language skills of English learners; and
(B) to assist parents and families in helping their children to improve their academic achievement and becoming active participants in the education of their children.
(7) Improving the instruction of English learners, which may include English learners with a disability, by providing for—
(A) the acquisition or development of educational technology or instructional materials;
(B) access to, and participation in, electronic networks for materials, training, and communication; and
(C) incorporation of the resources described in subparagraphs (A) and (B) into curricula and programs, such as those funded under this subpart.
(8) Offering early college high school or dual or concurrent enrollment programs or courses designed to help English learners achieve success in postsecondary education.
(9) Carrying out other activities that are consistent with the purposes of this section.
(e) Activities by agencies experiencing substantial increases in immigrant children and youth
(1) In general
An eligible entity receiving funds under
(A) family literacy, parent and family outreach, and training activities designed to assist parents and families to become active participants in the education of their children;
(B) recruitment of, and support for, personnel, including teachers and paraprofessionals who have been specifically trained, or are being trained, to provide services to immigrant children and youth;
(C) provision of tutorials, mentoring, and academic or career counseling for immigrant children and youth;
(D) identification, development, and acquisition of curricular materials, educational software, and technologies to be used in the program carried out with awarded funds;
(E) basic instructional services that are directly attributable to the presence of immigrant children and youth in the local educational agency involved, including the payment of costs of providing additional classroom supplies, costs of transportation, or such other costs as are directly attributable to such additional basic instructional services;
(F) other instructional services that are designed to assist immigrant children and youth to achieve in elementary schools and secondary schools in the United States, such as programs of introduction to the educational system and civics education; and
(G) activities, coordinated with community-based organizations, institutions of higher education, private sector entities, or other entities with expertise in working with immigrants, to assist parents and families of immigrant children and youth by offering comprehensive community services.
(2) Duration of subgrants
The duration of a subgrant made by a State educational agency under
(f) Selection of method of instruction
(1) In general
To receive a subgrant from a State educational agency under this subpart, an eligible entity shall select one or more methods or forms of effective instruction to be used in the programs and activities undertaken by the entity to assist English learners to attain English language proficiency and meet challenging State academic standards.
(2) Consistency
The selection described in paragraph (1) shall be consistent with
(g) Supplement, not supplant
Federal funds made available under this subpart shall be used so as to supplement the level of Federal, State, and local public funds that, in the absence of such availability, would have been expended for programs for English learners and immigrant children and youth and in no case to supplant such Federal, State, and local public funds.
(
Editorial Notes
Prior Provisions
A prior section 3115 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6826. Local plans
(a) Plan required
Each eligible entity desiring a subgrant from the State educational agency under
(b) Contents
Each plan submitted under subsection (a) shall—
(1) describe the effective programs and activities, including language instruction educational programs, proposed to be developed, implemented, and administered under the subgrant that will help English learners increase their English language proficiency and meet the challenging State academic standards;
(2) describe how the eligible entity will ensure that elementary schools and secondary schools receiving funds under this subpart assist English learners in—
(A) achieving English proficiency based on the State's English language proficiency assessment under
(B) meeting the challenging State academic standards;
(3) describe how the eligible entity will promote parent, family, and community engagement in the education of English learners;
(4) contain assurances that—
(A) each local educational agency that is included in the eligible entity is complying with
(B) the eligible entity is not in violation of any State law, including State constitutional law, regarding the education of English learners, consistent with
(C) the eligible entity consulted with teachers, researchers, school administrators, parents and family members, community members, public or private entities, and institutions of higher education, in developing and implementing such plan; and
(D) the eligible entity will, if applicable, coordinate activities and share relevant data under the plan with local Head Start and Early Head Start agencies, including migrant and seasonal Head Start agencies, and other early childhood education providers.
(c) Teacher English fluency
Each eligible entity receiving a subgrant under
(
Editorial Notes
Prior Provisions
Prior sections 6831 to 6833 were omitted in the general amendment of this subchapter by
Section 6831,
Section 6832,
Section 6833,
Amendments
2015—Subsec. (b).
Subsec. (c).
Subsec. (d).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
subpart 2—accountability and administration
§6841. Reporting
(a) In general
Each eligible entity that receives a subgrant from a State educational agency under subpart 1 shall provide such agency, at the conclusion of every second fiscal year during which the subgrant is received, with a report, in a form prescribed by the agency, on the activities conducted and children served under such subpart that includes—
(1) a description of the programs and activities conducted by the entity with funds received under subpart 1 during the 2 immediately preceding fiscal years, which shall include a description of how such programs and activities supplemented programs funded primarily with State or local funds;
(2) the number and percentage of English learners in the programs and activities who are making progress toward achieving English language proficiency, as described in
(3) the number and percentage of English learners in the programs and activities attaining English language proficiency based on State English language proficiency standards established under section 6311(b)(1)(G) 1 of this title by the end of each school year, as determined by the State's English language proficiency assessment under
(4) the number and percentage of English learners who exit the language instruction educational programs based on their attainment of English language proficiency;
(5) the number and percentage of English learners meeting challenging State academic standards for each of the 4 years after such children are no longer receiving services under this part, in the aggregate and disaggregated, at a minimum, by English learners with a disability;
(6) the number and percentage of English learners who have not attained English language proficiency within 5 years of initial classification as an English learner and first enrollment in the local educational agency; and
(7) any other information that the State educational agency may require.
(b) Use of report
A report provided by an eligible entity under subsection (a) shall be used by the entity and the State educational agency for improvement of programs and activities under this part.
(c) Special rule for specially qualified agencies
Each specially qualified agency receiving a grant under subpart 1 shall provide the reports described in subsection (a) to the Secretary subject to the same requirements as apply to eligible entities providing such evaluations to State educational agencies under such subsection.
(
Editorial Notes
Prior Provisions
A prior section 6841,
A prior section 3121 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. Probably should be "6311(b)(1)(F)".
§6842. Repealed. Pub. L. 114–95, title III, §3001(2)(A), Dec. 10, 2015, 129 Stat. 1953
Section,
A prior section 6842,
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§6843. Biennial reports
(a) States
Based upon the reports provided to a State educational agency under
(b) Secretary
Every second year, the Secretary shall prepare and submit to the Committee on Education and the Workforce of the House of Representatives and the Committee on Health, Education, Labor, and Pensions of the Senate a report—
(1) on programs and activities carried out to serve English learners under this part, and the effectiveness of such programs and activities in improving the academic achievement and English proficiency of English learners;
(2) on the types of language instruction educational programs used by local educational agencies or eligible entities receiving funding under this part to teach English learners;
(3) containing a critical synthesis of data reported by eligible entities to States under
(4) containing a description of technical assistance and other assistance provided by State educational agencies under
(5) containing an estimate of the number of certified or licensed teachers working in language instruction educational programs and educating English learners, and an estimate of the number of such teachers that will be needed for the succeeding 5 fiscal years;
(6) containing the findings of the most recent evaluation related to English learners carried out under
(7) containing the number of programs or activities, if any, that were terminated because the entities carrying out the programs or activities were not able to reach program goals;
(8) containing the number of English learners served by eligible entities receiving funding under this part who were transitioned out of language instruction educational programs funded under this part; and
(9) containing other information gathered from the evaluations from specially qualified agencies and other reports submitted to the Secretary under this part when applicable.
(
Editorial Notes
Prior Provisions
A prior section 6843,
A prior section 3122 of
Another prior section 3122 of
Amendments
2015—
Subsec. (a).
Subsec. (b)(1).
Subsec. (b)(2).
Subsec. (b)(4).
Subsec. (b)(5).
Subsec. (b)(6).
Subsec. (b)(8).
Subsec. (b)(9).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6844. Coordination with related programs
In order to maximize Federal efforts aimed at serving the educational needs of English learners, the Secretary shall coordinate and ensure close cooperation with other entities carrying out programs serving language-minority and English learners that are administered by the Department and other agencies. The Secretary shall report to the Congress on parallel Federal programs in other agencies and departments.
(
Editorial Notes
Prior Provisions
A prior section 6844,
A prior section 3123 of
Another prior section 3123 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6845. Rules of construction
Nothing in this part shall be construed—
(1) to prohibit a local educational agency from serving English learners simultaneously with children with similar educational needs, in the same educational settings where appropriate;
(2) to require a State or a local educational agency to establish, continue, or eliminate any particular type of instructional program for English learners; or
(3) to limit the preservation or use of Native American languages.
(
Editorial Notes
Prior Provisions
A prior section 6845,
A prior section 3124 of
Amendments
2015—Pars. (1), (2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§6846. Legal authority under State law
Nothing in this part shall be construed to negate or supersede State law, or the legal authority under State law of any State agency, State entity, or State public official, over programs that are under the jurisdiction of the State agency, entity, or official.
(
Editorial Notes
Prior Provisions
A prior section 6846,
A prior section 3125 of
§6847. Civil rights
Nothing in this part shall be construed in a manner inconsistent with any Federal law guaranteeing a civil right.
(
Editorial Notes
Prior Provisions
A prior section 6847,
A prior section 3126 of
§6848. Programs for Native Americans and Puerto Rico
Notwithstanding any other provision of this part, programs authorized under this part that serve Native American (including Native American Pacific Islander) children and children in the Commonwealth of Puerto Rico may include programs of instruction, teacher training, curriculum development, evaluation, and assessment designed for Native American children learning and studying Native American languages and children of limited Spanish proficiency, except that an outcome of programs serving such children shall be increased English proficiency among such children.
(
Editorial Notes
Prior Provisions
A prior section 3127 of
§6849. Prohibition
In carrying out this part, the Secretary shall neither mandate nor preclude the use of a particular curricular or pedagogical approach to educating English learners.
(
Editorial Notes
Prior Provisions
A prior section 3128 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
subpart 3—national activities
§6861. National professional development project
The Secretary shall use funds made available under
(1) for effective preservice or inservice professional development programs that will improve the qualifications and skills of educational personnel involved in the education of English learners, including personnel who are not certified or licensed and educational paraprofessionals, and for other activities to increase teacher and school leader effectiveness in meeting the needs of English learners;
(2) for the development of curricula or other instructional strategies appropriate to the needs of the consortia participants involved;
(3) to support strategies that strengthen and increase parent, family, and community member engagement in the education of English learners;
(4) to develop, share, and disseminate effective practices in the instruction of English learners and in increasing the student academic achievement of English learners, such as through the use of technology-based programs;
(5) in conjunction with other Federal need-based student financial assistance programs, for financial assistance, and costs related to tuition, fees, and books for enrolling in courses required to complete the degree involved, to meet certification or licensing requirements for teachers who work in language instruction educational programs or serve English learners; and
(6) as appropriate, to support strategies that promote school readiness of English learners and their transition from early childhood education programs, such as Head Start or State-run preschool programs, to elementary school programs.
(
Editorial Notes
Prior Provisions
A prior section 6861,
A prior section 3131 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
subpart 4—definitions
§6871. Repealed. Pub. L. 114–95, title III, §3001(2)(C), Dec. 10, 2015, 129 Stat. 1953
Section,
A prior section 6871,
A prior section 3141 of
Prior sections 6891 to 6894 were repealed by
Section 6891,
A prior section 6891,
Section 6892,
A prior section 6892,
Section 6893,
A prior section 6893,
Section 6894,
A prior section 6894,
Prior sections 6895 to 6900 were omitted in the general amendment of this subchapter by
Section 6895,
Section 6896,
Section 6897,
Section 6898,
Section 6899,
Section 6900,
Prior sections 6911 to 6918 were repealed by
Section 6911,
Section 6912,
Section 6913,
Section 6914,
Section 6915,
Section 6916,
Section 6917,
Section 6918,
Prior sections 6921 to 6928, which comprised former part C of this subchapter, were omitted in the general amendment of this subchapter by
Section 6921,
A prior section 3301 of
Section 6922,
Section 6923,
A prior section 3303 of
Section 6924,
A prior section 3304 of
Section 6925,
Section 6926,
Section 6927,
Section 6928,
Prior sections 6931 to 6935 and 6951 were repealed by
Section 6931,
Section 6932,
Section 6933,
Section 6934,
Section 6935,
Section 6951,
A prior section 6951,
Prior sections 6952 and 6953 were omitted in the general amendment of this subchapter by
Section 6952,
Section 6953,
Prior sections 6961 to 6968 were repealed by
Section 6961,
Section 6962,
Section 6963,
Section 6964,
Section 6965,
Section 6966,
Section 6967,
Section 6968,
Prior sections 6971 to 6979 were omitted in the general amendment of this subchapter by
Section 6971,
Section 6972,
Section 6973,
Section 6974,
Section 6975,
Section 6976,
Section 6977,
Section 6978,
Section 6979,
Prior sections 6981 to 6983 were repealed by
Section 6981,
Section 6982,
Section 6983,
A prior section 7001,
Another prior section 7001 and prior sections 7002 to 7005 were repealed by
Section 7001,
Section 7002,
Section 7003,
Section 7004,
Section 7005,
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
Part B—General Provisions
Editorial Notes
Codification
Prior Provisions
A prior part B, consisting of
§7011. Definitions
Except as otherwise provided, in this subchapter:
(1) Child
The term "child" means any individual aged 3 through 21.
(2) Community-based organization
The term "community-based organization" means a private nonprofit organization of demonstrated effectiveness, Indian tribe, or tribally sanctioned educational authority, that is representative of a community or significant segments of a community and that provides educational or related services to individuals in the community. Such term includes a Native Hawaiian or Native American Pacific Islander native language educational organization.
(3) Eligible entity
The term "eligible entity" means—
(A) one or more local educational agencies; or
(B) one or more local educational agencies, in consortia or collaboration with an institution of higher education, educational service agency, community-based organization, or State educational agency.
(4) English learner with a disability
The term "English learner with a disability" means an English learner who is also a child with a disability, as that term is defined in
(5) Immigrant children and youth
The term "immigrant children and youth" means individuals who—
(A) are aged 3 through 21;
(B) were not born in any State; and
(C) have not been attending one or more schools in any one or more States for more than 3 full academic years.
(6) Indian tribe
The term "Indian tribe" means any Indian tribe, band, nation, or other organized group or community, including any Native village or Regional Corporation or Village Corporation as defined in or established pursuant to the Alaska Native Claims Settlement Act [
(7) Language instruction educational program
The term "language instruction educational program" means an instruction course—
(A) in which an English learner is placed for the purpose of developing and attaining English proficiency, while meeting challenging State academic standards; and
(B) that may make instructional use of both English and a child's native language to enable the child to develop and attain English proficiency, and may include the participation of English proficient children if such course is designed to enable all participating children to become proficient in English and a second language.
(8) Native American and Native American language
The terms "Native American" and "Native American language" shall have the meanings given such terms in
(9) Native Hawaiian or Native American Pacific Islander native language educational organization
The term "Native Hawaiian or Native American Pacific Islander native language educational organization" means a nonprofit organization with—
(A) a majority of its governing board and employees consisting of fluent speakers of the traditional Native American languages used in the organization's educational programs; and
(B) not less than 5 years successful experience in providing educational services in traditional Native American languages.
(10) Native language
The term "native language", when used with reference to an individual of limited English proficiency, means—
(A) the language normally used by such individual; or
(B) in the case of a child or youth, the language normally used by the parents of the child or youth.
(11) Paraprofessional
The term "paraprofessional" means an individual who is employed in a preschool, elementary school, or secondary school under the supervision of a certified or licensed teacher, including individuals employed in language instruction educational programs, special education, and migrant education.
(12) Specially qualified agency
The term "specially qualified agency" means an eligible entity in a State whose State educational agency—
(A) does not participate in a program under subpart 1 of part A for a fiscal year; or
(B) submits a plan (or any amendment to a plan) that the Secretary, after reasonable notice and opportunity for a hearing, determines does not satisfy the requirements of such subpart.
(13) State
The term "State" means each of the 50 States, the District of Columbia, and the Commonwealth of Puerto Rico.
(14) Tribally sanctioned educational authority
The term "tribally sanctioned educational authority" means—
(A) any department or division of education operating within the administrative structure of the duly constituted governing body of an Indian tribe; and
(B) any nonprofit institution or organization that is—
(i) chartered by the governing body of an Indian tribe to operate a school described in
(ii) approved by the Secretary for the purpose of carrying out programs under subpart 1 of part A for individuals served by a school described in
(
Editorial Notes
References in Text
The Alaska Native Claims Settlement Act, referred to in par. (6), is
Prior Provisions
A prior section 3201 of
Another prior section 3201 of
Amendments
2015—Pars. (3), (4).
Par. (5).
Par. (6).
Par. (7).
Par. (7)(A).
Pars. (8) to (11).
Par. (12).
Pars. (13), (14).
2008—Par. (3).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Research Relating to Bilingual Education
"(a)
"(b)
"(1) studies to determine and evaluate effective models for bilingual education programs;
"(2) studies which examine the process by which individuals acquire a second language and master the subject matter skills required for grade-promotion and graduation, and which identify effective methods for teaching English and subject matter skills within the context of a bilingual education program or special alternative instructional program to students who have language proficiencies other than English;
"(3) longitudinal studies to measure the effect of title VII of the Elementary and Secondary Education Act of 1965 [former
"(4) studies to determine effective and reliable methods for identifying students who are entitled to services under such title and for determining when their English language proficiency is sufficiently well developed to permit them to derive optimal benefits from an all-English instructional program;
"(5) the operation of a clearinghouse which shall collect, analyze, and disseminate information about bilingual education and related programs (and coordinate its activities with the National Diffusion Network);
"(6) studies to determine effective methods of teaching English to adults who have language proficiencies other than English;
"(7) studies to determine and evaluate effective methods of instruction for bilingual programs, taking into account language and cultural differences among students;
"(8) studies to determine effective approaches to preservice and inservice training for teachers, taking into account the language and cultural differences of their students;
"(9) the effect of such title on the capacity of local educational agencies to operate bilingual programs following the termination of assistance under this [such] title; and
"(10) studies to determine effective and reliable methods for identifying gifted and talented students who have language proficiencies other than English.
"(c)
"(d)
"(e)
Information Regarding Bilingual Education
"(1) a national assessment of the educational needs of children and other persons with limited English proficiency and of the extent to which such needs are being met from Federal, State, and local efforts;
"(2) a plan, including cost estimates, to be carried out during the 5-year period beginning on such date [sic], for extending programs of bilingual education and bilingual vocational and adult education programs to all such preschool and elementary schoolchildren and other persons of limited English proficiency, including a phased plan for the training of the necessary teachers and other education personnel necessary for such purpose;
"(3) a statement of the activities intended to be carried out during the succeeding period, including an estimate of the cost of such activities; and
"(4)(A) an assessment of the number of teachers and other educational personnel needed to carry out programs of bilingual education under such title [sic] and those carried out under other programs for persons of limited English proficiency;
"(B) a statement describing the activities carried out thereunder designed to prepare teachers and other educational personnel for such programs; and
"(C) the number of other educational personnel needed to carry out programs of bilingual education in the States."
§7012. Repealed. Pub. L. 114–95, title III, §3001(5)(B), Dec. 10, 2015, 129 Stat. 1953
Section,
A prior section 3302 of
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7013. National clearinghouse
(a) In general
The Secretary shall establish and support the operation of a National Clearinghouse for English Language Acquisition and Language Instruction Educational Programs, which shall collect, analyze, synthesize, and disseminate information about language instruction educational programs for English learners, and related programs. The National Clearinghouse shall—
(1) be administered as an adjunct clearinghouse of the Educational Resources Information Center Clearinghouses system supported by the Institute of Education Sciences;
(2) coordinate activities with Federal data and information clearinghouses and entities operating Federal dissemination networks and systems;
(3) develop a system for improving the operation and effectiveness of federally funded language instruction educational programs;
(4) collect and disseminate information on—
(A) educational research and processes related to the education of English learners, including English learners with a disability, that includes information on best practices on instructing and serving English learners; and
(B) accountability systems that monitor the academic progress of English learners in language instruction educational programs, including information on academic content and English proficiency assessments for language instruction educational programs; and
(5) publish, on an annual basis, a list of grant recipients under this subchapter.
(b) Construction
Nothing in this section shall authorize the Secretary to hire additional personnel to execute subsection (a).
(
Editorial Notes
Prior Provisions
A prior section 3202 of
Another prior section 3202 of
Amendments
2015—
Subsec. (a)(4)(A).
Subsec. (a)(4)(B).
Subsec. (b).
2002—Par. (1).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7014. Regulations
In developing regulations under this subchapter, the Secretary shall consult with State educational agencies and local educational agencies, organizations representing English learners, and organizations representing teachers and other personnel involved in the education of English learners.
(
Editorial Notes
Prior Provisions
A prior section 3203 of
Another prior section 3203 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
SUBCHAPTER IV—21ST CENTURY SCHOOLS
Editorial Notes
Codification
Title IV of the Elementary and Secondary Education Act of 1965, comprising this subchapter, was originally enacted as part of
Part A—Student Support and Academic Enrichment Grants
Editorial Notes
Codification
§7101. General provisions
(a) Parental consent
(1) In general
(A) Informed written consent
A State, local educational agency, or other entity receiving funds under this subchapter shall obtain prior written, informed consent from the parent of each child who is under 18 years of age to participate in any mental-health assessment or service that is funded under this subchapter and conducted in connection with an elementary school or secondary school under this subchapter.
(B) Contents
Before obtaining the consent described in subparagraph (A), the entity shall provide the parent written notice describing in detail such mental health assessment or service, including the purpose for such assessment or service, the provider of such assessment or service, when such assessment or service will begin, and how long such assessment or service may last.
(C) Limitation
The informed written consent required under this paragraph shall not be a waiver of any rights or protections under
(2) Exception
Notwithstanding paragraph (1)(A), the written, informed consent described in such paragraph shall not be required in—
(A) an emergency, where it is necessary to protect the immediate health and safety of the child, other children, or entity personnel; or
(B) other instances in which an entity actively seeks parental consent but such consent cannot be reasonably obtained, as determined by the State or local educational agency, including in the case of—
(i) a child whose parent has not responded to the notice described in paragraph (1)(B); or
(ii) a child who has attained 14 years of age and is an unaccompanied youth, as defined in
(b) Prohibited use of funds
No funds under this subchapter may be used for medical services or drug treatment or rehabilitation, except for integrated student supports, specialized instructional support services, or referral to treatment for impacted students, which may include students who are victims of, or witnesses to, crime or who illegally use drugs.
(c) Prohibition on mandatory medication
No child shall be required to obtain a prescription for a controlled substance, as defined in
(1) receiving an evaluation or other service described under this subchapter; or
(2) attending a school receiving assistance under this subchapter.
(
Editorial Notes
Prior Provisions
A prior section 7101,
Another prior section 7101,
A prior section 4001 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§§7102, 7103. Repealed. Pub. L. 114–95, title IV, §4002, Dec. 10, 2015, 129 Stat. 1967
Section 7102,
A prior section 7102,
A prior section 4002 of
Section 7103,
A prior section 7103,
A prior section 4003 of
A prior section 7104,
A prior section 4004 of
A prior section 7105,
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 1—student support and academic enrichment grants
Editorial Notes
Codification
Subpart 1 of part A of title IV of the Elementary and Secondary Education Act of 1965, comprising this subpart, was originally added to
§7111. Purpose
The purpose of this subpart is to improve students' academic achievement by increasing the capacity of States, local educational agencies, schools, and local communities to—
(1) provide all students with access to a well-rounded education;
(2) improve school conditions for student learning; and
(3) improve the use of technology in order to improve the academic achievement and digital literacy of all students.
(
Editorial Notes
Prior Provisions
A prior section 7111,
Another prior section 7111,
A prior section 4101 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7112. Definitions
In this subpart:
(1) Blended learning
The term "blended learning" means a formal education program that leverages both technology-based and face-to-face instructional approaches—
(A) that include an element of online or digital learning, combined with supervised learning time, and student-led learning, in which the elements are connected to provide an integrated learning experience; and
(B) in which students are provided some control over time, path, or pace.
(2) Controlled substance
The term "controlled substance" means a drug or other substance identified under Schedule I, II, III, IV, or V in
(3) Digital learning
The term "digital learning" means any instructional practice that effectively uses technology to strengthen a student's learning experience and encompasses a wide spectrum of tools and practices, including—
(A) interactive learning resources, digital learning content (which may include openly licensed content), software, or simulations, that engage students in academic content;
(B) access to online databases and other primary source documents;
(C) the use of data and information to personalize learning and provide targeted supplementary instruction;
(D) online and computer-based assessments;
(E) learning environments that allow for rich collaboration and communication, which may include student collaboration with content experts and peers;
(F) hybrid or blended learning, which occurs under direct instructor supervision at a school or other location away from home and, at least in part, through online delivery of instruction with some element of student control over time, place, path, or pace; and
(G) access to online course opportunities for students in rural or remote areas.
(4) Drug
The term "drug" includes—
(A) controlled substances;
(B) the illegal use of alcohol or tobacco, including smokeless tobacco products and electronic cigarettes; and
(C) the harmful, abusive, or addictive use of substances, including inhalants and anabolic steroids.
(5) Drug and violence prevention
The term "drug and violence prevention" means—
(A) with respect to drugs, prevention, early intervention, rehabilitation referral, recovery support services, or education related to the illegal use of drugs, such as raising awareness about the consequences of drug use that are evidence-based (to the extent a State, in consultation with local educational agencies in the State, determines that such evidence is reasonably available); and
(B) with respect to violence, the promotion of school safety, such that students and school personnel are free from violent and disruptive acts, including sexual harassment and abuse, and victimization associated with prejudice and intolerance, on school premises, going to and from school, and at school-sponsored activities, through the creation and maintenance of a school environment that is free of weapons and fosters individual responsibility and respect for the rights of others.
(6) School-based mental health services provider
The term "school-based mental health services provider" includes a State-licensed or State-certified school counselor, school psychologist, school social worker, or other State licensed or certified mental health professional qualified under State law to provide mental health services to children and adolescents.
(7) State
The term "State" means each of the 50 States, the District of Columbia, and the Commonwealth of Puerto Rico.
(8) Stem-focused specialty school
The term "STEM-focused specialty school" means a school, or dedicated program within a school, that engages students in rigorous, relevant, and integrated learning experiences focused on science, technology, engineering, and mathematics, including computer science, which include authentic schoolwide research.
(
Editorial Notes
Prior Provisions
A prior section 7112,
Another prior section 7112,
A prior section 4102 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7113. Formula grants to States
(a) Reservations
From the total amount appropriated under
(1) one-half of 1 percent for allotments for payments to the outlying areas, to be distributed among those outlying areas on the basis of their relative need, as determined by the Secretary, in accordance with the purpose of this subpart;
(2) one-half of 1 percent for the Secretary of the Interior for programs under this subpart in schools operated or funded by the Bureau of Indian Education; and
(3) 2 percent for technical assistance and capacity building.
(b) State allotments
(1) Allotment
(A) In general
Subject to subparagraphs (B) and (C), from the amount appropriated to carry out this subpart that remains after the Secretary makes the reservations under subsection (a), the Secretary shall allot to each State having a plan approved under subsection (c), an amount that bears the same relationship to the remainder as the amount the State received under subpart 2 of part A of subchapter I for the preceding fiscal year bears to the amount all States received under that subpart for the preceding fiscal year.
(B) Small State minimum
No State receiving an allotment under this paragraph shall receive less than one-half of 1 percent of the total amount allotted under this paragraph.
(C) Puerto Rico
The amount allotted under this paragraph to the Commonwealth of Puerto Rico for a fiscal year may not exceed one-half of 1 percent of the total amount allotted under this paragraph.
(2) Reallotment
If a State does not receive an allotment under this subpart for a fiscal year, the Secretary shall reallot the amount of the State's allotment to the remaining States in accordance with this subsection.
(c) State plan
(1) In general
In order to receive an allotment under this section for any fiscal year, a State shall submit a plan to the Secretary, at such time and in such manner as the Secretary may reasonably require.
(2) Contents
Each plan submitted by a State under this section shall include the following:
(A) A description of how the State educational agency will use funds received under this subpart for State-level activities.
(B) A description of how the State educational agency will ensure that awards made to local educational agencies under this subpart are in amounts that are consistent with
(C) Assurances that the State educational agency will—
(i) review existing resources and programs across the State and will coordinate any new plans and resources under this subpart with such existing resources and programs;
(ii) monitor the implementation of activities under this subpart and provide technical assistance to local educational agencies in carrying out such activities; and
(iii) provide for equitable access for all students to the activities supported under this subpart, including aligning those activities with the requirements of other Federal laws.
(
Editorial Notes
Prior Provisions
A prior section 7113,
Another prior section 7113,
A prior section 4103 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7114. State use of funds
(a) In general
Each State that receives an allotment under
(1) reserve not less than 95 percent of the allotment to make allocations to local educational agencies under
(2) reserve not more than 1 percent of the allotment for the administrative costs of carrying out its responsibilities under this subpart, including public reporting on how funds made available under this subpart are being expended by local educational agencies, including the degree to which the local educational agencies have made progress toward meeting the objectives and outcomes described in
(3) use the amount made available to the State and not reserved under paragraphs (1) and (2) for activities described in subsection (b).
(b) State activities
Each State that receives an allotment under
(1) providing monitoring of, and training, technical assistance, and capacity building to, local educational agencies that receive an allotment under
(2) identifying and eliminating State barriers to the coordination and integration of programs, initiatives, and funding streams that meet the purposes of this subpart, so that local educational agencies can better coordinate with other agencies, schools, and community-based services and programs; or
(3) supporting local educational agencies in providing programs and activities that—
(A) offer well-rounded educational experiences to all students, as described in
(i) increasing student access to and improving student engagement and achievement in—
(I) high-quality courses in science, technology, engineering, and mathematics, including computer science;
(II) activities and programs in music and the arts;
(III) foreign languages;
(IV) accelerated learning programs that provide—
(aa) postsecondary level courses accepted for credit at institutions of higher education, including dual or concurrent enrollment programs, and early college high schools; or
(bb) postsecondary level instruction and examinations that are accepted for credit at institutions of higher education, including Advanced Placement and International Baccalaureate programs;
(V) American history, civics, economics, geography, social studies, or government education;
(VI) environmental education; or
(VII) other courses, activities, and programs or other experiences that contribute to a well-rounded education; or
(ii) reimbursing low-income students to cover part or all of the costs of accelerated learning examination fees, as described in clause (i)(IV);
(B) foster safe, healthy, supportive, and drug-free environments that support student academic achievement, as described in
(i) coordinating with any local educational agencies or consortia of such agencies implementing a youth PROMISE plan to reduce exclusionary discipline, as described in
(ii) supporting local educational agencies to—
(I) implement mental health awareness training programs that are evidence-based (to the extent the State determines that such evidence is reasonably available) to provide education to school personnel regarding resources available in the community for students with mental illnesses and other relevant resources relating to mental health or the safe de-escalation of crisis situations involving a student with a mental illness; or
(II) expand access to or coordinate resources for school-based counseling and mental health programs, such as through school-based mental health services partnership programs;
(iii) providing local educational agencies with resources that are evidence-based (to the extent the State determines that such evidence is reasonably available) addressing ways to integrate health and safety practices into school or athletic programs; and
(iv) disseminating best practices and evaluating program outcomes relating to any local educational agency activities to promote student safety and violence prevention through effective communication as described in
(C) increase access to personalized, rigorous learning experiences supported by technology by—
(i) providing technical assistance to local educational agencies to improve the ability of local educational agencies to—
(I) identify and address technology readiness needs, including the types of technology infrastructure and access available to the students served by the local educational agency, including computer devices, access to school libraries, Internet connectivity, operating systems, software, related network infrastructure, and data security;
(II) use technology, consistent with the principles of universal design for learning, to support the learning needs of all students, including children with disabilities and English learners; and
(III) build capacity for principals, other school leaders, and local educational agency administrators to support teachers in using data and technology to improve instruction and personalize learning;
(ii) supporting schools in rural and remote areas to expand access to high-quality digital learning opportunities;
(iii) developing or using strategies that are innovative or evidence-based (to the extent the State determines that such evidence is reasonably available) for the delivery of specialized or rigorous academic courses and curricula through the use of technology, including digital learning technologies and assistive technology, which may include increased access to online dual or concurrent enrollment opportunities, career and technical courses, and programs leading to a recognized postsecondary credential (as defined in
(iv) disseminating promising practices related to technology instruction, data security, and the acquisition and implementation of technology tools and applications, including through making such promising practices publicly available on the website of the State educational agency;
(v) providing teachers, paraprofessionals, school librarians and media personnel, specialized instructional support personnel, and administrators with the knowledge and skills to use technology effectively, including effective integration of technology, to improve instruction and student achievement, which may include coordination with teacher, principal, and other school leader preparation programs; and
(vi) making instructional content widely available through open educational resources, which may include providing tools and processes to support local educational agencies in making such resources widely available.
(c) Special rule
A State that receives a grant under this subpart for fiscal year 2017 may use the amount made available to the State and not reserved under paragraphs (1) and (2) of subsection (a) for such fiscal year to cover part or all of the fees for accelerated learning examinations taken by low-income students during the 2016-2017 school year, in accordance with subsection (b)(3)(A)(ii).
(
Editorial Notes
Prior Provisions
A prior section 7114,
Another prior section 7114,
A prior section 4104 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7115. Allocations to local educational agencies
(a) Allocations to local educational agencies
(1) In general
From the funds reserved by a State under
(2) Minimum local educational agency allocation
No allocation to a local educational agency under this subsection may be made in an amount that is less than $10,000, subject to subsection (b).
(3) Consortia
Local educational agencies in a State may form a consortium with other surrounding local educational agencies and combine the funds each such agency in the consortium receives under this section to jointly carry out the local activities described in this subpart.
(b) Ratable reduction
If the amount reserved by the State under
(c) Administrative costs
Of the amount received under subsection (a)(2), a local educational agency may reserve not more than 2 percent for the direct administrative costs of carrying out the local educational agency's responsibilities under this subpart.
(
Editorial Notes
Prior Provisions
A prior section 7115,
Another prior section 7115,
A prior section 4105 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7116. Local educational agency applications
(a) Eligibility
To be eligible to receive an allocation under
(1) submit an application, which shall contain, at a minimum, the information described in subsection (e), to the State educational agency at such time, in such manner, and containing such information as the State educational agency may reasonably require; and
(2) complete a needs assessment in accordance with subsection (d).
(b) Consortium
If a local educational agency desires to carry out the activities described in this subpart in consortium with one or more surrounding local educational agencies as described in
(c) Consultation
(1) In general
A local educational agency, or consortium of such agencies, shall develop its application through consultation with parents, teachers, principals, other school leaders, specialized instructional support personnel, students, community-based organizations, local government representatives (which may include a local law enforcement agency, local juvenile court, local child welfare agency, or local public housing agency), Indian tribes or tribal organizations that may be located in the region served by the local educational agency (where applicable), charter school teachers, principals, and other school leaders (if such agency or consortium of such agencies supports charter schools), and others with relevant and demonstrated expertise in programs and activities designed to meet the purpose of this subpart.
(2) Continued consultation
The local educational agency, or consortium of such agencies, shall engage in continued consultation with the entities described in paragraph (1) in order to improve the local activities in order to meet the purpose of this subpart and to coordinate such implementation with other related strategies, programs, and activities being conducted in the community.
(d) Needs assessment
(1) In general
Except as provided in paragraph (2) and prior to receiving an allocation under this subpart, a local educational agency or consortium of such agencies shall conduct a comprehensive needs assessment of the local educational agency or agencies proposed to be served under this subpart in order to examine needs for improvement of—
(A) access to, and opportunities for, a well-rounded education for all students;
(B) school conditions for student learning in order to create a healthy and safe school environment; and
(C) access to personalized learning experiences supported by technology and professional development for the effective use of data and technology.
(2) Exception
A local educational agency receiving an allocation under
(3) Frequency of needs assessment
Each local educational agency, or consortium of local educational agencies, shall conduct the needs assessment described in paragraph (1) once every 3 years.
(e) Contents of local application
Each application submitted under this section by a local educational agency, or a consortium of such agencies, shall include the following:
(1) Descriptions
A description of the activities and programming that the local educational agency, or consortium of such agencies, will carry out under this subpart, including a description of—
(A) any partnership with an institution of higher education, business, nonprofit organization, community-based organization, or other public or private entity with a demonstrated record of success in implementing activities under this subpart;
(B) if applicable, how funds will be used for activities related to supporting well-rounded education under
(C) if applicable, how funds will be used for activities related to supporting safe and healthy students under
(D) if applicable, how funds will be used for activities related to supporting the effective use of technology in schools under
(E) the program objectives and intended outcomes for activities under this subpart, and how the local educational agency, or consortium of such agencies, will periodically evaluate the effectiveness of the activities carried out under this section based on such objectives and outcomes.
(2) Assurances
Each application shall include assurances that the local educational agency, or consortium of such agencies, will—
(A) prioritize the distribution of funds to schools served by the local educational agency, or consortium of such agencies, that—
(i) are among the schools with the greatest needs, as determined by such local educational agency, or consortium;
(ii) have the highest percentages or numbers of children counted under
(iii) are identified for comprehensive support and improvement under
(iv) are implementing targeted support and improvement plans as described in
(v) are identified as a persistently dangerous public elementary school or secondary school under
(B) comply with
(C) use not less than 20 percent of funds received under this subpart to support one or more of the activities authorized under
(D) use not less than 20 percent of funds received under this subpart to support one or more activities authorized under
(E) use a portion of funds received under this subpart to support one or more activities authorized under
(F) annually report to the State for inclusion in the report described in
(f) Special rule
Any local educational agency receiving an allocation under
(
Editorial Notes
Prior Provisions
A prior section 7116,
Another prior section 7116,
A prior section 4106 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7117. Activities to support well-rounded educational opportunities
(a) In general
Subject to
(1) are coordinated with other schools and community-based services and programs;
(2) may be conducted in partnership with an institution of higher education, business, nonprofit organization, community-based organization, or other public or private entity with a demonstrated record of success in implementing activities under this section; and
(3) may include programs and activities, such as—
(A) college and career guidance and counseling programs, such as—
(i) postsecondary education and career awareness and exploration activities;
(ii) training counselors to effectively use labor market information in assisting students with postsecondary education and career planning; and
(iii) financial literacy and Federal financial aid awareness activities;
(B) programs and activities that use music and the arts as tools to support student success through the promotion of constructive student engagement, problem solving, and conflict resolution;
(C) programming and activities to improve instruction and student engagement in science, technology, engineering, and mathematics, including computer science, (referred to in this section as "STEM subjects") such as—
(i) increasing access for students through grade 12 who are members of groups underrepresented in such subject fields, such as female students, minority students, English learners, children with disabilities, and economically disadvantaged students, to high-quality courses;
(ii) supporting the participation of low-income students in nonprofit competitions related to STEM subjects (such as robotics, science research, invention, mathematics, computer science, and technology competitions);
(iii) providing hands-on learning and exposure to science, technology, engineering, and mathematics and supporting the use of field-based or service learning to enhance the students' understanding of the STEM subjects;
(iv) supporting the creation and enhancement of STEM-focused specialty schools;
(v) facilitating collaboration among school, after-school program, and informal program personnel to improve the integration of programming and instruction in the identified subjects; and
(vi) integrating other academic subjects, including the arts, into STEM subject programs to increase participation in STEM subjects, improve attainment of skills related to STEM subjects, and promote well-rounded education;
(D) efforts to raise student academic achievement through accelerated learning programs described in
(i) reimbursing low-income students to cover part or all of the costs of accelerated learning examination fees, if the low-income students are enrolled in accelerated learning courses and plan to take accelerated learning examinations; or
(ii) increasing the availability of, and enrollment in, accelerated learning courses, accelerated learning examinations, dual or concurrent enrollment programs, and early college high school courses;
(E) activities to promote the development, implementation, and strengthening of programs to teach traditional American history, civics, economics, geography, or government education;
(F) foreign language instruction;
(G) environmental education;
(H) programs and activities that promote volunteerism and community involvement;
(I) programs and activities that support educational programs that integrate multiple disciplines, such as programs that combine arts and mathematics; or
(J) other activities and programs to support student access to, and success in, a variety of well-rounded education experiences.
(b) Special rule
A local educational agency, or consortium of such agencies, that receives a subgrant under this subpart for fiscal year 2017 may use such funds to cover part or all of the fees for accelerated learning examinations taken by low-income students during the 2016-2017 school year, in accordance with subsection (a)(3)(D).
(
Editorial Notes
Prior Provisions
A prior section 7117,
Another prior section 7117,
A prior section 4107 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7118. Activities to support safe and healthy students
Subject to
(1) are coordinated with other schools and community-based services and programs;
(2) foster safe, healthy, supportive, and drug-free environments that support student academic achievement;
(3) promote the involvement of parents in the activity or program;
(4) may be conducted in partnership with an institution of higher education, business, nonprofit organization, community-based organization, or other public or private entity with a demonstrated record of success in implementing activities described in this section; and
(5) may include, among other programs and activities—
(A) drug and violence prevention activities and programs that are evidence-based (to the extent the State, in consultation with local educational agencies in the State, determines that such evidence is reasonably available) including—
(i) programs to educate students against the use of alcohol, tobacco, marijuana, smokeless tobacco products, and electronic cigarettes; and
(ii) professional development and training for school and specialized instructional support personnel and interested community members in prevention, education, early identification, intervention mentoring, recovery support services and, where appropriate, rehabilitation referral, as related to drug and violence prevention;
(B) in accordance with
(i) school-based mental health services, including early identification of mental health symptoms, drug use, and violence, and appropriate referrals to direct individual or group counseling services, which may be provided by school-based mental health services providers; and
(ii) school-based mental health services partnership programs that—
(I) are conducted in partnership with a public or private mental health entity or health care entity; and
(II) provide comprehensive school-based mental health services and supports and staff development for school and community personnel working in the school that are—
(aa) based on trauma-informed practices that are evidence-based (to the extent the State, in consultation with local educational agencies in the State, determines that such evidence is reasonably available);
(bb) coordinated (where appropriate) with early intervening services provided under the Individuals with Disabilities Education Act (
(cc) provided by qualified mental and behavioral health professionals who are certified or licensed by the State involved and practicing within their area of expertise;
(C) programs or activities that—
(i) integrate health and safety practices into school or athletic programs;
(ii) support a healthy, active lifestyle, including nutritional education and regular, structured physical education activities and programs, that may address chronic disease management with instruction led by school nurses, nurse practitioners, or other appropriate specialists or professionals to help maintain the well-being of students;
(iii) help prevent bullying and harassment;
(iv) improve instructional practices for developing relationship-building skills, such as effective communication, and improve safety through the recognition and prevention of coercion, violence, or abuse, including teen and dating violence, stalking, domestic abuse, and sexual violence and harassment;
(v) provide mentoring and school counseling to all students, including children who are at risk of academic failure, dropping out of school, involvement in criminal or delinquent activities, or drug use and abuse;
(vi) establish or improve school dropout and re-entry programs; or
(vii) establish learning environments and enhance students' effective learning skills that are essential for school readiness and academic success, such as by providing integrated systems of student and family supports;
(D) high-quality training for school personnel, including specialized instructional support personnel, related to—
(i) suicide prevention;
(ii) effective and trauma-informed practices in classroom management;
(iii) crisis management and conflict resolution techniques;
(iv) human trafficking (defined, for purposes of this subparagraph, as an act or practice described in paragraph (9) or (10) 1 of
(v) school-based violence prevention strategies;
(vi) drug abuse prevention, including educating children facing substance abuse at home; and
(vii) bullying and harassment prevention;
(E) in accordance with
(i) age-appropriate and developmentally-appropriate instruction for students in child sexual abuse awareness and prevention, including how to recognize child sexual abuse and how to safely report child sexual abuse; and
(ii) information to parents and guardians of students about child sexual abuse awareness and prevention, including how to recognize child sexual abuse and how to discuss child sexual abuse with a child;
(F) designing and implementing a locally-tailored plan to reduce exclusionary discipline practices in elementary and secondary schools that—
(i) is consistent with best practices;
(ii) includes strategies that are evidence-based (to the extent the State, in consultation with local educational agencies in the State, determines that such evidence is reasonably available); and
(iii) is aligned with the long-term goal of prison reduction through opportunities, mentoring, intervention, support, and other education services, referred to as a "youth PROMISE plan"; or
(G) implementation of schoolwide positive behavioral interventions and supports, including through coordination with similar activities carried out under the Individuals with Disabilities Education Act (
(H) designating a site resource coordinator at a school or local educational agency to provide a variety of services, such as—
(i) establishing partnerships within the community to provide resources and support for schools;
(ii) ensuring that all service and community partners are aligned with the academic expectations of a community school in order to improve student success; and
(iii) strengthening relationships between schools and communities; or
(I) pay for success initiatives aligned with the purposes of this section.
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in par. (5)(B)(ii)(II)(bb), (G), is title VI of
Paragraphs (9) and (10) of
Prior Provisions
A prior section 7118,
A prior section 4108 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
1 See References in Text note below.
§7119. Activities to support the effective use of technology
(a) Uses of funds
Subject to
(1) providing educators, school leaders, and administrators with the professional learning tools, devices, content, and resources to—
(A) personalize learning to improve student academic achievement;
(B) discover, adapt, and share relevant high-quality educational resources;
(C) use technology effectively in the classroom, including by administering computer-based assessments and blended learning strategies; and
(D) implement and support school- and district-wide approaches for using technology to inform instruction, support teacher collaboration, and personalize learning;
(2) building technological capacity and infrastructure, which may include—
(A) procuring content and ensuring content quality; and
(B) purchasing devices, equipment, and software applications in order to address readiness shortfalls;
(3) developing or using effective or innovative strategies for the delivery of specialized or rigorous academic courses and curricula through the use of technology, including digital learning technologies and assistive technology;
(4) carrying out blended learning projects, which shall include—
(A) planning activities, which may include development of new instructional models (including blended learning technology software and platforms), the purchase of digital instructional resources, initial professional development activities, and one-time information technology purchases, except that such expenditures may not include expenditures related to significant construction or renovation of facilities; or
(B) ongoing professional development for teachers, principals, other school leaders, or other personnel involved in the project that is designed to support the implementation and academic success of the project;
(5) providing professional development in the use of technology (which may be provided through partnerships with outside organizations) to enable teachers and instructional leaders to increase student achievement in the areas of science, technology, engineering, and mathematics, including computer science; and
(6) providing students in rural, remote, and underserved areas with the resources to take advantage of high-quality digital learning experiences, digital resources, and access to online courses taught by effective educators.
(b) Special rule
A local educational agency, or consortium of such agencies, shall not use more than 15 percent of funds for purchasing technology infrastructure as described in subsection (a)(2)(B), which shall include technology infrastructure purchased for the activities under subsection (a)(4)(A).
(
Editorial Notes
References in Text
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
1 See References in Text note below.
§7120. Supplement, not supplant
Funds made available under this subpart shall be used to supplement, and not supplant, non-Federal funds that would otherwise be used for activities authorized under this subpart.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7121. Rule of construction
Nothing in this subpart may be construed to—
(1) authorize activities or programming that encourages teenage sexual activity; or
(2) prohibit effective activities or programming that meet the requirements of
(
Editorial Notes
Prior Provisions
A prior section 4111 of
A prior section 4011 [4111] of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7122. Authorization of appropriations
(a) In general
There are authorized to be appropriated to carry out this subpart $1,650,000,000 for fiscal year 2017 and $1,600,000,000 for each of fiscal years 2018 through 2020.
(b) Forward funding
(
Editorial Notes
Prior Provisions
A prior section 4112 of
Another prior section 4112 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 2—internet safety
Editorial Notes
Codification
Prior Provisions
A prior subpart 2, consisting of
§7131. Internet safety
(a) In general
No funds made available under this part to a local educational agency for an elementary school or secondary school that does not receive services at discount rates under
(1)(A) has in place a policy of Internet safety for minors that includes the operation of a technology protection measure with respect to any of its computers with Internet access that protects against access through such computers to visual depictions that are—
(i) obscene;
(ii) child pornography; or
(iii) harmful to minors; and
(B) is enforcing the operation of such technology protection measure during any use of such computers by minors; and
(2)(A) has in place a policy of Internet safety that includes the operation of a technology protection measure with respect to any of its computers with Internet access that protects against access through such computers to visual depictions that are—
(i) obscene; or
(ii) child pornography; and
(B) is enforcing the operation of such technology protection measure during any use of such computers.
(b) Timing and applicability of implementation
(1) In general
The local educational agency with responsibility for a school covered by subsection (a) shall certify the compliance of such school with the requirements of subsection (a) as part of the application process for the next program funding year under this chapter following December 21, 2000, and for each subsequent program funding year thereafter.
(2) Process
(A) Schools with Internet safety policies and technology protection measures in place
A local educational agency with responsibility for a school covered by subsection (a) that has in place an Internet safety policy meeting the requirements of subsection (a) shall certify its compliance with subsection (a) during each annual program application cycle under this chapter.
(B) Schools without Internet safety policies and technology protection measures in place
(i) Certification
A local educational agency with responsibility for a school covered by subsection (a) that does not have in place an Internet safety policy meeting the requirements of subsection (a)—
(I) for the first program year after December 21, 2000, in which the local educational agency is applying for funds for such school under this chapter, shall certify that it is undertaking such actions, including any necessary procurement procedures, to put in place an Internet safety policy that meets such requirements; and
(II) for the second program year after December 21, 2000, in which the local educational agency is applying for funds for such school under this chapter, shall certify that such school is in compliance with such requirements.
(ii) Ineligibility
Any school covered by subsection (a) for which the local educational agency concerned is unable to certify compliance with such requirements in such second program year shall be ineligible for all funding under this part for such second program year and all subsequent program years until such time as such school comes into compliance with such requirements.
(C) Waivers
Any school subject to a certification under subparagraph (B)(i)(II) for which the local educational agency concerned cannot make the certification otherwise required by that subparagraph may seek a waiver of that subparagraph if State or local procurement rules or regulations or competitive bidding requirements prevent the making of the certification otherwise required by that subparagraph. The local educational agency concerned shall notify the Secretary of the applicability of that subparagraph to the school. Such notice shall certify that the school will be brought into compliance with the requirements in subsection (a) before the start of the third program year after December 21, 2000, in which the school is applying for funds under this part.
(c) Disabling during certain use
An administrator, supervisor, or person authorized by the responsible authority under subsection (a) may disable the technology protection measure concerned to enable access for bona fide research or other lawful purposes.
(d) Noncompliance
(1) Use of General Education Provisions Act remedies
Whenever the Secretary has reason to believe that any recipient of funds under this part is failing to comply substantially with the requirements of this section, the Secretary may—
(A) withhold further payments to the recipient under this part;
(B) issue a complaint to compel compliance of the recipient through a cease and desist order; or
(C) enter into a compliance agreement with a recipient to bring it into compliance with such requirements,
in 1 same manner as the Secretary is authorized to take such actions under sections 455, 456, and 457, respectively, of the General Education Provisions Act [
(2) Recovery of funds prohibited
The actions authorized by paragraph (1) are the exclusive remedies available with respect to the failure of a school to comply substantially with a provision of this section, and the Secretary shall not seek a recovery of funds from the recipient for such failure.
(3) Recommencement of payments
Whenever the Secretary determines (whether by certification or other appropriate evidence) that a recipient of funds who is subject to the withholding of payments under paragraph (1)(A) has cured the failure providing the basis for the withholding of payments, the Secretary shall cease the withholding of payments to the recipient under that paragraph.
(e) Definitions
In this subpart:
(1) Computer
The term "computer" includes any hardware, software, or other technology attached or connected to, installed in, or otherwise used in connection with a computer.
(2) Access to Internet
A computer shall be considered to have access to the Internet if such computer is equipped with a modem or is connected to a computer network that has access to the Internet.
(3) Acquisition or operation
An elementary school or secondary school shall be considered to have received funds under this part for the acquisition or operation of any computer if such funds are used in any manner, directly or indirectly—
(A) to purchase, lease, or otherwise acquire or obtain the use of such computer; or
(B) to obtain services, supplies, software, or other actions or materials to support, or in connection with, the operation of such computer.
(4) Minor
The term "minor" means an individual who has not attained the age of 17.
(5) Child pornography
The term "child pornography" has the meaning given that term in
(6) Harmful to minors
The term "harmful to minors" means any picture, image, graphic image file, or other visual depiction that—
(A) taken as a whole and with respect to minors, appeals to a prurient interest in nudity, sex, or excretion;
(B) depicts, describes, or represents, in a patently offensive way with respect to what is suitable for minors, an actual or simulated sexual act or sexual contact, actual or simulated normal or perverted sexual acts, or a lewd exhibition of the genitals; and
(C) taken as a whole, lacks serious literary, artistic, political, or scientific value as to minors.
(7) Obscene
The term "obscene" has the meaning applicable to that term under
(8) Sexual act and sexual contact
The terms "sexual act" and "sexual contact" have the meanings given those terms in
(f) Severability
If any provision of this section is held invalid, the remainder of this section shall not be affected thereby.
(
Editorial Notes
Codification
Section was classified to
Prior Provisions
Prior sections 7131 to 7140 were repealed by
Section 7131,
A prior section 7131,
Section 7132,
A prior section 7132,
Section 7133,
A prior section 7133,
Section 7134,
Section 7135,
Section 7136,
Section 7137,
Section 7138,
Section 7139,
Section 7140,
Prior sections 7141 to 7144 were omitted in the general amendment of this subchapter by
Section 7141,
Section 7142,
Section 7143,
Section 7144,
1 So in original. Probably should be followed by "the".
subpart 3—gun possession
Editorial Notes
Codification
Subpart 3 of part A of title IV of the Elementary and Secondary Education Act, comprising this subpart, was redesignated subpart 4 of part F of title VIII of the Act by
§7151. Transferred
Editorial Notes
Codification
Section 7151,
subpart 4—general provisions
§§7161 to 7164. Repealed. Pub. L. 114–95, title IV, §4001(a)(5)(B), Dec. 10, 2015, 129 Stat. 1966
Section 7161,
Section 7162,
Section 7163,
Section 7164,
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7165. Transferred
Editorial Notes
Codification
Section,
Part B— 21st Century Community Learning Centers
§7171. Purpose; definitions
(a) Purpose
The purpose of this part is to provide opportunities for communities to establish or expand activities in community learning centers that—
(1) provide opportunities for academic enrichment, including providing tutorial services to help students, particularly students who attend low-performing schools, to meet the challenging State academic standards;
(2) offer students a broad array of additional services, programs, and activities, such as youth development activities, service learning, nutrition and health education, drug and violence prevention programs, counseling programs, arts, music, physical fitness and wellness programs, technology education programs, financial literacy programs, environmental literacy programs, mathematics, science, career and technical programs, internship or apprenticeship programs, and other ties to an in-demand industry sector or occupation for high school students that are designed to reinforce and complement the regular academic program of participating students; and
(3) offer families of students served by community learning centers opportunities for active and meaningful engagement in their children's education, including opportunities for literacy and related educational development.
(b) Definitions
In this part:
(1) Community learning center
The term "community learning center" means an entity that—
(A) assists students to meet the challenging State academic standards by providing the students with academic enrichment activities and a broad array of other activities (such as programs and activities described in subsection (a)(2)) during nonschool hours or periods when school is not in session (such as before and after school or during summer recess) that—
(i) reinforce and complement the regular academic programs of the schools attended by the students served; and
(ii) are targeted to the students' academic needs and aligned with the instruction students receive during the school day; and
(B) offers families of students served by such center opportunities for active and meaningful engagement in their children's education, including opportunities for literacy and related educational development.
(2) Covered program
The term "covered program" means a program for which—
(A) the Secretary made a grant under this part (as this part was in effect on the day before the effective date of this part under the Every Student Succeeds Act); and
(B) the grant period had not ended on that effective date.
(3) Eligible entity
The term "eligible entity" means a local educational agency, community-based organization, Indian tribe or tribal organization (as such terms are defined in
(4) External organization
The term "external organization" means—
(A) a nonprofit organization with a record of success in running or working with before and after school (or summer recess) programs and activities; or
(B) in the case of a community where there is no such organization, a nonprofit organization in the community that enters into a written agreement or partnership with an organization described in subparagraph (A) to receive mentoring and guidance in running or working with before and after school (or summer recess) programs and activities.
(5) Rigorous peer-review process
The term "rigorous peer-review process" means a process by which—
(A) employees of a State educational agency who are familiar with the programs and activities assisted under this part review all applications that the State receives for awards under this part for completeness and applicant eligibility;
(B) the State educational agency selects peer reviewers for such applications, who shall—
(i) be selected for their expertise in providing effective academic, enrichment, youth development, and related services to children; and
(ii) not include any applicant, or representative of an applicant, that has submitted an application under this part for the current application period; and
(C) the peer reviewers described in subparagraph (B) review and rate the applications to determine the extent to which the applications meet the requirements under
(6) State
The term "State" means each of the 50 States, the District of Columbia, and the Commonwealth of Puerto Rico.
(
Editorial Notes
References in Text
This part (as this part was in effect on the day before the effective date of this part under the Every Student Succeeds Act), referred to in subsec. (b)(2)(A), means this part as in effect before it was amended generally by
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7172. Allotments to States
(a) Reservation
From the funds appropriated under
(1) such amounts as may be necessary to make continuation awards to subgrant recipients under covered programs (under the terms of those grants);
(2) not more than 1 percent for national activities, which the Secretary may carry out directly or through grants and contracts, such as providing technical assistance to eligible entities carrying out programs under this part or conducting a national evaluation; and
(3) not more than 1 percent for payments to the outlying areas and the Bureau of Indian Education, to be allotted in accordance with their respective needs for assistance under this part, as determined by the Secretary, to enable the outlying areas and the Bureau to carry out the purpose of this part.
(b) State allotments
(1) Determination
From the funds appropriated under
(2) Reallotment of unused funds
If a State does not receive an allotment under this part for a fiscal year, the Secretary shall reallot the amount of the State's allotment to the remaining States in accordance with this part.
(c) State use of funds
(1) In general
Each State that receives an allotment under this part shall reserve not less than 93 percent of the amount allotted to such State under subsection (b), for each fiscal year for awards to eligible entities under
(2) State administration
A State educational agency may use not more than 2 percent of the amount made available to the State under subsection (b) for—
(A) the administrative costs of carrying out its responsibilities under this part;
(B) establishing and implementing a rigorous peer-review process for subgrant applications described in
(C) awarding of funds to eligible entities (in consultation with the Governor and other State agencies responsible for administering youth development programs and adult learning activities).
(3) State activities
A State educational agency may use not more than 5 percent of the amount made available to the State under subsection (b) for the following activities:
(A) Monitoring and evaluating programs and activities assisted under this part.
(B) Providing capacity building, training, and technical assistance under this part.
(C) Conducting a comprehensive evaluation (directly, or through a grant or contract) of the effectiveness of programs and activities assisted under this part.
(D) Providing training and technical assistance to eligible entities that are applicants for or recipients of awards under this part.
(E) Ensuring that any eligible entity that receives an award under this part from the State aligns the activities provided by the program with the challenging State academic standards.
(F) Ensuring that any such eligible entity identifies and partners with external organizations, if available, in the community.
(G) Working with teachers, principals, parents, the local workforce, the local community, and other stakeholders to review and improve State policies and practices to support the implementation of effective programs under this part.
(H) Coordinating funds received under this part with other Federal and State funds to implement high-quality programs.
(I) Providing a list of prescreened external organizations, as described under
(
Editorial Notes
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7173. State application
(a) In general
In order to receive an allotment under
(1) designates the State educational agency as the agency responsible for the administration and supervision of programs assisted under this part;
(2) describes how the State educational agency will use funds received under this part, including funds reserved for State-level activities;
(3) contains an assurance that the State educational agency—
(A) will make awards under this part to eligible entities that serve—
(i) students who primarily attend—
(I) schools implementing comprehensive support and improvement activities or targeted support and improvement activities under
(II) other schools determined by the local educational agency to be in need of intervention and support; and
(ii) the families of such students; and
(B) will further give priority to eligible entities that propose in the application to serve students described in subclauses (I) and (II) of
(4) describes the procedures and criteria the State educational agency will use for reviewing applications and awarding funds to eligible entities on a competitive basis, which shall include procedures and criteria that take into consideration the likelihood that a proposed community learning center will help participating students meet the challenging State academic standards and any local academic standards;
(5) describes how the State educational agency will ensure that awards made under this part are—
(A) of sufficient size and scope to support high-quality, effective programs that are consistent with the purpose of this part; and
(B) in amounts that are consistent with
(6) describes the steps the State educational agency will take to ensure that programs implement effective strategies, including providing ongoing technical assistance and training, evaluation, dissemination of promising practices, and coordination of professional development for staff in specific content areas and youth development;
(7) describes how programs under this part will be coordinated with programs under this chapter, and other programs as appropriate;
(8) contains an assurance that the State educational agency—
(A) will make awards for programs for a period of not less than 3 years and not more than 5 years; and
(B) will require each eligible entity seeking such an award to submit a plan describing how the activities to be funded through the award will continue after funding under this part ends;
(9) contains an assurance that funds appropriated to carry out this part will be used to supplement, and not supplant, other Federal, State, and local public funds expended to provide programs and activities authorized under this part and other similar programs;
(10) contains an assurance that the State educational agency will require eligible entities to describe in their applications under
(11) describes how the State will—
(A) prescreen external organizations that could provide assistance in carrying out the activities under this part; and
(B) develop and make available to eligible entities a list of external organizations that successfully completed the prescreening process;
(12) provides—
(A) an assurance that the application was developed in consultation and coordination with appropriate State officials, including the chief State school officer, and other State agencies administering before and after school (or summer recess) programs and activities, the heads of the State health and mental health agencies or their designees, statewide after-school networks (where applicable) and representatives of teachers, local educational agencies, and community-based organizations; and
(B) a description of any other representatives of teachers, parents, students, or the business community that the State has selected to assist in the development of the application, if applicable;
(13) describes the results of the State's needs and resources assessment for before and after school (or summer recess) programs and activities, which shall be based on the results of on-going State evaluation activities;
(14) describes how the State educational agency will evaluate the effectiveness of programs and activities carried out under this part, which shall include, at a minimum—
(A) a description of the performance indicators and performance measures that will be used to evaluate programs and activities with emphasis on alignment with the regular academic program of the school and the academic needs of participating students, including performance indicators and measures that—
(i) are able to track student success and improvement over time;
(ii) include State assessment results and other indicators of student success and improvement, such as improved attendance during the school day, better classroom grades, regular (or consistent) program attendance, and on-time advancement to the next grade level; and
(iii) for high school students, may include indicators such as career competencies, successful completion of internships or apprenticeships, or work-based learning opportunities;
(B) a description of how data collected for the purposes of subparagraph (A) will be collected; and
(C) public dissemination of the evaluations of programs and activities carried out under this part; and
(15) provides for timely public notice of intent to file an application and an assurance that the application will be available for public review after submission.
(b) Deemed approval
An application submitted by a State educational agency pursuant to subsection (a) shall be deemed to be approved by the Secretary unless the Secretary makes a written determination, prior to the expiration of the 120-day period beginning on the date on which the Secretary received the application, that the application is not in compliance with this part.
(c) Disapproval
The Secretary shall not finally disapprove the application, except after giving the State educational agency notice and an opportunity for a hearing.
(d) Notification
If the Secretary finds that the application is not in compliance, in whole or in part, with this part, the Secretary shall—
(1) give the State educational agency notice and an opportunity for a hearing; and
(2) notify the State educational agency of the finding of noncompliance and, in such notification—
(A) cite the specific provisions in the application that are not in compliance; and
(B) request additional information, only as to the noncompliant provisions, needed to make the application compliant.
(e) Response
If the State educational agency responds to the Secretary's notification described in subsection (d)(2) during the 45-day period beginning on the date on which the agency received the notification, and resubmits the application with the requested information described in subsection (d)(2)(B), the Secretary shall approve or disapprove such application prior to the later of—
(1) the expiration of the 45-day period beginning on the date on which the application is resubmitted; or
(2) the expiration of the 120-day period described in subsection (b).
(f) Failure to respond
If the State educational agency does not respond to the Secretary's notification described in subsection (d)(2) during the 45-day period beginning on the date on which the agency received the notification, such application shall be deemed to be disapproved.
(g) Limitation
The Secretary may not give a priority or a preference for States or eligible entities that seek to use funds made available under this part to extend the regular school day.
(
Editorial Notes
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7174. Local competitive subgrant program
(a) In general
(1) Community learning centers
A State that receives funds under this part for a fiscal year shall provide the amount made available under
(2) Expanded learning program activities
A State that receives funds under this part for a fiscal year may use funds under
(A) are included as part of an expanded learning program that provides students at least 300 additional program hours before, during, or after the traditional school day;
(B) supplement but do not supplant regular school day requirements; and
(C) are carried out by entities that meet the requirements of subsection (i).
(b) Application
(1) In general
To be eligible to receive a subgrant under this part, an eligible entity shall submit an application to the State educational agency at such time, in such manner, and including such information as the State educational agency may reasonably require.
(2) Contents
Each application submitted under paragraph (1) shall include—
(A) a description of the activities to be funded, including—
(i) an assurance that the program will take place in a safe and easily accessible facility;
(ii) a description of how students participating in the program carried out by the community learning center will travel safely to and from the center and home, if applicable; and
(iii) a description of how the eligible entity will disseminate information about the community learning center (including its location) to the community in a manner that is understandable and accessible;
(B) a description of how such activities are expected to improve student academic achievement as well as overall student success;
(C) a demonstration of how the proposed program will coordinate Federal, State, and local programs and make the most effective use of public resources;
(D) an assurance that the proposed program was developed and will be carried out—
(i) in active collaboration with the schools that participating students attend (including through the sharing of relevant data among the schools), all participants of the eligible entity, and any partnership entities described in subparagraph (H), in compliance with applicable laws relating to privacy and confidentiality; and
(ii) in alignment with the challenging State academic standards and any local academic standards;
(E) a description of how the activities will meet the measures of effectiveness described in
(F) an assurance that the program will target students who primarily attend schools eligible for schoolwide programs under
(G) an assurance that subgrant funds under this part will be used to increase the level of State, local, and other non-Federal funds that would, in the absence of funds under this part, be made available for programs and activities authorized under this part, and in no case supplant Federal, State, local, or non-Federal funds;
(H) a description of the partnership between a local educational agency, a community-based organization, and another public entity or private entity, if appropriate;
(I) an evaluation of the community needs and available resources for the community learning center, and a description of how the program proposed to be carried out in the center will address those needs (including the needs of working families);
(J) a demonstration that the eligible entity will use best practices, including research or evidence-based practices, to provide educational and related activities that will complement and enhance academic performance, achievement, postsecondary and workforce preparation, and positive youth development of the students;
(K) a description of a preliminary plan for how the community learning center will continue after funding under this part ends;
(L) an assurance that the community will be given notice of an intent to submit an application and that the application and any waiver request will be available for public review after submission of the application;
(M) if the eligible entity plans to use volunteers in activities carried out through the community learning center, a description of how the eligible entity will encourage and use appropriately qualified persons to serve as the volunteers; and
(N) such other information and assurances as the State educational agency may reasonably require.
(c) Approval of certain applications
The State educational agency may approve an application under this part for a program to be located in a facility other than an elementary school or secondary school only if the program will be at least as available and accessible to the students to be served as if the program were located in an elementary school or secondary school.
(d) Permissive local match
(1) In general
A State educational agency may require an eligible entity to match subgrant funds awarded under this part, except that such match may not exceed the amount of the subgrant and may not be derived from other Federal or State funds.
(2) Sliding scale
The amount of a match under paragraph (1) shall be established based on a sliding scale that takes into account—
(A) the relative poverty of the population to be targeted by the eligible entity; and
(B) the ability of the eligible entity to obtain such matching funds.
(3) In-kind contributions
Each State educational agency that requires an eligible entity to match funds under this subsection shall permit the eligible entity to provide all or any portion of such match in the form of in-kind contributions.
(4) Consideration
Notwithstanding this subsection, a State educational agency shall not consider an eligible entity's ability to match funds when determining which eligible entities will receive subgrants under this part.
(e) Peer review
In reviewing local applications under this part, a State educational agency shall use a rigorous peer-review process or other methods to ensure the quality of funded projects.
(f) Geographic diversity
To the extent practicable, a State educational agency shall distribute subgrant funds under this part equitably among geographic areas within the State, including urban and rural communities.
(g) Duration of awards
A subgrant awarded under this part shall be awarded for a period of not less than 3 years and not more than 5 years.
(h) Amount of awards
A subgrant awarded under this part may not be made in an amount that is less than $50,000.
(i) Priority
(1) In general
In awarding subgrants under this part, a State educational agency shall give priority to applications—
(A) proposing to target services to—
(i) students who primarily attend schools that—
(I) are implementing comprehensive support and improvement activities or targeted support and improvement activities under
(II) enroll students who may be at risk for academic failure, dropping out of school, involvement in criminal or delinquent activities, or who lack strong positive role models; and
(ii) the families of students described in clause (i);
(B) submitted jointly by eligible entities consisting of not less than 1—
(i) local educational agency receiving funds under part A of subchapter I; and
(ii) another eligible entity; and
(C) demonstrating that the activities proposed in the application—
(i) are, as of the date of the submission of the application, not accessible to students who would be served; or
(ii) would expand accessibility to high-quality services that may be available in the community.
(2) Special rule
The State educational agency shall provide the same priority under paragraph (1) to an application submitted by a local educational agency if the local educational agency demonstrates that it is unable to partner with a community-based organization in reasonable geographic proximity and of sufficient quality to meet the requirements of this part.
(3) Limitation
A State educational agency may not give a priority or a preference to eligible entities that seek to use funds made available under this part to extend the regular school day.
(j) Renewability of awards
A State educational agency may renew a subgrant provided under this part to an eligible entity, based on the eligible entity's performance during the preceding subgrant period.
(
Editorial Notes
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7175. Local activities
(a) Authorized activities
Each eligible entity that receives an award under
(1) academic enrichment learning programs, mentoring programs, remedial education activities, and tutoring services, that are aligned with—
(A) the challenging State academic standards and any local academic standards; and
(B) local curricula that are designed to improve student academic achievement;
(2) well-rounded education activities, including such activities that enable students to be eligible for credit recovery or attainment;
(3) literacy education programs, including financial literacy programs and environmental literacy programs;
(4) programs that support a healthy and active lifestyle, including nutritional education and regular, structured physical activity programs;
(5) services for individuals with disabilities;
(6) programs that provide after-school activities for students who are English learners that emphasize language skills and academic achievement;
(7) cultural programs;
(8) telecommunications and technology education programs;
(9) expanded library service hours;
(10) parenting skills programs that promote parental involvement and family literacy;
(11) programs that provide assistance to students who have been truant, suspended, or expelled to allow the students to improve their academic achievement;
(12) drug and violence prevention programs and counseling programs;
(13) programs that build skills in science, technology, engineering, and mathematics (referred to in this paragraph as "STEM"), including computer science, and that foster innovation in learning by supporting nontraditional STEM education teaching methods; and
(14) programs that partner with in-demand fields of the local workforce or build career competencies and career readiness and ensure that local workforce and career readiness skills are aligned with the Carl D. Perkins Career and Technical Education Act of 2006 (
(b) Measures of effectiveness
(1) In general
For a program or activity developed pursuant to this part to meet the measures of effectiveness, monitored by the State educational agency as described in
(A) be based upon an assessment of objective data regarding the need for before and after school (or summer recess) programs and activities in the schools and communities;
(B) be based upon an established set of performance measures aimed at ensuring the availability of high-quality academic enrichment opportunities;
(C) if appropriate, be based upon evidence-based research that the program or activity will help students meet the challenging State academic standards and any local academic standards;
(D) ensure that measures of student success align with the regular academic program of the school and the academic needs of participating students and include performance indicators and measures described in
(E) collect the data necessary for the measures of student success described in subparagraph (D).
(2) Periodic evaluation
(A) In general
The program or activity shall undergo a periodic evaluation in conjunction with the State educational agency's overall evaluation plan as described in
(B) Use of results
The results of evaluations under subparagraph (A) shall be—
(i) used to refine, improve, and strengthen the program or activity, and to refine the performance measures;
(ii) made available to the public upon request, with public notice of such availability provided; and
(iii) used by the State to determine whether a subgrant is eligible to be renewed under
(
Editorial Notes
References in Text
The Carl D. Perkins Career and Technical Education Act of 2006, referred to in subsec. (a)(14), is
The Workforce Innovation and Opportunity Act, referred to in (a)(14), is
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7176. Authorization of appropriations
There are authorized to be appropriated to carry out this part $1,000,000,000 for fiscal year 2017 and $1,100,000,000 for each of fiscal years 2018 through 2020.
(
Editorial Notes
Prior Provisions
A prior section 7181,
A prior section 7182,
A prior section 7183,
A prior section 7184,
A prior section 7201,
Another prior section 7201,
Prior sections 7202 to 7210 were omitted in the general amendment of former subchapter V of this chapter by
Section 7202,
Section 7203,
Section 7204,
Section 7205,
Section 7206,
Section 7207,
Section 7208,
Section 7209,
Section 7210,
A prior section 7211,
Another prior section 7211,
A prior section 5111 of
A prior section 7211a,
A prior section 5112 of
Another prior section 5112 of
A prior section 7212,
A prior section 7213,
Another prior section 7213,
A prior section 5121 of
Prior sections 7213a, 7215 to 7215b, and 7217 to 7217e were repealed by
Section 7213a,
A prior section 5122 of
Section 7215,
A prior section 5131 of
Section 7215a,
A prior section 5132 of
Section 7215b,
A prior section 5133 of
Section 7217,
A prior section 5141 of
Section 7217a,
A prior section 5142 of
Section 7217b,
A prior section 5143 of
Section 7217c,
A prior section 5144 of
Section 7217d,
A prior section 5145 of
Section 7217e,
A prior section 5146 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Part C—Expanding Opportunity Through Quality Charter Schools
Editorial Notes
Codification
Prior Provisions
A prior part C of title IV of the Elementary and Secondary Education Act of 1965, comprising part C (§7181 et seq.) of this subchapter, was redesignated subpart 5 of part F of title VIII of the Act and transferred to subpart 5 (§7971 et seq.) of part F of subchapter VIII of this chapter by
§7221. Purpose
It is the purpose of this part to—
(1) improve the United States education system and education opportunities for all people in the United States by supporting innovation in public education in public school settings that prepare students to compete and contribute to the global economy and a stronger Nation;
(2) provide financial assistance for the planning, program design, and initial implementation of charter schools;
(3) increase the number of high-quality charter schools available to students across the United States;
(4) evaluate the impact of charter schools on student achievement, families, and communities, and share best practices between charter schools and other public schools;
(5) encourage States to provide support to charter schools for facilities financing in an amount more nearly commensurate to the amount States typically provide for traditional public schools;
(6) expand opportunities for children with disabilities, English learners, and other traditionally underserved students to attend charter schools and meet the challenging State academic standards;
(7) support efforts to strengthen the charter school authorizing process to improve performance management, including transparency, oversight and monitoring (including financial audits), and evaluation of such schools; and
(8) support quality, accountability, and transparency in the operational performance of all authorized public chartering agencies, including State educational agencies, local educational agencies, and other authorizing entities.
(
Editorial Notes
Prior Provisions
A prior section 7221,
A prior section 4301 of
Another prior section 4301 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7221a. Program authorized
(a) In general
The Secretary may carry out a charter school program that supports charter schools that serve early childhood, elementary school, or secondary school students by—
(1) supporting the startup of new charter schools, the replication of high-quality charter schools, and the expansion of high-quality charter schools;
(2) assisting charter schools in accessing credit to acquire and renovate facilities for school use; and
(3) carrying out national activities to support—
(A) the activities described in paragraph (1);
(B) the dissemination of best practices of charter schools for all schools;
(C) the evaluation of the impact of the charter school program under this part on schools participating in such program; and
(D) stronger charter school authorizing practices.
(b) Funding allotment
From the amount made available under
(1) reserve 12.5 percent to support charter school facilities assistance under
(2) reserve 22.5 percent to carry out national activities under
(3) use the remaining amount after the reservations under paragraphs (1) and (2) to carry out
(c) Prior grants and subgrants
The recipient of a grant or subgrant under part B of title V (as such part was in effect on the day before December 10, 2015) shall continue to receive funds in accordance with the terms and conditions of such grant or subgrant.
(
Editorial Notes
References in Text
Part B of title V (as such part was in effect on the day before December 10, 2015), referred to in subsec. (c), means part B of title V of
Prior Provisions
A prior section 7221a,
A prior section 4302 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7221b. Grants to support high-quality charter schools
(a) State entity defined
For purposes of this section, the term "State entity" means—
(1) a State educational agency;
(2) a State charter school board;
(3) a Governor of a State; or
(4) a charter school support organization.
(b) Program authorized
From the amount available under
(1) award subgrants to eligible applicants to enable eligible applicants to—
(A) open and prepare for the operation of new charter schools;
(B) open and prepare for the operation of replicated high-quality charter schools; or
(C) expand high-quality charter schools; and
(2) provide technical assistance to eligible applicants and authorized public chartering agencies in carrying out the activities described in paragraph (1), and work with authorized public chartering agencies in the State to improve authorizing quality, including developing capacity for, and conducting, fiscal oversight and auditing of charter schools.
(c) State entity uses of funds
(1) In general
A State entity receiving a grant under this section shall—
(A) use not less than 90 percent of the grant funds to award subgrants to eligible applicants, in accordance with the quality charter school program described in the State entity's application pursuant to subsection (f), for the purposes described in subsection (b)(1);
(B) reserve not less than 7 percent of such funds to carry out the activities described in subsection (b)(2); and
(C) reserve not more than 3 percent of such funds for administrative costs, which may include technical assistance.
(2) Contracts and grants
A State entity may use a grant received under this section to carry out the activities described in subsection (b)(2) directly or through grants, contracts, or cooperative agreements.
(3) Rule of construction
(A) Use of lottery
Nothing in this chapter shall prohibit the Secretary from awarding grants to State entities, or prohibit State entities from awarding subgrants to eligible applicants, that use a weighted lottery to give slightly better chances for admission to all, or a subset of, educationally disadvantaged students if—
(i) the use of weighted lotteries in favor of such students is not prohibited by State law, and such State law is consistent with laws described in
(ii) such weighted lotteries are not used for the purpose of creating schools exclusively to serve a particular subset of students.
(B) Students with special needs
Nothing in this paragraph shall be construed to prohibit schools from specializing in providing specific services for students with a demonstrated need for such services, such as students who need specialized instruction in reading, spelling, or writing.
(d) Program periods; peer review; distribution of subgrants; waivers
(1) Program periods
(A) Grants
A grant awarded by the Secretary to a State entity under this section shall be for a period of not more than 5 years.
(B) Subgrants
A subgrant awarded by a State entity under this section shall be for a period of not more than 5 years, of which an eligible applicant may use not more than 18 months for planning and program design.
(2) Peer review
The Secretary, and each State entity awarding subgrants under this section, shall use a peer-review process to review applications for assistance under this section.
(3) Grant awards
(A) In general
The Secretary—
(i) shall for each fiscal year for which funds are appropriated under
(I) award not less than 3 grants under this section; and
(II) fully obligate the first 2 years of funds appropriated for the purpose of awarding grants under this section in the first fiscal year for which such grants are awarded; and
(ii) prior to the start of the third year of the grant period and each succeeding year of each grant awarded under this section to a State entity—
(I) shall review—
(aa) whether the State entity is using the grant funds for the agreed upon uses of funds; and
(bb) whether the full amount of the grant will be needed for the remainder of the grant period; and
(II) may, as determined necessary based on that review, terminate or reduce the amount of the grant and reallocate the remaining grant funds to other State entities—
(aa) by using such funds to award grants under this section to other State entities; or
(bb) in a fiscal year in which the amount of such remaining funds is insufficient to award grants under item (aa), in accordance with subparagraph (B).
(B) Remaining funding
For a fiscal year for which there are remaining grant funds under this paragraph, but the amount of such funds is insufficient to award a grant to a State entity under this section, the Secretary shall use such remaining grants funds—
(i) to supplement funding for grants under
(I) the funds reserved under
(II) funds otherwise reserved under
(ii) to award grants to State entities to carry out the activities described in subsection (b)(1) for the next fiscal year; or
(iii) to award one year of a grant under subsection (b)(1) to a high-scoring State entity, in an amount at or above the minimum amount the State entity needs to be successful for such year.
(4) Diversity of projects
Each State entity awarding subgrants under this section shall award subgrants in a manner that, to the extent practicable and applicable, ensures that such subgrants—
(A) are distributed throughout different areas, including urban, suburban, and rural areas; and
(B) will assist charter schools representing a variety of educational approaches.
(5) Waivers
The Secretary may waive any statutory or regulatory requirement over which the Secretary exercises administrative authority, except any such requirement relating to the elements of a charter school described in
(A) the waiver is requested in an approved application under this section; and
(B) the Secretary determines that granting such waiver will promote the purpose of this part.
(e) Limitations
(1) Grants
No State entity may receive a grant under this section for use in a State in which a State entity is currently using a grant received under this section.
(2) Subgrants
An eligible applicant may not receive more than 1 subgrant under this section for each individual charter school for a 5-year period, unless the eligible applicant demonstrates to the State entity that such individual charter school has at least 3 years of improved educational results for students enrolled in such charter school with respect to the elements described in subparagraphs (A) and (D) of
(f) Applications
A State entity desiring to receive a grant under this section shall submit an application to the Secretary at such time and in such manner as the Secretary may require. The application shall include the following:
(1) Description of program
A description of the State entity's objectives in running a quality charter school program under this section and how the objectives of the program will be carried out, including—
(A) a description of how the State entity will—
(i) support the opening of charter schools through the startup of new charter schools and, if applicable, the replication of high-quality charter schools, and the expansion of high-quality charter schools (including the proposed number of new charter schools to be opened, high-quality charter schools to be opened as a result of the replication of a high-quality charter school, or high-quality charter schools to be expanded under the State entity's program);
(ii) inform eligible charter schools, developers, and authorized public chartering agencies of the availability of funds under the program;
(iii) work with eligible applicants to ensure that the eligible applicants access all Federal funds that such applicants are eligible to receive, and help the charter schools supported by the applicants and the students attending those charter schools—
(I) participate in the Federal programs in which the schools and students are eligible to participate;
(II) receive the commensurate share of Federal funds the schools and students are eligible to receive under such programs; and
(III) meet the needs of students served under such programs, including students with disabilities and English learners;
(iv) ensure that authorized public chartering agencies, in collaboration with surrounding local educational agencies where applicable, establish clear plans and procedures to assist students enrolled in a charter school that closes or loses its charter to attend other high-quality schools;
(v) in the case of a State entity that is not a State educational agency—
(I) work with the State educational agency and charter schools in the State to maximize charter school participation in Federal and State programs for which charter schools are eligible; and
(II) work with the State educational agency to operate the State entity's program under this section, if applicable;
(vi) ensure that each eligible applicant that receives a subgrant under the State entity's program—
(I) is using funds provided under this section for one of the activities described in subsection (b)(1); and
(II) is prepared to continue to operate charter schools funded under this section in a manner consistent with the eligible applicant's application for such subgrant once the subgrant funds under this section are no longer available;
(vii) support—
(I) charter schools in local educational agencies with a significant number of schools identified by the State for comprehensive support and improvement under
(II) the use of charter schools to improve struggling schools, or to turn around struggling schools;
(viii) work with charter schools on—
(I) recruitment and enrollment practices to promote inclusion of all students, including by eliminating any barriers to enrollment for educationally disadvantaged students (who include foster youth and unaccompanied homeless youth); and
(II) supporting all students once they are enrolled to promote retention, including by reducing the overuse of discipline practices that remove students from the classroom;
(ix) share best and promising practices between charter schools and other public schools;
(x) ensure that charter schools receiving funds under the State entity's program meet the educational needs of their students, including children with disabilities and English learners;
(xi) support efforts to increase charter school quality initiatives, including meeting the quality authorizing elements described in paragraph (2)(D);
(xii)(I) in the case of a State entity not described in subclause (II), a description of how the State entity will provide oversight of authorizing activity, including how the State will help ensure better authorizing, such as by establishing authorizing standards that may include approving, monitoring, and re-approving or revoking the authority of an authorized public chartering agency based on the performance of the charter schools authorized by such agency in the areas of student achievement, student safety, financial and operational management, and compliance with all applicable statutes and regulations; and
(II) in the case of a State entity described in subsection (a)(4), a description of how the State entity will work with the State to support the State's system of technical assistance and oversight, as described in subclause (I), of the authorizing activity of authorized public chartering agencies; and
(xiii) work with eligible applicants receiving a subgrant under the State entity's program to support the opening of new charter schools or charter school models described in clause (i) that are high schools;
(B) a description of the extent to which the State entity—
(i) is able to meet and carry out the priorities described in subsection (g)(2);
(ii) is working to develop or strengthen a cohesive statewide system to support the opening of new charter schools and, if applicable, the replication of high-quality charter schools, and the expansion of high-quality charter schools; and
(iii) is working to develop or strengthen a cohesive strategy to encourage collaboration between charter schools and local educational agencies on the sharing of best practices;
(C) a description of how the State entity will award subgrants, on a competitive basis, including—
(i) a description of the application each eligible applicant desiring to receive a subgrant will be required to submit, which application shall include—
(I) a description of the roles and responsibilities of eligible applicants, partner organizations, and charter management organizations, including the administrative and contractual roles and responsibilities of such partners;
(II) a description of the quality controls agreed to between the eligible applicant and the authorized public chartering agency involved, such as a contract or performance agreement, how a school's performance in the State's accountability system and impact on student achievement (which may include student academic growth) will be one of the most important factors for renewal or revocation of the school's charter, and how the State entity and the authorized public chartering agency involved will reserve the right to revoke or not renew a school's charter based on financial, structural, or operational factors involving the management of the school;
(III) a description of how the autonomy and flexibility granted to a charter school is consistent with the definition of a charter school in
(IV) a description of how the eligible applicant will solicit and consider input from parents and other members of the community on the implementation and operation of each charter school that will receive funds under the State entity's program;
(V) a description of the eligible applicant's planned activities and expenditures of subgrant funds to support the activities described in subsection (b)(1), and how the eligible applicant will maintain financial sustainability after the end of the subgrant period; and
(VI) a description of how the eligible applicant will support the use of effective parent, family, and community engagement strategies to operate each charter school that will receive funds under the State entity's program; and
(ii) a description of how the State entity will review applications from eligible applicants;
(D) in the case of a State entity that partners with an outside organization to carry out the State entity's quality charter school program, in whole or in part, a description of the roles and responsibilities of the partner;
(E) a description of how the State entity will ensure that each charter school receiving funds under the State entity's program has considered and planned for the transportation needs of the school's students;
(F) a description of how the State in which the State entity is located addresses charter schools in the State's open meetings and open records laws; and
(G) a description of how the State entity will support diverse charter school models, including models that serve rural communities.
(2) Assurances
Assurances that—
(A) each charter school receiving funds through the State entity's program will have a high degree of autonomy over budget and operations, including autonomy over personnel decisions;
(B) the State entity will support charter schools in meeting the educational needs of their students, as described in paragraph (1)(A)(x);
(C) the State entity will ensure that the authorized public chartering agency of any charter school that receives funds under the State entity's program adequately monitors each charter school under the authority of such agency in recruiting, enrolling, retaining, and meeting the needs of all students, including children with disabilities and English learners;
(D) the State entity will provide adequate technical assistance to eligible applicants to meet the objectives described in clause (viii) of paragraph (1)(A) and subparagraph (B) of this paragraph;
(E) the State entity will promote quality authorizing, consistent with State law, such as through providing technical assistance to support each authorized public chartering agency in the State to improve such agency's ability to monitor the charter schools authorized by the agency, including by—
(i) assessing annual performance data of the schools, including, as appropriate, graduation rates, student academic growth, and rates of student attrition;
(ii) reviewing the schools' independent, annual audits of financial statements prepared in accordance with generally accepted accounting principles, and ensuring that any such audits are publically reported; and
(iii) holding charter schools accountable to the academic, financial, and operational quality controls agreed to between the charter school and the authorized public chartering agency involved, such as through renewal, non-renewal, or revocation of the school's charter;
(F) the State entity will work to ensure that charter schools are included with the traditional public schools in decisionmaking about the public school system in the State; and
(G) the State entity will ensure that each charter school receiving funds under the State entity's program makes publicly available, consistent with the dissemination requirements of the annual State report card under
(i) information on the educational program;
(ii) student support services;
(iii) parent contract requirements (as applicable), including any financial obligations or fees;
(iv) enrollment criteria (as applicable); and
(v) annual performance and enrollment data for each of the subgroups of students, as defined in
(3) Requests for waivers
Information about waivers, including—
(A) a request and justification for waivers of any Federal statutory or regulatory provisions that the State entity believes are necessary for the successful operation of the charter schools that will receive funds under the State entity's program under this section or, in the case of a State entity defined in subsection (a)(4), a description of how the State entity will work with the State to request such necessary waivers, where applicable; and
(B) a description of any State or local rules, generally applicable to public schools, that will be waived, or otherwise not apply to such schools.
(g) Selection criteria; priority
(1) Selection criteria
The Secretary shall award grants to State entities under this section on the basis of the quality of the applications submitted under subsection (f), after taking into consideration—
(A) the degree of flexibility afforded by the State's charter school law and how the State entity will work to maximize the flexibility provided to charter schools under such law;
(B) the ambitiousness of the State entity's objectives for the quality charter school program carried out under this section;
(C) the likelihood that the eligible applicants receiving subgrants under the program will meet those objectives and improve educational results for students;
(D) the State entity's plan to—
(i) adequately monitor the eligible applicants receiving subgrants under the State entity's program;
(ii) work with the authorized public chartering agencies involved to avoid duplication of work for the charter schools and authorized public chartering agencies; and
(iii) provide technical assistance and support for—
(I) the eligible applicants receiving subgrants under the State entity's program; and
(II) quality authorizing efforts in the State; and
(E) the State entity's plan to solicit and consider input from parents and other members of the community on the implementation and operation of charter schools in the State.
(2) Priority
In awarding grants under this section, the Secretary shall give priority to a State entity to the extent that the entity meets the following criteria:
(A) The State entity is located in a State that—
(i) allows at least one entity that is not a local educational agency to be an authorized public chartering agency for developers seeking to open a charter school in the State; or
(ii) in the case of a State in which local educational agencies are the only authorized public chartering agencies, the State has an appeals process for the denial of an application for a charter school.
(B) The State entity is located in a State that ensures equitable financing, as compared to traditional public schools, for charter schools and students in a prompt manner.
(C) The State entity is located in a State that provides charter schools one or more of the following:
(i) Funding for facilities.
(ii) Assistance with facilities acquisition.
(iii) Access to public facilities.
(iv) The ability to share in bonds or mill levies.
(v) The right of first refusal to purchase public school buildings.
(vi) Low- or no-cost leasing privileges.
(D) The State entity is located in a State that uses best practices from charter schools to help improve struggling schools and local educational agencies.
(E) The State entity supports charter schools that serve at-risk students through activities such as dropout prevention, dropout recovery, or comprehensive career counseling services.
(F) The State entity has taken steps to ensure that all authorizing public chartering agencies implement best practices for charter school authorizing.
(h) Local uses of funds
An eligible applicant receiving a subgrant under this section shall use such funds to support the activities described in subsection (b)(1), which shall include one or more of the following activities:
(1) Preparing teachers, school leaders, and specialized instructional support personnel, including through paying the costs associated with—
(A) providing professional development; and
(B) hiring and compensating, during the eligible applicant's planning period specified in the application for subgrant funds that is required under this section, one or more of the following:
(i) Teachers.
(ii) School leaders.
(iii) Specialized instructional support personnel.
(2) Acquiring supplies, training, equipment (including technology), and educational materials (including developing and acquiring instructional materials).
(3) Carrying out necessary renovations to ensure that a new school building complies with applicable statutes and regulations, and minor facilities repairs (excluding construction).
(4) Providing one-time, startup costs associated with providing transportation to students to and from the charter school.
(5) Carrying out community engagement activities, which may include paying the cost of student and staff recruitment.
(6) Providing for other appropriate, non-sustained costs related to the activities described in subsection (b)(1) when such costs cannot be met from other sources.
(i) Reporting requirements
Each State entity receiving a grant under this section shall submit to the Secretary, at the end of the third year of the 5-year grant period (or at the end of the second year of the grant period if the grant is less than 5 years), and at the end of such grant period, a report that includes the following:
(1) The number of students served by each subgrant awarded under this section and, if applicable, the number of new students served during each year of the period of the subgrant.
(2) A description of how the State entity met the objectives of the quality charter school program described in the State entity's application under subsection (f), including—
(A) how the State entity met the objective of sharing best and promising practices described in subsection (f)(1)(A)(ix) in areas such as instruction, professional development, curricula development, and operations between charter schools and other public schools; and
(B) if known, the extent to which such practices were adopted and implemented by such other public schools.
(3) The number and amount of subgrants awarded under this section to carry out activities described in each of subparagraphs (A) through (C) of subsection (b)(1).
(4) A description of—
(A) how the State entity complied with, and ensured that eligible applicants complied with, the assurances included in the State entity's application; and
(B) how the State entity worked with authorized public chartering agencies, and how the agencies worked with the management company or leadership of the schools that received subgrant funds under this section, if applicable.
(
Editorial Notes
Prior Provisions
A prior section 7221b,
A prior section 4303 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7221c. Facilities financing assistance
(a) Grants to eligible entities
(1) In general
From the amount reserved under
(2) Eligible entity defined
For the purposes of this section, the term "eligible entity" means—
(A) a public entity, such as a State or local governmental entity;
(B) a private nonprofit entity; or
(C) a consortium of entities described in subparagraphs (A) and (B).
(b) Grantee selection
The Secretary shall evaluate each application submitted under subsection (d), and shall determine whether the application is sufficient to merit approval.
(c) Grant characteristics
Grants under subsection (a) shall be of sufficient size, scope, and quality so as to ensure an effective demonstration of an innovative means of enhancing credit for the financing of charter school acquisition, construction, or renovation.
(d) Applications
(1) In general
An eligible entity desiring to receive a grant under this section shall submit an application to the Secretary in such form as the Secretary may reasonably require.
(2) Contents
An application submitted under paragraph (1) shall contain—
(A) a statement identifying the activities that the eligible entity proposes to carry out with funds received under subsection (a), including how the eligible entity will determine which charter schools will receive assistance, and how much and what types of assistance charter schools will receive;
(B) a description of the involvement of charter schools in the application's development and the design of the proposed activities;
(C) a description of the eligible entity's expertise in capital market financing;
(D) a description of how the proposed activities will leverage the maximum amount of private-sector financing capital relative to the amount of government funding used and otherwise enhance credit available to charter schools, including how the eligible entity will offer a combination of rates and terms more favorable than the rates and terms that a charter school could receive without assistance from the eligible entity under this section;
(E) a description of how the eligible entity possesses sufficient expertise in education to evaluate the likelihood of success of a charter school program for which facilities financing is sought; and
(F) in the case of an application submitted by a State governmental entity, a description of the actions that the eligible entity has taken, or will take, to ensure that charter schools within the State receive the funding that charter schools need to have adequate facilities.
(e) Charter school objectives
An eligible entity receiving a grant under subsection (a) shall use the funds deposited in the reserve account established under subsection (f) to assist one or more charter schools to access private-sector capital to accomplish one or more of the following objectives:
(1) The acquisition (by purchase, lease, donation, or otherwise) of an interest (including an interest held by a third party for the benefit of a charter school) in improved or unimproved real property that is necessary to commence or continue the operation of a charter school.
(2) The construction of new facilities, or the renovation, repair, or alteration of existing facilities, necessary to commence or continue the operation of a charter school.
(3) The predevelopment costs required to assess sites for purposes of paragraph (1) or (2) and that are necessary to commence or continue the operation of a charter school.
(f) Reserve account
(1) Use of funds
To assist charter schools in accomplishing the objectives described in subsection (e), an eligible entity receiving a grant under subsection (a) shall, in accordance with State and local law, directly or indirectly, alone or in collaboration with others, deposit the funds received under subsection (a) (other than funds used for administrative costs in accordance with subsection (g)) in a reserve account established and maintained by the eligible entity for this purpose. Amounts deposited in such account shall be used by the eligible entity for one or more of the following purposes:
(A) Guaranteeing, insuring, and reinsuring bonds, notes, evidences of debt, loans, and interests therein, the proceeds of which are used for an objective described in subsection (e).
(B) Guaranteeing and insuring leases of personal and real property for an objective described in subsection (e).
(C) Facilitating financing by identifying potential lending sources, encouraging private lending, and other similar activities that directly promote lending to, or for the benefit of, charter schools.
(D) Facilitating the issuance of bonds by charter schools, or by other public entities for the benefit of charter schools, by providing technical, administrative, and other appropriate assistance (including the recruitment of bond counsel, underwriters, and potential investors and the consolidation of multiple charter school projects within a single bond issue).
(2) Investment
Funds received under subsection (a) and deposited in the reserve account established under paragraph (1) shall be invested in obligations issued or guaranteed by the United States or a State, or in other similarly low-risk securities.
(3) Reinvestment of earnings
Any earnings on funds received under subsection (a) shall be deposited in the reserve account established under paragraph (1) and used in accordance with this subsection.
(g) Limitation on administrative costs
An eligible entity may use not more than 2.5 percent of the funds received under subsection (a) for the administrative costs of carrying out its responsibilities under this section (excluding subsection (k)).
(h) Audits and reports
(1) Financial record maintenance and audit
The financial records of each eligible entity receiving a grant under subsection (a) shall be maintained in accordance with generally accepted accounting principles and shall be subject to an annual audit by an independent public accountant.
(2) Reports
(A) Grantee annual reports
Each eligible entity receiving a grant under subsection (a) shall submit to the Secretary an annual report of the entity's operations and activities under this section (excluding subsection (k)).
(B) Contents
Each annual report submitted under subparagraph (A) shall include—
(i) a copy of the most recent financial statements, and any accompanying opinion on such statements, prepared by the independent public accountant reviewing the financial records of the eligible entity;
(ii) a copy of any report made on an audit of the financial records of the eligible entity that was conducted under paragraph (1) during the reporting period;
(iii) an evaluation by the eligible entity of the effectiveness of its use of the Federal funds provided under subsection (a) in leveraging private funds;
(iv) a listing and description of the charter schools served during the reporting period, including the amount of funds used by each school, the type of project facilitated by the grant, and the type of assistance provided to the charter schools;
(v) a description of the activities carried out by the eligible entity to assist charter schools in meeting the objectives set forth in subsection (e); and
(vi) a description of the characteristics of lenders and other financial institutions participating in the activities carried out by the eligible entity under this section (excluding subsection (k)) during the reporting period.
(C) Secretarial report
The Secretary shall review the reports submitted under subparagraph (A) and shall provide a comprehensive annual report to Congress on the activities conducted under this section (excluding subsection (k)).
(i) No full faith and credit for grantee obligation
No financial obligation of an eligible entity entered into pursuant to this section (such as an obligation under a guarantee, bond, note, evidence of debt, or loan) shall be an obligation of, or guaranteed in any respect by, the United States. The full faith and credit of the United States is not pledged to the payment of funds that may be required to be paid under any obligation made by an eligible entity pursuant to any provision of this section.
(j) Recovery of funds
(1) In general
The Secretary, in accordance with
(A) all of the funds in a reserve account established by an eligible entity under subsection (f)(1) if the Secretary determines, not earlier than 2 years after the date on which the eligible entity first received funds under subsection (a), that the eligible entity has failed to make substantial progress in carrying out the purposes described in subsection (f)(1); or
(B) all or a portion of the funds in a reserve account established by an eligible entity under subsection (f)(1) if the Secretary determines that the eligible entity has permanently ceased to use all or a portion of the funds in such account to accomplish any purpose described in subsection (f)(1).
(2) Exercise of authority
The Secretary shall not exercise the authority provided in paragraph (1) to collect from any eligible entity any funds that are being properly used to achieve one or more of the purposes described in subsection (f)(1).
(3) Procedures
The provisions of sections 451, 452, and 458 of the General Education Provisions Act [
(4) Construction
This subsection shall not be construed to impair or affect the authority of the Secretary to recover funds under part D of the General Education Provisions Act (
(k) Per-pupil facilities aid program
(1) Definition of per-pupil facilities aid program
In this subsection, the term "per-pupil facilities aid program" means a program in which a State makes payments, on a per-pupil basis, to charter schools to provide the schools with financing—
(A) that is dedicated solely to funding charter school facilities; or
(B) a portion of which is dedicated for funding charter school facilities.
(2) Grants
(A) In general
From the amount reserved under
(B) Period
The Secretary shall award grants under this subsection for periods of not more than 5 years.
(C) Federal share
The Federal share of the cost described in subparagraph (A) for a per-pupil facilities aid program shall be not more than—
(i) 90 percent of the cost, for the first fiscal year for which the program receives assistance under this subsection;
(ii) 80 percent for the second such year;
(iii) 60 percent for the third such year;
(iv) 40 percent for the fourth such year; and
(v) 20 percent for the fifth such year.
(D) State share
A State receiving a grant under this subsection may partner with 1 or more organizations, and such organizations may provide not more than 50 percent of the State share of the cost of establishing or enhancing, and administering, the per-pupil facilities aid program.
(E) Multiple grants
A State may receive more than 1 grant under this subsection, so long as the amount of total funds provided to charter schools increases with each successive grant.
(3) Use of funds
(A) In general
A State that receives a grant under this subsection shall use the funds made available through the grant to establish or enhance, and administer, a per-pupil facilities aid program for charter schools in the State of the applicant.
(B) Evaluations; technical assistance; dissemination
From the amount made available to a State through a grant under this subsection for a fiscal year, the State may reserve not more than 5 percent to carry out evaluations, to provide technical assistance, and to disseminate information.
(C) Supplement, not supplant
Funds made available under this subsection shall be used to supplement, and not supplant, State and local public funds expended to provide per-pupil facilities aid programs, operations financing programs, or other programs, for charter schools.
(4) Requirements
(A) Voluntary participation
No State may be required to participate in a program carried out under this subsection.
(B) State law
(i) In general
To be eligible to receive a grant under this subsection, a State shall establish or enhance, and administer, a per-pupil facilities aid program for charter schools in the State, that—
(I) is specified in State law; and
(II) provides annual financing, on a per-pupil basis, for charter school facilities.
(ii) Special rule
A State that is required under State law to provide its charter schools with access to adequate facility space, but that does not have a per-pupil facilities aid program for charter schools specified in State law, is eligible to receive a grant under this subsection if the State agrees to use the funds to develop a per-pupil facilities aid program consistent with the requirements of this subsection.
(5) Applications
To be eligible to receive a grant under this subsection, a State shall submit an application to the Secretary at such time, in such manner, and containing such information as the Secretary may require.
(
Editorial Notes
References in Text
The General Education Provisions Act, referred to in subsec. (j)(4), is title IV of
Prior Provisions
A prior section 7221c,
A prior section 4304 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7221d. National activities
(a) In general
From the amount reserved under
(1) use not more than 80 percent of such funds to award grants in accordance with subsection (b);
(2) use not more than 9 percent of such funds to award grants, on a competitive basis, to eligible applicants for the purpose of carrying out the activities described in
(3) after the uses described in paragraphs (1) and (2), use the remainder of such funds to—
(A) disseminate technical assistance to—
(i) State entities in awarding subgrants under
(ii) eligible entities and States receiving grants under
(B) disseminate best practices regarding charter schools; and
(C) evaluate the impact of the charter school program carried out under this part, including the impact on student achievement.
(b) Grants for the replication and expansion of high-quality charter schools
(1) In general
The Secretary shall make grants, on a competitive basis, to eligible entities having applications approved under paragraph (3) to enable such entities to open and prepare for the operation of one or more replicated high-quality charter schools or to expand one or more high-quality charter schools.
(2) Definition of eligible entity
For purposes of this subsection, the term "eligible entity" means a charter management organization.
(3) Application requirements
An eligible entity desiring to receive a grant under this subsection shall submit an application to the Secretary at such time and in such manner as the Secretary may require. The application shall include the following:
(A) Existing charter school data
For each charter school currently operated or managed by the eligible entity—
(i) student assessment results for all students and for each subgroup of students described in
(ii) attendance and student retention rates for the most recently completed school year and, if applicable, the most recent available 4-year adjusted cohort graduation rates and extended-year adjusted cohort graduation rates; and
(iii) information on any significant compliance and management issues encountered within the last 3 school years by any school operated or managed by the eligible entity, including in the areas of student safety and finance.
(B) Descriptions
A description of—
(i) the eligible entity's objectives for implementing a high-quality charter school program with funding under this subsection, including a description of the proposed number of high-quality charter schools the eligible entity proposes to open as a result of the replication of a high-quality charter school or to expand with funding under this subsection;
(ii) the educational program that the eligible entity will implement in such charter schools, including—
(I) information on how the program will enable all students to meet the challenging State academic standards;
(II) the grade levels or ages of students who will be served; and
(III) the instructional practices that will be used;
(iii) how the operation of such charter schools will be sustained after the grant under this subsection has ended, which shall include a multi-year financial and operating model for the eligible entity;
(iv) how the eligible entity will ensure that such charter schools will recruit and enroll students, including children with disabilities, English learners, and other educationally disadvantaged students; and
(v) any request and justification for any waivers of Federal statutory or regulatory requirements that the eligible entity believes are necessary for the successful operation of such charter schools.
(C) Assurance
An assurance that the eligible entity has sufficient procedures in effect to ensure timely closure of low-performing or financially mismanaged charter schools and clear plans and procedures in effect for the students in such schools to attend other high-quality schools.
(4) Selection criteria
The Secretary shall select eligible entities to receive grants under this subsection, on the basis of the quality of the applications submitted under paragraph (3), after taking into consideration such factors as—
(A) the degree to which the eligible entity has demonstrated success in increasing academic achievement for all students and for each of the subgroups of students described in
(B) a determination that the eligible entity has not operated or managed a significant proportion of charter schools that—
(i) have been closed;
(ii) have had the school's charter revoked due to problems with statutory or regulatory compliance; or
(iii) have had the school's affiliation with the eligible entity revoked or terminated, including through voluntary disaffiliation; and
(C) a determination that the eligible entity has not experienced significant problems with statutory or regulatory compliance that could lead to the revocation of a school's charter.
(5) Priority
In awarding grants under this section, the Secretary shall give priority to eligible entities that—
(A) plan to operate or manage high-quality charter schools with racially and socioeconomically diverse student bodies;
(B) demonstrate success in working with schools identified by the State for comprehensive support and improvement under
(C) propose to use funds—
(i) to expand high-quality charter schools to serve high school students; or
(ii) to replicate high-quality charter schools to serve high school students; or
(D) propose to operate or manage high-quality charter schools that focus on dropout recovery and academic reentry.
(c) Terms and conditions
Except as otherwise provided, grants awarded under paragraphs (1) and (2) of subsection (a) shall have the same terms and conditions as grants awarded to State entities under
(
Editorial Notes
Prior Provisions
A prior section 7221d,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7221e. Federal formula allocation during first year and for successive enrollment expansions
(a) In general
For purposes of the allocation to schools by the States or their agencies of funds under part A of subchapter I, and any other Federal funds which the Secretary allocates to States on a formula basis, the Secretary and each State educational agency shall take such measures as are necessary to ensure that every charter school receives the Federal funding for which the charter school is eligible not later than 5 months after the charter school first opens, notwithstanding the fact that the identity and characteristics of the students enrolling in that charter school are not fully and completely determined until that charter school actually opens. The measures similarly shall ensure that every charter school expanding its enrollment in any subsequent year of operation receives the Federal funding for which the charter school is eligible not later than 5 months after such expansion.
(b) Adjustment and late openings
(1) In general
The measures described in subsection (a) shall include provision for appropriate adjustments, through recovery of funds or reduction of payments for the succeeding year, in cases where payments made to a charter school on the basis of estimated or projected enrollment data exceed the amounts that the school is eligible to receive on the basis of actual or final enrollment data.
(2) Rule
For charter schools that first open after November 1 of any academic year, the State, in accordance with guidance provided by the Secretary and applicable Federal statutes and regulations, shall ensure that such charter schools that are eligible for the funds described in subsection (a) for such academic year have a full and fair opportunity to receive those funds during the charter schools' first year of operation.
(c) New or significantly expanding charter schools
For purposes of implementing the hold harmless protections in sections 6332(c) and 6337(g)(3) 1 of this title for a newly opened or significantly expanded charter school under this part, a State educational agency shall calculate a hold-harmless base for the prior year that, as applicable, reflects the new or significantly expanded enrollment of the charter school.
(
Editorial Notes
References in Text
Amendments
2015—Subsec. (c).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 See References in Text note below.
§7221f. Solicitation of input from charter school operators
To the extent practicable, the Secretary shall ensure that administrators, teachers, and other individuals directly involved in the operation of charter schools are consulted in the development of any rules or regulations required to implement this subpart, as well as in the development of any rules or regulations relevant to charter schools that are required to implement part A of subchapter I, the Individuals with Disabilities Education Act [
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in text, is title VI of
§7221g. Records transfer
State educational agencies and local educational agencies, as quickly as possible and to the extent practicable, shall ensure that a student's records and, if applicable, a student's individualized education program as defined in
(
Editorial Notes
Amendments
2015—
2004—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7221h. Paperwork reduction
To the extent practicable, the Secretary and each authorized public chartering agency shall ensure that implementation of this subpart results in a minimum of paperwork for any eligible applicant or charter school.
(
§7221i. Definitions
In this part:
(1) Authorized public chartering agency
The term "authorized public chartering agency" means a State educational agency, local educational agency, or other public entity that has the authority pursuant to State law and approved by the Secretary to authorize or approve a charter school.
(2) Charter school
The term "charter school" means a public school that—
(A) in accordance with a specific State statute authorizing the granting of charters to schools, is exempt from significant State or local rules that inhibit the flexible operation and management of public schools, but not from any rules relating to the other requirements of this paragraph;
(B) is created by a developer as a public school, or is adapted by a developer from an existing public school, and is operated under public supervision and direction;
(C) operates in pursuit of a specific set of educational objectives determined by the school's developer and agreed to by the authorized public chartering agency;
(D) provides a program of elementary or secondary education, or both;
(E) is nonsectarian in its programs, admissions policies, employment practices, and all other operations, and is not affiliated with a sectarian school or religious institution;
(F) does not charge tuition;
(G) complies with the Age Discrimination Act of 1975 [
(H) is a school to which parents choose to send their children, and that—
(i) admits students on the basis of a lottery, consistent with
(ii) in the case of a school that has an affiliated charter school (such as a school that is part of the same network of schools), automatically enrolls students who are enrolled in the immediate prior grade level of the affiliated charter school and, for any additional student openings or student openings created through regular attrition in student enrollment in the affiliated charter school and the enrolling school, admits students on the basis of a lottery as described in clause (i);
(I) agrees to comply with the same Federal and State audit requirements as do other elementary schools and secondary schools in the State, unless such State audit requirements are waived by the State;
(J) meets all applicable Federal, State, and local health and safety requirements;
(K) operates in accordance with State law;
(L) has a written performance contract with the authorized public chartering agency in the State that includes a description of how student performance will be measured in charter schools pursuant to State assessments that are required of other schools and pursuant to any other assessments mutually agreeable to the authorized public chartering agency and the charter school; and
(M) may serve students in early childhood education programs or postsecondary students.
(3) Charter management organization
The term "charter management organization" means a nonprofit organization that operates or manages a network of charter schools linked by centralized support, operations, and oversight.
(4) Charter school support organization
The term "charter school support organization" means a nonprofit, nongovernmental entity that is not an authorized public chartering agency and provides, on a statewide basis—
(A) assistance to developers during the planning, program design, and initial implementation of a charter school; and
(B) technical assistance to operating charter schools.
(5) Developer
The term "developer" means an individual or group of individuals (including a public or private nonprofit organization), which may include teachers, administrators and other school staff, parents, or other members of the local community in which a charter school project will be carried out.
(6) Eligible applicant
The term "eligible applicant" means a developer that has—
(A) applied to an authorized public chartering authority to operate a charter school; and
(B) provided adequate and timely notice to that authority.
(7) Expand
The term "expand", when used with respect to a high-quality charter school, means to significantly increase enrollment or add one or more grades to the high-quality charter school.
(8) High-quality charter school
The term "high-quality charter school" means a charter school that—
(A) shows evidence of strong academic results, which may include strong student academic growth, as determined by a State;
(B) has no significant issues in the areas of student safety, financial and operational management, or statutory or regulatory compliance;
(C) has demonstrated success in significantly increasing student academic achievement, including graduation rates where applicable, for all students served by the charter school; and
(D) has demonstrated success in increasing student academic achievement, including graduation rates where applicable, for each of the subgroups of students, as defined in
(9) Replicate
The term "replicate", when used with respect to a high-quality charter school, means to open a new charter school, or a new campus of a high-quality charter school, based on the educational model of an existing high-quality charter school, under an existing charter or an additional charter, if permitted or required by State law.
(
Editorial Notes
References in Text
The Age Discrimination Act of 1975, referred to in par. (2)(G), is title III of
The Civil Rights Act of 1964, referred to in par. (2)(G), is
The Education Amendments of 1972, referred to in par. (2)(G), is
The Americans with Disabilities Act of 1990, referred to in par. (2)(G), is
The Individuals with Disabilities Education Act, referred to in par. (2)(G), is title VI of
Amendments
2015—
Par. (1).
Par. (2).
Par. (2)(G).
Par. (2)(H).
Par. (2)(I).
Par. (2)(M).
Pars. (3), (4).
Par. (5).
Par. (6).
Par. (6)(B).
Pars. (7) to (9).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7221j. Authorization of appropriations
There are authorized to be appropriated to carry out this part—
(1) $270,000,000 for fiscal year 2017;
(2) $270,000,000 for fiscal year 2018;
(3) $300,000,000 for fiscal year 2019; and
(4) $300,000,000 for fiscal year 2020.
(
Editorial Notes
Prior Provisions
A prior section 7221j,
A prior section 4311 of
Prior sections 7223 to 7223j and 7225 to 7225g were repealed by
Section 7223,
Section 7223a,
Section 7223b,
Section 7223c,
Section 7223d,
Section 7223e,
Section 7223f,
Section 7223g,
Section 7223h,
Section 7223i,
Section 7223j,
Section 7225,
Section 7225a,
Section 7225b,
Section 7225c,
Section 7225d,
Section 7225e,
Section 7225f,
Section 7225g,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
Part D—Magnet Schools Assistance
Editorial Notes
Codification
§7231. Findings and purpose
(a) Findings
Congress makes the following findings:
(1) Magnet schools are a significant part of the Nation's effort to achieve voluntary desegregation in our Nation's schools.
(2) The use of magnet schools has increased dramatically since the inception of the magnet schools assistance program under this chapter, with approximately 2,500,000 students nationwide attending such schools, of whom more than 69 percent are non-white.
(3) Magnet schools offer a wide range of distinctive programs that have served as models for school improvement efforts.
(4) It is in the best interests of the United States—
(A) to continue the Federal Government's support of local educational agencies that are implementing court-ordered desegregation plans and local educational agencies that are voluntarily seeking to foster meaningful interaction among students of different racial and ethnic backgrounds, beginning at the earliest stage of such students' education;
(B) to ensure that all students have equitable access to a high quality education that will prepare all students to function well in a technologically oriented and a highly competitive economy comprised of people from many different racial and ethnic backgrounds; and
(C) to continue to desegregate and diversify schools by supporting magnet schools, recognizing that segregation exists between minority and nonminority students as well as among students of different minority groups.
(5) Desegregation efforts through magnet school programs are a significant part of our Nation's effort to achieve voluntary desegregation in schools and help to ensure equal educational opportunities for all students.
(b) Purpose
The purpose of this part is to assist in the desegregation of schools served by local educational agencies by providing financial assistance to eligible local educational agencies for—
(1) the elimination, reduction, or prevention of minority group isolation in elementary schools and secondary schools with substantial proportions of minority students, which shall include assisting in the efforts of the United States to achieve voluntary desegregation in public schools;
(2) the development, implementation, and expansion of magnet school programs that will assist local educational agencies in achieving systemic reforms and providing all students the opportunity to meet challenging State academic standards;
(3) the development, design, and expansion of innovative educational methods and practices that promote diversity and increase choices in public elementary schools and public secondary schools and public educational programs;
(4) courses of instruction within magnet schools that will substantially strengthen the knowledge of academic subjects and the attainment of tangible and marketable career, technological, and professional skills of students attending such schools;
(5) improving the capacity of local educational agencies, including through professional development, to continue operating magnet schools at a high performance level after Federal funding for the magnet schools is terminated; and
(6) ensuring that all students enrolled in the magnet school programs have equitable access to high quality education that will enable the students to succeed academically and continue with postsecondary education or employment.
(
Editorial Notes
Prior Provisions
A prior section 7231,
A prior section 4401 of
Amendments
2015—Subsec. (a)(2).
Subsec. (b)(2).
Subsec. (b)(3).
Subsec. (b)(4).
Subsec. (b)(6).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7231a. Definition
For the purpose of this part, the term "magnet school" means a public elementary school, public secondary school, public elementary education center, or public secondary education center that offers a special curriculum capable of attracting substantial numbers of students of different racial backgrounds.
(
Editorial Notes
Prior Provisions
A prior section 4402 of
§7231b. Program authorized
The Secretary, in accordance with this part, is authorized to award grants to eligible local educational agencies, and consortia of such agencies where appropriate, to carry out the purpose of this part for magnet schools that are—
(1) part of an approved desegregation plan; and
(2) designed to bring students from different social, economic, ethnic, and racial backgrounds together.
(
Editorial Notes
Prior Provisions
A prior section 4403 of
§7231c. Eligibility
A local educational agency, or consortium of such agencies where appropriate, is eligible to receive a grant under this part to carry out the purpose of this part if such agency or consortium—
(1) is implementing a plan undertaken pursuant to a final order issued by a court of the United States, or a court of any State, or any other State agency or official of competent jurisdiction, that requires the desegregation of minority-group-segregated children or faculty in the elementary schools and secondary schools of such agency; or
(2) without having been required to do so, has adopted and is implementing, or will, if a grant is awarded to such local educational agency, or consortium of such agencies, under this part, adopt and implement a plan that has been approved by the Secretary as adequate under title VI of the Civil Rights Act of 1964 [
(
Editorial Notes
References in Text
The Civil Rights Act of 1964, referred to in par. (2), is
Prior Provisions
A prior section 4404 of
§7231d. Applications and requirements
(a) Applications
An eligible local educational agency, or consortium of such agencies, desiring to receive a grant under this part shall submit an application to the Secretary at such time, in such manner, and containing such information and assurances as the Secretary may reasonably require.
(b) Information and assurances
Each application submitted under subsection (a) shall include—
(1) a description of—
(A) how a grant awarded under this part will be used to promote desegregation, including any available evidence on, or if such evidence is not available, a rationale, based on current research, for how the proposed magnet school programs will increase interaction among students of different social, economic, ethnic, and racial backgrounds;
(B) the manner and extent to which the magnet school program will increase student academic achievement in the instructional area or areas offered by the school, including any evidence, or if such evidence is not available, a rationale based on current research findings, to support such description;
(C) how the applicant will continue the magnet school program after assistance under this part is no longer available, and, if applicable, an explanation of why magnet schools established or supported by the applicant with grant funds under this part cannot be continued without the use of grant funds under this part;
(D) how the applicant will assess, monitor, and evaluate the impact of the activities funded under this part on student achievement and integration;
(E) how grant funds under this part will be used—
(i) to improve student academic achievement for all students attending the magnet school programs; and
(ii) to implement services and activities that are consistent with other programs under this chapter, and other Acts, as appropriate; and
(F) the criteria to be used in selecting students to attend the proposed magnet school program; and
(2) assurances that the applicant will—
(A) use grant funds under this part for the purposes specified in
(B) employ effective teachers in the courses of instruction assisted under this part;
(C) not engage in discrimination based on race, religion, color, national origin, sex, or disability in—
(i) the hiring, promotion, or assignment of employees of the applicant or other personnel for whom the applicant has any administrative responsibility;
(ii) the assignment of students to schools, or to courses of instruction within the schools, of such applicant, except to carry out the approved plan; and
(iii) designing or operating extracurricular activities for students;
(D) carry out a high-quality education program that will encourage greater parental decisionmaking and involvement; and
(E) give students residing in the local attendance area of the proposed magnet school program equitable consideration for placement in the program, consistent with desegregation guidelines and the capacity of the applicant to accommodate the students.
(c) Special rule
No grant shall be awarded under this part unless the Assistant Secretary of Education for Civil Rights determines that the assurances described in subsection (b)(2)(C) will be met.
(
Editorial Notes
Prior Provisions
A prior section 4405 of
Amendments
2015—Subsec. (b)(1)(A).
Subsec. (b)(1)(B).
Subsec. (b)(1)(D) to (F).
Subsec. (b)(2)(A).
Subsec. (b)(2)(B).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7231e. Priority
In awarding grants under this part, the Secretary shall give priority to applicants that—
(1) demonstrate the greatest need for assistance, based on the expense or difficulty of effectively carrying out approved desegregation plans and the magnet school program for which the grant is sought;
(2) propose to—
(A) carry out a new, evidence-based magnet school program;
(B) significantly revise an existing magnet school program, using evidence-based methods and practices, as available; or
(C) replicate an existing magnet school program that has a demonstrated record of success in increasing student academic achievement and reducing isolation of minority groups;
(3) propose to select students to attend magnet school programs by methods such as lottery, rather than through academic examination; and
(4) propose to increase racial integration by taking into account socioeconomic diversity in designing and implementing magnet school programs.
(
Editorial Notes
Prior Provisions
A prior section 4406 of
Amendments
2015—Pars. (2) to (4).
"(2) propose to carry out new magnet school programs, or significantly revise existing magnet school programs; and
"(3) propose to select students to attend magnet school programs by methods such as lottery, rather than through academic examination."
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7231f. Use of funds
(a) In general
Grant funds made available under this part may be used by an eligible local educational agency, or consortium of such agencies—
(1) for planning and promotional activities directly related to the development, expansion, continuation, or enhancement of academic programs and services offered at magnet schools;
(2) for the acquisition of books, materials, and equipment, including computers and the maintenance and operation of materials, equipment, and computers, necessary to conduct programs in magnet schools;
(3) for the compensation, or subsidization of the compensation, of elementary school and secondary school teachers who are effective, and instructional staff where applicable, who are necessary to conduct programs in magnet schools;
(4) with respect to a magnet school program offered to less than the entire student population of a school, for instructional activities that—
(A) are designed to make available the special curriculum that is offered by the magnet school program to students who are enrolled in the school but who are not enrolled in the magnet school program; and
(B) further the purpose of this part;
(5) for activities, which may include professional development, that will build the recipient's capacity to operate magnet school programs once the grant period has ended;
(6) to enable the local educational agency, or consortium of such agencies, to have more flexibility in the administration of a magnet school program in order to serve students attending a school who are not enrolled in a magnet school program;
(7) to enable the local educational agency, or consortium of such agencies, to have flexibility in designing magnet schools for students in all grades;
(8) to enable the local educational agency, or consortium of such agencies, or other organizations partnered with such agency or consortium, to establish, expand, or strengthen inter-district and regional magnet programs; and
(9) to provide transportation to and from the magnet school, provided that—
(A) such transportation is sustainable beyond the grant period; and
(B) the costs of providing transportation do not represent a significant portion of the grant funds received by the eligible local educational agency under this part.
(b) Special rule
Grant funds under this part may be used for activities described in paragraphs (2) and (3) of subsection (a) only if the activities are directly related to improving student academic achievement based on the challenging State academic standards or directly related to improving student reading skills or knowledge of mathematics, science, history, geography, English, foreign languages, art, or music, or to improving career, technical, and professional skills.
(
Editorial Notes
Prior Provisions
A prior section 4407 of
Amendments
2020—Subsec. (a)(9).
2015—Subsec. (a)(3).
Subsec. (a)(8), (9).
Subsec. (b).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7231g. Repealed. Pub. L. 114–95, title IV, §4001(b)(3)(D)(ii), Dec. 10, 2015, 129 Stat. 1967
Section,
Editorial Notes
Prior Provisions
A prior section 5308 of
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7231h. Limitations
(a) Duration of awards
A grant under this part shall be awarded for a period that shall not exceed 5 fiscal years.
(b) Limitation on planning funds
A local educational agency, or consortium of such agencies, may expend for planning (professional development shall not be considered to be planning for purposes of this subsection) not more than 50 percent of the grant funds received under this part for the first year of the program and not more than 15 percent of such funds for each of the second and third such years.
(c) Amount
No grant awarded under this part to a local educational agency, or a consortium of such agencies, shall be for more than $15,000,000 for the grant period described in subsection (a).
(d) Timing
To the extent practicable, the Secretary shall award grants for any fiscal year under this part not later than June 1 of the applicable fiscal year.
(
Editorial Notes
Prior Provisions
A prior section 4408 of
Amendments
2015—Subsec. (a).
Subsec. (c).
Subsec. (d).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7231i. Repealed. Pub. L. 114–95, title IV, §4001(b)(3)(D)(ii), Dec. 10, 2015, 129 Stat. 1967
Section,
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7231j. Authorization of appropriations; reservation
(a) Authorization
There are authorized to be appropriated to carry out this part the following amounts:
(1) $94,000,000 for fiscal year 2017.
(2) $96,820,000 for fiscal year 2018.
(3) $102,387,150 for fiscal year 2019.
(4) $108,530,379 for fiscal year 2020.
(b) Reservation for technical assistance
The Secretary may reserve not more than 1 percent of the funds appropriated under subsection (a) for any fiscal year to provide technical assistance and share best practices with respect to magnet school programs assisted under this part.
(c) Availability of funds for grants to agencies not previously assisted
In any fiscal year for which the amount appropriated pursuant to subsection (a) exceeds $75,000,000, the Secretary shall give priority in using such amounts in excess of $75,000,000 to awarding grants to local educational agencies or consortia of such agencies that did not receive a grant under this part in the preceding fiscal year.
(
Editorial Notes
Prior Provisions
A prior section 4409 of
Prior sections 7232 to 7238 were omitted in the general amendment of former subchapter V of this chapter by
Section 7232,
Section 7233,
Section 7234,
Section 7235,
Section 7236,
Section 7237,
Section 7238,
Amendments
2015—Subsec. (a).
Subsecs. (b), (c).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Part E—Family Engagement in Education Programs
§7241. Purposes
The purposes of this part are the following:
(1) To provide financial support to organizations to provide technical assistance and training to State educational agencies and local educational agencies in the implementation and enhancement of systemic and effective family engagement policies, programs, and activities that lead to improvements in student development and academic achievement.
(2) To assist State educational agencies, local educational agencies, community-based organizations, schools, and educators in strengthening partnerships among parents, teachers, school leaders, administrators, and other school personnel in meeting the educational needs of children and fostering greater parental engagement.
(3) To support State educational agencies, local educational agencies, schools, educators, and parents in developing and strengthening the relationship between parents and their children's school in order to further the developmental progress of children.
(4) To coordinate activities funded under this part with parent involvement initiatives funded under
(5) To assist the Secretary, State educational agencies, and local educational agencies in the coordination and integration of Federal, State, and local services and programs to engage families in education.
(
Editorial Notes
Prior Provisions
A prior section 7241,
A prior section 4501 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7242. Grants authorized.
(a) Statewide family engagement centers
From the amount appropriated under
(1) carry out parent education, and family engagement in education, programs; or
(2) provide comprehensive training and technical assistance to State educational agencies, local educational agencies, schools identified by State educational agencies and local educational agencies, organizations that support family-school partnerships, and other organizations that carry out such programs.
(b) Minimum award
In awarding grants under this section, the Secretary shall, to the extent practicable, ensure that a grant is awarded for a statewide family engagement center in an amount not less than $500,000.
(c) Matching funds for grant renewal
Each organization or consortium receiving assistance under this part shall demonstrate that, for each fiscal year after the first fiscal year for which the organization or consortium is receiving such assistance, a portion of the services provided by the organization or consortium is supported through non-Federal contributions, which may be in cash or in-kind.
(d) Technical assistance
The Secretary shall reserve not more than 2 percent of the funds appropriated under
(
Editorial Notes
Prior Provisions
A prior section 4502 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7243. Applications
(a) Submissions
Each statewide organization, or a consortium of such organizations, that desires a grant under this part shall submit an application to the Secretary at such time and in such manner as the Secretary may require, which shall include the information described in subsection (b).
(b) Contents
Each application submitted under subsection (a) shall include, at a minimum, the following:
(1) A description of the applicant's approach to family engagement in education.
(2) A description of how the State educational agency and any partner organization will support the statewide family engagement center that will be operated by the applicant including a description of the State educational agency and any partner organization's commitment of such support.
(3) A description of the applicant's plan for building a statewide infrastructure for family engagement in education, that includes—
(A) management and governance;
(B) statewide leadership; or
(C) systemic services for family engagement in education.
(4) A description of the applicant's demonstrated experience in providing training, information, and support to State educational agencies, local educational agencies, schools, educators, parents, and organizations on family engagement in education policies and practices that are effective for parents (including low-income parents) and families, parents of English learners, minorities, students with disabilities, homeless children and youth, children and youth in foster care, and migrant students, including evaluation results, reporting, or other data exhibiting such demonstrated experience.
(5) A description of the steps the applicant will take to target services to low-income students and parents.
(6) An assurance that the applicant will—
(A) establish a special advisory committee, the membership of which includes—
(i) parents, who shall constitute a majority of the members of the special advisory committee;
(ii) representatives of education professionals with expertise in improving services for disadvantaged children;
(iii) representatives of local elementary schools and secondary schools, including students;
(iv) representatives of the business community; and
(v) representatives of State educational agencies and local educational agencies;
(B) use not less than 65 percent of the funds received under this part in each fiscal year to serve local educational agencies, schools, and community-based organizations that serve high concentrations of disadvantaged students, including students who are English learners, minorities, students with disabilities, homeless children and youth, children and youth in foster care, and migrant students;
(C) operate a statewide family engagement center of sufficient size, scope, and quality to ensure that the center is adequate to serve the State educational agency, local educational agencies, and community-based organizations;
(D) ensure that the statewide family engagement center will retain staff with the requisite training and experience to serve parents in the State;
(E) serve urban, suburban, and rural local educational agencies and schools;
(F) work with—
(i) other statewide family engagement centers assisted under this part; and
(ii) parent training and information centers and community parent resource centers assisted under
(G) use not less than 30 percent of the funds received under this part for each fiscal year to establish or expand technical assistance for evidence-based parent education programs;
(H) provide assistance to State educational agencies, local educational agencies, and community-based organizations that support family members in supporting student academic achievement;
(I) work with State educational agencies, local educational agencies, schools, educators, and parents to determine parental needs and the best means for delivery of services to address such needs;
(J) conduct sufficient outreach to assist parents, including parents who the applicant may have a difficult time engaging with a school or local educational agency; and
(K) conduct outreach to low-income students and parents, including low-income students and parents who are not proficient in English.
(7) An assurance that the applicant will conduct training programs in the community to improve adult literacy, including financial literacy.
(c) Priority
In awarding grants for activities described in this part, the Secretary shall give priority to statewide family engagement centers that will use funds under
(
Editorial Notes
Prior Provisions
Prior sections 7243 to 7243c were repealed by
Section 7243,
Section 7243a,
Section 7243b,
Section 7243c,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7244. Uses of funds
(a) In general
Each statewide organization or consortium receiving a grant under this part shall use the grant funds, based on the needs determined under
(1) to assist parents in participating effectively in their children's education and to help their children meet challenging State academic standards, such as by assisting parents—
(A) to engage in activities that will improve student academic achievement, including understanding how parents can support learning in the classroom with activities at home and in after school and extracurricular programs;
(B) to communicate effectively with their children, teachers, school leaders, counselors, administrators, and other school personnel;
(C) to become active participants in the development, implementation, and review of school-parent compacts, family engagement in education policies, and school planning and improvement;
(D) to participate in the design and provision of assistance to students who are not making academic progress;
(E) to participate in State and local decisionmaking;
(F) to train other parents; and
(G) in learning and using technology applied in their children's education;
(2) to develop and implement, in partnership with the State educational agency, statewide family engagement in education policy and systemic initiatives that will provide for a continuum of services to remove barriers for family engagement in education and support school reform efforts; and
(3) to develop and implement parental involvement policies under this chapter.
(b) Rule of construction
Nothing in this section shall be construed to prohibit a statewide family engagement center from—
(1) having its employees or agents meet with a parent at a site that is not on school grounds; or
(2) working with another agency that serves children.
(c) Parental rights
Notwithstanding any other provision of this section—
(1) no person (including a parent who educates a child at home, a public school parent, or a private school parent) shall be required to participate in any program of parent education or developmental screening under this section; and
(2) no program or center assisted under this section shall take any action that infringes in any manner on the right of parents to direct the education of their children.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7245. Family engagement in Indian schools
The Secretary of the Interior, in consultation with the Secretary of Education, shall establish, or enter into contracts and cooperative agreements with, local tribes, tribal organizations, or Indian nonprofit parent organizations to establish and operate family engagement centers.
(
Editorial Notes
Prior Provisions
A prior section 7245,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7246. Authorization of appropriations
There are authorized to be appropriated to carry out this part $10,000,000 for each of fiscal years 2017 through 2020.
(
Editorial Notes
Prior Provisions
Prior sections 7247 and 7249 were repealed by
Section 7247,
Section 7249,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
Part F—National Activities
§7251. Authorization of appropriations; reservations
(a) Authorization of appropriations
There are authorized to be appropriated to carry out this part—
(1) $200,741,000 for each of fiscal years 2017 and 2018; and
(2) $220,741,000 for each of fiscal years 2019 and 2020.
(b) Reservations
From the amounts appropriated under subsection (a) for a fiscal year, the Secretary shall—
(1) reserve $5,000,000 to carry out activities authorized under subpart 3; and
(2) from the amounts remaining after the reservation under paragraph (1)—
(A) carry out activities authorized under subpart 1 using—
(i) 36 percent of such remainder for each of fiscal years 2017 and 2018; and
(ii) 42 percent of such remainder for each of fiscal years 2019 and 2020;
(B) carry out activities authorized under subpart 2 using—
(i) 36 percent of such remainder for each of fiscal years 2017 and 2018; and
(ii) 32 percent of such remainder for each of fiscal years 2019 and 2020; and
(C) to carry out activities authorized under subpart 4— 1
(i) 28 percent of such remainder for each of fiscal years 2017 and 2018; and
(ii) 26 percent of such remainder for each of fiscal years 2019 and 2020.
(
Editorial Notes
Prior Provisions
A prior section 7251,
A prior section 4601 of
Prior sections 7253 to 7253e, 7255 to 7255f, 7257 to 7257d, and 7259 to 7259c were repealed by
Section 7253,
Section 7253a,
Section 7253b,
Section 7253c,
Section 7253d,
Section 7253e,
Section 7255,
Section 7255a,
Section 7255b,
Section 7255c,
Section 7255d,
Section 7255e,
Section 7255f,
Section 7257,
Section 7257a,
Section 7257b,
Section 7257c,
Section 7257d,
Section 7259,
Section 7259a,
Section 7259b,
Section 7259c,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
1 So in original. Probably should be "(C) carry out activities authorized under subpart 4 using—".
subpart 1—education innovation and research
§7261. Grants for education innovation and research
(a) Program authorized
(1) In general
From funds reserved under
(A) create, develop, implement, replicate, or take to scale entrepreneurial, evidence-based, field-initiated innovations to improve student achievement and attainment for high-need students; and
(B) rigorously evaluate such innovations, in accordance with subsection (e).
(2) Description of grants
The grants described in paragraph (1) shall include—
(A) early-phase grants to fund the development, implementation, and feasibility testing of a program, which prior research suggests has promise, for the purpose of determining whether the program can successfully improve student achievement or attainment for high-need students;
(B) mid-phase grants to fund implementation and a rigorous evaluation of a program that has been successfully implemented under an early-phase grant described in subparagraph (A) or other effort meeting similar criteria, for the purpose of measuring the program's impact and cost effectiveness, if possible using existing administrative data; and
(C) expansion grants to fund implementation and a rigorous replication evaluation of a program that has been found to produce sizable, important impacts under a mid-phase grant described in subparagraph (B) or other effort meeting similar criteria, for the purposes of—
(i) determining whether such impacts can be successfully reproduced and sustained over time; and
(ii) identifying the conditions in which the program is most effective.
(b) Eligible entity
In this subpart, the term "eligible entity" means any of the following:
(1) A local educational agency.
(2) A State educational agency.
(3) The Bureau of Indian Education.
(4) A consortium of State educational agencies or local educational agencies.
(5) A nonprofit organization.
(6) A State educational agency, a local educational agency, a consortium described in paragraph (4), or the Bureau of Indian Education, in partnership with—
(A) a nonprofit organization;
(B) a business;
(C) an educational service agency; or
(D) an institution of higher education.
(c) Rural areas
(1) In general
In awarding grants under subsection (a), the Secretary shall ensure that not less than 25 percent of the funds made available for any fiscal year are awarded for programs that meet both of the following requirements:
(A) The grantee is—
(i) a local educational agency with an urban-centric district locale code of 32, 33, 41, 42, or 43, as determined by the Secretary;
(ii) a consortium of such local educational agencies;
(iii) an educational service agency or a nonprofit organization in partnership with such a local educational agency; or
(iv) a grantee described in clause (i) or (ii) in partnership with a State educational agency.
(B) A majority of the schools to be served by the program are designated with a locale code of 32, 33, 41, 42, or 43, or a combination of such codes, as determined by the Secretary.
(2) Exception
Notwithstanding paragraph (1), the Secretary shall reduce the amount of funds made available under such paragraph if the Secretary does not receive a sufficient number of applications of sufficient quality.
(d) Matching funds
In order to receive a grant under subsection (a), an eligible entity shall demonstrate that the eligible entity will provide matching funds, in cash or through in-kind contributions, from Federal, State, local, or private sources in an amount equal to 10 percent of the funds provided under such grant, except that the Secretary may waive the matching funds requirement, on a case-by-case basis, upon a showing of exceptional circumstances, such as—
(1) the difficulty of raising matching funds for a program to serve a rural area;
(2) the difficulty of raising matching funds in areas with a concentration of local educational agencies or schools with a high percentage of students aged 5 through 17—
(A) who are in poverty, as counted in the most recent census data approved by the Secretary;
(B) who are eligible for a free or reduced price lunch under the Richard B. Russell National School Lunch Act (
(C) whose families receive assistance under the State program funded under part A of title IV of the Social Security Act (
(D) who are eligible to receive medical assistance under the Medicaid program; and
(3) the difficulty of raising funds on tribal land.
(e) Evaluation
Each recipient of a grant under this section shall conduct an independent evaluation of the effectiveness of the program carried out under such grant.
(f) Technical assistance
The Secretary may reserve not more than 5 percent of the funds appropriated under
(1) provide technical assistance for eligibility entities, which may include pre-application workshops, web-based seminars, and evaluation support; and
(2) to disseminate best practices.
(
Editorial Notes
References in Text
The Richard B. Russell National School Lunch Act, referred to in subsec. (d)(2)(B), is act June 4, 1946, ch. 281,
The Social Security Act, referred to in subsec. (d)(2)(C), is act Aug. 14, 1935, ch. 531,
Prior Provisions
Prior sections 7261 to 7261f were repealed by
Section 7261,
Another prior section 7261,
Section 7261a,
Section 7261b,
Section 7261c,
Section 7261d,
Section 7261e,
Section 7261f,
A prior section 7262,
Prior sections 7263 to 7263b were repealed by
Section 7263,
Another prior section 7263,
Section 7263a,
Section 7263b,
A prior section 7264,
Prior sections 7265 to 7265e were repealed by
Section 7265,
Another prior section 7265,
Section 7265a,
Section 7265b,
Section 7265c,
Section 7265d,
Section 7265e,
A prior section 7266,
Prior sections 7267 to 7267f were repealed by
Section 7267,
Another prior section 7267,
Section 7267a,
Section 7267b,
Section 7267c,
Section 7267d,
Section 7267e,
Section 7267f,
A prior section 7268,
Prior sections 7269 and 7269a were repealed by
Section 7269,
Section 7269a,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 2—community support for school success
§7271. Purposes
The purposes of this subpart are to—
(1) significantly improve the academic and developmental outcomes of children living in the most distressed communities of the United States, including ensuring school readiness, high school graduation, and access to a community-based continuum of high-quality services; and
(2) provide support for the planning, implementation, and operation of full-service community schools that improve the coordination and integration, accessibility, and effectiveness of services for children and families, particularly for children attending high-poverty schools, including high-poverty rural schools.
(
Editorial Notes
Prior Provisions
A prior section 7271,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7272. Definitions
In this subpart:
(1) Eligible entity
The term "eligible entity" means the following:
(A) With respect to a grant for activities described in
(i) an institution of higher education, as defined in
(ii) an Indian tribe or tribal organization, as defined in
(iii) one or more nonprofit entities working in formal partnership with not less than 1 of the following entities:
(I) A high-need local educational agency.
(II) An institution of higher education, as defined in
(III) The office of a chief elected official of a unit of local government.
(IV) An Indian tribe or tribal organization, as defined under
(B) With respect to a grant for activities described in
(i)(I) 1 or more local educational agencies; or
(II) the Bureau of Indian Education; and
(ii) 1 or more community-based organizations, nonprofit organizations, or other public or private entities.
(2) Full-service community school
The term "full-service community school" means a public elementary school or secondary school that—
(A) participates in a community-based effort to coordinate and integrate educational, developmental, family, health, and other comprehensive services through community-based organizations and public and private partnerships; and
(B) provides access to such services in school to students, families, and the community, such as access during the school year (including before- and after-school hours and weekends), as well as during the summer.
(3) Pipeline services
The term "pipeline services" means a continuum of coordinated supports, services, and opportunities for children from birth through entry into and success in postsecondary education, and career attainment. Such services shall include, at a minimum, strategies to address through services or programs (including integrated student supports) the following:
(A) High-quality early childhood education programs.
(B) High-quality school and out-of-school-time programs and strategies.
(C) Support for a child's transition to elementary school, from elementary school to middle school, from middle school to high school, and from high school into and through postsecondary education and into the workforce, including any comprehensive readiness assessment determined necessary.
(D) Family and community engagement and supports, which may include engaging or supporting families at school or at home.
(E) Activities that support postsecondary and workforce readiness, which may include job training, internship opportunities, and career counseling.
(F) Community-based support for students who have attended the schools in the area served by the pipeline, or students who are members of the community, facilitating their continued connection to the community and success in postsecondary education and the workforce.
(G) Social, health, nutrition, and mental health services and supports.
(H) Juvenile crime prevention and rehabilitation programs.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7273. Program authorized
(a) Program authorized
(1) In general
The Secretary shall use not less than 95 percent of the amounts made available under
(A) Promise neighborhoods
The implementation of a comprehensive, effective continuum of coordinated services that meets the purpose described in
(i) high concentrations of low-income individuals;
(ii) multiple signs of distress, which may include high rates of poverty, childhood obesity, academic failure, and juvenile delinquency, adjudication, or incarceration; and
(iii) schools implementing comprehensive support and improvement activities or targeted support and improvement activities under
(B) Full-service community schools
The provision of assistance to public elementary schools or secondary schools to function as full-service community schools.
(2) Sufficient size and scope
Each grant awarded under this subpart shall be of sufficient size and scope to allow the eligible entity to carry out the applicable purposes of this subpart.
(b) Duration
A grant awarded under this subpart shall be for a period of not more than 5 years, and may be extended for an additional period of not more than 2 years.
(c) Continued funding
Continued funding of a grant under this subpart, including a grant extended under subsection (b), after the third year of the initial grant period shall be contingent on the eligible entity's progress toward meeting—
(1) with respect to a grant for activities described in
(2) with respect to a grant for activities described in
(d) Matching requirements
(1) Promise neighborhood activities
(A) Matching funds
Each eligible entity receiving a grant under this subpart for activities described in
(B) Private sources
The Secretary shall require that a portion of the matching funds come from private sources, which may include in-kind contributions.
(C) Adjustment
The Secretary may adjust the matching funds requirement under this paragraph for applicants that demonstrate high need, including applicants from rural areas and applicants that wish to provide services on tribal lands.
(D) Financial hardship waiver
The Secretary may waive or reduce, on a case-by-case basis, the matching requirement under this paragraph, including the requirement for funds from private sources, for a period of 1 year at a time, if the eligible entity demonstrates significant financial hardship.
(2) Full-service community schools activities
(A) In general
Each eligible entity receiving a grant under this subpart for activities described in
(B) Special rule
The Bureau of Indian Education may meet the requirement of subparagraph (A) using funds from other Federal sources.
(3) Special rules
(A) In general
The Secretary may not require any eligible entity receiving a grant under this subpart to provide matching funds in an amount that exceeds the amount of the grant award.
(B) Consideration
Notwithstanding this subsection, the Secretary shall not consider the ability of an eligible entity to match funds when determining which applicants will receive grants under this subpart.
(e) Reservation for rural areas
(1) In general
From the amounts allocated under subsection (a) for grants to eligible entities, the Secretary shall use not less than 15 percent of such amounts to award grants to eligible entities that propose to carry out the activities described in such subsection in rural areas.
(2) Exception
The Secretary shall reduce the amount described in paragraph (1) if the Secretary does not receive a sufficient number of applications of sufficient quality.
(f) Minimum number of grants
For each fiscal year, the Secretary shall award under this subpart not fewer than 3 grants for activities described in
(
Editorial Notes
Prior Provisions
Prior sections 7273 to 7273e were repealed by
Section 7273,
Section 7273a,
Section 7273b,
Section 7273c,
Section 7273d,
Section 7273e,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7274. Promise neighborhoods
(a) Application requirements
An eligible entity desiring a grant under this subpart for activities described in this section shall submit an application to the Secretary at such time and in such manner as the Secretary may require, including, at a minimum, all of the following:
(1) A plan to significantly improve the academic outcomes of children living in a neighborhood that is served by the eligible entity—
(A) by providing pipeline services that address the needs of children in the neighborhood, as identified by the needs analysis described in paragraph (4); and
(B) that is supported by effective practices.
(2) A description of the neighborhood that the eligible entity will serve.
(3) Measurable annual objectives and outcomes for the grant, in accordance with the metrics described in subsection (h), for each year of the grant.
(4) An analysis of the needs and assets of the neighborhood identified in paragraph (1), including—
(A) the size and scope of the population affected;
(B) a description of the process through which the needs analysis was produced, including a description of how parents, families, and community members were engaged in such analysis;
(C) an analysis of community assets and collaborative efforts (including programs already provided from Federal and non-Federal sources) within, or accessible to, the neighborhood, including, at a minimum, early learning opportunities, family and student supports, local businesses, local educational agencies, and institutions of higher education;
(D) the steps that the eligible entity is taking, at the time of the application, to address the needs identified in the needs analysis; and
(E) any barriers the eligible entity, public agencies, and other community-based organizations have faced in meeting such needs.
(5) A description of—
(A) all information that the entity used to identify the pipeline services to be provided, which shall not include information that is more than 3 years old; and
(B) how the eligible entity will—
(i) collect data on children served by each pipeline service; and
(ii) increase the percentage of children served over time.
(6) A description of the process used to develop the application, including the involvement of family and community members.
(7) A description of how the pipeline services will facilitate the coordination of the following activities:
(A) Providing early learning opportunities for children, including by—
(i) providing opportunities for families to acquire the skills to promote early learning and child development; and
(ii) ensuring appropriate diagnostic assessments and referrals for children with disabilities and children aged 3 through 9 experiencing developmental delays, consistent with the Individuals with Disabilities Education Act (
(B) Supporting, enhancing, operating, or expanding rigorous, comprehensive, effective educational improvements, which may include high-quality academic programs, expanded learning time, and programs and activities to prepare students for postsecondary education admissions and success.
(C) Supporting partnerships between schools and other community resources with an integrated focus on academics and other social, health, and familial supports.
(D) Providing social, health, nutrition, and mental health services and supports, for children, family members, and community members, which may include services provided within the school building.
(E) Supporting evidence-based programs that assist students through school transitions, which may include expanding access to postsecondary education courses and postsecondary education enrollment aid or guidance, and other supports for at-risk youth.
(8) A description of the strategies that will be used to provide pipeline services (including a description of which programs and services will be provided to children, family members, community members, and children within the neighborhood) to support the purpose described in
(9) An explanation of the process the eligible entity will use to establish and maintain family and community engagement, including—
(A) involving representative participation by the members of such neighborhood in the planning and implementation of the activities of each grant awarded under this subpart for activities described in this section;
(B) the provision of strategies and practices to assist family and community members in actively supporting student achievement and child development;
(C) providing services for students, families, and communities within the school building; and
(D) collaboration with institutions of higher education, workforce development centers, and employers to align expectations and programming with postsecondary education and workforce readiness,
(10) An explanation of how the eligible entity will continuously evaluate and improve the continuum of high-quality pipeline services to provide for continuous program improvement and potential expansion.
(b) Priority
In awarding grants for activities described in this section, the Secretary shall give priority to eligible entities that will use funds under subsection (d) for evidence-based activities, which, for purposes of this subsection, is defined as activities meeting the requirements of
(c) Memorandum of understanding
As eligible entity shall, as part of the application described in subsection (a), submit a preliminary memorandum of understanding, signed by each partner entity or agency described in
(d) Uses of funds
Each eligible entity that receives a grant under this subpart to carry out a program of activities described in this section shall use the grant funds to—
(1) support planning activities to develop and implement pipeline services;
(2) implement the pipeline services; and
(3) continuously evaluate the success of the program and improve the program based on data and outcomes.
(e) Special rules
(1) Funds for pipeline services
Each eligible entity that receives a grant under this subpart for activities described in this section shall, for the first year of the grant, use not less than 50 percent of the grant funds, and, for the second year of the grant, use not less than 25 percent of the grant funds, to carry out the activities described in subsection (d)(1).
(2) Operational flexibility
Each eligible entity that operates a school in a neighborhood served by a grant program under this subpart for activities described in this section shall provide such school with the operational flexibility, including autonomy over staff, time, and budget, needed to effectively carry out the activities described in the application under subsection (a).
(3) Limitation on use of funds for early childhood education programs
Funds provided under this subpart for activities described in this section that are used to improve early childhood education programs shall not be used to carry out any of the following activities:
(A) Assessments that provide rewards or sanctions for individual children or teachers.
(B) A single assessment that is used as the primary or sole method for assessing program effectiveness.
(C) Evaluating children, other than for the purposes of improving instruction, classroom environment, professional development, or parent and family engagement, or program improvement.
(f) Report
Each eligible entity that receives a grant under this subpart for activities described in this section shall prepare and submit an annual report to the Secretary, which shall include—
(1) information about the number and percentage of children in the neighborhood who are served by the grant program, including a description of the number and percentage of children accessing each support or service offered as part of the pipeline services; and
(2) information relating to the performance metrics described in subsection (h).
(g) Publicly available data
Each eligible entity that receives a grant under this subpart for activities described in this section shall make publicly available, including through electronic means, the information described in subsection (f). To the extent practicable, such information shall be provided in a form and language accessible to parents and families in the neighborhood served under the grant, and such information shall be a part of statewide longitudinal data systems.
(h) Performance indicators
(1) In general
The Secretary shall establish performance indicators under paragraph (2) and corresponding metrics to be used for the purpose of reporting under paragraph (3) and program evaluation under subsection (i).
(2) Indicators
The performance indicators established by the Secretary under paragraph (1) shall be indicators of improved academic and developmental outcomes for children, including indicators of school readiness, high school graduation, postsecondary education and career readiness, and other academic and developmental outcomes, to promote—
(A) data-driven decision-making by eligible entities receiving funds under this subpart; and
(B) access to a community-based continuum of high-quality services for children living in the most distressed communities of the United States, beginning at birth.
(3) Reporting
Each eligible entity that receives a grant under this subpart for activities described in this section shall annually collect and report to the Secretary data on the performance indicators described in paragraph (2) for use by the Secretary in making a determination concerning continuation funding and grant extension under
(i) Evaluation
The Secretary shall reserve not more than 5 percent of the funds made available under
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in subsec. (a)(7)(A)(ii), is title VI of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7275. Full-service community schools
(a) Application
An eligible entity that desires a grant under this subpart for activities described in this section shall submit an application to the Secretary at such time and in such manner as the Secretary may require. The Secretary shall require that each such application include the following:
(1) A description of the eligible entity.
(2) A memorandum of understanding among all partner entities in the eligible entity that will assist the eligible entity to coordinate and provide pipeline services and that describes the roles the partner entities will assume.
(3) A description of the capacity of the eligible entity to coordinate and provide pipeline services at 2 or more full-service community schools.
(4) A comprehensive plan that includes descriptions of the following:
(A) The student, family, and school community to be served, including demographic information.
(B) A needs assessment that identifies the academic, physical, nonacademic, health, mental health, and other needs of students, families, and community residents.
(C) Annual measurable performance objectives and outcomes, including an increase in the number and percentage of families and students targeted for services each year of the program, in order to ensure that children are—
(i) prepared for kindergarten;
(ii) achieving academically; and
(iii) safe, healthy, and supported by engaged parents.
(D) Pipeline services, including existing and additional pipeline services, to be coordinated and provided by the eligible entity and its partner entities, including an explanation of—
(i) why such services have been selected;
(ii) how such services will improve student academic achievement; and
(iii) how such services will address the annual measurable performance objectives and outcomes established under subparagraph (C).
(E) Plans to ensure that each full-service community school site has a full-time coordinator of pipeline services at such school, including a description of the applicable funding sources, plans for professional development for the personnel managing, coordinating, or delivering pipeline services, and plans for joint utilization and management of school facilities.
(F) Plans for annual evaluation based upon attainment of the performance objectives and outcomes described in subparagraph (C).
(G) Plans for sustaining the programs and services described in this subsection after the grant period.
(5) An assurance that the eligible entity and its partner entities will focus services on schools eligible for a schoolwide program under
(b) Priority
In awarding grants under this subpart for activities described in this section, the Secretary shall give priority to eligible entities that—
(1)(A) will serve a minimum of 2 or more full-service community schools eligible for a schoolwide program under
(B) include a local educational agency that satisfies the requirements of—
(i) subparagraph (A), (B), or (C) of
(ii) subparagraphs (A) and (B) of
(2) are consortiums comprised of a broad representation of stakeholders or consortiums demonstrating a history of effectiveness; and
(3) will use funds for evidence-based activities described in subsection (e), defined for purposes of this paragraph as activities meeting the requirements of
(c) Planning
The Secretary may authorize an eligible entity receiving a grant under this subpart for activities described in this section to use not more than 10 percent of the total amount of grant funds for planning purposes during the first year of the grant.
(d) Minimum amount
The Secretary may not award a grant under this subpart for activities described in this section to an eligible entity in an amount that is less than $75,000 for each year of the grant period, subject to the availability of appropriations.
(e) Use of funds
Grants awarded under this subpart for activities described in this section shall be used to—
(1) coordinate not less than 3 existing pipeline services, as of the date of the grant award, and provide not less than 2 additional pipeline services, at 2 or more public elementary schools or secondary schools;
(2) to the extent practicable, integrate multiple pipeline services into a comprehensive, coordinated continuum to achieve the annual measurable performance objectives and outcomes under subsection (a)(4)(C) to meet the holistic needs of children; and
(3) if applicable, coordinate and integrate services provided by community-based organizations and government agencies with services provided by specialized instructional support personnel.
(f) Evaluations by the institute of education sciences
The Secretary, acting through the Director of the Institute of Education Sciences, shall conduct evaluations of the effectiveness of grants under this subpart for activities described in this section in achieving the purpose described in
(g) Evaluations by grantees
The Secretary shall require each eligible entity receiving a grant under this subpart for activities described in this section to—
(1) conduct annual evaluations of the progress achieved with the grant toward the purpose described in
(2) use such evaluations to refine and improve activities carried out through the grant and the annual measurable performance objectives and outcomes under subsection (a)(4)(C); and
(3) make the results of such evaluations publicly available, including by providing public notice of such availability.
(h) Construction clause
Nothing in this section shall be construed to alter or otherwise affect the rights, remedies, and procedures afforded school or local educational agency employees under Federal, State, or local laws (including applicable regulations or court orders) or under the terms of collective bargaining agreements, memoranda of understanding, or other agreements between such employees and their employers.
(i) Supplement, not supplant
Funds made available to an eligible entity through a grant under this subpart for activities described in this section may be used only to supplement, and not supplant, any other Federal, State, or local funds that would otherwise be available to carry out the activities assisted under this section.
(
Editorial Notes
Prior Provisions
Prior sections 7275, 7277 to 7277e, and 7279 to 7279e were repealed by
Section 7275,
Section 7277,
Section 7277a,
Section 7277b,
Section 7277c,
Section 7277d,
Section 7277e,
Section 7279,
Section 7279a,
Section 7279b,
Section 7279c,
Section 7279d,
Section 7279e,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 3—national activities for school safety
§7281. National activities for school safety
(a) Program authorized
(1) In general
From the funds reserved under
(A) shall use a portion of such funds for the Project School Emergency Response to Violence program (in this section referred to as "Project SERV"), in order to provide education-related services to eligible entities; and
(B) may use a portion of such funds to carry out other activities to improve students' safety and well-being, during and after the school day, under this section directly or through grants, contracts, or cooperative agreements with public or private entities or individuals, or other Federal agencies, such as providing technical assistance to States and local educational agencies carrying out activities under this section or conducting a national evaluation.
(2) Availability
Amounts reserved under
(b) Project SERV
(1) Additional use of funds
Funds made available under subsection (a) for extended services grants under Project SERV may be used by an eligible entity to initiate or strengthen violence prevention activities as part of the activities designed to restore the learning environment that was disrupted by the violent or traumatic crisis in response to which the grant was awarded.
(2) Application process
(A) In general
An eligible entity desiring to use a portion of extended services grant funds under Project SERV to initiate or strengthen a violence prevention activity shall—
(i) submit, in an application that meets all requirements of the Secretary for Project SERV, the information described in subparagraph (B); or
(ii) in the case of an eligible entity that has already received an extended services grant under Project SERV, submit an addition to the original application that includes the information described in subparagraph (B).
(B) Application requirements
An application, or addition to an application, for an extended services grant pursuant to subparagraph (A) shall include the following:
(i) A demonstration of the need for funds due to a continued disruption or a substantial risk of disruption to the learning environment.
(ii) An explanation of the proposed activities that are designed to restore and preserve the learning environment.
(iii) A budget and budget narrative for the proposed activities.
(3) Award basis
Any award of funds under Project SERV for violence prevention activities under this section shall be subject to the discretion of the Secretary and the availability of funds.
(4) Prohibited use
No funds provided to an eligible entity for violence prevention activities may be used for construction, renovation, or repair of a facility or for the permanent infrastructure of the eligible entity.
(c) Definition of eligible entity
In this section, the term "eligible entity" means—
(1) a local educational agency, as defined in subparagraph (A), (B), or (C) of
(2) the Bureau of Indian Education in a case where the learning environment of a school operated or funded by the Bureau, including a school meeting the definition of a local educational agency under
(
Editorial Notes
Prior Provisions
Prior sections 7281 to 7281b and 7283 to 7283g were repealed by
Section 7281,
Section 7281a,
Section 7281b,
Section 7283,
Section 7283a,
Section 7283b,
Section 7283c,
Section 7283d,
Section 7283e,
Section 7283f,
Section 7283g,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 4—academic enrichment
§7291. Awards for academic enrichment
(a) Program authorized
From funds reserved under
(1) arts education for disadvantaged students and students who are children with disabilities, as described in
(2) school readiness through the development and dissemination of accessible instructional programming for preschool and elementary school children and their families, as described in
(3) support for high-ability learners and high-ability learning, as described in
(b) Annual awards
The Secretary shall annually make awards to fulfill each of the purposes described in paragraphs (1) through (3) of subsection (a).
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7292. Assistance for arts education
(a) Awards to provide assistance for arts education
(1) In general
Awards made to eligible entities to fulfill the purpose described in
(A) professional development for arts educators, teachers, and principals;
(B) development and dissemination of accessible instructional materials and arts-based educational programming, including online resources, in multiple arts disciplines; and
(C) community and national outreach activities that strengthen and expand partnerships among schools, local educational agencies, communities, or centers for the arts, including national centers for the arts.
(b) Conditions
As conditions of receiving assistance made available under this section, the Secretary shall require each eligible entity receiving such assistance—
(1) to coordinate, to the extent practicable, each project or program carried out with such assistance with appropriate activities of public or private cultural agencies, institutions, and organizations, including museums, arts education associations, libraries, and theaters; and
(2) to use such assistance only to supplement, and not to supplant, any other assistance or funds made available from non-Federal sources for the activities assisted under this subpart.
(c) Consultation
In carrying out this section, the Secretary shall consult with Federal agencies or institutions, arts educators (including professional arts education associations), and organizations representing the arts (including State and local arts agencies involved in arts education).
(d) Priority
In awarding grants under this section, the Secretary shall give priority to eligible entities that are eligible national nonprofit organizations.
(e) Definitions
In this section:
(1) Eligible entity
The term "eligible entity" means—
(A) a local educational agency in which 20 percent or more of the students served by the local educational agency are from families with an income below the poverty line;
(B) a consortium of such local educational agencies;
(C) a State educational agency;
(D) an institution of higher education;
(E) a museum or cultural institution;
(F) the Bureau of Indian Education;
(G) an eligible national nonprofit organization; or
(H) another private agency, institution, or organization.
(2) Eligible national nonprofit organization
The term "eligible national nonprofit organization" means an organization of national scope that—
(A) is supported by staff, which may include volunteers, or affiliates at the State and local levels; and
(B) demonstrates effectiveness or high-quality plans for addressing arts education activities for disadvantaged students or students who are children with disabilities.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7293. Ready to learn programming
(a) Awards to promote school readiness through ready to learn programming
(1) In general
Awards made to eligible entities described in paragraph (3) to fulfill the purpose described in
(A) be known as "Ready to Learn Programming awards"; and
(B) be used to—
(i) develop, produce, and distribute accessible educational and instructional video programming for preschool and elementary school children and their parents in order to facilitate student academic achievement;
(ii) facilitate the development, directly or through contracts with producers of children's and family educational television programming, of educational programming for preschool and elementary school children, and the accompanying support materials and services that promote the effective use of such programming;
(iii) facilitate the development of programming and digital content containing Ready-to-Learn programming and resources for parents and caregivers that is specially designed for nationwide distribution over public television stations' digital broadcasting channels and the Internet;
(iv) contract with entities (such as public telecommunications entities) so that programming developed under this section is disseminated and distributed to the widest possible audience appropriate to be served by the programming, and through the use of the most appropriate distribution technologies; and
(v) develop and disseminate education and training materials, including interactive programs and programs adaptable to distance learning technologies, that are designed—
(I) to promote school readiness; and
(II) to promote the effective use of materials developed under clauses (ii) and (iii) among parents, family members, teachers, principals and other school leaders, Head Start providers, providers of family literacy services, child care providers, early childhood educators, elementary school teachers, public libraries, and after-school program personnel caring for preschool and elementary school children.
(2) Availability
In awarding or entering into grants, contracts, or cooperative agreements under this section, the Secretary shall ensure that eligible entities described in paragraph (3) make programming widely available, with support materials as appropriate, to young children, parents, child care workers, Head Start providers, and providers of family literacy services to increase the effective use of such programming.
(3) Eligible entities
To be eligible to receive a grant, contract, or cooperative agreement under this section, an entity shall be a public telecommunications entity that is able to demonstrate each of the following:
(A) A capacity for the development and national distribution of educational and instructional television programming of high quality that is accessible by a large majority of disadvantaged preschool and elementary school children.
(B) A capacity to contract with the producers of children's television programming for the purpose of developing educational television programming of high quality.
(C) A capacity, consistent with the entity's mission and nonprofit nature, to negotiate such contracts in a manner that returns to the entity an appropriate share of any ancillary income from sales of any program-related products.
(D) A capacity to localize programming and materials to meet specific State and local needs and to provide educational outreach at the local level.
(4) Coordination of activities
An entity receiving a grant, contract, or cooperative agreement under this section shall consult with the Secretary and the Secretary of Health and Human Services—
(A) to maximize the use of high-quality educational programming by preschool and elementary school children, and make such programming widely available to Federally funded programs serving such populations; and
(B) to coordinate activities with Federal programs that have major training components for early childhood development, including programs under the Head Start Act (
(b) Applications
To be eligible to receive a grant, contract, or cooperative agreement under subsection (a), an entity shall submit to the Secretary an application at such time and in such manner as the Secretary may reasonably require. The application shall include—
(1) a description of the activities to be carried out under this section;
(2) a list of the types of entities with which such entity will enter into contracts under subsection (a)(1)(B)(iv);
(3) a description of the activities the entity will undertake widely to disseminate the content developed under this section; and
(4) a description of how the entity will comply with subsection (a)(2).
(c) Reports and evaluations
(1) Annual report to Secretary
An entity receiving a grant, contract, or cooperative agreement under this section shall prepare and submit to the Secretary an annual report. The report shall describe the program activities undertaken with funds received under the grant, contract, or cooperative agreement, including each of the following:
(A) The programming that has been developed, directly or indirectly, by the eligible entity, and the target population of the programming.
(B) The support and training materials that have been developed to accompany the programming, and the method by which the materials are distributed to consumers and users of the programming.
(C) The means by which programming developed under this section has been distributed, including the distance learning technologies that have been utilized to make programming available, and the geographic distribution achieved through such technologies.
(D) The initiatives undertaken by the entity to develop public-private partnerships to secure non-Federal support for the development, distribution, and broadcast of educational and instructional programming.
(2) Report to Congress
The Secretary shall prepare and submit to the Committee on Health, Education, Labor, and Pensions of the Senate and the Committee on Education and the Workforce of the House of Representatives a biannual report that includes the following:
(A) A summary of the activities assisted under subsection (a).
(B) A description of the education and training materials made available under subsection (a)(1)(B)(v), the manner in which outreach has been conducted to inform parents and child care providers of the availability of such materials, and the manner in which such materials have been distributed in accordance with such subsection.
(d) Administrative costs
An entity that receives a grant, contract, or cooperative agreement under this section may use up to 5 percent of the amount received under the grant, contract, or agreement for the normal and customary expenses of administering the grant, contract, or agreement.
(e) Funding rule
Not less than 60 percent of the amount used by the Secretary to carry out this section for each fiscal year shall be used to carry out activities under clauses (ii) through (iv) of subsection (a)(1)(B).
(
Editorial Notes
References in Text
The Head Start Act, referred to in subsec. (a)(4)(B), is subchapter B (§635 et seq.) of
The Child Care and Development Block Grant Act of 1990, referred to in subsec. (a)(4)(B), is subchapter C (§658A et seq.) of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7294. Supporting high-ability learners and learning
(a) Purpose
The purpose of this section is to promote and initiate a coordinated program, to be known as the "Jacob K. Javits Gifted and Talented Students Education Program", of evidence-based research, demonstration projects, innovative strategies, and similar activities designed to build and enhance the ability of elementary schools and secondary schools nationwide to identify gifted and talented students and meet their special educational needs.
(b) Program authorized
(1) In general
The Secretary (after consultation with experts in the field of the education of gifted and talented students) shall make awards to, or enter into contracts with, State educational agencies, local educational agencies, the Bureau of Indian Education, institutions of higher education, other public agencies, and other private agencies and organizations to assist such agencies, institutions, or organizations, or the Bureau, in carrying out programs or projects to fulfill the purpose described in
(2) Application
Each entity seeking assistance under this section shall submit an application to the Secretary at such time and in such manner as the Secretary may reasonably require. Each application shall describe how—
(A) the proposed identification methods, as well as gifted and talented services, materials, and methods, can be adapted, if appropriate, for use by all students; and
(B) the proposed programs can be evaluated.
(c) Uses of funds
Programs and projects assisted under this section may include any of the following:
(1) Conducting evidence-based research on methods and techniques for identifying and teaching gifted and talented students and for using gifted and talented programs and methods to identify and provide the opportunity for all students to be served, particularly low-income and at-risk students.
(2) Establishing and operating programs and projects for identifying and serving gifted and talented students, including innovative methods and strategies (such as summer programs, mentoring programs, peer tutoring programs, service learning programs, and cooperative learning programs involving business, industry and education) for identifying and educating students who may not be served by traditional gifted and talented programs.
(3) Providing technical assistance and disseminating information, which may include how gifted and talented programs and methods may be adapted for use by all students, particularly low-income and at-risk students.
(d) Center for research and development
(1) In general
The Secretary (after consultation with experts in the field of the education of gifted and talented students) shall establish a National Research Center for the Education of Gifted and Talented Children and Youth through grants to, or contracts with, one or more institutions of higher education or State educational agencies, or a combination or consortium of such institutions and agencies and other public or private agencies and organizations, for the purpose of carrying out activities described in subsection (c).
(2) Director
The National Center shall be headed by a Director. The Secretary may authorize the Director to carry out such functions of the National Center as may be agreed upon through arrangements with institutions of higher education, State educational agencies, local educational agencies, or other public or private agencies and organizations.
(e) Coordination
Evidence-based activities supported under this section—
(1) shall be carried out in consultation with the Institute of Education Sciences to ensure that such activities are coordinated with and enhance the research and development activities supported by the Institute; and
(2) may include collaborative evidence-based activities that are jointly funded and carried out with such Institute.
(f) General priority
In carrying out this section, the Secretary shall give highest priority to programs and projects designed to—
(1) develop new information that—
(A) improves the capability of schools to plan, conduct, and improve programs to identify and serve gifted and talented students; or
(B) assists schools in the identification of, and provision of services to, gifted and talented students (including economically disadvantaged individuals, individuals who are English learners, and children with disabilities) who may not be identified and served through traditional assessment methods; or
(2) implement evidence-based activities, defined in this paragraph as activities meeting the requirements of
(g) Participation of private school children and teachers
In making grants and entering into contracts under this section, the Secretary shall ensure, where appropriate, that provision is made for the equitable participation of students and teachers in private nonprofit elementary schools and secondary schools, including the participation of teachers and other personnel in professional development programs serving such students.
(h) Review, dissemination, and evaluation
The Secretary shall—
(1) use a peer-review process in reviewing applications under this section;
(2) ensure that information on the activities and results of programs and projects funded under this section is disseminated to appropriate State educational agencies, local educational agencies, and other appropriate organizations, including private nonprofit organizations; and
(3) evaluate the effectiveness of programs under this section in accordance with
(i) Program operations
The Secretary shall ensure that the programs under this section are administered within the Department by a person who has recognized professional qualifications and experience in the field of the education of gifted and talented students and who shall—
(1) administer and coordinate the programs authorized under this section;
(2) serve as a focal point of national leadership and information on the educational needs of gifted and talented students and the availability of educational services and programs designed to meet such needs;
(3) assist the Director of the Institute of Education Sciences in identifying research priorities that reflect the needs of gifted and talented students; and
(4) disseminate, and consult on, the information developed under this section with other offices within the Department.
(
Editorial Notes
Prior Provisions
Prior sections 7301 to 7301b were repealed by
Section 7301,
A prior section 7301,
Section 7301a,
Section 7301b,
Prior sections 7302 and 7303 were omitted in the general amendment of former subchapter VI of this chapter by
Section 7302,
Section 7303,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
SUBCHAPTER V—FLEXIBILITY AND ACCOUNTABILITY
Editorial Notes
Codification
Title V of the Elementary and Secondary Education Act of 1965, comprising this subchapter, was originally enacted as part of
Prior Provisions
A prior title V of the Elementary and Secondary Education Act of 1965, comprising former subchapter V (§7201 et seq.) of this chapter, was originally enacted as part of
A prior part B of title V of the Elementary and Secondary Education Act of 1965, comprising part B (§7221 et seq.) of former subchapter V of this chapter, was redesignated part C of title IV of the Act and transferred to part C (§7221 et seq.) of subchapter IV of this chapter by
A prior part C of title V of the Elementary and Secondary Education Act of 1965, comprising part C (§7231 et seq.) of former subchapter V of this chapter, was redesignated part D of title IV of the Act and transferred to part D (§7231 et seq.) of subchapter IV of this chapter by
Part A—Funding Transferability for State and Local Educational Agencies
Editorial Notes
Codification
Prior Provisions
Prior subparts 1, 3, and 4 of this part, consisting of sections 7301 to 7301b, 7311 to 7311b, 7315 to 7315c, 7321 to 7321e, and 7325 to 7325c, related to accountability, State and local flexibility demonstration, and State accountability for adequate yearly progress, prior to repeal by
§7305. Short title
This part may be cited as the "State and Local Transferability Act".
(
Editorial Notes
Prior Provisions
A prior section 5101 of
Another prior section 5101 of
Another prior section 5101 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7305a. Purpose
The purpose of this part is to allow States and local educational agencies the flexibility to target Federal funds to the programs and activities that most effectively address the unique needs of States and localities.
(
Editorial Notes
Prior Provisions
A prior section 5102 of
Another prior section 5102 of
Amendments
2015—
"(1) to target Federal funds to Federal programs that most effectively address the unique needs of States and localities; and
"(2) to transfer Federal funds allocated to other activities to allocations for certain activities authorized under subchapter I of this chapter."
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7305b. Transferability of funds
(a) Transfers by States
(1) In general
In accordance with this part, a State may transfer all, or any lesser amount, of State funds (including funds transferred under paragraph (2)) allotted to the State for use for State-level activities under the following provisions for a fiscal year to one or more of the State's allotments for such fiscal year under any other of such provisions:
(A) Part A of subchapter II.
(B) Part A of subchapter IV.
(C)
(2) Additional funds
In accordance with this part, a State may transfer any funds allotted to the State under a provision listed in paragraph (1) for a fiscal year to its allotment under any other of the following provisions:
(A) Part A of subchapter I.
(B) Part C of subchapter I.
(C) Part D of subchapter I.
(D) Part A of subchapter III.
(E) Part B.
(b) Transfers by local educational agencies
(1) Authority to transfer funds
(A) In general
In accordance with this part, a local educational agency may transfer all, or any lesser amount, of the funds allocated to it under each of the provisions listed in paragraph (2) for a fiscal year to one or more of its allocations for such fiscal year under any other provision listed in paragraph (2).
(B) Additional funds
In accordance with this part, a local educational agency may transfer any funds allotted to such agency under a provision listed in paragraph (2) for a fiscal year to its allotment under any other of the following provisions:
(i) Part A of subchapter I.
(ii) Part C of subchapter I.
(iii) Part D of subchapter I.
(iv) Part A of subchapter III.
(v) Part B.
(2) Applicable provisions
A local educational agency may transfer funds under subparagraph (A) or (B) of paragraph (1) from allocations made under each of the following provisions:
(A) Part A of subchapter II.
(B) Part A of subchapter IV.
(c) No transfer of certain funding
A State or local educational agency may not transfer under this part to any other program any funds allotted or allocated to it for the following provisions:
(1) Part A of subchapter I.
(2) Part C of subchapter I.
(3) Part D of subchapter I.
(4) Part A of subchapter III.
(5) Part B.
(d) Modification of plans and applications; notification
(1) State transfers
Each State that makes a transfer of funds under this section shall—
(A) modify, to account for such transfer, each State plan, or application submitted by the State, to which such funds relate;
(B) not later than 30 days after the date of such transfer, submit a copy of such modified plan or application to the Secretary; and
(C) not later than 30 days before the effective date of such transfer, notify the Secretary of such transfer.
(2) Local transfers
Each local educational agency that makes a transfer of funds under this section shall—
(A) modify, to account for such transfer, each local plan, or application submitted by the agency, to which such funds relate;
(B) not later than 30 days after the date of such transfer, submit a copy of such modified plan or application to the State; and
(C) not later than 30 days before the effective date of such transfer, notify the State of such transfer.
(e) Applicable rules
(1) In general
Except as otherwise provided in this part, funds transferred under this section are subject to each of the rules and requirements applicable to the funds under the provision to which the transferred funds are transferred.
(2) Consultation
Each State educational agency or local educational agency that transfers funds under this section shall conduct consultations in accordance with
(
Editorial Notes
Prior Provisions
A prior section 5103 of
Another prior section 5103 of
Prior sections 7311 to 7311b, 7315 to 7315c, 7321 to 7321e, and 7325 to 7325c were repealed by
Section 7311,
A prior section 7311,
Section 7311a,
Section 7311b,
A prior section 7312,
Section 7315,
Section 7315a,
Section 7315b,
Section 7315c,
Section 7321,
Section 7321a,
Section 7321b,
Section 7321c,
Section 7321d,
Section 7321e,
Section 7325,
Section 7325a,
Section 7325b,
Section 7325c,
Prior sections 7331 and 7332 were omitted in the general amendment of former subchapter VI by
Section 7331,
Section 7332,
Amendments
2015—Subsec. (a)(1).
"(A)
"(B)
"(C) Subsections (a)(1) (with the agreement of the Governor) and (c)(1) of
"(D)
Subsec. (a)(2).
Subsec. (b)(1)(A).
Subsec. (b)(1)(B), (C).
Subsec. (b)(2).
"(A)
"(B)
"(C)
"(D)
Subsec. (c).
Subsec. (e)(1).
Subsec. (e)(2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Part B—Rural Education Initiative
§7341. Short title
This part may be cited as the "Rural Education Achievement Program".
(
Editorial Notes
Prior Provisions
A prior section 5201 of
Another prior section 5201 of
§7341a. Purpose
It is the purpose of this part to address the unique needs of rural school districts that frequently—
(1) lack the personnel and resources needed to compete effectively for Federal competitive grants; and
(2) receive formula grant allocations in amounts too small to be effective in meeting their intended purposes.
(
Editorial Notes
Prior Provisions
A prior section 5202 of
Another prior section 5202 of
Statutory Notes and Related Subsidiaries
Review Relating to Rural Local Educational Agencies
"(a)
"(1) review the organization, structure, and process and procedures of the Department of Education for administering its programs and developing policy and regulations, in order to—
"(A) assess the methods and manner through which, and the extent to which, the Department of Education takes into account, considers input from, and addresses the unique needs and characteristics of rural schools and rural local educational agencies; and
"(B) determine actions that the Department of Education can take to meaningfully increase the consideration and participation of rural schools and rural local educational agencies in the development and execution of the processes, procedures, policies, and regulations of the Department of Education;
"(2) make public a preliminary report containing the information described in paragraph (1) and provide Congress and the public with 60 days to comment on the proposed actions described in paragraph (1)(B); and
"(3) issue a final report to the Committee on Health, Education, Labor, and Pensions of the Senate, and the Committee on Education and the Workforce of the House of Representatives, which shall describe the final actions developed pursuant to paragraph (1)(B) after taking into account the comments submitted under paragraph (2).
"(b)
"(1) carry out each action described in the report under subsection (a)(3); or
"(2) in a case in which an action is not carried out, provide a written explanation to the Committee on Health, Education, Labor, and Pensions of the Senate and the Committee on Education and the Workforce of the House of Representatives of why the action was not carried out."
subpart 1—small, rural school achievement program
§7345. Use of applicable funding
(a) Alternative uses
(1) In general
Notwithstanding any other provision of law, an eligible local educational agency may use the applicable funding that the agency is eligible to receive from the State educational agency for a fiscal year to carry out local activities authorized under any of the following provisions:
(A) Part A of subchapter I.
(B) Part A of subchapter II.
(C) Subchapter III.
(D) Part A or B of subchapter IV.
(2) Notification
An eligible local educational agency shall notify the State educational agency of the local educational agency's intention to use the applicable funding in accordance with paragraph (1), by a date that is established by the State educational agency for the notification.
(b) Eligibility
(1) In general
A local educational agency shall be eligible to use the applicable funding in accordance with subsection (a) if—
(A)(i)(I) the total number of students in average daily attendance at all of the schools served by the local educational agency is fewer than 600; or
(II) each county in which a school served by the local educational agency is located has a total population density of fewer than 10 persons per square mile; and
(ii) all of the schools served by the local educational agency are designated with a locale code of 41, 42, or 43, as determined by the Secretary;
(B) the agency meets the criteria established in subparagraph (A)(i) and the Secretary, in accordance with paragraph (2), grants the local educational agency's request to waive the criteria described in subparagraph (A)(ii); or
(C) the local educational agency is a member of an educational service agency that does not receive funds under this subpart and the local educational agency meets the requirements of this part.
(2) Certification
The Secretary shall determine whether to waive the criteria described in paragraph (1)(A)(ii) based on a demonstration by the local educational agency, and concurrence by the State educational agency, that the local educational agency is located in an area defined as rural by a governmental agency of the State.
(c) Applicable funding defined
In this section, the term "applicable funding" means funds provided under any of the following provisions:
(1) Part A of subchapter II.
(2) Part A of subchapter IV.
(d) Disbursement
Each State educational agency that receives applicable funding for a fiscal year shall disburse the applicable funding to local educational agencies for alternative uses under this section for the fiscal year at the same time as the State educational agency disburses the applicable funding to local educational agencies that do not intend to use the applicable funding for such alternative uses for the fiscal year.
(e) Applicable rules
Applicable funding under this section shall be available to carry out local activities authorized under subsection (a).
(
Editorial Notes
Prior Provisions
A prior section 5211 of
Amendments
2015—Subsec. (a)(1).
"(A) Part A of subchapter I of this chapter.
"(B) Part A or D of subchapter II of this chapter.
"(C) Subchapter III of this chapter.
"(D) Part A or B of subchapter IV of this chapter.
"(E) Part A of subchapter V of this chapter."
Subsec. (b)(1)(A)(ii).
Subsec. (b)(1)(C).
Subsec. (c).
"(1) Subpart 2 of this part and
"(2)
"(3) Part A of subchapter V of this chapter."
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7345a. Grant program authorized
(a) In general
The Secretary is authorized to award grants to eligible local educational agencies to enable the local educational agencies to carry out activities authorized under any of the following provisions:
(1) Part A of subchapter I.
(2) Part A of subchapter II.
(3) Subchapter III.
(4) Part A or B of subchapter IV.
(b) Allocation
(1) Allocation
(A) In general
Except as provided in paragraphs (3) and (4), the Secretary shall award a grant under subsection (a) to a local educational agency eligible under
(B) Special determination
For a local educational agency that is eligible under
(2) Determination of initial amount
(A) In general
The initial amount referred to in paragraph (1) is equal to $100 multiplied by the total number of students in excess of 50 students, in average daily attendance at the schools served by the local educational agency, plus $20,000, except that the initial amount may not exceed $60,000.
(B) Special rule
For any fiscal year for which the amount made available to carry out this part is $265,000,000 or more, subparagraph (A) shall be applied—
(i) by substituting "$25,000" for "$20,000"; and
(ii) by substituting "$80,000" for "$60,000".
(3) Ratable adjustment
(A) In general
If the amount made available to carry out this section for any fiscal year is not sufficient to pay in full the amounts that local educational agencies are eligible to receive under paragraph (1) for such year, the Secretary shall ratably reduce such amounts for such year.
(B) Additional amounts
If additional funds become available for making payments under paragraph (1) for such fiscal year, payments that were reduced under subparagraph (A) shall be increased on the same basis as such payments were reduced.
(4) Hold harmless
For a local educational agency that is not eligible under this subpart due to amendments made by the Every Student Succeeds Act to
(A) for fiscal year 2017, 75 percent of the amount such agency received for fiscal year 2015;
(B) for fiscal year 2018, 50 percent of the amount such agency received for fiscal year 2015; and
(C) for fiscal year 2019, 25 percent of the amount such agency received for fiscal year 2015.
(c) Disbursement
The Secretary shall disburse the funds awarded to a local educational agency under this section for a fiscal year not later than July 1 of that fiscal year.
(
Editorial Notes
References in Text
Amendments made by the Every Student Succeeds Act to
Amendments
2015—Subsec. (a).
"(1) Part A of subchapter I of this chapter.
"(2) Part A or D of subchapter II of this chapter.
"(3) Subchapter III of this chapter.
"(4) Part A or B of subchapter IV of this chapter.
"(5) Part A of subchapter V of this chapter."
Subsec. (b)(1).
Subsec. (b)(2).
Subsec. (b)(4).
Subsec. (d).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7345b. Repealed. Pub. L. 114–95, title V, §5003(3), Dec. 10, 2015, 129 Stat. 2043
Section,
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 2—rural and low-income school program
§7351. Program authorized
(a) Grants to States
(1) In general
From amounts appropriated under
(2) Allotment
From amounts described in paragraph (1) for a fiscal year, the Secretary shall allot to each State educational agency for that fiscal year an amount that bears the same ratio to those amounts as the number of students in average daily attendance served by eligible local educational agencies in the State for that fiscal year bears to the number of all such students served by eligible local educational agencies in all States for that fiscal year.
(3) Specially qualified agencies
(A) Eligibility and application
If a State educational agency elects not to participate in the program under this subpart or does not have an application submitted under
(B) Direct awards
The Secretary may award, on a competitive basis or by formula, the amount the State educational agency is eligible to receive under paragraph (2) directly to a specially qualified agency in the State that has submitted an application in accordance with subparagraph (A) and obtained approval of the application.
(C) Specially qualified agency defined
In this subpart, the term "specially qualified agency" means an eligible local educational agency served by a State educational agency that does not participate in a program under this subpart in a fiscal year, that may apply directly to the Secretary for a grant in such year under this subsection.
(b) Local awards
(1) Eligibility
A local educational agency shall be eligible to receive a grant under this subpart if—
(A)(i) 20 percent or more of the children ages 5 through 17 years served by the local educational agency are from families with incomes below the poverty line; and
(ii) all of the schools served by the agency are designated with a locale code of 32, 33, 41, 42, or 43, as determined by the Secretary; or
(B) the agency meets the criteria established in clause (i) of subparagraph (A) and the Secretary, in accordance with paragraph (2), grants the local educational agency's request to waive the criteria described in clause (ii) of such subparagraph.
(2) Certification
The Secretary shall determine whether to waive the criteria described in paragraph (1)(A)(ii) based on a demonstration by the local educational agency, and concurrence by the State educational agency, that the local educational agency is located in an area defined as rural by a governmental agency of the State.
(3) Award basis
A State educational agency shall award grants to eligible local educational agencies—
(A) on a competitive basis;
(B) according to a formula based on the number of students in average daily attendance served by the eligible local educational agencies or schools in the State; or
(C) according to an alternative formula, if, prior to awarding the grants, the State educational agency demonstrates, to the satisfaction of the Secretary, that the alternative formula enables the State educational agency to allot the grant funds in a manner that serves equal or greater concentrations of children from families with incomes below the poverty line, relative to the concentrations that would be served if the State educational agency used the formula described in subparagraph (B).
(c) Reservations
From amounts appropriated under
(1) one-half of 1 percent to make awards to elementary schools or secondary schools operated or supported by the Bureau of Indian Education, to carry out the activities authorized under this subpart; and
(2) one-half of 1 percent to make awards to the outlying areas in accordance with their respective needs, to carry out the activities authorized under this subpart.
(
Editorial Notes
Prior Provisions
A prior section 7351,
A prior section 5221 of
Amendments
2015—Subsec. (a)(1), (3)(A).
Subsec. (b)(1)(A).
Subsec. (b)(1)(A)(ii).
Subsec. (b)(1)(B).
Subsec. (b)(2), (3).
Subsec. (c).
Subsec. (c)(1).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Rural and Low-Income School Program Adjustments
"(a)
"(1) any local educational agency that meets the eligibility requirements described in section 5221(b)(1) of such Act [
"(2) notwithstanding such section 5221(b)(1), any local educational agency that does not meet the eligibility requirements described in such section for such fiscal year if—
"(A) the local educational agency received a grant under section 5221 of such Act for fiscal year 2019;
"(B) for fiscal year 2019, less than 20 percent of the children ages 5 through 17 years served by the local educational agency were from families with incomes below the poverty line, as determined by data from the Small Area Income and Poverty Estimates of the Bureau of the Census;
"(C) the award for fiscal year 2019 was based on alternative poverty data submitted by the State to the Secretary despite data being available from the Small Area Income and Poverty Estimates of the Bureau of the Census; and
"(D) the local educational agency meets the eligibility criteria described in section 5221(b)(1)(A)(ii) of such Act [
"(b)
"(1)
"(A) for fiscal year 2021, 100 percent of the amount such local educational agency received for fiscal year 2019;
"(B) for fiscal year 2022, 100 percent of the amount such local educational agency received for fiscal year 2019;
"(C) for fiscal year 2023, 83.33 percent of the amount such local educational agency received for fiscal year 2019;
"(D) for fiscal year 2024, 66.67 percent of the amount such local educational agency received for fiscal year 2019;
"(E) for fiscal year 2025, 50 percent of the amount such local educational agency received for fiscal year 2019;
"(F) for fiscal year 2026, 33.33 percent of the amount such local educational agency received for fiscal year 2019; and
"(G) for fiscal year 2027, 16.67 percent of the amount such local educational agency received for fiscal year 2019.
"(2)
"(c)
"(1) beginning on the first day of the fiscal year in which this Act [div. H of
"(2) ending on the earlier of—
"(A) September 30, 2027; or
"(B) the last day of the fiscal year in which an Act that reauthorizes the rural and low-income school program under subpart 2 of part B of title V of the Elementary and Secondary Education Act of 1965 (
"(d)
"(1) if data are available from the Small Area Income and Poverty Estimates of the Bureau of the Census to determine a local educational agency's enrollment of children from families with incomes below the poverty line as described in section 5221(b)(1)(A)(i) of such Act [
"(2) if data are not available from the Small Area Income and Poverty Estimates of the Bureau of the Census to determine a local educational agency's enrollment of children from families with incomes below the poverty line as described in such section 5221(b)(1)(A)(i), the Secretary and the State educational agency shall determine such local educational agency's eligibility under such section using the same State-derived poverty data used to determine local educational agency allocations under part A of title I of the Elementary and Secondary Education Act of 1965 (
§7351a. Uses of funds
(a) Local awards
Grant funds awarded to local educational agencies under this subpart shall be used for any of the following:
(1) Activities authorized under part A of subchapter I.
(2) Activities authorized under part A of subchapter II.
(3) Activities authorized under subchapter III.
(4) Activities authorized under part A of subchapter IV.
(5) Parental involvement activities.
(b) Administrative costs
A State educational agency receiving a grant under this subpart may not use more than 5 percent of the amount of the grant for State administrative costs and to provide technical assistance to eligible local educational agencies.
(
Editorial Notes
Prior Provisions
A prior section 5222 of
Amendments
2015—Subsec. (a).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7351b. Applications
(a) In general
Each State educational agency or specially qualified agency desiring to receive a grant under this subpart shall submit an application to the Secretary at such time and in such manner as the Secretary may require.
(b) Contents
Each application submitted under subsection (a) shall include information on—
(1) program objectives and outcomes for activities under this subpart, including how the State educational agency or specially qualified agency will use funds to help all students meet the challenging State academic standards;
(2) if the State educational agency will competitively award grants to eligible local educational agencies, as described in
(A) the methods and criteria the State educational agency will use to review applications and award funds to local educational agencies on a competitive basis; and
(B) how the State educational agency will notify eligible local educational agencies of the grant competition; and
(3) a description of how the State educational agency will provide technical assistance to eligible local educational agencies to help such agencies implement the activities described in
(
Editorial Notes
Prior Provisions
A prior section 5223 of
Amendments
2015—Subsec. (a).
Subsec. (b).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7351c. Report
Each State educational agency or specially qualified agency that receives a grant under this subpart shall prepare and submit an annual report to the Secretary. The report shall describe—
(1) if the report is submitted by a State educational agency, the method the State educational agency used to award grants to eligible local educational agencies, and to provide assistance to schools, under this subpart;
(2) how local educational agencies and schools used funds provided under this subpart; and
(3) the degree to which progress has been made toward meeting the objectives and outcomes described in the application submitted under
(
Editorial Notes
Prior Provisions
A prior section 5224 of
Amendments
2015—
Par. (1).
Par. (3).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7351d. Choice of participation
(a) In general
If a local educational agency is eligible for funding under both this subpart and subpart 1, such local educational agency may receive funds under either this subpart or subpart 1 for a fiscal year, but may not receive funds under both subparts for such fiscal year.
(b) Notification
A local educational agency eligible for funding under both this subpart and subpart 1 shall notify the Secretary and the State educational agency under which of such subparts the local educational agency intends to receive funds for a fiscal year by a date that is established by the Secretary for the notification.
(
Editorial Notes
Prior Provisions
A prior section 5225 of
Prior sections 7352 and 7353 were omitted in the general amendment of former subchapter VI of this chapter by
Section 7352,
Section 7353,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 3—general provisions
§7355. Annual average daily attendance determination
(a) Census determination
Each local educational agency desiring a grant under
(1) not later than December 1 of each year, conduct a census to determine the number of students in average daily attendance in kindergarten through grade 12 at the schools served by the agency; and
(2) not later than March 1 of each year, submit the number described in paragraph (1) to the Secretary (and to the State educational agency, in the case of a local educational agency seeking a grant under subpart (2)).1
(b) Penalty
If the Secretary determines that a local educational agency or specially qualified agency has knowingly submitted false information under subsection (a) for the purpose of gaining additional funds under
(
Editorial Notes
Prior Provisions
A prior section 5231 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. Probably should be "subpart 2)."
§7355a. Supplement, not supplant
Funds made available under subpart 1 or subpart 2 of this part shall be used to supplement, and not supplant, any other Federal, State, or local education funds.
(
§7355b. Rule of construction
Nothing in this part shall be construed to prohibit a local educational agency that enters into cooperative arrangements with other local educational agencies for the provision of special, compensatory, or other education services, pursuant to State law or a written agreement, from entering into similar arrangements for the use, or the coordination of the use, of the funds made available under this part.
(
§7355c. Authorization of appropriations
There are authorized to be appropriated to carry out this part $169,840,000 for each of the fiscal years 2017 through 2020, to be distributed equally between subparts 1 and 2 of this part.
(
Editorial Notes
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Part C—General Provisions
§7371. Prohibition against Federal mandates, direction, or control
Nothing in this subchapter shall be construed to authorize an officer or employee of the Federal Government to mandate, direct, or control a State, local educational agency, or school's specific instructional content, academic standards and assessments, curriculum, or program of instruction, as a condition of eligibility to receive funds under this chapter.
(
Editorial Notes
Prior Provisions
A prior section 7371,
Another prior section 7371,
A prior section 5301 of
Another prior section 5301 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7372. Rule of construction on equalized spending
Nothing in this subchapter shall be construed to mandate equalized spending per pupil for a State, local educational agency, or school.
(
Editorial Notes
Prior Provisions
A prior section 7372,
Another prior section 7372,
A prior section 5302 of
Another prior section 5302 of
A prior section 7373,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
SUBCHAPTER VI—INDIAN, NATIVE HAWAIIAN, AND ALASKA NATIVE EDUCATION
Editorial Notes
Codification
Title VI of the Elementary and Secondary Education Act of 1965, comprising this subchapter, was originally enacted as part of
Prior Provisions
A prior title VI of the Elementary and Secondary Education Act of 1965, comprising former subchapter VI (§7301 et seq.) of this chapter, was redesignated title V of the Act by
Part A—Indian Education
§7401. Statement of policy
It is the policy of the United States to fulfill the Federal Government's unique and continuing trust relationship with and responsibility to the Indian people for the education of Indian children. The Federal Government will continue to work with local educational agencies, Indian tribes and organizations, postsecondary institutions, and other entities toward the goal of ensuring that programs that serve Indian children are of the highest quality and provide for not only the basic elementary and secondary educational needs, but also the unique educational and culturally related academic needs of these children. It is further the policy of the United States to ensure that Indian children do not attend school in buildings that are dilapidated or deteriorating, which may negatively affect the academic success of such children.
(
Editorial Notes
Prior Provisions
A prior section 7401,
A prior section 6101 of
Another prior section 6101 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Savings Provisions
Executive Documents
Executive Order No. 13096
Ex. Ord. No. 13096, Aug. 6, 1998, 63 F.R. 42681, which related to American Indian and Alaska Native education, was revoked by Ex. Ord. No. 13336, §9(b), Apr. 30, 2004, 69 F.R. 25297, formerly set out below.
Executive Order No. 13336
Ex. Ord. No. 13336, Apr. 30, 2004, 69 F.R. 25295, which established the Interagency Working Group on American Indian and Alaska Native Education and required a study, report, and conference relating to American Indian and Alaska Native students' achievement under the No Child Left Behind Act of 2001, was revoked by Ex. Ord. No. 13592, §5(c), Dec. 2, 2011, 76 F.R. 76607, formerly set out below.
Executive Order No. 13592
Ex. Ord. No. 13592, Dec. 2, 2011, 76 F.R. 76603, which established the White House Initiative on American Indian and Alaska Native Education and the Interagency Working Group on AI/AN education and TCUs, was revoked by Ex. Ord. No. 14049, §4(b), Oct. 11, 2021, 86 F.R. 57317, set out below.
Ex. Ord. No. 14049. White House Initiative on Advancing Educational Equity, Excellence, and Economic Opportunity for Native Americans and Strengthening Tribal Colleges and Universities
Ex. Ord. No. 14049, Oct. 11, 2021, 86 F.R. 57313, provided:
By the authority vested in me as President by the Constitution and the laws of the United States of America, it is hereby ordered as follows:
For more than a century, the United States imposed educational policies designed to assimilate Native peoples into predominant United States culture that devastated Native American students and their families. Beginning with the Indian Civilization Act of 1819, the United States enacted laws and implemented policies establishing and supporting Indian boarding schools across the Nation. From 1871 onward, federally run Indian boarding schools were used to culturally assimilate Native American children who were forcibly removed from their families and communities and relocated to distant residential facilities where their Native identities, languages, traditions, and beliefs were forcibly suppressed. The conditions in these schools were usually harsh, and sometimes abusive and deadly. Although these policies have ended, their effects and resulting trauma reverberate in Native American communities even today, creating specific challenges that merit Federal attention and response.
During the global COVID–19 pandemic, Tribal Nations raced to protect Tribal members and their way of life. Tribal elders are often the keepers of Tribal culture and are critical for the preservation of Native languages, as the vitality of Native culture is inseparably tied to Native languages. Accordingly, my Administration is committed to supporting preservation and revitalization of Native languages. This includes honoring the vibrancy, importance, and strength of Native languages and the traditions, values, and cultural practices that accompany them.
In addition, the COVID–19 pandemic has amplified long-standing educational inequities that disproportionally affect Native American communities and burden Native American students. In particular, Native American children face significant learning disruption as the digital divide and lack of educational resources put remote learning out of reach for too many. Native American students experienced the greatest decline in undergraduate enrollment in higher education from 2020 to 2021 compared to other student groups. These inequities compound the effects of other disparities faced by Native American women and girls in particular. The spike in gender-based violence during the COVID–19 pandemic has intensified safety concerns for Native American women and girls, who were already victimized at higher rates than other women in the United States.
The Federal Government must put strong focus on early childhood and K–12 educational opportunities. These are important to developing and strengthening Native American communities, and they set the stage for educational advancement and career development, including opportunities to attend TCUs.
TCUs also merit focused attention, as these institutions are integral and essential to Tribal communities. Their foundation, tradition, and mission are unique, and their cultural grounding is invaluable to providing high-quality education and successful outcomes for Native American students. TCUs fulfill a vital role in maintaining and preserving irreplaceable Native languages and cultural traditions; in promoting excellence in Native American education from early childhood through primary and secondary education, into postsecondary education, and throughout graduates' careers; in offering an entry point for a career in academia, strong technical and trade school opportunities, job training, and other career-building programs to Native Americans; and in supporting Tribal economic development efforts by building and strengthening a highly skilled Native American workforce. Often, they are the only postsecondary institutions within some of our Nation's most economically disadvantaged and rural areas. As a result, TCUs provide crucial employment opportunities and services in communities that continue to suffer high rates of unemployment and resulting social and economic distress. The Federal Government therefore reaffirms and strengthens our commitment to Native American communities by investing in TCUs to support their continued growth and success.
It is the policy of my Administration to advance equity, excellence, and justice in our Nation's education system and to further Tribal self-governance, including by supporting activities that expand educational opportunities and improve educational outcomes for all Native American students. My Administration will help expand opportunities for Native American students to learn their Native languages, histories, and cultural practices; promote indigenous learning through the use of traditional ecological knowledge; and enhance access to complete and competitive educations that prepare Native American students for college, careers, and productive and satisfying lives. This includes supporting educational opportunities for students attending TCUs, given the unique advantages those institutions provide. My Administration is further committed to ensuring all Native American students have the ability to pursue careers that provide economic security for themselves and their families, including Native American women, who currently, on average, earn just 60 cents to every dollar earned by White men. To these ends, my Administration will collaborate with Tribal Nations to collect better data on educational attainment gaps faced by Native American students to help deepen understanding of these gaps, including barriers to workforce participation, and inform solutions.
(b) The Initiative shall consult and collaborate with Tribal Nations; Alaska Native Entities; TCUs; and State, Tribal, and local educational departments and agencies to advance educational equity, excellence, and economic opportunity for Native Americans by focusing on the following policy goals:
(i) increasing the understanding of systemic causes of educational challenges faced by Native American students and working across agencies to address those challenges;
(ii) supporting and improving data collection related to Native American students and the implementation of evidence-based strategies to increase the participation and success of Native American students in all levels of education and prepare them for careers and civic engagement;
(iii) increasing the percentage of Native American children and families who participate in high-quality early childhood programs and services that promote healthy development and learning, prepare Native American children for success in school, and affirm the cultural and linguistic identity of Native American children;
(iv) ensuring that all Native American students have access to excellent teachers, school leaders, and other professionals, including by supporting efforts to improve the recruitment, preparation, development, and retention of qualified, diverse teachers, school leaders, and other professionals who understand Native American students' lived experiences and can effectively meet their students' academic, social, and emotional needs, particularly in partnership with TCUs;
(v) breaking down barriers that impede the access of higher education institutions that serve Native American students, such as TCUs, to Federal funding, and strengthening the capacity of those institutions to participate in Federal programs and partnerships;
(vi) ensuring that the unique indigenous, cultural, educational, traditional ecological knowledge, and Native language needs of Native American students are met;
(vii) exploring policies to expand and support career and technical education, job training, and other career-building programs for Native American students and workers; and
(viii) furthering Tribal sovereignty by supporting efforts to build the capacity of Tribal educational agencies and TCUs to provide high-quality education services to Native American students.
(c) In working to fulfill its mission and objectives, the Initiative shall, consistent with applicable law:
(i) engage in regular, meaningful, and robust consultation with Tribal Nations regarding Native American education and related issues, in accordance with the Presidential Memorandum of January 26, 2021 (Tribal Consultation and Strengthening Nation-to-Nation Relationships) [
(ii) identify and promote evidence-based best practices that can provide Native American students with a rigorous and well-rounded education in safe and healthy environments, as well as access to support services, that will improve their educational, professional, economic, and civic opportunities;
(iii) advance and coordinate efforts to ensure equitable opportunities for Native American students in the wake of the COVID–19 pandemic, including recovering learning losses and addressing other challenges—academic, financial, social, emotional, mental health, or career development—brought on or exacerbated by the COVID–19 pandemic;
(iv) encourage and develop Federal partnerships with public, private, philanthropic, and nonprofit entities to improve access to educational equity, excellence, and economic opportunity for Native Americans;
(v) monitor and support the development, implementation, and coordination of Federal Government educational, workforce, research, and business development policies, programs, and technical assistance designed to improve outcomes for Native Americans;
(vi) create opportunities for strategic partnerships among agencies and work closely with the Executive Office of the President on key Administration priorities related to Native Americans;
(vii) serve as a liaison with other agencies on Native American issues, advise those agencies on how they might help to promote Native American educational opportunities, and track their success in doing so; and
(viii) advise the Co-Chairs of the Initiative on issues of importance and policies relating to educational equity, excellence, and economic opportunity for Native American students.
(d) To facilitate partnership among agencies to advance educational equity, excellence, and economic opportunity for Native American students, the Executive Director shall work with the Director of the BIE, the Commissioner of the Administration for Native Americans (ANA) of the Department of Health and Human Services, and the Director of the Indian Health Service (IHS) of the Department of Health and Human Services to develop a separate Memorandum of Agreement (MOA) between the Initiative and each of these entities that will take advantage of each agency's expertise, resources, and facilities. Each MOA shall be completed within 180 days of the date of this order [Oct. 11, 2021], and each shall address how the BIE, ANA, and IHS, respectively, will collaborate with the Initiative in carrying out the policy set forth in section 1 of this order, as appropriate and consistent with applicable law.
(e) Each agency with representation on the WHCNAA Education Committee shall prepare a plan (Agency Plan) outlining measurable actions the agency will take to advance educational equity, excellence, and economic opportunity for Native American communities, including the agency's plans to implement the policy goals and directives outlined in subsection (b) of this section, and other relevant work, in consultation with the Executive Director. These Agency Plans shall be submitted to the Co-Chairs of the Initiative on a date the Co-Chairs shall establish.
(i) Each agency with representation on the WHCNAA Education Committee shall assess and report to the Co-Chairs of the Initiative on a regular basis, as established by the Co-Chairs of the Initiative, regarding its progress in implementing its Agency Plan.
(ii) The Initiative shall monitor and evaluate each agency's progress towards the goals established in its Agency Plan and shall coordinate with the agency to ensure that its Agency Plan includes measurable and action-oriented goals.
(f) The Department of Education shall provide funding and administrative support for the Initiative, to the extent permitted by law and subject to the availability of appropriations.
(g) To further shared priorities and policies that advance educational equity, excellence, and economic opportunity for underserved communities, the Initiative shall collaborate and coordinate with other White House initiatives related to educational equity, excellence, and economic opportunity.
(h) The Initiative shall collaborate, as appropriate and consistent with applicable law, with other organizations and entities, including: Urban Indian Organizations; governing bodies of Tribal Nations on Federal and State reservations; State-recognized Tribes; Native Hawaiian and Native American Pacific Islander organizations; and other Native American groups that seek to advance educational equity, excellence, and economic opportunity for Native American students, families, and communities in the United States.
(i) No later than 1 year after the date of this order and annually thereafter, the Co-Chairs of the Initiative shall report to the President on the Initiative's progress in carrying out its mission and objectives under this order.
(a) In addition to and consistent with the duties set forth in section 6141(b)(1) of the ESEA, the NACIE shall, in consultation with the Initiative, advise the Co-Chairs of the Initiative on:
(i) what is needed for the development, implementation, and coordination of educational programs and initiatives to improve educational opportunities and outcomes for Native Americans;
(ii) how to promote career pathways for in-demand jobs for Native American students, including registered apprenticeships as well as internships, fellowships, mentorships, and work-based learning initiatives;
(iii) ways to strengthen TCUs and increase their participation in agency programs;
(iv) how to increase public awareness of and generate solutions for the educational and training challenges and equity disparities that Native American students face and the causes of these challenges and disparities;
(v) approaches to establish local and national partnerships with public, private, philanthropic, and nonprofit stakeholders to advance the policy set forth in section 1 of this order, consistent with applicable law; and
(vi) actions for promoting, improving, and expanding educational opportunities for Native languages, traditions, and practices to be sustained through culturally responsive education.
(b) The NACIE and the Executive Director shall, as appropriate and consistent with applicable law, facilitate frequent collaborations between the Initiative and Tribal Nations, Alaska Native Entities, and other Tribal organizations.
(c) The Executive Director shall, in consultation with the NACIE, address the NACIE's efforts pursuant to subsection (a) of this section in the annual report of the Initiative submitted to the President.
(d) The Department of Education shall provide staff support for the NACIE.
(b) This order supersedes Executive Order 13592 of December 2, 2011 (Improving American Indian and Alaska Native Educational Opportunities and Strengthening Tribal Colleges and Universities) [formerly set out above], which is revoked. To the extent that there are other Executive Orders that may conflict with or overlap with the provisions in this order, the provisions in this order shall supersede those other Executive Orders on these subjects.
(c) The heads of agencies shall assist and provide information to the Initiative, consistent with applicable law, as may be necessary to carry out the functions of the Initiative.
(d) Each agency shall bear its own expenses of participating in the Initiative.
(a) "Tribal Nation" means an American Indian or Alaska Native tribe, band, nation, pueblo, village, or community that the Secretary of the Interior acknowledges as a federally recognized tribe pursuant to the Federally Recognized Indian Tribe List Act of 1994,
(b) "Alaska Native Entities" includes "Alaska Native Corporations," which refer to village and regional Alaska Native corporations organized in accordance with the Alaska Native Claims Settlement Act (ANCSA), as amended,
(c) "Native American" and "Native" mean members of one or more Tribal Nations.
(d) "Public school" means a Head Start center or a prekindergarten, elementary, or secondary school that is predominantly funded through the Federal Government, a State, a local educational agency, a Tribal Nation government, or an Alaska Native Entity, including a school operated directly by, through a contract with, or a grant from the BIE, a Tribal Nation, or a State, county, or local government.
(e) "Tribal Colleges and Universities" means those institutions that are chartered under the sovereign authority of their respective Tribal Nation or by the Federal Government and that: qualify for funding under the Tribally Controlled Colleges and Universities Assistance Act of 1978,
(i) the authority granted by law to an executive department or agency, or the head thereof; or
(ii) the functions of the Director of the Office of Management and Budget relating to budgetary, administrative, or legislative proposals.
(b) This order shall be implemented consistent with applicable law and subject to the availability of appropriations.
(c) This order is not intended to, and does not, create any right or benefit, substantive or procedural, enforceable at law or in equity by any party against the United States, its departments, agencies, or entities, its officers, employees, or agents, or any other person.
J.R. Biden, Jr.
§7402. Purpose
It is the purpose of this part to support the efforts of local educational agencies, Indian tribes and organizations, postsecondary institutions, and other entities—
(1) to meet the unique educational and culturally related academic needs of Indian students, so that such students can meet the challenging State academic standards;
(2) to ensure that Indian students gain knowledge and understanding of Native communities, languages, tribal histories, traditions, and cultures; and
(3) to ensure that teachers, principals, other school leaders, and other staff who serve Indian students have the ability to provide culturally appropriate and effective instruction and supports to such students.
(
Editorial Notes
Prior Provisions
A prior section 7402,
A prior section 6102 of
Another prior section 6102 of
Prior sections 7403 to 7405 were omitted in the general amendment of former subchapter VII of this chapter by
Section 7403,
Section 7404,
Section 7405,
Amendments
2015—
"(a)
"(b)
"(1) meeting the unique educational and culturally related academic needs of American Indians and Alaska Natives;
"(2) the education of Indian children and adults;
"(3) the training of Indian persons as educators and counselors, and in other professions serving Indian people; and
"(4) research, evaluation, data collection, and technical assistance."
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
subpart 1—formula grants to local educational agencies
§7421. Purpose
It is the purpose of this subpart to support the efforts of local educational agencies, Indian tribes and organizations, and other entities in developing elementary school and secondary school programs for Indian students that are designed to—
(1) meet the unique cultural, language, and educational needs of such students; and
(2) ensure that all students meet the challenging State academic standards.
(
Editorial Notes
Prior Provisions
A prior section 7421,
A prior section 6111 of
Amendments
2015—
"(1) are based on challenging State academic content and student academic achievement standards that are used for all students; and
"(2) are designed to assist Indian students in meeting those standards."
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7422. Grants to local educational agencies and tribes
(a) In general
The Secretary may make grants, from allocations made under
(1) local educational agencies;
(2) Indian tribes, as provided under subsection (c)(1);
(3) Indian organizations, as provided under subsection (c)(1);
(4) consortia of 2 or more local educational agencies, Indian tribes, Indian organizations, or Indian community-based organizations, if each local educational agency participating in such a consortium, if applicable—
(A) provides an assurance that the eligible Indian children served by such local educational agency will receive the services of the programs funded under this subpart; and
(B) is subject to all the requirements, assurances, and obligations applicable to local educational agencies under this subpart; and
(5) Indian community-based organizations, as provided under subsection (d)(1).
(b) Local educational agencies
(1) Enrollment requirements
Subject to paragraph (2), a local educational agency shall be eligible for a grant under this subpart for any fiscal year if the number of Indian children eligible under
(A) was at least 10; or
(B) constituted not less than 25 percent of the total number of individuals enrolled in the schools of such agency.
(2) Cooperative agreements
A local educational agency may enter into a cooperative agreement with an Indian tribe under this subpart if such Indian tribe—
(A) represents not less than 25 percent of the eligible Indian children who are served by such local educational agency; and
(B) requests that the local educational agency enter into a cooperative agreement under this subpart.
(3) Exclusion
The requirement of paragraph (1) shall not apply in Alaska, California, or Oklahoma, or with respect to any local educational agency located on, or in proximity to, a reservation.
(c) Indian tribes and Indian organizations
(1) In general
If a local educational agency that is otherwise eligible for a grant under this subpart does not establish a committee under
(2) Special rule
(A) In general
The Secretary shall treat each Indian tribe, Indian organization, or consortium of such entities applying for a grant pursuant to paragraph (1) as if such tribe, Indian organization, or consortium were a local educational agency for purposes of this subpart.
(B) Exceptions
Notwithstanding subparagraph (A), such Indian tribe, Indian organization, or consortium shall not be subject to the requirements of subsections (b)(7) or (c)(4) of
(3) Assurance to serve all Indian children
An Indian tribe, Indian organization, or consortium of such entities that is eligible to apply for a grant under paragraph (1) shall include, in the application required under
(d) Indian community-based organization
(1) In general
If no local educational agency pursuant to subsection (b), and no Indian tribe, Indian organization, or consortium pursuant to subsection (c), applies for a grant under this subpart in a particular community, an Indian community-based organization serving the community of the local educational agency may apply for such grant.
(2) Applicability of special rule
The Secretary shall apply the special rule in subsection (c)(2) to an Indian community-based organization applying for a grant under paragraph (1) in the same manner as such rule applies to an Indian tribe, Indian organization, or consortium described in that subsection.
(3) Definition of Indian community-based organization
In this subsection, the term "Indian community-based organization" means any organization that—
(A) is composed primarily of Indian parents, family members, and community members, tribal government education officials, and tribal members, from a specific community;
(B) assists in the social, cultural, and educational development of Indians in such community;
(C) meets the unique cultural, language, and academic needs of Indian students; and
(D) demonstrates organizational and administrative capacity to manage the grant.
(
Editorial Notes
Prior Provisions
A prior section 7422,
A prior section 6112 of
Amendments
2015—Subsec. (a).
Subsec. (b)(1).
Subsec. (b)(2), (3).
Subsecs. (c), (d).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7423. Amount of grants
(a) Amount of grant awards
(1) In general
Except as provided in subsection (b) and paragraph (2), the Secretary shall allocate to each local educational agency that has an approved application under this subpart an amount equal to the product of—
(A) the number of Indian children who are eligible under
(B) the greater of—
(i) the average per pupil expenditure of the State in which such agency is located; or
(ii) 80 percent of the average per pupil expenditure of all the States.
(2) Reduction
The Secretary shall reduce the amount of each allocation otherwise determined under this section in accordance with subsection (e).
(b) Minimum grant
(1) In general
Notwithstanding subsection (e), an entity that is eligible for a grant under
(2) Consortia
Local educational agencies may form a consortium for the purpose of obtaining grants under this subpart.
(3) Increase
The Secretary may increase the minimum grant under paragraph (1) to not more than $4,000 for all grantees if the Secretary determines such increase is necessary to ensure the quality of the programs provided.
(c) Definition
For the purpose of this section, the term "average per pupil expenditure", used with respect to a State, means an amount equal to—
(1) the sum of the aggregate current expenditures of all the local educational agencies in the State, plus any direct current expenditures by the State for the operation of such agencies, without regard to the sources of funds from which such local or State expenditures were made, during the second fiscal year preceding the fiscal year for which the computation is made; divided by
(2) the aggregate number of children who were included in average daily attendance for whom such agencies provided free public education during such preceding fiscal year.
(d) Schools operated or supported by the Bureau of Indian Education
(1) In general
Subject to subsection (e), in addition to the grants awarded under subsection (a), the Secretary shall allocate to the Secretary of the Interior an amount equal to the product of—
(A) the total number of Indian children enrolled in schools that are operated by—
(i) the Bureau of Indian Education; or
(ii) an Indian tribe, or an organization controlled or sanctioned by an Indian tribal government, for the children of that tribe under a contract with, or grant from, the Department of the Interior under the Indian Self-Determination Act [
(B) the greater of—
(i) the average per pupil expenditure of the State in which the school is located; or
(ii) 80 percent of the average per pupil expenditure of all the States.
(2) Special rule
Any school described in paragraph (1)(A) that wishes to receive an allocation under this subpart shall submit an application in accordance with
(e) Ratable reductions
If the sums appropriated for any fiscal year under 7492(a) 1 of this title are insufficient to pay in full the amounts determined for local educational agencies under subsection (a)(1) and for the Secretary of the Interior under subsection (d), each of those amounts shall be ratably reduced.
(
Editorial Notes
References in Text
The Indian Self-Determination Act, referred to in subsec. (d)(1)(A)(ii), is title I of
The Tribally Controlled Schools Act of 1988, referred to in subsec. (d)(1)(A)(ii), is part B (§5201–5212) of title V of
Prior Provisions
A prior section 7423,
A prior section 6113 of
Amendments
2015—Subsec. (a)(1)(A).
Subsec. (b)(1).
Subsec. (d).
Subsec. (d)(1)(A)(i).
Subsec. (d)(2).
Subsec. (e).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. Probably should be preceded by "section".
§7424. Applications
(a) Application required
Each entity described in
(b) Comprehensive program required
Each application submitted under subsection (a) shall include a description of a comprehensive program for meeting the needs of Indian children served by the local educational agency, including the language and cultural needs of the children, that—
(1) describes how the comprehensive program will offer programs and activities to meet the culturally related academic needs of Indian students;
(2)(A) is consistent with the State, tribal, and local plans submitted under other provisions of this chapter; and
(B) includes program objectives and outcomes for activities under this subpart that are based on the same challenging State academic standards developed by the State under subchapter I for all students;
(3) explains how the grantee will use funds made available under this subpart to supplement other Federal, State, and local programs that meet the needs of Indian students;
(4) demonstrates how funds made available under this subpart will be used for activities described in
(5) describes the professional development opportunities that will be provided, as needed, to ensure that—
(A) teachers and other school professionals who are new to the Indian community are prepared to work with Indian children; and
(B) all teachers who will be involved in programs assisted under this subpart have been properly trained to carry out such programs;
(6) describes how the local educational agency—
(A) will periodically assess the progress of all Indian children enrolled in the schools of the local educational agency, including Indian children who do not participate in programs assisted under this subpart, in meeting the goals described in paragraph (2);
(B) will provide the results of each assessment referred to in subparagraph (A) to—
(i) the committee described in subsection (c)(4);
(ii) the community served by the local educational agency; and
(iii) the Indian tribes whose children are served by the local educational agency, consistent with
(C) is responding to findings of any previous assessments that are similar to the assessments described in subparagraph (A); and
(7) describes the process the local educational agency used to meaningfully collaborate with Indian tribes located in the community in a timely, active, and ongoing manner in the development of the comprehensive program and the actions taken as a result of such collaboration.
(c) Assurances
Each application submitted under subsection (a) shall include assurances that—
(1) the local educational agency will use funds received under this subpart only to supplement the funds that, in the absence of the Federal funds made available under this subpart, such agency would make available for services described in this subsection, and not to supplant such funds;
(2) the local educational agency will prepare and submit to the Secretary such reports, in such form and containing such information, as the Secretary may require to—
(A) carry out the functions of the Secretary under this subpart;
(B) determine the extent to which activities carried out with funds provided to the local educational agency under this subpart are effective in improving the educational achievement of Indian students served by such agency, and meet program objectives and outcomes for activities under this subpart; and
(C) determine the extent to which such activities by the local educational agency address the unique cultural, language, and educational needs of Indian students;
(3) the program for which assistance is sought—
(A) is based on a comprehensive local assessment and prioritization of the unique educational and culturally related academic needs of the Indian students for whom the local educational agency is providing an education;
(B) will use the best available talents and resources, including individuals from the Indian community; and
(C) was developed by such agency in open consultation with parents of Indian children and teachers, representatives of Indian tribes on Indian lands located within 50 miles of any school that the agency will serve if such tribes have any children in such school, Indian organizations, and, if appropriate, Indian students from secondary schools, including through public hearings held by such agency to provide to the individuals described in this subparagraph a full opportunity to understand the program and to offer recommendations regarding the program;
(4) the local educational agency developed the program with the participation and written approval of a committee—
(A) that is composed of, and selected by—
(i) parents and family members of Indian children in the local educational agency's schools;
(ii) representatives of Indian tribes on Indian lands located within 50 miles of any school that the agency will serve if such tribes have any children in such school;
(iii) teachers in the schools; and
(iv) if appropriate, Indian students attending secondary schools of the agency;
(B) a majority of whose members are parents and family members of Indian children;
(C) with respect to an application describing a schoolwide program in accordance with
(i) reviewed in a timely fashion the program;
(ii) determined that the program will not diminish the availability of culturally related activities for Indian students; and
(iii) determined that the program will directly enhance the educational experience of Indian students; and
(D) that has adopted reasonable bylaws for the conduct of the activities of the committee and abides by such bylaws;
(5) the local educational agency will coordinate activities under this subchapter with other Federal programs supporting educational and related services administered by such agency;
(6) the local educational agency conducted outreach to parents and family members to meet the requirements under this paragraph;
(7) the local educational agency will use funds received under this subpart only for activities described and authorized in this subpart; and
(8) the local educational agency has set forth such policies and procedures, including policies and procedures relating to the hiring of personnel, as will ensure that the program for which assistance is sought will be operated and evaluated in consultation with, and with the involvement of, parents and family members of the children, and representatives of the area, to be served.
(d) Technical assistance
The Secretary shall, directly or by contract, provide technical assistance to a local educational agency or Bureau of Indian Education school upon request (in addition to any technical assistance available under other provisions of this chapter or available through the Institute of Education Sciences) to support the services and activities provided under this subpart, including technical assistance for—
(1) the development of applications under this subpart, including identifying eligible entities that have not applied for such grants and undertaking appropriate activities to encourage such entities to apply for grants under this subpart;
(2) improvement in the quality of implementation, content, and evaluation of activities supported under this subpart; and
(3) integration of activities under this subpart with other educational activities carried out by the local educational agency.
(
Editorial Notes
Prior Provisions
A prior section 7424,
Amendments
2015—Subsec. (a).
Subsec. (b)(1).
Subsec. (b)(2)(A).
Subsec. (b)(2)(B).
Subsec. (b)(3).
Subsec. (b)(4).
Subsec. (b)(6)(B)(iii).
Subsec. (b)(7).
Subsec. (c)(1).
Subsec. (c)(2)(B).
Subsec. (c)(2)(C).
Subsec. (c)(3)(A).
Subsec. (c)(3)(C).
Subsec. (c)(4)(A)(i).
Subsec. (c)(4)(A)(ii) to (iv).
Subsec. (c)(4)(B).
Subsec. (c)(4)(C).
Subsec. (c)(4)(C)(ii).
Subsec. (c)(4)(C)(iii).
Subsec. (c)(4)(D).
Subsec. (c)(4)(E).
Subsec. (c)(5) to (8).
Subsec. (d).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7425. Authorized services and activities
(a) General requirements
Each local educational agency that receives a grant under this subpart shall use the grant funds, in a manner consistent with the purpose specified in
(1) are designed to carry out the comprehensive program of the local educational agency for Indian students, and described in the application of the local educational agency submitted to the Secretary under
(2) are designed to be responsive to the language and cultural needs of the Indian students; and
(3) supplement and enrich the regular school program of such agency.
(b) Particular activities
The services and activities referred to in subsection (a) may include—
(1) activities that support Native American language programs and Native American language restoration programs, which may be taught by traditional leaders;
(2) culturally related activities that support the program described in the application submitted by the local educational agency;
(3) early childhood and family programs that emphasize school readiness;
(4) enrichment programs that focus on problem solving and cognitive skills development and directly support the attainment of challenging State academic standards;
(5) integrated educational services in combination with other programs that meet the needs of Indian children and their families, including programs that promote parental involvement in school activities and increase student achievement;
(6) career preparation activities to enable Indian students to participate in programs such as the programs supported by the Carl D. Perkins Career and Technical Education Act of 2006 (
(7) activities to educate individuals so as to prevent violence, suicide, and substance abuse;
(8) the acquisition of equipment, but only if the acquisition of the equipment is essential to achieve the purpose described in
(9) activities that promote the incorporation of culturally responsive teaching and learning strategies into the educational program of the local educational agency;
(10) family literacy services;
(11) activities that recognize and support the unique cultural and educational needs of Indian children, and incorporate appropriately qualified tribal elders and seniors;
(12) dropout prevention strategies for Indian students; and
(13) strategies to meet the educational needs of at-risk Indian students in correctional facilities, including such strategies that support Indian students who are transitioning from such facilities to schools served by local educational agencies.
(c) Schoolwide programs
Notwithstanding any other provision of law, a local educational agency may use funds made available to such agency under this subpart to support a schoolwide program under
(1) the committee established pursuant to
(2) the schoolwide program is consistent with the purpose described in
(3) the local educational agency identifies in its application how the use of such funds in a schoolwide program will produce benefits to Indian students that would not be achieved if the funds were not used in a schoolwide program.
(d) Limitation on administrative costs
Not more than 5 percent of the funds provided to a grantee under this subpart for any fiscal year may be used for administrative purposes.
(e) Limitation on the use of funds
Funds provided to a grantee under this subpart may not be used for long-distance travel expenses for training activities that are available locally or regionally.
(
Editorial Notes
References in Text
The Carl D. Perkins Career and Technical Education Act of 2006, referred to in subsec. (b)(6), is
Prior Provisions
A prior section 7425,
Amendments
2018—Subsec. (b)(6).
2015—Subsec. (a).
Subsec. (a)(1).
Subsec. (a)(2).
Subsec. (b).
Subsec. (c)(1).
Subsec. (c)(2).
Subsec. (c)(3).
Subsec. (e).
2006—Subsec. (b)(5).
Statutory Notes and Related Subsidiaries
Effective Date of 2018 Amendment
Amendment by
Effective Date of 2015 Amendment
Amendment by
§7426. Integration of services authorized
(a) Plan
An entity receiving funds under this subpart may submit a plan to the Secretary for the integration of education and related services provided to Indian students.
(b) Consolidation of programs
Upon the receipt of an acceptable plan under subsection (a), the Secretary, in cooperation with each Federal agency providing grants for the provision of education and related services to the entity, shall authorize the entity to consolidate, in accordance with such plan, the federally funded education and related services programs of the entity and the Federal programs, or portions of the programs, serving Indian students in a manner that integrates the program services involved into a single, coordinated, comprehensive program and reduces administrative costs by consolidating administrative functions.
(c) Programs affected
The funds that may be consolidated in a demonstration project under any such plan referred to in subsection (a) shall include funds for any Federal program exclusively serving Indian children, or the funds reserved under any Federal program to exclusively serve Indian children, under which the entity is eligible for receipt of funds under a statutory or administrative formula for the purposes of providing education and related services that would be used to serve Indian students.
(d) Plan requirements
For a plan to be acceptable pursuant to subsection (b), the plan shall—
(1) identify the programs or funding sources to be consolidated;
(2) be consistent with the objectives of this section concerning authorizing the services to be integrated in a demonstration project;
(3) describe a comprehensive strategy that identifies the full range of potential educational opportunities and related services to be provided to assist Indian students to achieve the objectives set forth in this subpart;
(4) describe the way in which services are to be integrated and delivered and the results expected from the plan;
(5) identify the projected expenditures under the plan in a single budget;
(6) identify the State, tribal, or local agency or agencies to be involved in the delivery of the services integrated under the plan;
(7) identify any statutory provisions, regulations, policies, or procedures that the entity believes need to be waived in order to implement the plan;
(8) set forth measures for academic content and student academic achievement goals designed to be met within a specific period of time; and
(9) be approved by a committee formed in accordance with
(e) Plan review
Upon receipt of the plan from an eligible entity, the Secretary shall consult with the Secretary of each Federal department providing funds to be used to implement the plan, and with the entity submitting the plan. The parties so consulting shall identify any waivers of statutory requirements or of Federal departmental regulations, policies, or procedures necessary to enable the entity to implement the plan. Notwithstanding any other provision of law, the Secretary of the affected department shall have the authority to waive any regulation, policy, or procedure promulgated by that department that has been so identified by the entity or department, unless the Secretary of the affected department determines that such a waiver is inconsistent with the objectives of this subpart or those provisions of the statute from which the program involved derives authority that are specifically applicable to Indian students.
(f) Plan approval
Within 90 days after the receipt of an entity's plan by the Secretary, the Secretary shall inform the entity, in writing, of the Secretary's approval or disapproval of the plan. If the plan is disapproved, the entity shall be informed, in writing, of the reasons for the disapproval and shall be given an opportunity to amend the plan or to petition the Secretary to reconsider such disapproval.
(g) Responsibilities of Department of Education
Not later than 180 days after December 10, 2015, the Secretary of Education, the Secretary of the Interior, the Secretary of Health and Human Services, and the head of any other Federal department or agency identified by the Secretary of Education, shall enter into an interdepartmental memorandum of agreement providing for the implementation and coordination of the demonstration projects authorized under this section. The lead agency head for a demonstration project under this section shall be—
(1) the Secretary of the Interior, in the case of an entity meeting the definition of a contract or grant school under title XI of the Education Amendments of 1978 [
(2) the Secretary of Education, in the case of any other entity.
(h) Responsibilities of lead agency
The responsibilities of the lead agency shall include—
(1) the use of a single report format related to the plan for the individual project, which shall be used by an eligible entity to report on the activities undertaken under the project;
(2) the use of a single report format related to the projected expenditures for the individual project which shall be used by an eligible entity to report on all project expenditures;
(3) the development of a single system of Federal oversight for the project, which shall be implemented by the lead agency; and
(4) the provision of technical assistance to an eligible entity appropriate to the project, except that an eligible entity shall have the authority to accept or reject the plan for providing such technical assistance and the technical assistance provider.
(i) Report requirements
A single report format shall be developed by the Secretary, consistent with the requirements of this section. Such report format shall require that reports described in subsection (h), together with records maintained on the consolidated program at the local level, shall contain such information as will allow a determination that the eligible entity has complied with the requirements incorporated in its approved plan, including making a demonstration of student academic achievement, and will provide assurances to each Secretary that the eligible entity has complied with all directly applicable statutory requirements and with those directly applicable regulatory requirements that have not been waived.
(j) No reduction in amounts
In no case shall the amount of Federal funds available to an eligible entity involved in any demonstration project be reduced as a result of the enactment of this section.
(k) Interagency fund transfers authorized
The Secretary is authorized to take such action as may be necessary to provide for an interagency transfer of funds otherwise available to an eligible entity in order to further the objectives of this section.
(l) Administration of funds
(1) In general
Program funds for the consolidated programs shall be administered in such a manner as to allow for a determination that funds from a specific program are spent on allowable activities authorized under such program, except that the eligible entity shall determine the proportion of the funds granted that shall be allocated to such program.
(2) Separate records not required
Nothing in this section shall be construed as requiring the eligible entity to maintain separate records tracing any services or activities conducted under the approved plan to the individual programs under which funds were authorized for the services or activities, nor shall the eligible entity be required to allocate expenditures among such individual programs.
(m) Overage
The eligible entity may commingle all administrative funds from the consolidated programs and shall be entitled to the full amount of such funds (under each program's or agency's regulations). The overage (defined as the difference between the amount of the commingled funds and the actual administrative cost of the programs) shall be considered to be properly spent for Federal audit purposes, if the overage is used for the purposes provided for under this section.
(n) Fiscal accountability
Nothing in this part shall be construed so as to interfere with the ability of the Secretary or the lead agency to fulfill the responsibilities for the safeguarding of Federal funds pursuant to
(o) Report on statutory obstacles to program integration
(1) Preliminary report
Not later than 2 years after December 10, 2015, the Secretary of Education shall submit a preliminary report to the Committee on Education and the Workforce and the Committee on Resources of the House of Representatives and the Committee on Health, Education, Labor, and Pensions and the Committee on Indian Affairs of the Senate on the status of the implementation of the demonstration projects authorized under this section.
(2) Final report
Not later than 5 years after December 10, 2015, the Secretary of Education shall submit a report to the Committee on Education and the Workforce and the Committee on Resources of the House of Representatives and the Committee on Health, Education, Labor, and Pensions and the Committee on Indian Affairs of the Senate on the results of the implementation of the demonstration projects authorized under this section.
(p) Definitions
For the purposes of this section, the term "Secretary" means—
(1) the Secretary of the Interior, in the case of an entity meeting the definition of a contract or grant school under title XI of the Education Amendments of 1978 [
(2) the Secretary of Education, in the case of any other entity.
(
Editorial Notes
References in Text
The Education Amendments of 1978, referred to in subsecs. (g)(1) and (p)(1), is
Prior Provisions
A prior section 7426,
Amendments
2015—Subsec. (d)(9).
Subsec. (g).
Subsec. (o)(1).
Subsec. (o)(2).
Statutory Notes and Related Subsidiaries
Change of Name
Committee on Resources of House of Representatives changed to Committee on Natural Resources of House of Representatives by House Resolution No. 6, One Hundred Tenth Congress, Jan. 5, 2007.
Effective Date of 2015 Amendment
Amendment by
§7427. Student eligibility forms
(a) In general
The Secretary shall require that, as part of an application for a grant under this subpart, each applicant shall maintain a file, with respect to each Indian child for whom the local educational agency provides a free public education, that contains a form that sets forth information establishing the status of the child as an Indian child eligible for assistance under this subpart, and that otherwise meets the requirements of subsection (b). All individual data collected shall be protected by the local educational agencies and only aggregated data shall be reported to the Secretary.
(b) Forms
The form described in subsection (a) shall include—
(1) either—
(A)(i) the name of the tribe or band of Indians (as defined in
(ii) the enrollment number establishing the membership of the child (if readily available); and
(iii) the name and address of the organization that maintains updated and accurate membership data for such tribe or band of Indians; or
(B) the name, the enrollment number (if readily available), and the name and address of the organization responsible for maintaining updated and accurate membership data, of any parent or grandparent of the child from whom the child claims eligibility under this subpart, if the child is not a member of the tribe or band of Indians (as so defined);
(2) a statement of whether the tribe or band of Indians (as so defined), with respect to which the child, or parent or grandparent of the child, claims membership, is federally recognized;
(3) the name and address of the parent or legal guardian of the child;
(4) a signature of the parent or legal guardian of the child that verifies the accuracy of the information supplied; and
(5) any other information that the Secretary considers necessary to provide an accurate program profile.
(c) Statutory construction
Nothing in this section shall be construed to affect a definition contained in
(d) Documentation and types of proof
(1) Types of proof
For purposes of determining whether a child is eligible to be counted for the purpose of computing the amount of a grant award under
(2) No new or duplicative determinations
Once a child is determined to be an Indian eligible to be counted for such grant award, the local educational agency shall maintain a record of such determination and shall not require a new or duplicate determination to be made for such child for a subsequent application for a grant under this subpart.
(3) Previously filed forms
An Indian student eligibility form that was on file as required by this section on the day before December 10, 2015, and that met the requirements of this section, as this section was in effect on the day before December 10, 2015, shall remain valid for such Indian student.
(e) Monitoring and evaluation review
(1) In general
(A) Review
For each fiscal year, in order to provide such information as is necessary to carry out the responsibility of the Secretary to provide technical assistance under this subpart, the Secretary shall conduct a monitoring and evaluation review of a sampling of the recipients of grants under this subpart. The sampling conducted under this subparagraph shall take into account the size of and the geographic location of each local educational agency.
(B) Exception
A local educational agency may not be held liable to the United States or be subject to any penalty, by reason of the findings of an audit that relates to the date of completion, or the date of submission, of any forms used to establish, before April 28, 1988, the eligibility of a child for an entitlement under the Indian Elementary and Secondary School Assistance Act.
(2) False information
Any local educational agency that provides false information in an application for a grant under this subpart shall—
(A) be ineligible to apply for any other grant under this subpart; and
(B) be liable to the United States for any funds from the grant that have not been expended.
(3) Excluded children
A student who provides false information for the form required under subsection (a) shall not be counted for the purpose of computing the amount of a grant under
(f) Tribal grant and contract schools
Notwithstanding any other provision of this section, in calculating the amount of a grant under this subpart to a tribal school that receives a grant or contract from the Bureau of Indian Education, the Secretary shall use only one of the following, as selected by the school:
(1) A count of the number of students in the schools certified by the Bureau.
(2) A count of the number of students for whom the school has eligibility forms that comply with this section.
(g) Timing of child counts
For purposes of determining the number of children to be counted in calculating the amount of a local educational agency's grant under this subpart (other than in the case described in subsection (f)(1)), the local educational agency shall—
(1) establish a date on, or a period not longer than 31 consecutive days during, which the agency counts those children, if that date or period occurs before the deadline established by the Secretary for submitting an application under
(2) determine that each such child was enrolled, and receiving a free public education, in a school of the agency on that date or during that period, as the case may be.
(
Editorial Notes
References in Text
The Indian Elementary and Secondary School Assistance Act, referred to in subsec. (e)(1)(B), is title III of act Sept. 30, 1950, ch. 1124, as added by
Prior Provisions
A prior section 7427,
Amendments
2015—Subsec. (a).
Subsec. (b)(1)(A)(i).
Subsec. (c).
Subsec. (d).
Subsec. (e).
Subsec. (f).
Subsec. (f)(3).
Subsec. (g).
Subsec. (h).
Subsec. (h)(1).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7428. Payments
(a) In general
Subject to subsections (b) and (c), the Secretary shall pay to each local educational agency that submits an application that is approved by the Secretary under this subpart the amount determined under
(b) Payments taken into account by the State
The Secretary may not make a grant under this subpart to a local educational agency for a fiscal year if, for such fiscal year, the State in which the local educational agency is located takes into consideration payments made under this chapter 1 in determining the eligibility of the local educational agency for State aid, or the amount of the State aid, with respect to the free public education of children during such fiscal year or the preceding fiscal year.
(c) Reduction of payment for failure to maintain fiscal effort
Each local educational agency shall maintain fiscal effort in accordance with
(d) Reallocations
The Secretary may reallocate, in a manner that the Secretary determines will best carry out the purpose of this subpart, any amounts that—
(1) based on estimates made by local educational agencies or other information, the Secretary determines will not be needed by such agencies to carry out approved programs under this subpart; or
(2) otherwise become available for reallocation under this subpart.
(
Editorial Notes
Prior Provisions
A prior section 7428,
Amendments
2015—Subsec. (a).
Subsec. (c).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. Probably should be "this subpart".
§7429. State educational agency review
Before submitting an application to the Secretary under
(
Editorial Notes
Prior Provisions
A prior section 7429,
Prior sections 7430 to 7434 were omitted in the general amendment of former subchapter VII of this chapter by
Section 7430,
Section 7431,
Section 7432,
Section 7433,
Section 7434,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
subpart 2—special programs and projects to improve educational opportunities for indian children
§7441. Improvement of educational opportunities for Indian children and youth
(a) Purpose
(1) In general
It is the purpose of this section to support projects to develop, test, and demonstrate the effectiveness of services and programs to improve educational opportunities and achievement of Indian children and youth.
(2) Coordination
The Secretary shall take the necessary actions to achieve the coordination of activities assisted under this subpart with—
(A) other programs funded under this chapter; and
(B) other Federal programs operated for the benefit of Indian children and youth.
(b) Eligible entities
In this section, the term "eligible entity" means a State educational agency, local educational agency, Indian tribe, Indian organization, federally supported elementary school or secondary school for Indian students, a Tribal College or University (as defined in
(c) Grants authorized
The Secretary shall award grants to eligible entities to enable such entities to carry out activities that meet the purpose of this section, including—
(1) innovative programs related to the educational needs of educationally disadvantaged Indian children and youth;
(2) educational services that are not available to such children and youth in sufficient quantity or quality, including remedial instruction, to raise the achievement of Indian children in one or more of the subjects of English, mathematics, science, foreign languages, art, history, and geography;
(3) bilingual and bicultural programs and projects;
(4) special health and nutrition services, and other related activities, that address the special health, social, and psychological problems of Indian children and youth;
(5) special compensatory and other programs and projects designed to assist and encourage Indian children and youth to enter, remain in, or reenter school, and to increase the rate of high school graduation for Indian children and youth;
(6) comprehensive guidance, counseling, and testing services;
(7) early childhood education programs that are effective in preparing young children to make sufficient academic growth by the end of grade 3, including kindergarten and pre-kindergarten programs, family-based preschool programs that emphasize school readiness, screening and referral, and the provision of services to Indian children and youth with disabilities;
(8) partnership projects between local educational agencies and institutions of higher education that allow secondary school students to enroll in courses at the postsecondary level to aid such students in the transition from secondary to postsecondary education;
(9) partnership projects between schools and local businesses for career preparation programs designed to provide Indian youth with the knowledge and skills such youth need to make an effective transition from school to a high-skill career;
(10) programs designed to encourage and assist Indian students to work toward, and gain entrance into, institutions of higher education;
(11) family literacy services;
(12) activities that recognize and support the unique cultural and educational needs of Indian children and youth, and incorporate traditional leaders;
(13) high-quality professional development of teaching professionals and paraprofessionals; or
(14) other services that meet the purpose described in this section.
(d) Grant requirements and applications
(1) Grant requirements
(A) In general
The Secretary may make multiyear grants under subsection (c) for the planning, development, pilot operation, or demonstration of any activity described in subsection (c) for a period not to exceed 5 years.
(B) Priority
In making multiyear grants described in this paragraph, the Secretary shall give priority to entities submitting applications that present a plan for combining two or more of the activities described in subsection (c) over a period of more than 1 year.
(C) Progress
The Secretary shall award grants for an initial period of not more than 3 years and may renew such grants for not more than an additional 2 years if the Secretary determines that the eligible entity has made substantial progress in carrying out the activities assisted under the grant in accordance with the application submitted under paragraph (3) and any subsequent modifications to such application.
(2) Dissemination grants
(A) In general
In addition to awarding the multiyear grants described in paragraph (1), the Secretary may award grants under subsection (c) to eligible entities for the dissemination of exemplary materials or programs assisted under this section.
(B) Determination
The Secretary may award a dissemination grant described in this paragraph if, prior to awarding the grant, the Secretary determines that the material or program to be disseminated—
(i) has been adequately reviewed;
(ii) has demonstrated educational merit; and
(iii) can be replicated.
(3) Application
(A) In general
Any eligible entity that desires to receive a grant under this section shall submit an application to the Secretary at such time and in such manner as the Secretary may reasonably require.
(B) Contents
Each application submitted to the Secretary under subparagraph (A), other than an application for a dissemination grant under paragraph (2), shall contain—
(i) a description of how parents and family of Indian children and representatives of Indian tribes have been, and will be, involved in developing and implementing the activities for which assistance is sought;
(ii) assurances that the applicant will participate, at the request of the Secretary, in any national evaluation of activities assisted under this section;
(iii) information demonstrating that the proposed program is an evidence-based program, where applicable, which may include a program that has been modified to be culturally appropriate for students who will be served;
(iv) a description of how the applicant will incorporate the proposed activities into the ongoing school program involved once the grant period is over; and
(v) such other assurances and information as the Secretary may reasonably require.
(e) Administrative costs
Not more than 5 percent of the funds provided to a grantee under this subpart for any fiscal year may be used for administrative purposes.
(
Editorial Notes
Prior Provisions
A prior section 6121 of
Amendments
2015—
Subsec. (a)(1).
Subsec. (a)(2)(B).
Subsec. (b).
Subsec. (c).
Subsec. (d)(1)(C).
Subsec. (d)(3)(B)(i).
Subsec. (d)(3)(B)(iii).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7442. Professional development for teachers and education professionals
(a) Purposes
The purposes of this section are—
(1) to increase the number of qualified Indian teachers and administrators serving Indian students;
(2) to provide pre- and in-service training and support to qualified Indian individuals to enable such individuals to become effective teachers, principals, other school leaders, administrators, paraprofessionals, counselors, social workers, and specialized instructional support personnel;
(3) to improve the skills of qualified Indian individuals who serve in the capacities described in paragraph (2); and
(4) to develop and implement initiatives to promote retention of effective teachers, principals, and school leaders who have a record of success in helping low-achieving Indian students improve their academic achievement, outcomes, and preparation for postsecondary education or employment.
(b) Eligible entities
For the purpose of this section, the term "eligible entity" means—
(1) an institution of higher education, including a Tribal College or University, as defined in
(2) a State educational agency or local educational agency, in consortium with an institution of higher education;
(3) an Indian tribe or organization, in consortium with an institution of higher education; and
(4) a Bureau-funded school (as defined in section 2026 1 of title 25) in a consortium with at least one Tribal College or University, as defined in
(c) Program authorized
The Secretary is authorized to award grants to eligible entities having applications approved under this section to enable those entities to carry out the activities described in subsection (d).
(d) Authorized activities
(1) In general
Grant funds under this section shall be used for activities to provide support and training for Indian individuals in a manner consistent with the purpose of this section. Such activities may include—
(A) continuing education programs, symposia, workshops, and conferences;
(B) teacher mentoring programs, professional guidance, and instructional support provided by educators, local traditional leaders, or cultural experts, as appropriate for teachers during their first 3 years of employment as teachers;
(C) direct financial support; and
(D) programs designed to train traditional leaders and cultural experts to assist those personnel referenced in subsection (a)(2), as appropriate, with relevant Native language and cultural mentoring, guidance, and support.
(2) Special rules
(A) Type of training
For education personnel, the training received pursuant to a grant under this section may be inservice or preservice training.
(B) Program
For individuals who are being trained to enter any field other than teaching, the training received pursuant to a grant under this section shall be in a program that results in a graduate degree.
(e) Application
Each eligible entity desiring a grant under this section shall submit an application to the Secretary at such time and in such manner as the Secretary may reasonably require. At a minimum, an application under this section shall describe how the eligible entity will—
(1) recruit qualified Indian individuals, such as students who may not be of traditional college age, to become teachers, principals, or school leaders;
(2) use funds made available under the grant to support the recruitment, preparation, and professional development of Indian teachers or principals in local educational agencies that serve a high proportion of Indian students; and
(3) assist participants in meeting the requirements under subsection (h).
(f) Special rule
In awarding grants under this section, the Secretary—
(1) may give priority to Tribal Colleges and Universities;
(2) shall consider the prior performance of the eligible entity; and
(3) may not limit eligibility to receive a grant under this section on the basis of the length of any period for which the eligible entity has received a grant.
(g) Grant period
The Secretary shall award grants under this section for an initial period of not more than 3 years, and may renew such grants for an additional period of not more than 2 years if the Secretary finds that the grantee is achieving the objectives of the grant.
(h) Service obligation
(1) In general
The Secretary shall require, by regulation, that an individual who receives training pursuant to a grant made under this section—
(A) perform work—
(i) related to the training received under this section; and
(ii) that benefits Indian students in a local educational agency that serves a high proportion of Indian students; or
(B) repay all or a prorated part of the assistance received.
(2) Reporting
The Secretary shall establish, by regulation, a reporting procedure under which a grant recipient under this section shall, not later than 12 months after the date of completion of the training, and periodically thereafter, provide information concerning compliance with the work requirement under paragraph (1).
(
Editorial Notes
References in Text
Prior Provisions
A prior section 6122 of
Amendments
2015—Subsec. (a)(1).
Subsec. (a)(2).
Subsec. (a)(4).
Subsec. (b)(1).
Subsec. (b)(4).
Subsec. (d)(1).
Subsec. (e).
Subsec. (f).
"(A) the number of previous grants the Secretary has awarded such entity; or
"(B) the length of any period during which such entity received such grants."
Subsec. (g).
Subsec. (h)(1)(A)(ii).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 See References in Text note below.
subpart 3—national activities
§7451. National research activities
(a) Authorized activities
The Secretary may use funds made available to carry out this subpart for each fiscal year to—
(1) conduct research related to effective approaches for the education of Indian children and adults;
(2) evaluate federally assisted education programs from which Indian children and adults may benefit;
(3) collect and analyze data on the educational status and needs of Indians; and
(4) carry out other activities that are consistent with the purpose of this part.
(b) Eligibility
The Secretary may carry out any of the activities described in subsection (a) directly or through grants to, or contracts or cooperative agreements with, Indian tribes, Indian organizations, State educational agencies, local educational agencies, institutions of higher education, including Indian institutions of higher education, and other public and private agencies and institutions.
(c) Coordination
Research activities supported under this section—
(1) shall be carried out in consultation with the Institute of Education Sciences to ensure that such activities are coordinated with and enhance the research and development activities supported by the Institute; and
(2) may include collaborative research activities that are jointly funded and carried out by the Office of Indian Education Programs, the Bureau of Indian Education, and the Institute of Education Sciences.
(
Editorial Notes
Prior Provisions
A prior section 7451,
A prior section 6131 of
Amendments
2015—Subsec. (a).
Subsec. (c)(2).
2002—Subsec. (c)(1).
Subsec. (c)(2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7452. Grants to tribes for education administrative planning, development, and coordination
(a) In general
The Secretary may award grants under this section to eligible applicants to enable the eligible applicants to—
(1) promote tribal self-determination in education;
(2) improve the academic achievement of Indian children and youth; and
(3) promote the coordination and collaboration of tribal educational agencies with State educational agencies and local educational agencies to meet the unique educational and culturally related academic needs of Indian students.
(b) Definitions
In this section:
(1) Eligible applicant
In this section, the term "eligible applicant" means—
(A) an Indian tribe or tribal organization approved by an Indian tribe; or
(B) a tribal educational agency.
(2) Indian tribe
The term "Indian tribe" means a federally recognized tribe or a State-recognized tribe.
(3) Tribal educational agency
The term "tribal educational agency" means the agency, department, or instrumentality of an Indian tribe that is primarily responsible for supporting tribal students' elementary and secondary education.
(c) Grant program
The Secretary may award grants to—
(1) eligible applicants described under subsection (b)(1)(A) to plan and develop a tribal educational agency, if the tribe or organization has no current tribal educational agency, for a period of not more than 1 year; and
(2) eligible applicants described under subsection (b)(1)(B), for a period of not more than 3 years, in order to—
(A) directly administer education programs, including formula grant programs under this chapter, consistent with State law and under a written agreement between the parties;
(B) build capacity to administer and coordinate such education programs, and to improve the relationship and coordination between such applicants and the State educational agencies and local educational agencies that educate students from the tribe;
(C) receive training and support from the State educational agency and local educational agency, in areas such as data collection and analysis, grants management and monitoring, fiscal accountability, and other areas as needed;
(D) train and support the State educational agency and local educational agency in areas related to tribal history, language, or culture;
(E) build on existing activities or resources rather than replacing other funds; and
(F) carry out other activities, consistent with the purposes of this section.
(d) Grant application
(1) In general
Each eligible applicant desiring a grant under this section shall submit an application to the Secretary at such time and in such manner as the Secretary may reasonably prescribe.
(2) Contents
Each application described in paragraph (1) shall contain—
(A) a statement describing the activities to be conducted, and the objectives to be achieved, under the grant;
(B) a description of the method to be used for evaluating the effectiveness of the activities for which assistance is sought and for determining whether such objectives are achieved; and
(C) for applications for activities under subsection (c)(2), evidence of—
(i) a preliminary agreement with the appropriate State educational agency, 1 or more local educational agencies, or both the State educational agency and a local educational agency; and
(ii) existing capacity as a tribal educational agency.
(3) Approval
The Secretary may approve an application submitted by an eligible applicant under this subsection if the application, including any documentation submitted with the application—
(A) demonstrates that the eligible applicant has consulted with other education entities, if any, within the territorial jurisdiction of the applicant that will be affected by the activities to be conducted under the grant;
(B) provides for consultation with such other education entities in the operation and evaluation of the activities conducted under the grant; and
(C) demonstrates that there will be adequate resources provided under this section or from other sources to complete the activities for which assistance is sought.
(e) Restrictions
(1) In general
An Indian tribe may not receive funds under this section if the tribe receives funds under section 1140 of the Education Amendments of 1978 (
(2) Direct services
No funds under this section may be used to provide direct services.
(f) Supplement, not supplant
Funds under this section shall be used to supplement, and not supplant, other Federal, State, and local programs that meet the needs of tribal students.
(
Editorial Notes
Codification
Section was classified to
Prior Provisions
A prior section 7452,
Another prior section 7452,
A prior section 6132 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. Probably should be "(
§7453. Native American and Alaska Native language immersion schools and programs
(a) Purposes
The purposes of this section are—
(1) to establish a grant program to support schools that use Native American and Alaska Native languages as the primary language of instruction;
(2) to maintain, protect, and promote the rights and freedom of Native Americans and Alaska Natives to use, practice, maintain, and revitalize their languages, as envisioned in the Native American Languages Act (
(3) to support the Nation's First Peoples' efforts to maintain and revitalize their languages and cultures, and to improve educational opportunities and student outcomes within Native American and Alaska Native communities.
(b) Program authorized
(1) In general
From funds reserved under
(2) Eligible entities
In this subsection, the term "eligible entity" means any of the following entities that has a plan to develop and maintain, or to improve and expand, programs that support the entity's use of a Native American or Alaska Native language as the primary language of instruction in elementary schools or secondary schools, or both:
(A) An Indian tribe.
(B) A Tribal College or University (as defined in
(C) A tribal education agency.
(D) A local educational agency, including a public charter school that is a local educational agency under State law.
(E) A school operated by the Bureau of Indian Education.
(F) An Alaska Native Regional Corporation (as described in
(G) A private, tribal, or Alaska Native nonprofit organization.
(H) A nontribal for-profit organization.
(c) Application
(1) In general
An eligible entity that desires to receive a grant under this section shall submit an application to the Secretary at such time and in such manner as the Secretary may require, including the following:
(A) The name of the Native American or Alaska Native language to be used for instruction at the school supported by the eligible entity.
(B) The number of students attending such school.
(C) The number of hours of instruction in or through 1 or more Native American or Alaska Native languages being provided to targeted students at such school, if any.
(D) A description of how the eligible entity will—
(i) use the funds provided to meet the purposes of this section;
(ii) implement the activities described in subsection (e);
(iii) ensure the implementation of rigorous academic content; and
(iv) ensure that students progress toward high-level fluency goals.
(E) Information regarding the school's organizational governance or affiliations, including information about—
(i) the school governing entity (such as a local educational agency, tribal education agency or department, charter organization, private organization, or other governing entity);
(ii) the school's accreditation status;
(iii) any partnerships with institutions of higher education; and
(iv) any indigenous language schooling and research cooperatives.
(F) An assurance that—
(i) the school is engaged in meeting State or tribally designated long-term goals for students, as may be required by applicable Federal, State, or tribal law;
(ii) the school provides assessments of students using the Native American or Alaska Native language of instruction, where possible;
(iii) the qualifications of all instructional and leadership personnel at such school is sufficient to deliver high-quality education through the Native American or Alaska Native language used in the school; and
(iv) the school will collect and report to the public data relative to student achievement and, if appropriate, rates of high school graduation, career readiness, and enrollment in postsecondary education or workforce development programs, of students who are enrolled in the school's programs.
(2) Limitation
The Secretary shall not give a priority in awarding grants under this section based on the information described in paragraph (1)(E).
(3) Submission of certification
(A) In general
An eligible entity that is a public elementary school or secondary school (including a public charter school or a school operated by the Bureau of Indian Education) or a nontribal for-profit or nonprofit organization shall submit, along with the application requirements described in paragraph (1), a certification described in subparagraph (B) indicating that—
(i) the school or organization has the capacity to provide education primarily through a Native American or an Alaska Native language; and
(ii) there are sufficient speakers of the target language at the school or available to be hired by the school or organization.
(B) Certification
The certification described in subparagraph (A) shall be from one of the following entities, on whose land the school or program is located, that is an entity served by such school, or that is an entity whose members (as defined by that entity) are served by the school:
(i) A Tribal College or University (as defined in
(ii) A Federally recognized Indian tribe or tribal organization.
(iii) An Alaska Native Regional Corporation or an Alaska Native nonprofit organization.
(iv) A Native Hawaiian organization.
(d) Awarding of grants
In awarding grants under this section, the Secretary shall—
(1) determine the amount of each grant and the duration of each grant, which shall not exceed 3 years; and
(2) ensure, to the maximum extent feasible, that diversity in languages is represented.
(e) Activities authorized
(1) Required activities
An eligible entity that receives a grant under this section shall use such funds to carry out the following activities:
(A) Supporting Native American or Alaska Native language education and development.
(B) Providing professional development for teachers and, as appropriate, staff and administrators to strengthen the overall language and academic goals of the school that will be served by the grant program.
(2) Allowable activities
An eligible entity that receives a grant under this section may use such funds to carry out the following activities:
(A) Developing or refining curriculum, including teaching materials and activities, as appropriate.
(B) Creating or refining assessments written in the Native American or Alaska Native language of instruction that measure student proficiency and that are aligned with State or tribal academic standards.
(C) Carrying out other activities that promote the maintenance and revitalization of the Native American or Alaska Native language relevant to the grant program.
(f) Report to Secretary
Each eligible entity that receives a grant under this section shall prepare and submit an annual report to the Secretary, which shall include—
(1) the activities the entity carried out to meet the purposes of this section; and
(2) the number of children served by the program and the number of instructional hours in the Native American or Alaska Native language.
(g) Administrative costs
Not more than 5 percent of the funds provided to a grantee under this section for any fiscal year may be used for administrative purposes.
(
Editorial Notes
References in Text
The Native American Languages Act, referred to in subsec. (a)(2), is title I of
Prior Provisions
A prior section 7453,
Another prior section 7453,
A prior section 6133 of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7454. Repealed. Pub. L. 114–95, title VI, §6002(n)(1), Dec. 10, 2015, 129 Stat. 2057
Section,
A prior section 7454,
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7455. Transferred
Editorial Notes
Codification
Section,
Prior Provisions
A prior section 7455,
§7456. Repealed. Pub. L. 114–95, title VI, §6002(q), Dec. 10, 2015, 129 Stat. 2062
Section,
A prior section 7456,
Statutory Notes and Related Subsidiaries
Effective Date of Repeal
Repeal effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7457. Native American language resource centers
(a) Purpose
The purpose of this Act is to further align the resources provided by the Department of Education with the policies set forth in the Native American Languages Act (
(b) In general
The Secretary of Education is authorized to make a grant to, or enter into a contract with, an eligible entity for the purpose of—
(1) establishing, strengthening, and operating a Native American language resource center; and
(2) staffing the center with individuals with relevant expertise and experience, including staff who speak American Indian and Alaska Native languages and the Native Hawaiian language and have worked in language education in the American Indian and Alaska Native languages and the Native Hawaiian language in a preschool, elementary school, secondary school, adult education, or higher education program.
(c) Authorized activities
The Native American language resource center established under subsection (b) shall carry out activities to—
(1) improve the capacity to teach and learn Native American languages;
(2) further Native American language use and acquisition;
(3) preserve, protect, and promote the rights and freedom of Native Americans to use, practice, and develop Native American languages in furtherance of—
(A) the policies set forth in the Native American Languages Act (
(B) the United States trust responsibility to Native American communities;
(4) address the effects of past discrimination and ongoing inequities experienced by Native American language speakers;
(5) support the revitalization and reclamation of Native American languages; and
(6) support the use of Native American languages as a medium of instruction for a wide variety of age levels, academic content areas, and types of schools, including Native American language medium education.
(d) Additional authorized activities
The Native American language resource center established under subsection (b) may also carry out activities—
(1) to encourage and support the use of Native American languages within educational systems in the same manner as other world languages, including by encouraging State educational agencies, local educational agencies, and institutions of higher education to offer Native American language courses the same full academic credit as courses in other world languages;
(2) to support the development, adoption, and use of educational outcome metrics aligned with the Native American language of instruction, including assessments, qualifications, and processes based on promising practices in Native American language medium education;
(3) to provide assistance to Native American language programs seeking Federal resources;
(4) to encourage and support teacher preparation programs that prepare teachers to teach Native American languages and to use Native American languages as a medium of instruction, including by disseminating promising practices and developing pedagogical programming and through appropriate alternative pathways to teacher certification;
(5) to provide information and resources—
(A) on promising practices in the use and revitalization of Native American languages in Native American communities, including use in educational institutions; and
(B) for the use of technology in school and community-based Native American language programs to support the retention, use, and teaching of Native American languages;
(6) to support the use of distance learning technologies and training for parents, students, teachers, and learning support staff associated with Native American language programs, including—
(A) the compilation and curation of digital libraries and other online resources for Native American languages, except that any materials collected by the center shall only be materials provided by a Native American language program or Native American community;
(B) the development of optional distance learning curricula appropriate for preschool, elementary school, secondary school, adult education, and postsecondary education;
(C) pedagogical training for Native American language teachers; and
(D) other efforts necessary to continue Native American language acquisition through distance learning;
(7) to provide technical assistance for Native American communities and school systems to develop Native American language medium education programs in preschool, elementary school, secondary school, or adult education programs conducted through the medium of Native American languages;
(8) to support Native American language programs and Native American communities in—
(A) accessing international best practices, resources, and research in indigenous language revitalization; and
(B) gathering and sharing technical assistance, promising practices, and experiences;
(9) for the operation of intensive programs, including summer institutes, to train Native American language speakers, to provide professional development, and to improve Native American language instruction through preservice and in-service language training for teachers; and
(10) that otherwise support the Native American language resource center established under subsection (b) to carry out the activities required in subsection (c).
(e) Definitions
In this section:
(1) ESEA definitions
The terms "elementary school", "local educational agency", "secondary school", and "State educational agency" have the meanings given the terms in
(2) Eligible entity
The term "eligible entity" means—
(A) an institution of higher education;
(B) an entity within an institution of higher education with dedicated expertise in Native American language and culture education; or
(C) a consortium that includes 1 or more institutions of higher education or 1 or more entities described in subparagraph (B).
(3) Institution of higher education
The term "institution of higher education" has the meaning given the term in
(4) Native American; Native American language
The terms "Native American" and "Native American language" have the meanings given those terms in section 103 of the Native American Languages Act (
(f) Authorization of appropriations
There are authorized to be appropriated to carry out this section, $3,000,000 for each fiscal year.
(
Editorial Notes
References in Text
This Act, referred to in subsec. (a), is
The Native American Languages Act, referred to in subsecs. (a) and (c)(3)(A), is title I of
Codification
Section was enacted as part of the Native American Language Resource Center Act of 2022, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
subpart 4—federal administration
§7471. National Advisory Council on Indian Education
(a) Membership
There is established a National Advisory Council on Indian Education (hereafter in this section referred to as the "Council"), which shall—
(1) consist of 15 Indian members, who shall be appointed by the President from lists of nominees furnished, from time to time, by Indian tribes and organizations; and
(2) represent different geographic areas of the United States.
(b) Duties
The Council shall—
(1) advise the Secretary and the Secretary of the Interior concerning the funding and administration (including the development of regulations and administrative policies and practices) of any program, including any program established under this part—
(A) with respect to which the Secretary has jurisdiction; and
(B)(i) that includes Indian children or adults as participants; or
(ii) that may benefit Indian children or adults;
(2) make recommendations to the Secretary for filling the position of Director of Indian Education whenever a vacancy occurs; and
(3) submit to Congress, not later than June 30 of each year, a report on the activities of the Council, including—
(A) any recommendations that the Council considers appropriate for the improvement of Federal education programs that include Indian children or adults as participants, or that may benefit Indian children or adults; and
(B) recommendations concerning the funding of any program described in subparagraph (A).
(
Editorial Notes
Prior Provisions
A prior section 7471,
A prior section 6141 of
Amendments
2015—Subsec. (b)(1).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Termination of Advisory Councils
Advisory councils established after Jan. 5, 1973, to terminate not later than the expiration of the 2-year period beginning on the date of their establishment, unless, in the case of a council established by the President or an officer of the Federal Government, such council is renewed by appropriate action prior to the expiration of such 2-year period, or in the case of a council established by the Congress, its duration is otherwise provided by law. See sections 3(2) and 14 of
§7472. Peer review
The Secretary may use a peer review process to review applications submitted to the Secretary under subpart 2 or subpart 3 of this part.
(
Editorial Notes
Prior Provisions
A prior section 7472,
A prior section 6142 of
§7473. Preference for Indian applicants
In making grants and entering into contracts or cooperative agreements under subpart 2 or subpart 3 of this part, the Secretary shall give a preference to Indian tribes, organizations, and institutions of higher education under any program with respect to which Indian tribes, organizations, and institutions are eligible to apply for grants, contracts, or cooperative agreements.
(
Editorial Notes
Prior Provisions
A prior section 7473,
A prior section 6143 of
§7474. Minimum grant criteria
The Secretary may not approve an application for a grant, contract, or cooperative agreement under subpart 2 or subpart 3 of this part unless the application is for a grant, contract, or cooperative agreement that is—
(1) of sufficient size, scope, and quality to achieve the purpose or objectives of such grant, contract, or cooperative agreement; and
(2) based on relevant research findings.
(
Editorial Notes
Prior Provisions
A prior section 7474,
A prior section 6144 of
Prior sections 7475 to 7480 were omitted in the general amendment of former subchapter VII of this chapter by
Section 7475,
Section 7476,
Section 7477,
Section 7478,
Section 7479,
Section 7480,
subpart 5—definitions; authorizations of appropriations
§7491. Definitions
For the purposes of this part:
(1) Adult
The term "adult" means an individual who—
(A) has attained the age of 16 years; or
(B) has attained an age that is greater than the age of compulsory school attendance under an applicable State law.
(2) Free public education
The term "free public education" means education that is—
(A) provided at public expense, under public supervision and direction, and without tuition charge; and
(B) provided as elementary or secondary education in the applicable State or to preschool children.
(3) Indian
The term "Indian" means an individual who is—
(A) a member of an Indian tribe or band, as membership is defined by the tribe or band, including—
(i) any tribe or band terminated since 1940; and
(ii) any tribe or band recognized by the State in which the tribe or band resides;
(B) a descendant, in the first or second degree, of an individual described in subparagraph (A);
(C) considered by the Secretary of the Interior to be an Indian for any purpose;
(D) an Eskimo, Aleut, or other Alaska Native; or
(E) a member of an organized Indian group that received a grant under the Indian Education Act of 1988 as in effect the day preceding October 20, 1994.
(4) Traditional leaders
The term "traditional leaders" has the meaning given the term in
(
Editorial Notes
References in Text
The Indian Education Act of 1988, as in effect the day preceding October 20, 1994, referred to in par. (3)(E), is part C (§§5301–5352) of title V of
Prior Provisions
A prior section 7491,
A prior section 6151 of
Amendments
2015—Par. (4).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7492. Authorizations of appropriations
(a) Subpart 1
For the purpose of carrying out subpart 1 of this part, there are authorized to be appropriated $100,381,000 for fiscal year 2017, $102,388,620 for fiscal year 2018, $104,436,392 for fiscal year 2019, and $106,525,120 for fiscal year 2020.
(b) Subpart 2
For the purpose of carrying out subpart 2 of this part, there are authorized to be appropriated $17,993,000 for each of fiscal years 2017 through 2020.
(c) Subpart 3
For the purpose of carrying out subpart 3, there are authorized to be appropriated $5,565,000 for each of fiscal years 2017 through 2020.
(
Editorial Notes
Prior Provisions
A prior section 6152 of
Amendments
2015—Subsec. (a).
Subsec. (b).
Subsec. (c).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Part B—Native Hawaiian Education
§7511. Short title
This part may be cited as the "Native Hawaiian Education Act".
(
Editorial Notes
Prior Provisions
Provisions naming former part B (§7901 et seq.) of subchapter IX of this chapter as the "Native Hawaiian Education Act" were contained in
A prior section 7511,
A prior section 6201 of
Another prior section 6201 of
Another prior section 6201 of
§7512. Findings
Congress finds the following:
(1) Native Hawaiians are a distinct and unique indigenous people with a historical continuity to the original inhabitants of the Hawaiian archipelago, whose society was organized as a nation and internationally recognized as a nation by the United States, Britain, France, and Japan, as evidenced by treaties governing friendship, commerce, and navigation.
(2) At the time of the arrival of the first nonindigenous people in Hawaii in 1778, the Native Hawaiian people lived in a highly organized, self-sufficient subsistence social system based on a communal land tenure system with a sophisticated language, culture, and religion.
(3) A unified monarchal government of the Hawaiian Islands was established in 1810 under Kamehameha I, the first King of Hawaii.
(4) From 1826 until 1893, the United States recognized the sovereignty and independence of the Kingdom of Hawaii, which was established in 1810 under Kamehameha I, extended full and complete diplomatic recognition to the Kingdom of Hawaii, and entered into treaties and conventions with the Kingdom of Hawaii to govern friendship, commerce and navigation in 1826, 1842, 1849, 1875, and 1887.
(5) In 1893, the sovereign, independent, internationally recognized, and indigenous government of Hawaii, the Kingdom of Hawaii, was overthrown by a small group of non-Hawaiians, including United States citizens, who were assisted in their efforts by the United States Minister, a United States naval representative, and armed naval forces of the United States. Because of the participation of United States agents and citizens in the overthrow of the Kingdom of Hawaii, in 1993 the United States apologized to Native Hawaiians for the overthrow and the deprivation of the rights of Native Hawaiians to self-determination through
(6) In 1898, the joint resolution entitled "Joint Resolution to provide for annexing the Hawaiian Islands to the United States", approved July 7, 1898 (
(7) By 1919, the Native Hawaiian population had declined from an estimated 1,000,000 in 1778 to an alarming 22,600, and in recognition of this severe decline, Congress enacted the Hawaiian Homes Commission Act, 1920 (
(8) Through the enactment of the Hawaiian Homes Commission Act, 1920, Congress affirmed the special relationship between the United States and the Native Hawaiians, which was described by then Secretary of the Interior Franklin K. Lane, who said: "One thing that impressed me . . . was the fact that the natives of the island who are our wards, I should say, and for whom in a sense we are trustees, are falling off rapidly in numbers and many of them are in poverty.".
(9) In 1938, Congress again acknowledged the unique status of the Hawaiian people by including in the Act of June 20, 1938 (
(10) Under the Act entitled "An Act to provide for the admission of the State of Hawaii into the Union", approved March 18, 1959 (
(11) In 1959, under the Act entitled "An Act to provide for the admission of the State of Hawaii into the Union", the United States also ceded to the State of Hawaii title to the public lands formerly held by the United States, but mandated that such lands be held by the State "in public trust" and reaffirmed the special relationship that existed between the United States and the Hawaiian people by retaining the legal responsibility to enforce the public trust responsibility of the State of Hawaii for the betterment of the conditions of Native Hawaiians, as defined in section 201(a) of the Hawaiian Homes Commission Act, 1920.
(12) The United States has recognized and reaffirmed that—
(A) Native Hawaiians have a cultural, historic, and land-based link to the indigenous people who exercised sovereignty over the Hawaiian Islands, and that group has never relinquished its claims to sovereignty or its sovereign lands;
(B) Congress does not extend services to Native Hawaiians because of their race, but because of their unique status as the indigenous people of a once sovereign nation as to whom the United States has established a trust relationship;
(C) Congress has also delegated broad authority to administer a portion of the Federal trust responsibility to the State of Hawaii;
(D) the political status of Native Hawaiians is comparable to that of American Indians and Alaska Natives; and
(E) the aboriginal, indigenous people of the United States have—
(i) a continuing right to autonomy in their internal affairs; and
(ii) an ongoing right of self-determination and self-governance that has never been extinguished.
(13) The political relationship between the United States and the Native Hawaiian people has been recognized and reaffirmed by the United States, as evidenced by the inclusion of Native Hawaiians in—
(A) the Native American Programs Act of 1974 (
(B) the American Indian Religious Freedom Act (
(C) the National Museum of the American Indian Act (
(D) the Native American Graves Protection and Repatriation Act (
(E) division A of subtitle III of title 54;
(F) the Native American Languages Act (
(G) the American Indian, Alaska Native, and Native Hawaiian Culture and Art Development Act (
(H) the Workforce Innovation and Opportunity Act; and
(I) the Older Americans Act of 1965 (
(
Editorial Notes
References in Text
Joint Resolution to provide for annexing the Hawaiian Islands to the United States, approved July 7, 1898, referred to in par. (6), is act July 7, 1898, No. 55,
The Hawaiian Homes Commission Act, 1920, referred to in pars. (7), (8), and (11), is act July 9, 1921, ch. 42,
Act of June 20, 1938, referred to in par. (9), is act June 20, 1938, ch. 530,
An Act to provide for the admission of the State of Hawaii into the Union, referred to in pars. (10) and (11), is
The Native American Programs Act of 1974, referred to in par. (13)(A), is title VIII of
The American Indian Religious Freedom Act, referred to in par. (13)(B), is
The National Museum of the American Indian Act, referred to in par. (13)(C), is
The Native American Graves Protection and Repatriation Act, referred to in par. (13)(D), is
The Native American Languages Act, referred to in par. (13)(F), is title I of
The American Indian, Alaska Native, and Native Hawaiian Culture and Art Development Act, referred to in par. (13)(G), is title XV of
The Workforce Innovation and Opportunity Act, referred to in par. (13)(H), is
The Older Americans Act of 1965, referred to in par. (13)(I), is
Prior Provisions
A prior section 7512,
A prior section 6202 of
Another prior section 6202 of
Another prior section 6202 of
Amendments
2015—Pars. (14) to (21).
"(14) In 1981, Congress instructed the Office of Education to submit to Congress a comprehensive report on Native Hawaiian education. The report, entitled the 'Native Hawaiian Educational Assessment Project', was released in 1983 and documented that Native Hawaiians scored below parity with regard to national norms on standardized achievement tests, were disproportionately represented in many negative social and physical statistics indicative of special educational needs, and had educational needs that were related to their unique cultural situation, such as different learning styles and low self-image.
"(15) In recognition of the educational needs of Native Hawaiians, in 1988, Congress enacted title IV of the Augustus F. Hawkins-Robert T. Stafford Elementary and Secondary School Improvement Amendments of 1988 (
"(16) In 1993, the Kamehameha Schools Bishop Estate released a 10-year update of findings of the Native Hawaiian Educational Assessment Project, which found that despite the successes of the programs established under title IV of the Augustus F. Hawkins-Robert T. Stafford Elementary and Secondary School Improvement Amendments of 1988, many of the same educational needs still existed for Native Hawaiians. Subsequent reports by the Kamehameha Schools Bishop Estate and other organizations have generally confirmed those findings. For example—
"(A) educational risk factors continue to start even before birth for many Native Hawaiian children, including—
"(i) late or no prenatal care;
"(ii) high rates of births by Native Hawaiian women who are unmarried; and
"(iii) high rates of births to teenage parents;
"(B) Native Hawaiian students continue to begin their school experience lagging behind other students in terms of readiness factors such as vocabulary test scores;
"(C) Native Hawaiian students continue to score below national norms on standardized education achievement tests at all grade levels;
"(D) both public and private schools continue to show a pattern of lower percentages of Native Hawaiian students in the uppermost achievement levels and in gifted and talented programs;
"(E) Native Hawaiian students continue to be overrepresented among students qualifying for special education programs provided to students with learning disabilities, mild intellectual disabilities, emotional impairment, and other such disabilities;
"(F) Native Hawaiians continue to be underrepresented in institutions of higher education and among adults who have completed four or more years of college;
"(G) Native Hawaiians continue to be disproportionately represented in many negative social and physical statistics indicative of special educational needs, as demonstrated by the fact that—
"(i) Native Hawaiian students are more likely to be retained in grade level and to be excessively absent in secondary school;
"(ii) Native Hawaiian students have the highest rates of drug and alcohol use in the State of Hawaii; and
"(iii) Native Hawaiian children continue to be disproportionately victimized by child abuse and neglect; and
"(H) Native Hawaiians now comprise over 23 percent of the students served by the State of Hawaii Department of Education, and there are and will continue to be geographically rural, isolated areas with a high Native Hawaiian population density.
"(17) In the 1998 National Assessment of Educational Progress, Hawaiian fourth-graders ranked 39th among groups of students from 39 States in reading. Given that Hawaiian students rank among the lowest groups of students nationally in reading, and that Native Hawaiian students rank the lowest among Hawaiian students in reading, it is imperative that greater focus be placed on beginning reading and early education and literacy in Hawaii.
"(18) The findings described in paragraphs (16) and (17) are inconsistent with the high rates of literacy and integration of traditional culture and Western education historically achieved by Native Hawaiians through a Hawaiian language-based public school system established in 1840 by Kamehameha III.
"(19) Following the overthrow of the Kingdom of Hawaii in 1893, Hawaiian medium schools were banned. After annexation, throughout the territorial and statehood period of Hawaii, and until 1986, use of the Hawaiian language as an instructional medium in education in public schools was declared unlawful. The declaration caused incalculable harm to a culture that placed a very high value on the power of language, as exemplified in the traditional saying: 'I ka 'ōlelo nō ke ola; I ka 'ōlelo nō ka make. In the language rests life; In the language rests death.'.
"(20) Despite the consequences of over 100 years of nonindigenous influence, the Native Hawaiian people are determined to preserve, develop, and transmit to future generations their ancestral territory and their cultural identity in accordance with their own spiritual and traditional beliefs, customs, practices, language, and social institutions.
"(21) The State of Hawaii, in the constitution and statutes of the State of Hawaii—
"(A) reaffirms and protects the unique right of the Native Hawaiian people to practice and perpetuate their culture and religious customs, beliefs, practices, and language;
"(B) recognizes the traditional language of the Native Hawaiian people as an official language of the State of Hawaii, which may be used as the language of instruction for all subjects and grades in the public school system; and
"(C) promotes the study of the Hawaiian culture, language, and history by providing a Hawaiian education program and using community expertise as a suitable and essential means to further the program."
2014—Par. (13)(E).
Par. (13)(H).
2010—Par. (16)(E).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Effective Date of 2014 Amendment
Amendment by
§7513. Purposes
The purposes of this part are to—
(1) authorize and develop innovative educational programs to assist Native Hawaiians;
(2) provide direction and guidance to appropriate Federal, State, and local agencies to focus resources, including resources made available under this part, on Native Hawaiian education, and to provide periodic assessment and data collection;
(3) supplement and expand programs and authorities in the area of education to further the purposes of this subchapter; and
(4) encourage the maximum participation of Native Hawaiians in planning and management of Native Hawaiian education programs.
(
Editorial Notes
Prior Provisions
A prior section 7513,
§7514. Native Hawaiian Education Council
(a) Grant authorized
In order to better effectuate the purposes of this part through the coordination of educational and related services and programs available to Native Hawaiians, including those programs that receive funding under this part, the Secretary shall award a grant to the education council described under subsection (b).
(b) Education Council
(1) Eligibility
To be eligible to receive the grant under subsection (a), the council shall be an education council (referred to in this section as the "Education Council") that meets the requirements of this subsection.
(2) Composition
The Education Council shall consist of 15 members, of whom—
(A) 1 shall be the President of the University of Hawaii (or a designee);
(B) 1 shall be the Governor of the State of Hawaii (or a designee);
(C) 1 shall be the Superintendent of the State of Hawaii Department of Education (or a designee);
(D) 1 shall be the chairperson of the Office of Hawaiian Affairs (or a designee);
(E) 1 shall be the executive director of Hawaii's Charter School Network (or a designee);
(F) 1 shall be the chief executive officer of the Kamehameha Schools (or a designee);
(G) 1 shall be the Chief Executive Officer of the Queen Liliuokalani Trust (or a designee);
(H) 1 shall be appointed by the Secretary, in a timely manner, and chosen from a list of 5 individuals who represent one or more private grant-making entities that is submitted to the Secretary by the Education Council;
(I) 1 shall be the Mayor of the County of Hawaii (or a designee);
(J) 1 shall be the Mayor of Maui County (or a designee from the Island of Maui);
(K) 1 shall be the Mayor of the County of Kauai (or a designee);
(L) 1 shall be appointed by the Secretary, in a timely manner, and chosen from a list of 5 individuals who are from the Island of Molokai or the Island of Lanai that is submitted to the Secretary by the Mayor of Maui County;
(M) 1 shall be the Mayor of the City and County of Honolulu (or a designee);
(N) 1 shall be the chairperson of the Hawaiian Homes Commission (or a designee); and
(O) 1 shall be the chairperson of the Hawaii Workforce Development Council (or a designee representing the private sector).
(3) Requirements
Any designee serving on the Education Council shall demonstrate, as determined by the individual who appointed such designee with input from the Native Hawaiian community, not less than 5 years of experience as a consumer or provider of Native Hawaiian educational or cultural activities, with traditional cultural experience given due consideration.
(4) Limitation
A member (including a designee), while serving on the Education Council, shall not be a direct recipient or administrator of grant funds that are awarded under this part.
(5) Term of members
A member who is a designee shall serve for a term of not more than 4 years.
(6) Chair; Vice Chair
(A) Selection
The Education Council shall select a Chairperson and a Vice Chairperson from among the members of the Education Council.
(B) Term limits
The Chairperson and Vice Chairperson shall each serve for a 2-year term.
(7) Administrative provisions relating to Education Council
The Education Council shall meet at the call of the Chairperson of the Council, or upon request by a majority of the members of the Education Council, but in any event not less often than every 120 days.
(8) No compensation
None of the funds made available through the grant may be used to provide compensation to any member of the Education Council or member of a working group established by the Education Council, for functions described in this section.
(c) Use of funds for coordination activities
The Education Council shall use funds made available through a grant under subsection (a) to carry out each of the following activities:
(1) Providing advice about the coordination of, and serving as a clearinghouse for, the educational and related services and programs available to Native Hawaiians, including the programs assisted under this part.
(2) Assessing the extent to which such services and programs meet the needs of Native Hawaiians, and collecting data on the status of Native Hawaiian education.
(3) Providing direction and guidance, through the issuance of reports and recommendations, to appropriate Federal, State, and local agencies in order to focus and improve the use of resources, including resources made available under this part, relating to Native Hawaiian education, and serving, where appropriate, in an advisory capacity.
(4) Awarding grants, if such grants enable the Education Council to carry out the activities described in paragraphs (1) through (3).
(5) Hiring an executive director, who shall assist in executing the duties and powers of the Education Council, as described in subsection (d).
(d) Use of funds for technical assistance
The Education Council shall use funds made available through a grant under subsection (a) to—
(1) provide technical assistance to Native Hawaiian organizations that are grantees or potential grantees under this part;
(2) obtain from such grantees information and data regarding grants awarded under this part, including information and data about—
(A) the effectiveness of such grantees in meeting the educational priorities established by the Education Council, as described in paragraph (6)(D), using metrics related to these priorities; and
(B) the effectiveness of such grantees in carrying out any of the activities described in paragraph (3) of
(3) assess and define the educational needs of Native Hawaiians;
(4) assess the programs and services available to address the educational needs of Native Hawaiians;
(5) assess and evaluate the individual and aggregate impact achieved by grantees under this part in improving Native Hawaiian educational performance and meeting the goals of this part, using metrics related to these goals; and
(6) prepare and submit to the Secretary, at the end of each calendar year, an annual report that contains—
(A) a description of the activities of the Education Council during the calendar year;
(B) a description of significant barriers to achieving the goals of this part;
(C) a summary of each community consultation session described in subsection (e); and
(D) recommendations to establish priorities for funding under this part, based on an assessment of—
(i) the educational needs of Native Hawaiians;
(ii) programs and services available to address such needs;
(iii) the effectiveness of programs in improving the educational performance of Native Hawaiian students to help such students meet challenging State academic standards under
(iv) priorities for funding in specific geographic communities.
(e) Use of funds for community consultations
The Education Council shall use funds made available through the grant under subsection (a) to hold not less than 1 community consultation each year on each of the islands of Hawaii, Maui, Molokai, Lanai, Oahu, and Kauai, at which—
(1) not fewer than 3 members of the Education Council shall be in attendance;
(2) the Education Council shall gather community input regarding—
(A) current grantees under this part, as of the date of the consultation;
(B) priorities and needs of Native Hawaiians; and
(C) other Native Hawaiian education issues; and
(3) the Education Council shall report to the community on the outcomes of the activities supported by grants awarded under this part.
(f) Funding
For each fiscal year, the Secretary shall use the amount described in
(
Editorial Notes
Prior Provisions
A prior section 7514,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7515. Program authorized
(a) General authority
(1) Grants and contracts
The Secretary is authorized to make direct grants to, or enter into contracts with—
(A) Native Hawaiian educational organizations;
(B) Native Hawaiian community-based organizations;
(C) public and private nonprofit organizations, agencies, and institutions with experience in developing or operating Native Hawaiian programs or programs of instruction in the Native Hawaiian language;
(D) charter schools; and
(E) consortia of the organizations, agencies, and institutions described in subparagraphs (A) through (C),
to carry out programs that meet the purposes of this part.
(2) Priorities
In awarding grants or contracts to carry out activities described in paragraph (3), the Secretary shall give priority to entities proposing projects that are designed to address—
(A) beginning reading and literacy among students in kindergarten through third grade;
(B) the needs of at-risk children and youth;
(C) needs in fields or disciplines in which Native Hawaiians are underemployed; and
(D) the use of the Hawaiian language in instruction.
(3) Authorized activities
Activities provided through programs carried out under this part may include—
(A) the development and maintenance of a statewide Native Hawaiian early education and care system to provide a continuum of services for Native Hawaiian children from the prenatal period of the children through age 5;
(B) the operation of family-based education centers that provide such services as—
(i) programs for Native Hawaiian parents and their infants from the prenatal period of the infants through age 3;
(ii) preschool programs for Native Hawaiians; and
(iii) research on, and development and assessment of, family-based, early childhood, and preschool programs for Native Hawaiians;
(C) activities that enhance beginning reading and literacy in either the Hawaiian or the English language among Native Hawaiian students in kindergarten through grade 3 and assistance in addressing the distinct features of combined English and Hawaiian literacy for Hawaiian speakers in grades 5 and 6;
(D) activities to meet the special needs of Native Hawaiian students with disabilities, including—
(i) the identification of such students and their needs;
(ii) the provision of support services to the families of such students; and
(iii) other activities consistent with the requirements of the Individuals with Disabilities Education Act [
(E) activities that address the special needs of Native Hawaiian students who are gifted and talented, including—
(i) educational, psychological, and developmental activities designed to assist in the educational progress of those students; and
(ii) activities that involve the parents of those students in a manner designed to assist in the educational progress of such students;
(F) the development of academic and vocational curricula to address the needs of Native Hawaiian children and adults, including curriculum materials in the Hawaiian language and mathematics and science curricula that incorporate Native Hawaiian tradition and culture;
(G) professional development activities for educators, including—
(i) the development of programs to prepare prospective teachers to address the unique needs of Native Hawaiian students within the context of Native Hawaiian culture, language, and traditions;
(ii) in-service programs to improve the ability of teachers who teach in schools with high concentrations of Native Hawaiian students to meet the unique needs of such students; and
(iii) the recruitment and preparation of Native Hawaiians, and other individuals who live in communities with a high concentration of Native Hawaiians, to become teachers;
(H) the operation of community-based learning centers that address the needs of Native Hawaiian students, parents, families, and communities through the coordination of public and private programs and services, including—
(i) early childhood education programs;
(ii) before, after, and summer school programs, expanded learning time, or weekend academies;
(iii) career and technical education programs; and
(iv) programs that recognize and support the unique cultural and educational needs of Native Hawaiian children, and incorporate appropriately qualified Native Hawaiian elders and seniors;
(I) activities, including program co-location, to enable Native Hawaiians to enter and complete programs of postsecondary education, including—
(i) family literacy services; and
(ii) counseling, guidance, and support services for students;
(J) research and data collection activities to determine the educational status and needs of Native Hawaiian children and adults;
(K) other research and evaluation activities related to programs carried out under this part; and
(L) other activities, consistent with the purposes of this part, to meet the educational needs of Native Hawaiian children and adults.
(b) Administrative costs
Not more than 5 percent of funds provided to a recipient of a grant or contract under subsection (a) for any fiscal year may be used for administrative purposes.
(c) Authorization of appropriations
(1) In general
There are authorized to be appropriated to carry out this section and
(2) Reservation
Of the funds appropriated under this subsection, the Secretary shall reserve $500,000 for each of fiscal years 2017 through 2020 to make a direct grant to the Education Council to carry out
(3) Availability
Funds appropriated under this subsection shall remain available until expended.
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in subsec. (a)(3)(D)(iii), is title VI of
Prior Provisions
A prior section 7515,
Amendments
2015—Subsec. (a)(1)(D), (E).
Subsec. (a)(3)(C).
Subsec. (a)(3)(D)(ii).
Subsec. (a)(3)(E)(ii).
Subsec. (a)(3)(G)(ii).
Subsec. (a)(3)(H).
Subsec. (a)(3)(H)(i).
Subsec. (a)(3)(H)(ii).
Subsec. (a)(3)(H)(iii).
Subsec. (a)(3)(I).
"(i) provision of full or partial scholarships for undergraduate or graduate study that are awarded to students based on their academic promise and financial need, with a priority, at the graduate level, given to students entering professions in which Native Hawaiians are underrepresented;
"(ii) family literacy services;
"(iii) counseling and support services for students receiving scholarship assistance;
"(iv) counseling and guidance for Native Hawaiian secondary students who have the potential to receive scholarships; and
"(v) faculty development activities designed to promote the matriculation of Native Hawaiian students;".
Subsec. (a)(4).
"(A)
"(B)
Subsec. (c)(1).
Subsec. (c)(2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7516. Administrative provisions
(a) Application required
No grant may be made under this part, and no contract may be entered into under this part, unless the entity seeking the grant or contract submits an application to the Secretary at such time, in such manner, and containing such information as the Secretary may determine to be necessary to carry out the provisions of this part.
(b) Special rule
Each applicant for a grant or contract under this part shall submit the application for comment to the local educational agency serving students who will participate in the program to be carried out under the grant or contract, and include those comments, if any, with the application to the Secretary.
(
Editorial Notes
Prior Provisions
A prior section 7516,
§7517. Definitions
In this part:
(1) Community consultation
The term "community consultation" means a public gathering—
(A) to discuss Native Hawaiian education concerns; and
(B) about which the public has been given not less than 30 days notice.
(2) Native Hawaiian
The term "Native Hawaiian" means any individual who is—
(A) a citizen of the United States; and
(B) a descendant of the aboriginal people who, prior to 1778, occupied and exercised sovereignty in the area that now comprises the State of Hawaii, as evidenced by—
(i) genealogical records;
(ii) Kupuna (elders) or Kamaaina (long-term community residents) verification; or
(iii) certified birth records.
(3) Native Hawaiian community-based organization
The term "Native Hawaiian community-based organization" means any organization that is composed primarily of Native Hawaiians from a specific community and that assists in the social, cultural, and educational development of Native Hawaiians in that community.
(4) Native Hawaiian educational organization
The term "Native Hawaiian educational organization" means a private nonprofit organization that—
(A) serves the interests of Native Hawaiians;
(B) has Native Hawaiians in substantive and policymaking positions within the organization;
(C) incorporates Native Hawaiian perspective, values, language, culture, and traditions into the core function of the organization;
(D) has demonstrated expertise in the education of Native Hawaiian youth; and
(E) has demonstrated expertise in research and program development.
(5) Native Hawaiian language
The term "Native Hawaiian language" means the single Native American language indigenous to the original inhabitants of the State of Hawaii.
(6) Native Hawaiian organization
The term "Native Hawaiian organization" means a private nonprofit organization that—
(A) serves the interests of Native Hawaiians;
(B) has Native Hawaiians in substantive and policymaking positions within the organization; and
(C) is recognized by the Governor of Hawaii for the purpose of planning, conducting, or administering programs (or portions of programs) for the benefit of Native Hawaiians.
(7) Office of Hawaiian Affairs
The term "Office of Hawaiian Affairs" means the Office of Hawaiian Affairs established by the Constitution of the State of Hawaii.
(
Editorial Notes
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Part C—Alaska Native Education
§7541. Short title
This part may be cited as the "Alaska Native Educational Equity, Support, and Assistance Act".
(
Editorial Notes
Prior Provisions
Provisions naming former part C (§7931 et seq.) of subchapter IX of this chapter as the "Alaska Native Educational Equity, Support and Assistance Act" were contained in
A prior section 7541,
A prior section 6301 of
Another prior section 6301 of
§7542. Findings
Congress finds and declares the following:
(1) It is the policy of the Federal Government to maximize the leadership of and participation by Alaska Natives in the planning and the management of Alaska Native education programs and to support efforts developed by and undertaken within the Alaska Native community to improve educational opportunity for all students.
(2) Many Alaska Native children enter and exit school with serious educational disadvantages.
(3) Overcoming the magnitude of the geographic challenges, historical inequities, and other barriers to successfully improving educational outcomes for Alaska Native students in rural, village, and urban settings is challenging. Significant disparities between academic achievement of Alaska Native students and non-Native students continue, including lower graduation rates, increased school dropout rates, and lower achievement scores on standardized tests.
(4) The preservation of Alaska Native cultures and languages and the integration of Alaska Native cultures and languages into education, positive identity development for Alaska Native students, and local, place-based, and culture-based programming are critical to the attainment of educational success and the long-term well-being of Alaska Native students.
(5) Improving educational outcomes for Alaska Native students increases access to employment opportunities.
(6) The Federal Government should lend support to efforts developed by and undertaken within the Alaska Native community to improve educational opportunity for Alaska Native students. In 1983, pursuant to
(
Editorial Notes
References in Text
Prior Provisions
A prior section 7542,
A prior section 6302 of
Another prior section 6302 of
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7543. Purposes
The purposes of this part are as follows:
(1) To recognize and address the unique educational needs of Alaska Natives.
(2) To recognize the role of Alaska Native languages and cultures in the educational success and long-term well-being of Alaska Native students.
(3) To integrate Alaska Native cultures and languages into education, develop Alaska Native students' positive identity, and support local place-based and culture-based curriculum and programming.
(4) To authorize the development, management, and expansion of effective supplemental educational programs to benefit Alaska Natives.
(5) To provide direction and guidance to appropriate Federal, State and local agencies to focus resources, including resources made available under this part, on meeting the educational needs of Alaska Natives.
(6) To ensure the maximum participation by Alaska Native educators and leaders in the planning, development, implementation, management, and evaluation of programs designed to serve Alaska Native students.
(
Editorial Notes
Prior Provisions
A prior section 7543,
A prior section 6303 of
Amendments
2015—Par. (1).
Pars. (2) to (5).
Par. (6).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7544. Program authorized
(a) General authority
(1) Grants and contracts
The Secretary is authorized to make grants to, or enter into contracts with—
(A) Alaska Native organizations with experience operating programs that fulfill the purposes of this part;
(B) Alaska Native organizations that do not have the experience described in subparagraph (A) but are in partnership with—
(i) a State educational agency or a local educational agency; or
(ii) an Alaska Native organization that operates a program that fulfills the purposes of this part;
(C) an entity located in Alaska, and predominately governed by Alaska Natives, that does not meet the definition of an Alaska Native organization under this part but—
(i) has experience operating programs that fulfill the purposes of this part; and
(ii) is granted an official charter or sanction, as described in the definition of a tribal organization under
(2) Mandatory activities
Activities provided through the programs carried out under this part shall include the following:
(A) The development and implementation of plans, methods, strategies, and activities to improve the educational outcomes of Alaska Natives.
(B) The collection of data to assist in the evaluation of the programs carried out under this part.
(3) Permissible activities
Activities provided through programs carried out under this part may include the following:
(A) The development of curricula and programs that address the educational needs of Alaska Native students, including the following:
(i) Curriculum materials that are culturally informed and reflect the cultural diversity, languages, history, or the contributions of Alaska Native people, including curricula intended to preserve and promote Alaska Native culture.
(ii) Instructional programs that make use of Alaska Native languages and cultures.
(iii) Networks that develop, test, and disseminate best practices and introduce successful programs, materials, and techniques to meet the educational needs of Alaska Native students in urban and rural schools.
(B) Training and professional development activities for educators, including the following:
(i) Pre-service and in-service training and professional development programs to prepare teachers to develop appreciation for, and understanding of, Alaska Native history, cultures, values, and ways of knowing and learning in order to effectively address the cultural diversity and unique needs of Alaska Native students and improve the teaching methods of educators.
(ii) Recruitment and preparation of Alaska Native teachers.
(iii) Programs that will lead to the certification and licensing of Alaska Native teachers, principals, other school leaders, and superintendents.
(C) Early childhood and parenting education activities designed to improve the school readiness of Alaska Native children, including—
(i) the development and operation of home visiting programs for Alaska Native preschool children, to ensure the active involvement of parents in their children's education from the earliest ages;
(ii) training, education, and support, including in-home visitation, for parents and caregivers of Alaska Native children to improve parenting and caregiving skills (including skills relating to discipline and cognitive development, reading readiness, observation, storytelling, and critical thinking);
(iii) family literacy services;
(iv) activities carried out under the Head Start Act (
(v) programs for parents and their infants, from the prenatal period of the infant through age 3;
(vi) early childhood education programs; and
(vii) native language immersion within early childhood education programs, Head Start, or preschool programs.
(D) The development and operation of student enrichment programs, including programs in science, technology, engineering, and mathematics that—
(i) are designed to prepare Alaska Native students to excel in such subjects;
(ii) provide appropriate support services to enable such students to benefit from the programs; and
(iii) include activities that recognize and support the unique cultural and educational needs of Alaska Native children and incorporate appropriately qualified Alaska Native elders and other tradition bearers.
(E) Research and data collection activities to determine the educational status and needs of Alaska Native children and adults and other such research and evaluation activities related to programs funded under this part.
(F) Activities designed to enable Alaska Native students served under this part to meet the challenging State academic standards or increase the graduation rates of Alaska Native students, such as—
(i) remedial and enrichment programs;
(ii) culturally based education programs, such as—
(I) programs of study and other instruction in Alaska Native history and ways of living to share the rich and diverse cultures of Alaska Natives among Alaska Native youth and elders, non-Native students and teachers, and the larger community;
(II) instructing Alaska Native youth in leadership, communication, and Alaska Native culture, arts, history, and languages;
(III) intergenerational learning and internship opportunities to Alaska Native youth and young adults;
(IV) providing cultural immersion activities aimed at Alaska Native cultural preservation;
(V) native language instruction and immersion activities, including native language immersion nests or schools;
(VI) school-within-a-school model programs; and
(VII) preparation for postsecondary education and career planning; and
(iii) comprehensive school or community-based support services, including services that—
(I) address family instability and trauma; and
(II) improve conditions for learning at home, in the community, and at school.
(G) Student and teacher exchange programs, cross-cultural immersion programs, and culture camps designed to build mutual respect and understanding among participants.
(H) Education programs for at-risk urban Alaska Native students that are designed to improve academic proficiency and graduation rates, use strategies otherwise permissible under this part, and incorporate a strong data collection and continuous evaluation component.
(I) Strategies designed to increase the involvement of parents in their children's education.
(J) Programs and strategies that increase connections between and among schools, families, and communities, including positive youth-adult relationships, to—
(i) promote the academic progress and positive development of Alaska Native children and youth; and
(ii) improve conditions for learning at home, in the community, and at school.
(K) Career preparation activities to enable Alaska Native children and adults to prepare for meaningful employment, including programs providing mentoring, training, and apprenticeship activities.
(L) Support for the development and operational activities of regional vocational schools in rural areas of Alaska to provide students with necessary resources to prepare for skilled employment opportunities.
(M) Regional leadership academies that demonstrate effectiveness in building respect and understanding, and fostering a sense of Alaska Native identity in Alaska Native students to promote their pursuit of and success in completing higher education or career training.
(N) Other activities, consistent with the purposes of this part, to meet the educational needs of Alaska Native children and adults.
(b) Authorization of appropriations
There are authorized to be appropriated to carry out this section $31,453,000 for each of fiscal years 2017 through 2020.
(
Editorial Notes
References in Text
The Head Start Act, referred to in subsec. (a)(3)(C)(iv), is subchapter B (§635 et seq.) of
Prior Provisions
A prior section 7544,
Amendments
2018—Subsec. (a)(3)(K).
2015—
2003—Subsec. (a)(2)(P).
Statutory Notes and Related Subsidiaries
Effective Date of 2018 Amendment
Amendment by
Effective Date of 2015 Amendment
Amendment by
§7545. Administrative provisions
Not more than 5 percent of funds provided to an award recipient under this part for any fiscal year may be used for administrative purposes.
(
Editorial Notes
Prior Provisions
A prior section 7545,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7546. Definitions
In this part:
(1) Alaska Native
The term "Alaska Native" has the same meaning as the term "Native" has in
(2) Alaska Native organization
The term "Alaska Native organization" means an organization that has or commits to acquire expertise in the education of Alaska Natives and is—
(A) an Indian tribe, as defined in
(B) a "tribal organization", as defined in
(C) an organization listed in clauses (i) through (xii) of
(
Editorial Notes
Prior Provisions
A prior section 7546,
Prior sections 7547 to 7602 were omitted in the general amendment of former subchapter VII of this chapter by
Section 7547,
Section 7548,
Section 7549,
Section 7571,
Section 7572,
Section 7573,
Section 7574,
Section 7575,
Section 7601,
Section 7602,
Amendments
2015—Par. (1).
Par. (2).
"(A) has or commits to acquire expertise in the education of Alaska Natives; and
"(B) has Alaska Natives in substantive and policymaking positions within the organization."
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
SUBCHAPTER VII—IMPACT AID
Editorial Notes
Codification
Title VII of the Elementary and Secondary Education Act of 1965, comprising this subchapter, was originally enacted as part of
Prior Provisions
A prior title VII of the Elementary and Secondary Education Act of 1965, comprising former subchapter VII (§7401 et seq.) of this chapter, was redesignated title VI of the Act by
§7701. Purpose
In order to fulfill the Federal responsibility to assist with the provision of educational services to federally connected children in a manner that promotes control by local educational agencies with little or no Federal or State involvement, because certain activities of the Federal Government, such as activities to fulfill the responsibilities of the Federal Government with respect to Indian tribes and activities under
(1) experience a substantial and continuing financial burden due to the acquisition of real property by the United States;
(2) educate children who reside on Federal property and whose parents are employed on Federal property;
(3) educate children of parents who are in the military services and children who live in low-rent housing;
(4) educate heavy concentrations of children whose parents are civilian employees of the Federal Government and do not reside on Federal property; or
(5) need special assistance with capital expenditures for construction activities because of the enrollments of substantial numbers of children who reside on Federal lands and because of the difficulty of raising local revenue through bond referendums for capital projects due to the inability to tax Federal property.
(
Editorial Notes
Prior Provisions
A prior section 7001 of
Amendments
2015—
2003—
2000—
Par. (4).
Pars. (5), (6).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Effective Date of 2000 Amendment
Effective Date
"(A) Title I [amending generally
"(B) Title VIII of the Elementary and Secondary Education Act of 1965 [this subchapter], as amended by title I of this Act, shall take effect on the date of the enactment of this Act [Oct. 20, 1994]."
§7702. Payments relating to Federal acquisition of real property
(a) In general
Where the Secretary, after consultation with any local educational agency and with the appropriate State educational agency, determines—
(1) that the United States owns Federal property in the local educational agency, and that such property—
(A) has been acquired by the United States since 1938;
(B) was not acquired by exchange for other Federal property in the local educational agency which the United States owned before 1939; and
(C) had an assessed value according to original records (including facsimiles or other reproductions of those records) documenting the assessed value of such property (determined as of the time or times when so acquired) prepared by the local officials referred to in subsection (b)(3) or, when such original records are not available due to unintentional destruction (such as natural disaster, fire, flooding, pest infestation, or deterioration due to age), other records, including Federal agency records, local historical records, or other records that the Secretary determines to be appropriate and reliable, aggregating 10 percent or more of the assessed value of—
(i) all real property in the local educational agency (similarly determined as of the time or times when such Federal property was so acquired); or
(ii) all real property in the local educational agency as assessed in the first year preceding or succeeding acquisition, whichever is greater, only if—
(I) the assessment of all real property in the local educational agency is not made at the same time or times that such Federal property was so acquired and assessed; and
(II) State law requires an assessment be made of property so acquired; and
(2) that such agency is not being substantially compensated for the loss in revenue resulting from such ownership by increases in revenue accruing to the agency from the conduct of Federal activities with respect to such Federal property,
then such agency shall be eligible to receive the amount described in subsection (b) or (h).
(b) Amount
(1) In general
(A)(i)(I) Subject to subclauses (II) and (III), the amount that a local educational agency shall be paid under subsection (a) for a fiscal year shall be calculated in accordance with paragraph (2).
(II) Except as provided in subclause (III), the Secretary may not reduce the amount of a payment under this section to a local educational agency for a fiscal year by (aa) the amount equal to the amount of revenue, if any, the agency received during the previous fiscal year from activities conducted on Federal property eligible under this section and located in a school district served by the agency, including amounts received from any Federal department or agency (other than the Department of Education) from such activities, by reason of receipt of such revenue, or (bb) any other amount by reason of receipt of such revenue.
(III) If the amount equal to the sum of (aa) the proposed payment under this section to a local educational agency for a fiscal year and (bb) the amount of revenue described in subclause (II)(aa) received by the agency during the previous fiscal year, exceeds the maximum amount the agency is eligible to receive under this section for the fiscal year involved, then the Secretary shall reduce the amount of the proposed payment under this section by an amount equal to such excess amount.
(ii) For purposes of clause (i), the amount of revenue that a local educational agency receives during the previous fiscal year from activities conducted on Federal property shall not include payments received by the agency from the Secretary of Defense to support—
(I) the operation of a domestic dependent elementary or secondary school; or
(II) the provision of a free public education to dependents of members of the Armed Forces residing on or near a military installation.
(B) If funds appropriated under
(C) Notwithstanding any other provision of this subsection, a local educational agency may not be paid an amount under this section that, when added to the amount such agency receives under
(2) Application of current levied real property tax rate
In calculating the amount that a local educational agency is eligible to receive for a fiscal year, the Secretary shall apply the current levied real property tax rate for current expenditures levied by fiscally independent local educational agencies, or imputed for fiscally dependent local educational agencies, to the current annually determined estimated taxable value of such acquired Federal property.
(3) Determination of taxable value for eligible Federal property
(A) In general
In determining the estimated taxable value of such acquired Federal property for fiscal year 2010 and each succeeding fiscal year, the Secretary shall—
(i) first determine the total taxable value for the purpose of levying property tax for school purposes for current expenditures of real property located within the boundaries of such local educational agency;
(ii) then determine the per acre value of the eligible Federal property by dividing the total taxable value as determined in clause (i) by the difference between the total acres located within the boundaries of the local educational agency and the number of Federal acres eligible under this section; and
(iii) then determine the total taxable value of the eligible Federal property by multiplying the per acre value as calculated under clause (ii) by the number of Federal acres eligible under this section.
(B) Special rule
In the case of Federal property eligible under this section that is within the boundaries of 2 or more local educational agencies that are eligible under this section, any of such agencies may ask the Secretary to calculate (and the Secretary shall calculate) the taxable value of the eligible Federal property that is within its boundaries by—
(i) first calculating the per-acre value of the eligible Federal property separately for each eligible local educational agency that shared the Federal property, as provided in subparagraph (A)(ii);
(ii) then averaging the resulting per-acre values of the eligible Federal property from each eligible local educational agency that shares the Federal property; and
(iii) then applying the average per-acre value to determine the total taxable value of the eligible Federal property under subparagraph (A)(iii) for the requesting local educational agency.
(c) Applicability to Tennessee Valley Authority Act
For the purpose of this section, any real property with respect to which payments are being made under section 13 of the Tennessee Valley Authority Act of 1933 [
(d) Ownership by United States
The United States shall be deemed to own Federal property for the purposes of this chapter, where—
(1) prior to the transfer of Federal property, the United States owned Federal property meeting the requirements of subparagraphs (A), (B), and (C) of subsection (a)(1); and
(2) the United States transfers a portion of the property referred to in paragraph (1) to another nontaxable entity, and the United States—
(A) restricts some or any construction on such property;
(B) requires that the property be used in perpetuity for the public purposes for which the property was conveyed;
(C) requires the grantee of the property to report to the Federal Government (or its agent) regarding information on the use of the property;
(D) except with the approval of the Federal Government (or its agent), prohibits the sale, lease, assignment, or other disposal of the property unless such sale, lease, assignment, or other disposal is to another eligible government agency; and
(E) reserves to the Federal Government a right of reversion at any time the Federal Government (or its agent) deems it necessary for the national defense.
(e) Local educational agency containing Forest Service land and serving certain counties
Beginning with fiscal year 1995, a local educational agency shall be deemed to meet the requirements of subsection (a)(1)(C) if such local educational agency meets the following requirements:
(1) Acreage and acquisition by the Forest Service
The local educational agency serves a school district that contains between 20,000 and 60,000 acres of land that has been acquired by the Forest Service of the Department of Agriculture between 1915 and 1990, as demonstrated by written evidence from the Forest Service satisfactory to the Secretary.
(2) County charter
The local educational agency serves a county chartered under State law in 1875 or 1890. For each fiscal year beginning on or after December 10, 2015, the Secretary shall treat local educational agencies chartered in 1871 having more than 70 percent of the county in Federal ownership as meeting the eligibility requirements of subparagraphs (A) and (C) of subsection (a)(1).
(f) Special rule
For each fiscal year beginning on or after December 10, 2015, a local educational agency shall be deemed to meet the requirements of subsection (a)(1)(C) if the agency was eligible under paragraph (1) or (3) of
(g) Former districts
(1) Consolidations
For fiscal year 2006 and each succeeding fiscal year, if a local educational agency described in paragraph (2) is formed at any time after 1938 by the consolidation of 2 or more former school districts, the local educational agency may elect to have the Secretary determine its eligibility for assistance under this section for any fiscal year on the basis of 1 or more of those former districts, as designated by the local educational agency.
(2) Eligible local educational agencies
A local educational agency referred to in paragraph (1) is—
(A) any local educational agency that, for fiscal year 1994 or any preceding fiscal year, applied, and was determined to be eligible under, section 2(c) of the Act of September 30, 1950 (Public Law 874, 81st Congress) as that section was in effect for that fiscal year; or
(B) a local educational agency—
(i) that was formed by the consolidation of 2 or more districts, at least 1 of which was eligible for assistance under this section for the fiscal year preceding the year of the consolidation; and
(ii) which includes the designation referred to in paragraph (1) in its application under
(3) Amount
A local educational agency eligible under paragraph (1) shall receive a foundation payment as provided for under subparagraphs (A) and (B) of subsection (h)(1), except that the foundation payment shall be calculated based on the most recent payment received by the local educational agency based on its status prior to consolidation.
(h) Payments with respect to fiscal years in which insufficient funds are appropriated
For any fiscal year for which the amount appropriated under
(1) Foundation payments for pre-2010 recipients
(A) In general
The Secretary shall first make a foundation payment to each local educational agency that is determined by the Secretary to be eligible to receive a payment under this section for the fiscal year involved and that filed a timely application, and met, or has been determined by statute to meet, the eligibility requirements of subsection (a) for fiscal year 2009.
(B) Amount
(i) In general
The amount of a payment under subparagraph (A) for a local educational agency shall be equal to the greater of 90 percent of the payment the local educational agency received from dollars appropriated for fiscal year 2009 or 90 percent of the average payment that the local educational agency received from dollars appropriated for fiscal years 2006, 2007, 2008, and 2009, and shall be calculated without regard to the maximum payment provisions in subsection (b)(1)(C).
(ii) Exception
In calculating such average payment for a local educational agency that did not receive a payment under subsection (b) for 1 or more of the fiscal years between fiscal year 2006 and 2009, inclusive, the lowest such payment made to the agency for fiscal year 2006, 2007, 2008, or 2009, shall be treated as the payment that the agency received under subsection (b) for each fiscal year for which the agency did not receive such a payment.
(C) Insufficient appropriations
If the amount appropriated under
(2) Foundation payments for new applicants
(A) First year
From any amounts remaining after making payments under paragraph (1) and subsection (i)(1) for the fiscal year involved, the Secretary shall make a payment, in an amount determined in accordance with subparagraph (C), to each local educational agency that the Secretary determines eligible for a payment under this section for a fiscal year after fiscal year 2009 and that did not receive a payment under paragraph (1) for the fiscal year for which such agency was determined eligible for such payment.
(B) Second and succeeding years
For any succeeding fiscal year after the first fiscal year that a local educational agency receives a foundation payment under subparagraph (A), the amount of the local educational agency's foundation payment under this paragraph for such succeeding fiscal year shall be equal to the local educational agency's foundation payment under this paragraph for the first fiscal year.
(C) Amounts
The amount of a payment under subparagraph (A) for a local educational agency shall be determined as follows:
(i) Calculate the local educational agency's maximum payment under subsection (b).
(ii) Calculate the percentage that the amount appropriated under
(iii) Multiply the amount determined under clause (ii) by 90 percent.
(D) Insufficient funds
If the amount appropriated under
(3) Remaining funds
From any funds remaining after making payments under paragraphs (1) and (2) for the fiscal year involved, the Secretary shall make a payment to each local educational agency that received a foundation payment under paragraph (1) or (2) or subsection (i)(1), for the fiscal year involved in an amount that bears the same relation to the remainder as a percentage share determined for the local educational agency (by dividing the maximum amount that the agency is eligible to receive under subsection (b) by the total of the maximum amounts for all such agencies) bears to the percentage share determined (in the same manner) for all local educational agencies eligible to receive a payment under this section for the fiscal year involved, except that, for the purpose of calculating a local educational agency's maximum amount under subsection (b), data from the most current fiscal year shall be used.
(4) Data
For each local educational agency that received a payment under this section for fiscal year 2010 or any succeeding fiscal year, the Secretary shall not make a payment under paragraph (3) to a local educational agency that fails to submit, within 60 days of the date the Secretary notifies the agency that the information is needed, the data necessary to calculate the maximum amount of a payment under subsection (b) for that local educational agency.
(i) Special payments
(1) In general
For any fiscal year beginning with fiscal year 2000 for which the amount appropriated to carry out this section exceeds the amount so appropriated for fiscal year 1996 and for which subsection (b)(1)(B) applies, the Secretary shall use the remainder described in subsection (h)(3) for the fiscal year involved (not to exceed the amount equal to the difference between (A) the amount appropriated to carry out this section for fiscal year 1997 and (B) the amount appropriated to carry out this section for fiscal year 1996) to increase the payment that would otherwise be made under this section to not more than 50 percent of the maximum amount determined under subsection (b) for any local educational agency described in paragraph (2).
(2) Local educational agency described
A local educational agency described in this paragraph is a local educational agency that—
(A) received a payment under this section for fiscal year 1996;
(B) serves a school district that contains all or a portion of a United States military academy;
(C) serves a school district in which the local tax assessor has certified that at least 60 percent of the real property is federally owned; and
(D) demonstrates to the satisfaction of the Secretary that such agency's per-pupil revenue derived from local sources for current expenditures is not less than that revenue for the preceding fiscal year.
(j) Prior year data
Notwithstanding any other provision of this section, in determining the eligibility of a local educational agency for a payment under subsection (b) or (h)(2) of this section for a fiscal year, and in calculating the amount of such payment, the Secretary—
(1) shall use data from the prior fiscal year with respect to the Federal property involved, including data with respect to the assessed value of the property and the real property tax rate for current expenditures levied against or imputed to the property; and
(2) shall use data from the second prior fiscal year with respect to determining the amount of revenue referred to in subsection (b)(1)(A)(i).
(k) Loss of eligibility
(1) In general
Notwithstanding any other provision of this section, the Secretary shall make a minimum payment to a local educational agency described in paragraph (2), for the first fiscal year that the agency loses eligibility for assistance under this section as a result of property located within the school district served by the agency failing to meet the definition of Federal property under
(2) Local educational agency described
A local educational agency described in this paragraph is an agency that—
(A) was eligible for, and received, a payment under this section for fiscal year 2002; and
(B) beginning in fiscal year 2003 or a subsequent fiscal year, is no longer eligible for payments under this section as provided for in subsection (a)(1)(C) as a result of the transfer of the Federal property involved to a non-Federal entity.
(
Editorial Notes
References in Text
Section 2(c) of the Act of September 30, 1950 (Public Law 874, 81st Congress), referred to in subsec. (g)(2)(A), means section 2(c) of act Sept. 30, 1950, ch. 1124, which was classified to
Prior Provisions
A prior section 7002 of
Amendments
2015—
Subsec. (a)(1)(C).
Subsec. (b)(1)(B).
Subsec. (b)(1)(C).
Subsec. (b)(3)(B).
Subsec. (e)(2).
Subsec. (f).
Subsec. (g).
Subsec. (h).
Subsec. (h)(4).
Subsec. (j).
Subsec. (k).
Subsec. (k)(1).
Subsec. (l).
Subsec. (m).
Subsec. (n).
2013—
Subsec. (a).
Subsec. (b)(2).
Subsec. (b)(3).
Subsec. (h)(1).
Subsec. (h)(2) to (4).
2004—Subsec. (m).
2002—Subsec. (h)(1)(A).
Subsec. (h)(1)(B).
Subsec. (h)(2)(A).
Subsec. (h)(2)(B)(ii).
Subsec. (h)(4)(B).
Subsec. (j).
Subsec. (n).
2000—Subsec. (a).
Subsec. (b)(1)(A)(i).
Subsec. (b)(1)(B).
Subsec. (b)(1)(C).
Subsec. (h).
Subsec. (i).
Subsec. (i)(1).
"(A) the Secretary shall first use the excess amount (not to exceed the amount equal to the difference of (i) the amount appropriated to carry out this section for fiscal year 1997, and (ii) the amount appropriated to carry out this section for fiscal year 1996) to increase the payment that would otherwise be made under this section to not more than 50 percent of the maximum amount determined under subsection (b) of this section for any local educational agency described in paragraph (2); and
"(B) the Secretary shall use the remainder of the excess amount to increase the payments to each eligible local educational agency under this section."
Subsec. (j)(2).
Subsec. (l).
Subsec. (m).
1999—Subsec. (f)(3) to (5).
1998—Subsec. (f).
Subsec. (k).
1997—Subsec. (h)(1)(C).
Subsec. (i).
"(1) received a payment under this section for fiscal year 1996;
"(2) serves a school district that contains all or a portion of a United States military academy;
"(3) serves a school district in which the local tax assessor has certified that at least 60 percent of the real property is federally owned; and
"(4) demonstrates to the satisfaction of the Secretary that such agency's per-pupil revenue derived from local sources for current expenditures is not less than that revenue for the preceding fiscal year."
Subsec. (j).
1996—Subsecs. (g), (h).
Subsec. (i).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Effective Date of 2013 Amendment
"(1)
"(2)
"[(3) Redesignated (2).]
"[(4) Repealed.
Effective Date of 2002 Amendment
Amendment by
Consolidations
§7703. Payments for eligible federally connected children
(a) Computation of payment
(1) In general
For the purpose of computing the amount that a local educational agency is eligible to receive under subsection (b) or (d) for any fiscal year, the Secretary shall determine the number of children who were in average daily attendance in the schools of such agency, and for whom such agency provided free public education, during the preceding school year and who, while in attendance at such schools—
(A)(i) resided on Federal property with a parent employed on Federal property situated in whole or in part within the boundaries of the school district of such agency; or
(ii) resided on Federal property with a parent who is an official of, and accredited by, a foreign government and is a foreign military officer;
(B) resided on Federal property and had a parent on active duty in the uniformed services (as defined in
(C) resided on Indian lands;
(D)(i) had a parent on active duty in the uniformed services (as defined by
(ii) had a parent who is an official of, and has been accredited by, a foreign government and is a foreign military officer but did not reside on Federal property;
(E) resided in low-rent housing;
(F) resided on Federal property and is not described in subparagraph (A) or (B); or
(G) resided with a parent employed on Federal property situated—
(i) in whole or in part in the county in which such agency is located, or in whole or in part in such agency if such agency is located in more than one county; or
(ii) if not in such county, in whole or in part in the same State as such agency.
(2) Determination of weighted student units
For the purpose of computing the basic support payment under subsection (b), the Secretary shall calculate the total number of weighted student units for a local educational agency by adding together the results obtained by the following computations:
(A) Multiply the number of children described in subparagraphs (A) and (B) of paragraph (1) by a factor of 1.0.
(B) Multiply the number of children described in paragraph (1)(C) by a factor of 1.25.
(C) Multiply the number of children described in subparagraphs (A) and (B) of paragraph (1) by a factor of .35 if the local educational agency has—
(i) a number of such children described in such subparagraphs which exceeds 5,000; and
(ii) an average daily attendance for all children which exceeds 100,000.
(D) Multiply the number of children described in subparagraph (D) of paragraph (1) by a factor of .20.
(E) Multiply the number of children described in subparagraph (E) of paragraph (1) by a factor of .10.
(F) Multiply the number of children described in subparagraphs (F) and (G) of paragraph (1) by a factor of .05.
(3) Special rule
The Secretary shall only compute a payment for a local educational agency for children described in subparagraph (F) or (G) of paragraph (1) if the number of such children equals or exceeds 1,000 or such number equals or exceeds 10 percent of the total number of students in average daily attendance in the schools of such agency.
(4) Military installation and Indian housing undergoing renovation or rebuilding
(A) Military installation housing
Beginning in fiscal year 2014, in determining the amount of a payment for a local educational agency for children described in paragraph (1)(D)(i), the Secretary shall consider those children as if they were children described in paragraph (1)(B) if the Secretary determines, on the basis of a certification provided to the Secretary by a designated representative of the Secretary of Defense, that those children would have resided in housing on Federal property if the housing was not undergoing renovation or rebuilding. The total number of children treated as children described in paragraph (1)(B) shall not exceed the lessor of—
(i) the total number of children eligible under paragraph (1)(B) for the year prior to the initiation of the housing project on Federal property undergoing renovation or rebuilding; or
(ii) the total number of Federally connected children enrolled at the local educational agency as stated in the application filed for the payment for the year for which the determination is made.
(B) Indian lands
Beginning in fiscal year 2014, in determining the amount of a payment for a local educational agency that received a payment for children that resided on Indian lands in accordance with paragraph (1)(C) for the fiscal year prior to the fiscal year for which the local educational agency is making an application, the Secretary shall consider those children to be children described in paragraph (1)(C) if the Secretary determines on the basis of a certification provided to the Secretary by a designated representative of the Secretary of the Interior or the Secretary of Housing and Urban Development that those children would have resided in housing on Indian lands if the housing was not undergoing renovation or rebuilding. The total number of children treated as children described in paragraph (1)(C) shall not exceed the lessor of—
(i) the total number of children eligible under paragraph (1)(C) for the year prior to the initiation of the housing project on Indian lands undergoing renovation or rebuilding; or
(ii) the total number of Federally connected children enrolled at the local educational agency as stated in the application filed for the payment for the year for which the determination is made.
(C) Eligible housing
Renovation or rebuilding shall be defined as projects considered as capitalization, modernization, or restoration, as defined by the Secretary of Defense or the Secretary of the Interior (as the case may be) and are projects that last more than 30 days, but do not include "sustainment projects" such as painting, carpeting, or minor repairs.
(5) Military "Build to Lease" program housing
(A) In general
For purposes of computing the amount of payment for a local educational agency for children identified under paragraph (1), the Secretary shall consider children residing in housing initially acquired or constructed under the former
(i) within the fenced security perimeter of the military facility; or
(ii) attached to, and under any type of force protection agreement with, the military installation upon which such housing is situated.
(B) Additional requirements
If the property described in subparagraph (A) is not owned by the Federal Government, is subject to taxation by a State or political subdivision of a State, and thereby generates revenues for a local educational agency that is applying to receive a payment under this section, then the Secretary—
(i) shall require the local educational agency to provide certification from an appropriate official of the Department of Defense that the property is being used to provide military housing; and
(ii) shall reduce the amount of the payment under this section by an amount equal to the amount of revenue from such taxation received in the second preceding fiscal year by such local educational agency, unless the amount of such revenue was taken into account by the State for such second preceding fiscal year and already resulted in a reduction in the amount of State aid paid to such local educational agency.
(b) Basic support payments; insufficient appropriations; State with only one local educational agency
(1) Basic support payments
(A) In general
From the amount appropriated under
(B) Eligibility
A local educational agency is eligible to receive a basic support payment under subparagraph (A) for a fiscal year with respect to a number of children determined under subsection (a)(1) only if the number of children so determined with respect to such agency amounts to the lesser of—
(i) at least 400 such children; or
(ii) a number of such children which equals at least 3 percent of the total number of children who were in average daily attendance, during such year, at the schools of such agency and for whom such agency provided free public education.
(C) Maximum amount
The maximum amount that a local educational agency is eligible to receive under this paragraph for any fiscal year is the sum of the total weighted student units, as computed under subsection (a)(2), multiplied by the greater of—
(i) one-half of the average per-pupil expenditure of the State in which the local educational agency is located for the third fiscal year preceding the fiscal year for which the determination is made;
(ii) one-half of the average per-pupil expenditure of all of the States for the third fiscal year preceding the fiscal year for which the determination is made;
(iii) the comparable local contribution rate certified by the State, as determined under regulations prescribed to carry out the Act of September 30, 1950 (Public Law 874, 81st Congress), as such regulations were in effect on January 1, 1994; or
(iv) the average per-pupil expenditure of the State in which the local educational agency is located, multiplied by the local contribution percentage.
(D) Data
If satisfactory data from the third preceding fiscal year are not available for any of the expenditures described in clause (i) or (ii) of subparagraph (C), the Secretary shall use data from the most recent fiscal year for which data that are satisfactory to the Secretary are available.
(E) Increase in local contribution rate due to unusual geographic factors
If the current expenditures in those local educational agencies which the Secretary has determined to be generally comparable to the local educational agency for which a computation is made under subparagraph (C) are not reasonably comparable because of unusual geographical factors which affect the current expenditures necessary to maintain, in such agency, a level of education equivalent to that maintained in such other agencies, then the Secretary shall increase the local contribution rate for such agency under subparagraph (C)(iii) by such an amount which the Secretary determines will compensate such agency for the increase in current expenditures necessitated by such unusual geographical factors. The amount of any such supplementary payment may not exceed the per-pupil share (computed with regard to all children in average daily attendance), as determined by the Secretary, of the increased current expenditures necessitated by such unusual geographic factors.
(F) Beginning with fiscal year 2002, for the purpose of calculating a payment under this paragraph for a local educational agency whose local contribution rate was computed under subparagraph (C)(iii) for the previous year, the Secretary shall use a local contribution rate that is not less than 95 percent of the rate that the LEA received for the preceding year.
(2) Basic support payments for heavily impacted local educational agencies
(A) In general
(i) From the amount appropriated under
(ii) A local educational agency that receives a basic support payment under this paragraph for a fiscal year shall not be eligible to receive a basic support payment under paragraph (1) for that fiscal year.
(B) Eligibility for heavily impacted local educational agencies
(i) In general
A heavily impacted local educational agency is eligible to receive a basic support payment under subparagraph (A) with respect to a number of children determined under subsection (a)(1) if the agency—
(I) is a local educational agency—
(aa) whose boundaries are the same as a Federal military installation; or
(bb)(AA) whose boundaries are the same as an island property designated by the Secretary of the Interior to be property that is held in trust by the Federal Government; and
(BB) that has no taxing authority;
(II) is a local educational agency that—
(aa) has an enrollment of children described in subsection (a)(1) that constitutes a percentage of the total student enrollment of the agency that is not less than 45 percent;
(bb) has a per-pupil expenditure that is less than—
(AA) for an agency that has a total student enrollment of 500 or more students, 125 percent of the average per-pupil expenditure of the State in which the agency is located; or
(BB) for any agency that has a total student enrollment of less than 500 students, 150 percent of the average per-pupil expenditure of the State in which the agency is located or the average per-pupil expenditure of 3 or more comparable local educational agencies in the State in which the agency is located; and
(cc) is an agency that has a tax rate for general fund purposes that is not less than 95 percent of the average tax rate for general fund purposes of comparable local educational agencies in the State;
(III) is a local educational agency that—
(aa) has a tax rate for general fund purposes which is not less than 125 percent of the average tax rate for general fund purposes for comparable local educational agencies in the State;
(bb)(AA) has an enrollment of children described in subsection (a)(1) that constitutes a percentage of the total student enrollment of the agency that is not less than 30 percent; or
(BB) has an enrollment of children described in subsection (a)(1) that constitutes a percentage of the total student enrollment of the agency that is not less than 20 percent, and for the 3 fiscal years preceding the fiscal year for which the determination is made, the average enrollment of children who are not described in subsection (a)(1) and who are eligible for a free or reduced price lunch under the Richard B. Russell National School Lunch Act [
(cc) received assistance under subparagraph (A) of
(IV) is a local educational agency that received a payment for fiscal year 2015 under section 7703(b)(2)(E) 1 of this title (as such section was in effect for such fiscal year) and has a total student enrollment of not less than 25,000 students, of which—
(aa) not less than 35 percent are children described in subsection (a)(1); and
(bb)(AA) not less than 3,500 of such children are children described in subparagraphs (A) and (B) of subsection (a)(1); or
(BB) not less than 7,000 of such children are children described in subparagraph (D) of subsection (a)(1);
(V) is a local educational agency that—
(aa) has an enrollment of children described in subsection (a)(1) including, for purposes of determining eligibility, those children described in subparagraphs (F) and (G) of such subsection, that is not less than 35 percent of the total student enrollment of the agency;
(bb) has a per-pupil expenditure described in subclause (II)(bb) (except that a local educational agency with a total student enrollment of less than 350 students shall be deemed to have satisfied such per-pupil expenditure requirement) and has a tax rate for general fund purposes which is not less than 95 percent of the average tax rate for general fund purposes for comparable local educational agencies in the State; and
(cc) was eligible to receive assistance under subparagraph (A) for fiscal year 2001.
(ii) Loss of eligibility
(I) In general
Subject to subclause (II), a heavily impacted local educational agency that met the requirements of clause (i) for a fiscal year shall be ineligible to receive a basic support payment under subparagraph (A) if the agency fails to meet the requirements of clause (i) for a subsequent fiscal year, except that such agency shall continue to receive a basic support payment under this paragraph for the fiscal year for which the ineligibility determination is made.
(II) Loss of eligibility due to falling below 95 percent of the average tax rate for general fund purposes
In the case of a heavily impacted local educational agency described in subclause (II) or (V) of clause (i) that is eligible to receive a basic support payment under subparagraph (A), but that has had, for 2 consecutive fiscal years, a tax rate for general fund purposes that falls below 95 percent of the average tax rate for general fund purposes of comparable local educational agencies in the State, such agency shall be determined to be ineligible under clause (i) and ineligible to receive a basic support payment under subparagraph (A) for each fiscal year succeeding such 2 consecutive fiscal years for which the agency has such a tax rate for general fund purposes, and until the fiscal year for which the agency resumes such eligibility in accordance with clause (iii).
(III) Taken over by State board of education
In the case of a heavily impacted local educational agency that is eligible to receive a basic support payment under subparagraph (A), but that has been taken over by a State board of education in any 2 previous years, such agency shall be deemed to maintain heavily impacted status for 2 fiscal years following December 10, 2015.
(iii) Eligibility
(I) First time
A local educational agency seeking a payment under this paragraph for the first time shall apply for and be determined eligible under clause (i) for 2 consecutive years before receiving such a payment, and shall not receive such a payment for the first year of eligibility.
(II) Resumption of eligibility
A heavily impacted local educational agency described in clause (i) that becomes ineligible under such clause for 1 or more fiscal years may resume eligibility for a basic support payment under this paragraph for a subsequent fiscal year only if the agency meets the requirements of clause (i) for that subsequent fiscal year, except that such agency shall not receive a basic support payment under this paragraph until the fiscal year succeeding the fiscal year for which the eligibility determination is made.
(C) Maximum amount for heavily impacted local educational agencies
(i) In general
Except as provided in subparagraph (D), the maximum amount that a heavily impacted local educational agency is eligible to receive under this paragraph for any fiscal year is the sum of the total weighted student units, as computed under subsection (a)(2) and subject to clause (ii), multiplied by the greater of—
(I) four-fifths of the average per-pupil expenditure of the State in which the local educational agency is located for the third fiscal year preceding the fiscal year for which the determination is made; or
(II) four-fifths of the average per-pupil expenditure of all of the States for the third fiscal year preceding the fiscal year for which the determination is made.
(ii) Calculation of weighted student units
(I) In general
(aa) Percentage enrollment
For a local educational agency in which 35 percent or more of the total student enrollment of the schools of the agency are children described in subparagraph (D) or (E) (or a combination thereof) of subsection (a)(1), and that has an enrollment of children described in subparagraph (A), (B), or (C) of such subsection equal to at least 10 percent of the agency's total enrollment, the Secretary shall calculate the weighted student units of those children described in subparagraph (D) or (E) of such subsection by multiplying the number of such children by a factor of 0.55.
(bb) Exception
Notwithstanding item (aa), a local educational agency that received a payment under this paragraph for fiscal year 2013 shall not be required to have an enrollment of children described in subparagraph (A), (B), or (C) of subsection (a)(1) equal to at least 10 percent of the agency's total enrollment and shall be eligible for the student weight as provided for in item (aa).
(II) Enrollment of 100 or fewer children
For a local educational agency that has an enrollment of 100 or fewer children described in subsection (a)(1), the Secretary shall calculate the total number of weighted student units for purposes of subsection (a)(2) by multiplying the number of such children by a factor of 1.75.
(III) Enrollment of more than 100 children but less than 1000
For a local educational agency that is not described under subparagraph (B)(i)(I) and has an enrollment of more than 100 but not more than 1,000 children described in subsection (a)(1), the Secretary shall calculate the total number of weighted student units for purposes of subsection (a)(2) by multiplying the number of such children by a factor of 1.25.
(D) Maximum amount for large heavily impacted local educational agencies
(i) In general
(I) Formula
Subject to clauses (ii), (iii), and (iv), the maximum amount that a heavily impacted local educational agency described in subclause (II) is eligible to receive under this paragraph for any fiscal year shall be determined in accordance with the formula described in paragraph (1)(C).
(II) Heavily impacted local educational agency
A heavily impacted local educational agency described in this subclause is a local educational agency that received a payment for fiscal year 2015 under section 7703(b)(2)(E) 1 of this title (as such section was in effect for such fiscal year) and has a total student enrollment of not less than 25,000 students, of which not less than 35 percent are children described in subsection (a)(1) and—
(aa) not less than 3,500 of such children are children described in subparagraphs (A) and (B) of subsection (a)(1); or
(bb) not less than 7,000 of such children are children described in subparagraph (D) of subsection (a)(1).
(ii) Factor
For purposes of calculating the maximum amount described in clause (i), the factor used in determining the weighted student units under subsection (a)(2) with respect to children described in subparagraphs (A) and (B) of subsection (a)(1) shall be—
(I) for fiscal year 2016, 1.35;
(II) for each of fiscal years 2017 and 2018, 1.38;
(III) for fiscal year 2019, 1.40;
(IV) for fiscal year 2020, 1.42; and
(V) for fiscal year 2021 and each fiscal year thereafter, 1.45.
(iii) Factor for children who live off base
For purposes of calculating the maximum amount described in clause (i), the factor used in determining the weighted student units under subsection (a)(2) with respect to children described in subsection (a)(1)(D) shall be—
(I) for fiscal year 2016, .20;
(II) for each of fiscal years 2017 and 2018, .22;
(III) for each of fiscal years 2019 and 2020, .25; and
(IV) for fiscal year 2021 and each fiscal year thereafter—
(aa) .30 with respect to each of the first 7,000 children; and
(bb) .25 with respect to the number of children that exceeds 7,000.
(iv) Special rule
Notwithstanding clauses (ii) and (iii), for fiscal year 2020 or any succeeding fiscal year, if the number of students who are children described in subparagraphs (A) and (B) of subsection (a)(1) for a local educational agency subject to this subparagraph exceeds 7,000 for such year or the number of students who are children described in subsection (a)(1)(D) for such local educational agency exceeds 12,750 for such year, then—
(I) the factor used, for the fiscal year for which the determination is being made, to determine the weighted student units under subsection (a)(2) with respect to children described in subparagraphs (A) and (B) of subsection (a)(1) shall be 1.40; and
(II) the factor used, for such fiscal year, to determine the weighted student units under subsection (a)(2) with respect to children described in subsection (a)(1)(D) shall be .20.
(E) Data
For purposes of providing assistance under this paragraph, the Secretary shall use student, revenue, expenditure, and tax data from the third fiscal year preceding the fiscal year for which the local educational agency is applying for assistance under this paragraph.
(F) Determination of average tax rates for general fund purposes
(i) In general
Except as provided in clause (ii), for the purpose of determining the average tax rates for general fund purposes for local educational agencies in a State under this paragraph, the Secretary shall use either—
(I) the average tax rate for general fund purposes for comparable local educational agencies, as determined by the Secretary in regulations; or
(II) the average tax rate of all the local educational agencies in the State.
(ii) Fiscal years 2010–2015
(I) In general
For fiscal years 2010 through 2015, any local educational agency that was found ineligible to receive a payment under subparagraph (A) because the Secretary determined that it failed to meet the average tax rate requirement for general fund purposes in subparagraph (B)(i)(II)(cc), shall be considered to have met that requirement, if its State determined, through an alternate calculation of average tax rates for general fund purposes, that such local educational agency met that requirement.
(II) Subsequent fiscal years after 2015
For any succeeding fiscal year after 2015, any local educational agency identified in subclause (I) may continue to have its State use that alternate methodology to calculate whether the average tax rate requirement for general fund purposes under subparagraph (B)(i)(II)(cc) is met.
(III) Availability of funds
Notwithstanding any other provision of law limiting the period during which the Secretary may obligate funds appropriated for any fiscal year after 2012, the Secretary shall reserve a total of $14,000,000 from funds that remain unobligated under this section from fiscal years 2015 or 2016 in order to make payments under this clause for fiscal years 2011 through 2014.
(G) Eligibility for heavily impacted local educational agencies affected by privatization of military housing
(i) Eligibility
For any fiscal year, a heavily impacted local educational agency that received a basic support payment under this paragraph for the prior fiscal year, but is ineligible for such payment for the current fiscal year under subparagraph (B) due to the conversion of military housing units to private housing described in clause (iii), or as the direct result of base realignment and closure or modularization as determined by the Secretary of Defense and force structure change or force relocation, shall be deemed to meet the eligibility requirements under subparagraph (B) for the period during which the housing units are undergoing such conversion or during such time as activities associated with base closure and realignment, modularization, force structure change, or force relocation are ongoing.
(ii) Amount of payment
The amount of a payment to a heavily impacted local educational agency for a fiscal year by reason of the application of clause (i), and calculated in accordance with subparagraph (C) or (D), as the case may be, shall be based on the number of children in average daily attendance in the schools of such agency for the fiscal year and under the same provisions of subparagraph (C) or (D) under which the agency was paid during the prior fiscal year.
(iii) Conversion of military housing units to private housing described
For purposes of clause (i), "conversion of military housing units to private housing" means the conversion of military housing units to private housing units pursuant to subchapter IV of
(3) Payments with respect to fiscal years in which insufficient funds are appropriated
(A) In general
For any fiscal year in which the sums appropriated under
(B) Learning opportunity threshold payments in lieu of payments under paragraph (1)
(i) For fiscal years described in subparagraph (A), the Secretary shall compute a learning opportunity threshold payment (hereafter in this subchapter referred to as the "threshold payment") in lieu of basic support payments under paragraph (1) by multiplying the amount obtained under paragraph (1)(C) by the total percentage obtained by adding—
(I) the percentage of federally connected children for each local educational agency determined by calculating the fraction, the numerator of which is the total number of children described under subsection (a)(1) and the denominator of which is the total number of children in average daily attendance at the schools served by such agency; and
(II) the percentage that funds under paragraph (1)(C) represent of the total budget of the local educational agency, determined by calculating the fraction, the numerator of which is the total amount of funds calculated for each local educational agency under this paragraph, and the denominator of which is the total current expenditures for such agency in the second preceding fiscal year for which the determination is made.
(ii) Such total percentage used to calculate threshold payments under paragraph (1) shall not exceed 100.
(iii) In the case of a local educational agency providing a free public education to students enrolled in kindergarten through grade 12, that enrolls students described in subparagraphs (A), (B), and (D) of subsection (a)(1) only in grades 9 through 12, and that received a final payment for fiscal year 2009 calculated under
(iv) In the case of a local educational agency that has a total student enrollment of fewer than 1,000 students and that has a per-pupil expenditure that is less than the average per-pupil expenditure of the State in which the agency is located or less than the average per-pupil expenditure of all the States, the total percentage used to calculate threshold payments under clause (i) shall not be less than 40 percent.
(C) Learning opportunity threshold payments in lieu of payments under paragraph (2)
For fiscal years described in subparagraph (A), the learning opportunity threshold payment in lieu of basic support payments under paragraph (2) shall be equal to the amount obtained under subparagraph (C) or (D) of paragraph (2), as the case may be.
(D) Ratable distribution
For fiscal years described in subparagraph (A), for which the sums available exceed the amount required to pay each local educational agency 100 percent of its threshold payment, the Secretary shall distribute the excess sums to each eligible local educational agency that has not received its full amount computed under paragraphs (1) or (2) (as the case may be) by multiplying—
(i) a percentage, the denominator of which is the difference between the full amount computed under paragraph (1) or (2) (as the case may be) for all local educational agencies and the amount of the threshold payment (as calculated under subparagraphs (B) and (C)) of all local educational agencies, and the numerator of which is the aggregate of the excess sums, by
(ii) the difference between the full amount computed under paragraph (1) or (2) (as the case may be) for the agency and the amount of the threshold payment (as calculated under subparagraphs (B) or (C)) of the agency, except that no local educational agency shall receive more than 100 percent of the maximum payment calculated under subparagraph (C) or (D) of paragraph (2).
(E) Insufficient payments
For each fiscal year described in subparagraph (A) for which the sums appropriated are insufficient to pay each local educational agency all of the local educational agency's threshold payment described in subparagraph (B), the Secretary shall ratably reduce the payment to each local educational agency under this paragraph.
(F) Increases
(i) Increases based on insufficient funds
If additional funds become available under 7714(b) of this title for making payments under paragraphs (1) and (2) and those funds are not sufficient to increase each local educational agency's threshold payment above 100 percent of its threshold payment described in subparagraph (B), payments that were reduced under subparagraph (E) shall be increased by the Secretary on the same basis as such payments were reduced.
(ii) Increases based on sufficient funds
If additional funds become available under
(G) Provision of tax rate and resulting percentage
As soon as practicable following the payment of funds under paragraph (2) to an eligible local educational agency, the Secretary shall provide the local educational agency with a description of—
(i) the tax rate of the local educational agency; and
(ii) the percentage such tax rate represents of the average tax rate for general fund purposes of comparable local educational agencies in the State as determined under subclauses (II)(cc), III(aa), or (V)(bb) of paragraph (2)(B)(i) (as the case may be).
(4) States with only one local educational agency
(A) In general
In any of the 50 States of the United States in which there is only one local educational agency, the Secretary shall, for purposes of subparagraphs (B) and (C) of paragraph (1) or subparagraphs (B) and (C) of paragraph (2), as the case may be, paragraph (3) of this subsection, and subsection (e), consider each administrative school district in the State to be a separate local educational agency.
(B) Computation of maximum amount of basic support payment and threshold payment
In computing the maximum payment amount under paragraph (1)(C) or subparagraph (C) or (D) of paragraph (2), as the case may be, and the learning opportunity threshold payment under subparagraph (B) or (C) of paragraph (3), as the case may be, for an administrative school district described in subparagraph (A)—
(i) the Secretary shall first determine the maximum payment amount and the total current expenditures for the State as a whole; and
(ii) the Secretary shall then—
(I) proportionately allocate such maximum payment amount among the administrative school districts on the basis of the respective weighted student units of such districts; and
(II) proportionately allocate such total current expenditures among the administrative school districts on the basis of the respective number of students in average daily attendance at such districts.
(5) Local educational agencies affected by removal of Federal property
(A) In general
In computing the amount of a basic support payment under this subsection for a fiscal year for a local educational agency described in subparagraph (B), the Secretary shall meet the additional requirements described in subparagraph (C).
(B) Local educational agency described
A local educational agency described in this subparagraph is a local educational agency with respect to which Federal property (i) located within the boundaries of the agency, and (ii) on which one or more children reside who are receiving a free public education at a school of the agency, is transferred by the Federal Government to another entity in any fiscal year beginning on or after October 30, 2000, so that the property is subject to taxation by the State or a political subdivision of the State.
(C) Additional requirements
The additional requirements described in this subparagraph are the following:
(i) For each fiscal year beginning after the date on which the Federal property is transferred, a child described in subparagraph (B) who continues to reside on such property and who continues to receive a free public education at a school of the agency shall be deemed to be a child who resides on Federal property for purposes of computing under the applicable subparagraph of subsection (a)(1) the amount that the agency is eligible to receive under this subsection.
(ii)(I) For the third fiscal year beginning after the date on which the Federal property is transferred, and for each fiscal year thereafter, the Secretary shall, after computing the amount that the agency is otherwise eligible to receive under this subsection for the fiscal year involved, deduct from such amount an amount equal to the revenue received by the agency for the immediately preceding fiscal year as a result of the taxable status of the former Federal property.
(II) For purposes of determining the amount of revenue to be deducted in accordance with subclause (I), the local educational agency—
(aa) shall provide for a review and certification of such amount by an appropriate local tax authority; and
(bb) shall submit to the Secretary a report containing the amount certified under item (aa).
(c) Prior year data
(1) In general
Except as provided in subsections (b)(1)(D), (b)(2), and paragraph (2), all calculations under this section shall be based on data for each local educational agency from not later than the fiscal year preceding the fiscal year for which the agency is making application for payment.
(2) Exception
Calculation of payments for a local educational agency shall be based on data from the fiscal year for which the agency is making an application for payment if such agency—
(A) is newly established by a State, for the first year of operation of such agency only;
(B) was eligible to receive a payment under this section for the previous fiscal year and has had an overall increase in enrollment (as determined by the Secretary in consultation with the Secretary of Defense, the Secretary of the Interior, or the heads of other Federal agencies)—
(i)(I) of not less than 10 percent of children described in—
(aa) subparagraph (A), (B), (C), or (D) of subsection (a)(1); or
(bb) subparagraphs (F) and (G) of subsection (a)(1), but only to the extent that such children are civilian dependents of employees of the Department of Defense or the Department of the Interior; or
(II) of not less than 100 of such children; and
(ii) that is the direct result of closure or realignment of military installations under the base closure process or the relocation of members of the Armed Forces and civilian employees of the Department of Defense as part of the force structure changes or movements of units or personnel between military installations or because of actions initiated by the Secretary of the Interior or the head of another Federal agency; or
(C) was eligible to receive a payment under this section for the previous fiscal year and has had an increase in enrollment (as determined by the Secretary)—
(i) of not less than 10 percent of children described in subsection (a)(1) or not less than 100 of such children; and
(ii) that is the direct result of the closure of a local educational agency that received a payment under subsection (b)(1) or (b)(2) for the previous fiscal year.
(d) Children with disabilities
(1) In general
From the amount appropriated under
(A) multiplying the number of children described in subparagraphs (A)(ii), (B) and (C) of subsection (a)(1) who are eligible to receive services under the Individuals with Disabilities Education Act (
(B) multiplying the number of children described in subparagraph (D) of subsection (a)(1) who are eligible to receive services under such Act by a factor of 0.5.
(2) Use of funds
A local educational agency that receives funds under paragraph (1) shall use such funds to provide a free appropriate public education to children described in paragraph (1) in accordance with the Individuals with Disabilities Education Act (
(e) Hold harmless
(1) In general
In the case of any local educational agency eligible to receive a payment under subsection (b) whose calculated payment amount for a fiscal year is reduced by 20 percent, as compared to the amount received for the previous fiscal year, the Secretary shall pay the local educational agency, for the year of the reduction and the following 2 years, the amount determined under paragraph (2).
(2) Amount of reduction
Subject to paragraph (3), A local educational agency described in paragraph (1) shall receive—
(A) for the first year for which the reduced payment is determined, an amount that is not less than 90 percent of the total amount that the local educational agency received under subsection (b) for the previous fiscal year;
(B) for the second year following such reduction, an amount that is not less than 85 percent of the total amount that the local educational agency received under subparagraph (A); and
(C) for the third year following such reduction, an amount that is not less than 80 percent of the total amount that the local educational agency received under subparagraph (B).
(3) Special rule
For any fiscal year for which a local educational agency would receive a payment under subsection (b) in excess of the amount determined under paragraph (2), the payment received by the local educational agency for such fiscal year shall be calculated under paragraph (1) or (2) of subsection (b).
(4) Ratable reductions
(A) In general
If the sums made available under this subchapter for any fiscal year are insufficient to pay the full amounts that all local educational agencies in all States are eligible to receive under paragraph (1) for such year, then the Secretary shall ratably reduce the payments to all such agencies for such year.
(B) Additional funds
If additional funds become available for making payments under paragraph (1) for such fiscal year, payments that were reduced under subparagraph (A) shall be increased on the same basis as such payments were reduced.
(f) Other funds
Notwithstanding any other provision of law, a local educational agency receiving funds under this section may also receive funds under section 386 of the National Defense Authorization Act for Fiscal Year 1993 or such section's successor authority.
(
Editorial Notes
References in Text
Act of September 30, 1950, referred to in subsec. (b)(1)(C)(iii), is act Sept. 30, 1950, ch. 1124,
The Richard B. Russell National School Lunch Act, referred to in subsec. (b)(2)(B)(i)(III)(bb)(BB), is act June 4, 1946, ch. 281,
The Individuals with Disabilities Education Act, referred to in subsec. (d), is title VI of
Section 386 of the National Defense Authorization Act for Fiscal Year 1993, referred to in subsec. (f), is section 386 of
Prior Provisions
A prior section 7003 of
Amendments
2018—Subsec. (b)(2)(B)(i)(III)(bb)(BB).
Subsec. (b)(2)(B)(i)(III)(cc).
Subsec. (b)(2)(B)(iii).
2016—Subsec. (b)(2)(B)(i)(I).
"(aa) whose boundaries are the same as a Federal military installation or an island property designated by the Secretary of the Interior to be property that is held in trust by the Federal Government; and
"(bb) that has no taxing authority;".
Subsec. (b)(2)(B)(i)(IV).
Subsec. (b)(2)(B)(i)(IV)(aa).
Subsec. (b)(2)(B)(i)(IV)(bb).
Subsec. (b)(2)(D)(i)(I).
Subsec. (b)(2)(D)(i)(II).
Subsec. (b)(2)(D)(ii).
Subsec. (b)(2)(D)(iii), (iv).
2015—
Subsec. (a)(5)(A).
Subsec. (b).
Subsec. (b)(1)(E) to (G).
Subsec. (b)(2)(B) to (H).
Subsec. (b)(3)(B)(iii).
Subsec. (b)(3)(C).
Subsec. (b)(3)(D) to (G).
Subsec. (b)(4)(A).
Subsec. (b)(4)(B).
Subsec. (c)(2).
Subsec. (d)(1).
Subsec. (e).
Subsec. (g).
2013—
Subsec. (a)(4).
2009—Subsec. (a)(2)(C)(i).
2003—Subsec. (b)(2)(H)(i), (ii).
"(i)
"(ii)
2002—Subsec. (b)(1)(G).
Subsec. (b)(2)(C)(i).
Subsec. (b)(2)(C)(i)(II)(bb).
Subsec. (b)(2)(C)(ii).
Subsec. (b)(2)(C)(iv).
Subsec. (b)(2)(D)(ii)(III).
Subsec. (b)(2)(H).
Subsec. (b)(3)(B)(iv).
2000—Subsec. (a)(1).
Subsec. (a)(2)(D).
Subsec. (a)(2)(E), (F).
Subsec. (a)(4).
Subsec. (a)(5).
Subsec. (b)(1)(C).
Subsec. (b)(1)(D), (E).
Subsec. (b)(1)(F).
Subsec. (b)(2).
Subsec. (b)(2)(F).
Subsec. (b)(2)(G).
Subsec. (b)(3).
Subsec. (b)(3)(A).
Subsec. (b)(3)(B).
Subsec. (b)(3)(B)(i).
Subsec. (b)(3)(B)(iv).
Subsec. (b)(3)(C).
Subsec. (b)(3)(D).
Subsec. (b)(4).
Subsec. (b)(4)(A).
Subsec. (b)(4)(B).
Subsec. (b)(5).
Subsec. (c)(1).
Subsec. (e).
Subsec. (f).
Subsec. (g).
Subsec. (h).
Subsec. (i).
1997—Subsec. (f)(2)(A)(ii)(I).
Subsec. (f)(4).
1996—Subsec. (a)(3).
Subsec. (a)(4).
Subsec. (b)(3).
Subsec. (f)(2)(A).
Subsec. (f)(2)(D).
Subsec. (f)(3)(A).
Subsec. (f)(3)(A)(i).
Subsec. (f)(3)(A)(i)(I).
Subsec. (f)(3)(A)(i)(II).
Subsec. (f)(3)(A)(i)(III).
Subsec. (f)(3)(A)(ii).
Subsec. (f)(3)(A)(iii).
Subsec. (f)(3)(B).
Subsec. (f)(3)(C).
Subsec. (f)(4).
"(A) student and revenue data from the fiscal year for which the local educational agency is applying for assistance under this subsection; and
"(B) the most recent data available which is adjusted to such fiscal year."
Statutory Notes and Related Subsidiaries
Effective Date of 2016 Amendment
Effective Date of 2015 Amendment
Amendment by
Effective Date of 2003 Amendment
Effective Date of 2002 Amendment
Amendment by
Effective Date of 2000 Amendment
Effective Date of 1997 Amendment
Title III of
Effective Date of 1996 Amendment
Calculation of Basic Support Payments
"(a) For any local educational agency that for fiscal year 2018, had an enrollment of eligible Federally connected children that was at least 35 percent of the agency's total student enrollment and a per-pupil expenditure that was less than the average per-pupil expenditure of the State or of all the States, and was determined ineligible to receive a payment under section 7003(b)(2)(A) of the Elementary and Secondary Education Act of 1965 [
"(1) previously received a payment under section 7003(b)(2)(A) but did not receive a payment under section 7003(b)(2)(B)(ii) (or any predecessor of such provision) for each of fiscal years 2015 through 2017; and
"(2) was considered a local educational agency described in section 7003(b)(2)(B)(i)(V) (or any predecessor of such provision) for each such fiscal year.
"(b) For fiscal year 2020 and succeeding fiscal years, if a local educational agency described in subsection (a) is eligible to receive a basic support payment pursuant to section 7003(b)(2) of the Elementary and Secondary Education Act of 1965 (
"(a) Notwithstanding any other provision of law except as provided under subsection (c), with respect to a local educational agency that was notified by the Secretary [of Education] in fiscal year 2017 of the agency's eligibility to receive a basic support payment pursuant to section 7003(b)(2)(B)(i)(III) of the Elementary and Secondary Education Act of 1965 (
"(1) $3,000,000 for fiscal year 2017.
"(2) $5,000,000 for fiscal year 2018.
"(3) $4,000,000 for fiscal year 2019.
"(4) $4,000,000 for fiscal year 2020.
"(b) For fiscal year 2017, a local educational agency described in subsection (a) shall not be eligible for a basic support payment pursuant to section 7003(b)(2) of the Elementary and Secondary Education Act of 1965 (
"(c) For fiscal year 2018 and succeeding fiscal years, if a local educational agency described in subsection (a) is eligible to receive a basic support payment pursuant to section 7003(b)(2) of the Elementary and Secondary Education Act of 1965 (
Impact Aid Amendments
"(a)
"(1) for fiscal year 2016—
"(A) shall be applied as if amending section 8003(a)(5)(A) of the Elementary and Secondary Education Act of 1965 [
"(B) shall be applicable with respect to appropriations for use under title VIII of the Elementary and Secondary Education Act of 1965 (
"(2) for fiscal year 2017 and each succeeding fiscal year, shall be in effect with respect to appropriations for use under title VII of the Elementary and Secondary Education Act of 1965 [
Special Rule Regarding the Per-Pupil Expenditure Requirement
"(1)
"(2)
"(A) in the case of a local educational agency that received a basic support payment for fiscal year 2001 under section 8003(b)(2)(B) of the Elementary and Secondary Education Act of 1965 (
"(B) in the case of a local educational agency that did not receive a basic support payment for fiscal year 2015 under such section 8003(b)(2)(B), as so in effect, the agency, for the year for which the application is submitted—
"(i) has a total student enrollment of 350 or more students and a per-pupil expenditure that is less than the average per-pupil expenditure of the State in which the agency is located; or
"(ii) has a total student enrollment of less than 350 students and a per-pupil expenditure that is less than the average per-pupil expenditure of a comparable local educational agency or 3 comparable local educational agencies (whichever average per-pupil expenditure is greater), in the State in which the agency is located."
Special Rules
"(A)
"(B)
"(C)
"(i) the Secretary shall allow the local educational agency to retain the larger amount; and
"(ii) such local educational agency shall not be eligible to receive any additional payment under such section for fiscal year 2016."
Transition Provisions
Assistance to Local Educational Agencies That Benefit Dependents of Members of Armed Forces and Department of Defense Civilian Employees
Notice to Local and State Educational Agencies of Enrollment Changes Due to Base Closures and Realignments
For provisions requiring Secretary of Defense to identify local educational agencies that will experience at least a 5-percent increase or 10-percent reduction in enrollment in number of dependent children of members of Armed Forces and of civilian employees of Department of Defense enrolled in schools under jurisdiction of such agencies during next academic year as a result of closure or realignment of a military installation, and to transmit notice of schedule of such closure or realignment to affected local and State educational agencies, see section 2833 of
1 See References in Text note below.
§7703a. Impact aid for children with severe disabilities
(a) Payments
Subject to subsection (f), the Secretary of Defense shall make a payment for fiscal years after fiscal year 2001, to each local educational agency eligible to receive a payment for a child described in subparagraph (A)(ii) or (B), or clause (i) or (ii) of subparagraph (D), of section 7703(a)(1) 1 of this title that serves two or more such children with severe disabilities, for costs incurred in providing a free appropriate public education to each such child.
(b) Payment amount
The amount of the payment under subsection (a) to a local educational agency for a fiscal year for each child referred to in such subsection with a severe disability shall be—
(1) the payment made on behalf of the child with a severe disability that is in excess of the average per pupil expenditure in the State in which the local educational agency is located; less
(2) the sum of the funds received by the local educational agency—
(A) from the State in which the child resides to defray the educational and related services for such child;
(B) under the Individuals with Disabilities Education Act (
(C) from any other source to defray the costs of providing educational and related services to the child which are received due to the presence of a severe disabling condition of such child.
(c) Exclusions
No payment shall be made under subsection (a) on behalf of a child with a severe disability whose individual cost of educational and related services does not exceed—
(1) five times the national or State average per pupil expenditure (whichever is lower), for a child who is provided educational and related services under a program that is located outside the boundaries of the school district of the local educational agency that pays for the free appropriate public education of the student; or
(2) three times the State average per pupil expenditure, for a child who is provided educational and related services under a program offered by the local educational agency, or within the boundaries of the school district served by the local educational agency.
(d) Ratable reduction
If the amount available for a fiscal year for payments under subsection (a) is insufficient to pay the full amount all local educational agencies are eligible to receive under such subsection, the Secretary of Defense shall ratably reduce the amounts of the payments made under such subsection to all local educational agencies by an equal percentage.
(e) Report
Each local educational agency desiring a payment under subsection (a) shall report to the Secretary of Defense—
(1) the number of severely disabled children for which a payment may be made under this section; and
(2) a breakdown of the average cost, by placement (inside or outside the boundaries of the school district of the local educational agency), of providing education and related services to such children.
(f) Payments subject to appropriation
Payments shall be made for any period in a fiscal year under this section only to the extent that funds are appropriated specifically for making such payments for that fiscal year.
(g) Local educational agency defined
In this section, the term "local educational agency" has the meaning given that term in
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in subsec. (b)(2)(B), is title VI of
Codification
Section was enacted as part of the Floyd D. Spence National Defense Authorization Act for Fiscal Year 2001, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
Amendments
2015—Subsec. (a).
Subsec. (g).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 See References in Text note below.
§7703b. Assistance to local educational agencies that benefit dependents of members of the Armed Forces and Department of Defense civilian employees
(a) Assistance to schools with significant numbers of military dependent students
(1) Assistance authorized
The Secretary of Defense shall provide financial assistance to an eligible local educational agency described in paragraph (2) if, without such assistance, the local educational agency will be unable (as determined by the Secretary of Defense in consultation with the Secretary of Education) to provide the students in the schools of the local educational agency with a level of education that is equivalent to the minimum level of education available in the schools of the other local educational agencies in the same State.
(2) Eligible local educational agencies
A local educational agency is eligible for assistance under this subsection for a fiscal year if at least 20 percent (as rounded to the nearest whole percent) of the students in average daily attendance in the schools of the local educational agency during the preceding school year were military dependent students counted under
(b) Assistance to schools with enrollment changes due to base closures, force structure changes, or force relocations
(1) Assistance authorized
To assist communities in making adjustments resulting from changes in the size or location of the Armed Forces, the Secretary of Defense shall provide financial assistance to an eligible local educational agency described in paragraph (2) if, during the period between the end of the school year preceding the fiscal year for which the assistance is authorized and the beginning of the school year immediately preceding that school year, the local educational agency had (as determined by the Secretary of Defense in consultation with the Secretary of Education) an overall increase or reduction of—
(A) not less than five percent in the average daily attendance of military dependent students in the schools of the local educational agency; or
(B) not less than 250 military dependent students in average daily attendance in the schools of the local educational agency.
(2) Eligible local educational agencies
A local educational agency is eligible for assistance under this subsection for a fiscal year if—
(A) the local educational agency is eligible for assistance under subsection (a) for the same fiscal year, or would have been eligible for such assistance if not for the reduction in military dependent students in schools of the local educational agency; and
(B) the overall increase or reduction in military dependent students in schools of the local educational agency is the result of one or more of the following:
(i) The global rebasing plan of the Department of Defense.
(ii) The official creation or activation of one or more new military units.
(iii) The realignment of forces as a result of the base closure process.
(iv) A change in the number of housing units on a military installation.
(3) Calculation of amount of assistance
(A) Pro rata distribution
The amount of the assistance provided under this subsection to a local educational agency that is eligible for such assistance for a fiscal year shall be equal to the product obtained by multiplying—
(i) the per-student rate determined under subparagraph (B) for that fiscal year; by
(ii) the net of the overall increases and reductions in the number of military dependent students in schools of the local educational agency, as determined under paragraph (1).
(B) Per-student rate
For purposes of subparagraph (A)(i), the per-student rate for a fiscal year shall be equal to the dollar amount obtained by dividing—
(i) the total amount of funds made available for that fiscal year to provide assistance under this subsection; by
(ii) the sum of the overall increases and reductions in the number of military dependent students in schools of all eligible local educational agencies for that fiscal year under this subsection.
(C) Maximum amount of assistance
A local educational agency may not receive more than $1,000,000 in assistance under this subsection for any fiscal year.
(4) Duration
Assistance may not be provided under this subsection after September 30, 2014.
(c) Notification
Not later than June 30, 2006, and June 30 of each fiscal year thereafter for which funds are made available to carry out this section, the Secretary of Defense shall notify each local educational agency that is eligible for assistance under this section for that fiscal year of—
(1) the eligibility of the local educational agency for the assistance, including whether the agency is eligible for assistance under either subsection (a) or (b) or both subsections; and
(2) the amount of the assistance for which the local educational agency is eligible.
(d) Disbursement of funds
The Secretary of Defense shall disburse assistance made available under this section for a fiscal year not later than 30 days after the date on which notification to the eligible local educational agencies is provided pursuant to subsection (c) for that fiscal year.
(e) Definitions
In this section:
(1) The term "base closure process" means the 2005 base closure and realignment process authorized by Defense Base Closure and Realignment Act of 1990 (part A of title XXIX of
(2) The term "local educational agency" has the meaning given that term in
(3) The term "military dependent students" refers to—
(A) elementary and secondary school students who are dependents of members of the Armed Forces; and
(B) elementary and secondary school students who are dependents of civilian employees of the Department of Defense.
(4) The term "State" means each of the 50 States and the District of Columbia.
(
Editorial Notes
References in Text
The Defense Base Closure and Realignment Act of 1990, referred to in subsec. (e)(1), is part A of title XXIX of div. B of
Codification
Section is comprised of section 572 of
Section was enacted as part of the National Defense Authorization Act for Fiscal Year 2006, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
Amendments
2015—Subsec. (a)(2).
Subsec. (e)(2).
2013—Subsec. (b)(4).
Subsecs. (e), (f).
"(1) $30,000,000 shall be available only for the purpose of providing assistance to local educational agencies under subsection (a) of this section; and
"(2) $10,000,000 shall be available only for the purpose of providing assistance to local educational agencies under subsection (b) of this section."
2009—Subsec. (b)(4).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Plan and Authority To Assist Local Educational Agencies Experiencing Growth in Enrollment Due to Force Structure Changes, Relocation of Military Units, or Base Closures and Realignments
§7703c. Plan and authority to assist local educational agencies experiencing growth in enrollment due to force structure changes, relocation of military units, or base closures and realignments
(a) Plan required
Not later than January 1, 2007, the Secretary of Defense shall submit to the congressional defense committees a report setting forth a plan to provide assistance to local educational agencies that experience growth in the enrollment of military dependent students as a result of any of the following events:
(1) Force structure changes.
(2) The relocation of a military unit.
(3) The closure or realignment of military installations pursuant to defense base closure and realignment under the base closure laws.
(b) Elements
The report required by subsection (a), and each updated report required by subsection (c),1 shall include the following:
(1) An identification, current as of the date of the report, of the total number of military dependent students who are anticipated to be arriving at or departing from military installations as a result of any event described in subsection (a), including—
(A) an identification of the military installations affected by such arrivals and departures;
(B) an estimate of the number of such students arriving at or departing from each such installation; and
(C) the anticipated schedule of such arrivals and departures.
(2) Such recommendations as the Office of Economic Adjustment of the Department of Defense considers appropriate for means of assisting affected local educational agencies in accommodating increases in enrollment of military dependent students as a result of any such event.
(3) A plan for outreach to be conducted to affected local educational agencies, commanders of military installations, and members of the Armed Forces and civilian personnel of the Department of Defense regarding information on the assistance to be provided under the plan under subsection (a).
(c) Transition of military dependents among local educational agencies
(1) The Secretary of Defense shall work collaboratively with the Secretary of Education in any efforts to ease the transitions of military dependent students from Department of Defense dependent schools to other schools and among schools of local educational agencies.
(2) The Secretary of Defense may use funds of the Department of Defense Education Activity for the following purposes:
(A) To share expertise and experience of the Activity with local educational agencies as military dependent students make the transitions described in paragraph (1), including transitions resulting from the closure or realignment of military installations under a base closure law, global rebasing, and force restructuring.
(B) To provide grant assistance programs for local educational agencies with military dependent students undergoing the transitions described in paragraph (1), including programs on the following:
(i) Access to virtual and distance learning capabilities and related applications.
(ii) Training for teachers.
(iii) Academic strategies to increase academic achievement.
(iv) Curriculum development.
(v) Support for practices that minimize the impact of transition and deployment.
(vi) Other appropriate services to improve the academic achievement of such students.
(d) Definitions
In this section:
(1) The term "base closure law" has the meaning given that term in
(2) The term "local educational agency" has the meaning given that term in
(3) The term "military dependent students" refers to—
(A) elementary and secondary school students who are dependents of members of the Armed Forces;
(B) elementary and secondary school students who are dependents of civilian employees of the Department of Defense; and
(C) elementary and secondary school students who are dependents of personnel who are not members of the Armed Forces or civilian employees of the Department of Defense but who are employed on Federal property.
(
Editorial Notes
References in Text
Subsection (c), referred to in subsec. (b), was repealed, and former subsec. (d) was redesignated (c), by
Codification
Section was formerly set out as a note under
Section was enacted as part of the John Warner National Defense Authorization Act for Fiscal Year 2007, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
Amendments
2017—Subsec. (c)(3).
2016—Subsec. (c)(3).
2015—Subsecs. (c) to (e).
2011—Subsec. (d)(2)(B).
"(i) distance learning programs; and
"(ii) training programs to improve the ability of military dependent students who attend public schools in the United States and their teachers to meet the educational needs of such students.".
Subsec. (d)(3).
2008—Subsec. (d).
Subsec. (e)(3)(C).
Statutory Notes and Related Subsidiaries
Information To Be Included With Future Requests for Extension
"(1) A full accounting of the expenditure of funds pursuant to such section 574(c) during the last fiscal year ending before the date of the submittal of the budget.
"(2) An assessment of the impact of the expenditure of such funds on the quality of opportunities for elementary and secondary education made available for military dependent students."
"Congressional Defense Committees" Defined
For definition of "congressional defense committees" as the Committees on Armed Services and Appropriations of the Senate and the House of Representatives, see
1 See References in Text note below.
§7703d. Assistance to local educational agencies that benefit dependents of members of the Armed Forces with enrollment changes due to base closures, force structure changes, or force relocations
(a) Assistance authorized
To assist communities in making adjustments resulting from changes in the size or location of the Armed Forces, the Secretary of Defense shall provide financial assistance to an eligible local educational agency described in subsection (b) if, during the period between the end of the school year preceding the fiscal year for which the assistance is authorized and the beginning of the school year immediately preceding that school year, the local educational agency had (as determined by the Secretary of Defense in consultation with the Secretary of Education) an overall increase or reduction of—
(1) not less than five percent in the average daily attendance of military dependent students in the schools of the local educational agency; or
(2) not less than 500 military dependent students in average daily attendance in the schools of the local educational agency.
(b) Eligible local educational agencies
A local educational agency is eligible for assistance under subsection (a) for a fiscal year if—
(1) 20 percent or more of students enrolled in schools of the local educational agency are military dependent students; and
(2) in the case of assistance described in subsection (a)(1), the overall increase or reduction in military dependent students in schools of the local educational agency is the result of one or more of the following:
(A) The global rebasing plan of the Department of Defense.
(B) The official creation or activation of one or more new military units.
(C) The realignment of forces as a result of the base closure process.
(D) A change in the number of housing units on a military installation.
(E) A signed record of decision.
(c) Calculation of amount of assistance
(1) Pro rata distribution
The amount of the assistance provided under subsection (a) to a local educational agency that is eligible for such assistance for a fiscal year shall be equal to the product obtained by multiplying—
(A) the per-student rate determined under paragraph (2) for that fiscal year; by
(B) the net of the overall increases and reductions in the number of military dependent students in schools of the local educational agency, as determined under subsection (a).
(2) Per-student rate
For purposes of paragraph (1)(A), the per-student rate for a fiscal year shall be equal to the dollar amount obtained by dividing—
(A) the total amount of funds made available for that fiscal year to provide assistance under subsection (a); by
(B) the sum of the overall increases and reductions in the number of military dependent students in schools of all eligible local educational agencies for that fiscal year under that subsection.
(3) Maximum amount of assistance
A local educational agency may not receive more than $15,000,000 in assistance under subsection (a) for any fiscal year.
(d) Duration
Assistance may not be provided under subsection (a) after September 30, 2028.
(e) Notification
Not later than June 30, 2023, and June 30 of each fiscal year thereafter for which funds are made available to carry out this section, the Secretary of Defense shall notify each local educational agency that is eligible for assistance under subsection (a) for that fiscal year of—
(1) the eligibility of the local educational agency for the assistance; and
(2) the amount of the assistance for which the local educational agency is eligible.
(f) Disbursement of funds
The Secretary of Defense shall disburse assistance made available under subsection (a) for a fiscal year not later than 30 days after the date on which notification to the eligible local educational agencies is provided pursuant to subsection (e) for that fiscal year.
(g) Briefing required
Not later than March 1, 2023, the Secretary of Defense shall brief the Committees on Armed Services of the Senate and the House of Representatives on the estimated cost of providing assistance to local educational agencies under subsection (a) through September 30, 2028.
(h) Funding
(1) Increase
Notwithstanding the amounts set forth in the funding tables in division D, the amount authorized to be appropriated in section 301 for Operation and Maintenance, Defense-wide, Department of Defense Education Activity, Line 390, as specified in the corresponding funding table in section 4301, is hereby increased by $15,000,000 for purposes of this section.
(2) Offset
Notwithstanding the amounts set forth in the funding tables in division D, the amount authorized to be appropriated in section 301 for Operation and Maintenance, Defense-wide, for Washington Headquarters Services, Line 500, as specified in the corresponding funding table in section 4301, is hereby reduced by $15,000,000.
(i) Definitions
In this section:
(1) The term "base closure process" means any base closure and realignment process conducted after December 23, 2022, under
(2) The term "local educational agency" has the meaning given that term in
(3) The term "military dependent students" means—
(A) elementary and secondary school students who are dependents of members of the Armed Forces; and
(B) elementary and secondary school students who are dependents of civilian employees of the Department of Defense.
(4) The term "State" means each of the several States and the District of Columbia.
(
Editorial Notes
References in Text
Division D, referred to in subsec. (h), means div. D of
Section 301, referred to in subsec. (h), means section 301 of
Section 4301, referred to in subsec. (h), means section 4301 of
Codification
Section was enacted as part of the James M. Inhofe National Defense Authorization Act for Fiscal Year 2023, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
Amendments
2023—Subsec. (a).
Subsecs. (h) to (j).
§7704. Policies and procedures relating to children residing on Indian lands
(a) In general
A local educational agency that claims children residing on Indian lands for the purpose of receiving funds under
(1) such children participate in programs and activities supported by such funds on an equal basis with all other children;
(2) parents of such children and Indian tribes are afforded an opportunity to present their views on such programs and activities, including an opportunity to make recommendations on the needs of those children and how the local educational agency may help such children realize the benefits of such programs and activities;
(3) parents and Indian tribes are consulted and involved in planning and developing such programs and activities;
(4) relevant applications, evaluations, and program plans are disseminated to the parents and Indian tribes; and
(5) parents and Indian tribes are afforded an opportunity to present their views to such agency regarding such agency's general educational program.
(b) Records
A local educational agency that claims children residing on Indian lands for the purpose of receiving funds under
(c) Waiver
A local educational agency that claims children residing on Indian lands for the purpose of receiving funds under
(d) Technical assistance and enforcement
The Secretary shall—
(1) provide technical assistance to local educational agencies, parents, and Indian tribes to enable such agencies, parents, and tribes to carry out this section; and
(2) enforce this section through such actions, which may include the withholding of funds, as the Secretary determines to be appropriate, after affording the affected local educational agency, parents, and Indian tribe an opportunity to present their views.
(e) Complaints
(1) In general
(A) Any tribe, or its designee, which has students in attendance at a local educational agency may, in its discretion and without regard to the requirements of any other provision of law, file a written complaint with the Secretary regarding any action of a local educational agency taken pursuant to, or relevant to, the requirements of this section.
(B) Within ten working days from receipt of a complaint, the Secretary shall—
(i) designate a time and place for a hearing into the matters relating to the complaint at a location in close proximity to the local educational agency involved, or if the Secretary determines there is good cause, at some other location convenient to both the tribe, or its designee, and the local educational agency;
(ii) designate a hearing examiner to conduct the hearing; and
(iii) notify the affected tribe or tribes and the local educational agency involved of the time, place, and nature of the hearing and send copies of the complaint to the local educational agency and the affected tribe or tribes.
(2) Hearing
The hearing shall be held within 30 days of the designation of a hearing examiner and shall be open to the public. A record of the proceedings shall be established and maintained.
(3) Evidence; recommendations; cost
The complaining tribe, or its designee, and the local educational agency shall be entitled to present evidence on matters relevant to the complaint and to make recommendations concerning the appropriate remedial actions. Each party to the hearing shall bear only its own costs in the proceedings.
(4) Findings and recommendations
Within 30 days of the completion of the hearing, the hearing examiner shall, on the basis of the record, make written findings of fact and recommendations concerning appropriate remedial action, if any, which should be taken. The hearing examiner's findings and recommendations, along with the hearing record, shall be forwarded to the Secretary.
(5) Written determination
Within 30 days of the Secretary's receipt of the findings, recommendations, and record, the Secretary shall, on the basis of the record, make a written determination of the appropriate remedial action, if any, to be taken by the local educational agency, the schedule for completion of the remedial action, and the reasons for the Secretary's decision.
(6) Copies provided
Upon completion of the Secretary's final determination, the Secretary shall provide the complaining tribe, or its designee, and the local educational agency with copies of the hearing record, the hearing examiner's findings and recommendations, and the Secretary's final determination. The final determination of the Secretary shall be subject to judicial review.
(7) Consolidation
In all actions under this subsection, the Secretary shall have discretion to consolidate complaints involving the same tribe or local educational agency.
(8) Withholding
If the local educational agency rejects the determination of the Secretary, or if the remedy required is not undertaken within the time established and the Secretary determines that an extension of the time established will not effectively encourage the remedy required, the Secretary shall withhold payment of all moneys to which such local agency is eligible under
(9) Rejection of determination
If the local educational agency rejects the determination of the Secretary and a tribe exercises the option under section 1101(d) of the Education Amendments of 1978, to have education services provided either directly by the Bureau of Indian Education or by contract with the Bureau of Indian Education, any Indian students affiliated with that tribe who wish to remain in attendance at the local educational agency against whom the complaint which led to the tribal action under such subsection (d) was lodged may be counted with respect to that local educational agency for the purpose of receiving funds under
(f) Construction
This section is based upon the special relationship between the Indian nations and the United States and nothing in this section shall be construed to relieve any State of any duty with respect to any citizens of that State.
(
Editorial Notes
References in Text
Section 1101(d) of the Education Amendments of 1978, referred to in subsec. (e)(9), is section 1101(d) of
Amendments
2015—
Subsec. (e)(9).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Contract Authority of Indian Tribes if Remedial Action Is Not Taken; Election To Have Services Provided by Bureau Schools; Special Regulations
§7705. Application for payments under sections 7702 and 7703 of this title
(a) In general
A local educational agency desiring to receive a payment under
(1) submit an application for such payment to the Secretary; and
(2) provide a copy of such application to the State educational agency.
(b) Contents
Each such application shall be submitted in such form and manner as the Secretary may require, including—
(1) information to determine the eligibility of the local educational agency for a payment and the amount of such payment; and
(2) where applicable, an assurance that such agency is in compliance with
(c) Deadline for submission
The Secretary shall establish deadlines for the submission of applications under this section.
(d) Approval
(1) In general
The Secretary shall approve an application submitted under this section that—
(A) except as provided in paragraph (2), is filed by the deadline established under subsection (c); and
(B) otherwise meets the requirements of this subchapter.
(2) Reduction in payment
The Secretary shall approve an application filed not more than 60 days after a deadline established under subsection (c), or not more than 60 days after the date on which the Secretary sends written notice to the local educational agency pursuant to paragraph (3)(A), as the case may be, that otherwise meets the requirements of this subchapter, except that, notwithstanding
(3) Late applications
(A) Notice
The Secretary shall, as soon as practicable after the deadline established under subsection (c), provide to each local educational agency that applied for a payment under
(B) Acceptance and approval of late applications
The Secretary shall not accept or approve any application of a local educational agency that is filed more than 60 days after the date on which the Secretary sends written notice to the local educational agency pursuant to subparagraph (A).
(4) State application authority
Notwithstanding any other provision of law, a State educational agency that had been accepted as an applicant for funds under section 3 of the Act of September 30, 1950 (Public Law 874, 81st Congress) (as such section was in effect on the day preceding October 20, 1994) in fiscal year 1994 shall be permitted to continue as an applicant under the same conditions by which such agency made application during such fiscal year only if such State educational agency distributes all funds received for the students for which application is being made by such State educational agency to the local educational agencies providing educational services to such students.
(
Editorial Notes
References in Text
Section 3 of the Act of September 30, 1950 (Public Law 874, 81st Congress) (as such section was in effect on the day preceding October 20, 1994), referred to in subsec. (d)(4), means section 3 of act Sept. 30, 1950, ch. 1124, which was classified to
Prior Provisions
A prior section 7706,
Amendments
2015—
Subsec. (a).
Subsec. (b).
Subsec. (b)(2).
Subsec. (d)(2).
Subsec. (d)(3)(A).
2000—Subsec. (d)(2).
Subsec. (d)(3).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Data To Be Used for Impact Aid Programs in Certain Fiscal Years
"SECTION 1. SHORT TITLE.
"This Act may be cited as the 'Supplemental Impact Aid Flexibility Act'.
"SEC. 2. IMPACT AID PROGRAM.
"Due to the public health emergency directly relating to COVID–19 and notwithstanding sections 7002(j) and 7003(c) of the Elementary and Secondary Education Act of 1965 (
"(1) with respect to a requested payment under section 7002 of such Act—
"(A) use the data described in section 7002(j) of such Act relating to calculating such payment that was submitted by the local educational agency in the application for fiscal year 2022; or
"(B) use the data relating to calculating such payment for the fiscal year required under section 7002(j) of such Act; and
"(2) with respect to a requested payment under section 7003 of such Act—
"(A) use the student count data relating to calculating such payment that was submitted by the local educational agency in the application for fiscal year 2022, provided that payments for fiscal year 2023 shall be calculated by the Secretary using the expenditures and rates described in clauses (i), (ii), (iii), and (iv) of section 7003(b)(1)(C) of such Act that would otherwise apply for fiscal year 2023; or
"(B) use the student count data relating to calculating such payment for the fiscal year required under section 7003(c) of such Act."
"(1) with respect to a requested payment under section 7002 of such Act—
"(A) use the data described in section 7002(j) of such Act relating to calculating such payment that was submitted by the local educational agency in the application for fiscal year 2021; or
"(B) use the data relating to calculating such payment for the fiscal year required under section 7002(j) of such Act; and
"(2) with respect to a requested payment under section 7003 of such Act—
"(A) use the student count data relating to calculating such payment that was submitted by the local educational agency in the application for fiscal year 2021, provided that payments for fiscal year 2022 shall be calculated by the Secretary using the expenditures and rates described in clauses (i), (ii), (iii), and (iv) of section 7003(b)(1)(C) of such Act that would otherwise apply for fiscal year 2022; or
"(B) use the student count data relating to calculating such payment for the fiscal year required under section 7003(c) of such Act."
§7707. Construction
(a) Construction payments authorized
(1) In general
From 40 percent of the amount appropriated for each fiscal year under
(2) Additional requirements
A local educational agency that receives a basic support payment under
(A) The number of children determined under
(B) The number of children determined under subparagraphs (B) and (D)(i) of
(3) Amount of payments
(A) Local educational agencies impacted by military dependent children
The amount of a payment to each local educational agency described in this subsection that is impacted by military dependent children for a fiscal year shall be equal to—
(i)(I) 20 percent of the amount appropriated under
(II) the total number of weighted student units of children described in subparagraphs (B) and (D)(i) of
(ii) the total number of such weighted student units for the agency.
(B) Local educational agencies impacted by children who reside on Indian lands
The amount of a payment to each local educational agency described in this subsection that is impacted by children who reside on Indian lands for a fiscal year shall be equal to—
(i)(I) 20 percent of the amount appropriated under
(II) the total number of weighted student units of children described in
(ii) the total number of such weighted student units for the agency.
(4) Use of funds
Any local educational agency that receives funds under this subsection shall use such funds for construction, as defined in
(b) School facility emergency and modernization grants authorized
(1) In general
From 60 percent of the amount appropriated for each fiscal year under
(A) shall award emergency grants in accordance with this subsection to eligible local educational agencies to enable the agencies to carry out emergency repairs of school facilities; and
(B) shall award modernization grants in accordance with this subsection to eligible local educational agencies to enable the agencies to carry out the modernization of school facilities.
(2) Priority
In approving applications from local educational agencies for emergency grants and modernization grants under this subsection, the Secretary shall give priority to applications in accordance with the following:
(A) The Secretary shall first give priority to applications for emergency grants from local educational agencies that meet the requirements of paragraph (3)(A) and, among such applications for emergency grants, shall give priority to those applications of local educational agencies based on the severity of the emergency, as determined by the Secretary.
(B) The Secretary shall next give priority to applications for emergency grants from local educational agencies that meet the requirements of subparagraph (C) or (D) of paragraph (3) and, among such applications for emergency grants, shall give priority to those applications of local educational agencies based on the severity of the emergency, as determined by the Secretary.
(C) The Secretary shall next give priority to applications for modernization grants from local educational agencies that meet the requirements of paragraph (3)(B) and, among such applications for modernization grants, shall give priority to those applications of local educational agencies based on the severity of the need for modernization, as determined by the Secretary.
(D) The Secretary shall next give priority to applications for modernization grants from local educational agencies that meet the requirements of subparagraph (C) or (D) of paragraph (3) and, among such applications for modernization grants, shall give priority to those applications of local educational agencies based on the severity of the need for modernization, as determined by the Secretary.
(3) Eligibility requirements
(A) Emergency grants
A local educational agency is eligible to receive an emergency grant under paragraph (2)(A) if—
(i) the agency (or in the case of a local educational agency that does not have the authority to tax or issue bonds, the agency's fiscal agent)—
(I) has no practical capacity to issue bonds;
(II) has minimal capacity to issue bonds and is at not less than 75 percent of the agency's limit of bonded indebtedness; or
(III) does not meet the requirements of subclauses (I) and (II) but is eligible to receive funds under
(ii) the agency is eligible to receive assistance under subsection (a) for the fiscal year and has a school facility emergency, as determined by the Secretary, that poses a health or safety hazard to the students and school personnel assigned to the school facility.
(B) Modernization grants
A local educational agency is eligible to receive a modernization grant under paragraph (2)(C) if—
(i) the agency is eligible to receive assistance under this subchapter for the fiscal year;
(ii) the agency (or in the case of a local educational agency that does not have the authority to tax or issue bonds, the agency's fiscal agent) meets the requirements of subclause (I), (II), or (III) of subparagraph (A)(i); and
(iii) the agency has facility needs resulting from the presence of the Federal Government, such as the enrollment of federally connected children, the presence of tax-exempt Federal property, or an increase in enrollment due to the expansion of Federal activities, housing privatization, or the acquisition of Federal property.
(C) Additional eligibility for emergency and modernization grants
(i) A local educational agency is eligible to receive an emergency grant or a modernization grant under subparagraph (B) or (D) of paragraph (2), respectively, if the agency meets the following requirements:
(I) The agency receives a basic support payment under
(aa) The number of children determined under
(bb) The number of children determined under subparagraphs (B) and (D)(i) of
(cc) Not less than 10 percent of the property acreage in the agency is exempt from State and local taxation under Federal law.
(II) The agency (or in the case of a local educational agency that does not have the authority to tax or issue bonds, the agency's fiscal agent) is at not less than 75 percent of the agency's limit of bonded indebtedness.
(III) The agency has an assessed value of real property per student that may be taxed for school purposes that is less than the average of the assessed value of real property per student that may be taxed for school purposes in the State in which the local educational agency is located.
(ii) A local educational agency is also eligible to receive a modernization grant under this subparagraph if the agency is eligible to receive assistance under
(D) Special rule
(i) In general
Any school described in clause (ii) that desires to receive an emergency grant or a modernization grant under subparagraph (B) or (D) of paragraph (2), respectively, shall, except as provided in the following sentence, submit an application in accordance with paragraph (6), and shall otherwise be treated as a local educational agency for the purpose of this subsection. The school shall submit an application for the grant to the local educational agency of such school and the agency shall submit the application on behalf of the school to the Secretary.
(ii) School described
A school described in this clause is a school that meets the following requirements:
(I) The school is located within the geographic boundaries of a local educational agency that does not meet the applicable eligibility requirements under subparagraph (A), (B), or (C) for a grant under this subsection.
(II) The school meets at least one of the following requirements:
(aa) The number of children determined under
(bb) The number of children determined under subparagraphs (B) and (D)(i) of
(III) The school is located within the geographic boundaries of a local educational agency that meets the requirements of subclauses (II) and (III) of subparagraph (C)(i).
(E) Rule of construction
For purposes of subparagraph (A)(i), a local educational agency—
(i) has no practical capacity to issue bonds if the total assessed value of real property that may be taxed for school purposes is less than $25,000,000; and
(ii) has minimal capacity to issue bonds if the total assessed value of real property that may be taxed for school purposes is at least $25,000,000 but not more than $50,000,000.
(4) Award criteria
In awarding emergency grants and modernization grants under this subsection, the Secretary shall consider the following factors:
(A) The ability of the local educational agency to respond to the emergency, or to pay for the modernization project, as the case may be, as measured by—
(i) the agency's level of bonded indebtedness;
(ii) the assessed value of real property per student that may be taxed for school purposes compared to the average of the assessed value of real property per student that may be taxed for school purposes in the State in which the agency is located;
(iii) the agency's total tax rate for school purposes (or, if applicable, for capital expenditures) compared to the average total tax rate for school purposes (or the average capital expenditure tax rate, if applicable) in the State in which the agency is located; and
(iv) funds that are available to the agency, from any other source, including subsection (a), that may be used for capital expenditures.
(B) The percentage of property in the agency that is nontaxable due to the presence of the Federal Government.
(C) The number and percentages of children described in subparagraphs (A), (B), (C), and (D) of
(D) In the case of an emergency grant, the severity of the emergency, as measured by the threat that the condition of the school facility poses to the health, safety, and well-being of students.
(E) In the case of a modernization grant—
(i) the severity of the need for modernization, as measured by such factors as—
(I) overcrowding, as evidenced by the use of portable classrooms, or the potential for future overcrowding because of increased enrollment; or
(II) the agency's inability to utilize technology or offer a curriculum in accordance with contemporary State standards due to the physical limitations of the current school facility; and
(ii) the age of the school facility proposed for modernization.
(5) Other award provisions
(A) General provisions
(i) Limitations on amount of funds
(I) In general
The amount of funds provided under an emergency grant or a modernization grant awarded under this subsection to a local educational agency that meets the requirements of subclause (II) or (III) of paragraph (3)(A)(i) for purposes of eligibility under subparagraph (A) or (B) of paragraph (3) or that meets the requirements of clause (i) or (ii) of paragraph (3)(C) for purposes of eligibility under such paragraph (3)(C), or to a school that is eligible under paragraph (3)(D)—
(aa) shall not exceed 50 percent of the total cost of the project to be assisted under this subsection; and
(bb) shall not exceed $4,000,000 during any 4-year period.
(II) In-kind contributions
A local educational agency may use in-kind contributions to meet the matching requirement of subclause (I)(aa).
(ii) Prohibitions on use of funds
A local educational agency may not use funds provided under an emergency grant or modernization grant awarded under this subsection for—
(I) a project for a school facility for which the agency does not have full title or other interest;
(II) stadiums or other school facilities that are primarily used for athletic contests, exhibitions, or other events for which admission is charged to the general public; or
(III) the acquisition of real property.
(iii) Supplement, not supplant
A local educational agency shall use funds provided under an emergency grant or modernization grant awarded under this subsection only to supplement the amount of funds that would, in the absence of the Federal funds provided under the grant, be made available from non-Federal sources to carry out emergency repairs of school facilities or to carry out the modernization of school facilities, as the case may be, and not to supplant such funds.
(iv) Maintenance costs
Nothing in this subsection shall be construed to authorize the payment of maintenance costs in connection with any school facility modernized in whole or in part with Federal funds provided under this subsection.
(v) Environmental safeguards
All projects carried out with Federal funds provided under this subsection shall comply with all relevant Federal, State, and local environmental laws and regulations.
(vi) Carry-over of certain applications
A local educational agency that applies for an emergency grant or a modernization grant under this subsection for a fiscal year and does not receive the grant for the fiscal year shall have the application for the grant considered for the following fiscal year, subject to the priority requirements of paragraph (2) and the award criteria requirements of paragraph (4).
(B) Emergency grants; prohibition on use of funds
A local educational agency that is awarded an emergency grant under this subsection may not use amounts under the grant for the complete or partial replacement of an existing school facility unless such replacement is less expensive or more cost-effective than correcting the identified emergency.
(6) Application
A local educational agency that desires to receive an emergency grant or a modernization grant under this subsection shall submit an application to the Secretary at such time and in such manner as the Secretary may require. Each application shall contain the following:
(A) A description of how the local educational agency meets the award criteria under paragraph (4), including the information described in clauses (i) through (iv) of paragraph (4)(A) and subparagraphs (B) and (C) of paragraph (4), and containing such additional information as may be necessary to meet any award criteria for a grant under this subsection as provided by any other Act.
(B) In the case of an application for an emergency grant—
(i) a description of the school facility deficiency that poses a health or safety hazard to the occupants of the facility and a description of how the deficiency will be repaired; and
(ii) a signed statement from an appropriate local official certifying that a deficiency in the school facility threatens the health or safety of the occupants of the facility or that prevents the use of all or a portion of the building.
(C) In the case of an application for a modernization grant—
(i) an explanation of the need for the school facility modernization project;
(ii) the date on which original construction of the facility to be modernized was completed;
(iii) a listing of the school facilities to be modernized, including the number and percentage of children determined under
(iv) a description of the ownership of the property on which the current school facility is located or on which the planned school facility will be located.
(D) A description of the project for which a grant under this subsection will be used, including a cost estimate for the project.
(E) A description of the interest in, or authority over, the school facility involved, such as an ownership interest or a lease arrangement.
(
Editorial Notes
Amendments
2015—
Subsec. (a)(1).
Subsec. (a)(2).
Subsec. (a)(3)(A)(i)(I).
Subsec. (a)(3)(A)(i)(II).
Subsec. (a)(3)(B)(i)(II).
Subsec. (a)(4).
Subsec. (b)(3)(A)(i)(III).
Subsec. (b)(3)(C)(i)(I).
Subsec. (b)(3)(C)(i)(I)(cc).
Subsec. (b)(3)(C)(ii).
Subsec. (b)(6).
Subsec. (b)(6)(A).
Subsec. (b)(6)(F).
2014—Subsec. (b)(7).
2002—Subsec. (b).
2000—
1996—Subsec. (a)(2)(B).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Effective Date of 2002 Amendment
Amendment by
§7708. Facilities
(a) Current facilities
From the amount appropriated for any fiscal year under
(b) Transfer of facilities
(1) In general
The Secretary shall, as soon as practicable, transfer to the appropriate local educational agency or another appropriate entity all the right, title, and interest of the United States in and to each facility provided under section 10 of the Act of September 23, 1950 1 (Public Law 815, 81st Congress), or under section 204 or 310 of the Act of September 30, 1950 1 (Public Law 874, 81st Congress) (as such Acts were in effect on January 1, 1958).
(2) Other requirements
Any such transfer shall be without charge to such agency or entity, and prior to such transfer, the transfer shall be consented to by the local educational agency or other appropriate entity, and may be made on such terms and conditions as the Secretary deems appropriate to carry out the purposes of this subchapter.
(
Editorial Notes
References in Text
Section 10 of the Act of September 23, 1950 (Public Law 815, 81st Congress) (as such Act was in effect on the day preceding October 20, 1994), referred to in subsec. (a), means section 10 of act Sept. 23, 1950, ch. 995, which was classified to
Section 10 of the Act of September 23, 1950 (Public Law 815, 81st Congress) (as such Act was in effect on January 1, 1958), referred to in subsec. (b)(1), probably means section 10 of act Sept. 23, 1950, ch. 995, as added by
Sections 204 and 310 of the Act of September 30, 1950 (Public Law 874, 81st Congress) (as such Act was in effect on January 1, 1958), referred to in subsec. (b)(1), probably mean sections 204 and 310 of act Sept. 23, 1950, ch. 995, which were classified to sections 274 and 300, respectively, of this title prior to the general amendment of that Act by
Amendments
2015—Subsec. (a).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 See References in Text note below.
§7709. State consideration of payments in providing State aid
(a) General prohibition
Except as provided in subsection (b), a State may not—
(1) consider payments under this subchapter in determining for any fiscal year—
(A) the eligibility of a local educational agency for State aid for free public education; or
(B) the amount of such aid; or
(2) make such aid available to local educational agencies in a manner that results in less State aid to any local educational agency that is eligible for such payment than such agency would receive if such agency were not so eligible.
(b) State equalization plans
(1) In general
A State may reduce State aid to a local educational agency that receives a payment under
(2) Computation
(A) In general
For purposes of paragraph (1), a program of State aid equalizes expenditures among local educational agencies if, in the second fiscal year preceding the fiscal year for which the determination is made, the amount of per-pupil expenditures made by, or per-pupil revenues available to, the local educational agency in the State with the highest such per-pupil expenditures or revenues did not exceed the amount of such per-pupil expenditures made by, or per-pupil revenues available to, the local educational agency in the State with the lowest such expenditures or revenues by more than 25 percent.
(B) Other factors
In making a determination under this subsection, the Secretary shall—
(i) disregard local educational agencies with per-pupil expenditures or revenues above the 95th percentile or below the 5th percentile of such expenditures or revenues in the State; and
(ii) take into account the extent to which a program of State aid reflects the additional cost of providing free public education in particular types of local educational agencies, such as those that are geographically isolated, or to particular types of students, such as children with disabilities.
(3) Exception
Notwithstanding paragraph (2), if the Secretary determines that the State has substantially revised its program of State aid, the Secretary may certify such program for any fiscal year only if—
(A) the Secretary determines, on the basis of projected data, that the State's program will meet the disparity standard described in paragraph (2) for the fiscal year for which the determination is made; and
(B) the State provides an assurance to the Secretary that, if final data do not demonstrate that the State's program met such standard for the fiscal year for which the determination is made, the State will pay to each affected local educational agency the amount by which the State reduced State aid to the local educational agency.
(c) Procedures for review of State equalization plans
(1) Written notice
(A) In general
Any State that wishes to consider payments described in subsection (b)(1) in providing State aid to local educational agencies shall submit to the Secretary, not later than 120 days before the beginning of the State's fiscal year, a written notice of such State's intention to do so.
(B) Contents
Such notice shall be in the form that the Secretary requires, including evidence that the State has notified each local educational agency in the State of such State's intention to consider such payments in providing State aid.
(2) Opportunity to present views
Before making a determination under subsection (b), the Secretary shall afford the State, and local educational agencies in the State, an opportunity to present their views.
(3) Qualification procedures
If the Secretary determines that a program of State aid qualifies under subsection (b), the Secretary shall—
(A) certify the program and so notify the State; and
(B) afford an opportunity for a hearing, in accordance with
(4) Nonqualification procedures
If the Secretary determines that a program of State aid does not qualify under subsection (b), the Secretary shall—
(A) so notify the State; and
(B) afford an opportunity for a hearing, in accordance with
(d) Treatment of State aid
(1) In general
If a State has in effect a program of State aid for free public education for any fiscal year, which is designed to equalize expenditures for free public education among the local educational agencies of that State, payments under this subchapter for any fiscal year may be taken into consideration by such State in determining the relative—
(A) financial resources available to local educational agencies in that State; and
(B) financial need of such agencies for the provision of free public education for children served by such agency, except that a State may consider as local resources funds received under this subchapter only in proportion to the share that local tax revenues covered under a State equalization program are of total local tax revenues.
(2) Prohibition
A State may not take into consideration payments under this subchapter before such State's program of State aid has been certified by the Secretary under subsection (c)(3).
(e) Remedies for State violations
(1) In general
The Secretary or any aggrieved local educational agency may, not earlier than 150 days after an adverse determination by the Secretary against a State for violation of subsections (a) or (d)(2) or for failure to carry out an assurance under subsection (b)(3)(B), and if an administrative proceeding has not been concluded within such time, bring an action in a United States district court against such State for such violations or failure.
(2) Immunity
A State shall not be immune under the 11th amendment to the Constitution of the United States from an action described in paragraph (1).
(3) Relief
The court shall grant such relief as the court determines is appropriate.
(
Editorial Notes
Amendments
2015—Subsec. (b)(1).
Subsec. (c)(1)(B).
Subsec. (c)(3)(B), (4)(B).
2002—Subsec. (b)(1).
2000—Subsec. (a)(1).
Subsec. (b)(1).
Subsec. (d).
1996—Subsec. (b)(2)(A).
"(i) 25 percent for fiscal year 1995, 1996, or 1997; and
"(ii) 20 percent for fiscal year 1998 or 1999".
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Effective Date of 2002 Amendment
Amendment by
§7710. Federal administration
(a) Payments in whole dollar amounts
The Secretary shall round any payments under this subchapter to the nearest whole dollar amount.
(b) Other agencies
Each Federal agency administering Federal property on which children reside, and each agency principally responsible for an activity that may occasion assistance under this subchapter, shall, to the maximum extent practicable, comply with requests of the Secretary for information the Secretary may require to carry out this subchapter.
(c) Special rules
(1) Certain children eligible under subparagraphs (A) and (G)(ii) of section 7703(a)(1)
(A) The Secretary shall treat as eligible under subparagraph (A) of
(B) The Secretary shall treat as eligible under subparagraph (G) of
(2) Requirements
A child meets the requirements of this paragraph if—
(A) such child resides—
(i) in a State adjacent to the State in which the local educational agency serving the school such child attends is located; or
(ii) with a parent employed on Federal property in a State adjacent to the State in which such agency is located;
(B) the schools of such agency are within a more reasonable commuting distance of such child's home than the schools of the local educational agency that serves the school attendance area where such child resides;
(C) attending the schools of the local educational agency that serves the school attendance area where such child resides will impose a substantial hardship on such child;
(D) the State in which such child attends school provides funds for the education of such child on the same basis as all other public school children in the State, unless otherwise permitted under
(E) such agency received a payment for fiscal year 1999 under
(d) Timely payments
(1) In general
Subject to paragraph (2), the Secretary shall pay a local educational agency the full amount that the agency is eligible to receive under this subchapter for a fiscal year not later than September 30 of the second fiscal year following the fiscal year for which such amount has been appropriated if, not later than 1 calendar year following the fiscal year in which such amount has been appropriated, such local educational agency submits to the Secretary all the data and information necessary for the Secretary to pay the full amount that the agency is eligible to receive under this subchapter for such fiscal year.
(2) Payments with respect of fiscal years in which insufficient funds are appropriated
For a fiscal year in which the amount appropriated under
(
Editorial Notes
Amendments
2015—
Subsec. (c)(1).
Subsec. (c)(1)(A), (B).
Subsec. (c)(2)(D).
Subsec. (c)(2)(E).
Subsec. (d)(2).
2013—
Subsec. (c)(1).
Subsec. (d).
2000—Subsec. (c)(1).
Subsec. (c)(2).
Subsec. (c)(2)(D).
Subsec. (c)(2)(E).
Subsec. (c)(3).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7711. Administrative hearings and judicial review
(a) Administrative hearings
A local educational agency and a State that is adversely affected by any action of the Secretary under this subchapter shall be entitled to a hearing on such action in the same manner as if such agency were a person under
(b) Judicial review of secretarial action
(1) In general
A local educational agency or a State aggrieved by the Secretary's final decision following an agency proceeding under subsection (a) may, within 30 working days (as determined by the local educational agency or State) after receiving notice of such decision, file with the United States court of appeals for the circuit in which such agency or State is located a petition for review of that action. The clerk of the court shall promptly transmit a copy of the petition to the Secretary. The Secretary shall then file in the court the record of the proceedings on which the Secretary's action was based, as provided in
(2) Findings of fact
The findings of fact by the Secretary, if supported by substantial evidence, shall be conclusive, but the court, for good cause shown, may remand the case to the Secretary to take further evidence. The Secretary may thereupon make new or modified findings of fact and may modify the Secretary's previous action, and shall file in the court the record of the further proceedings. Such new or modified findings of fact shall likewise be conclusive if supported by substantial evidence.
(3) Review
The court shall have exclusive jurisdiction to affirm the action of the Secretary or to set it aside, in whole or in part. The judgment of the court shall be subject to review by the Supreme Court of the United States upon certiorari or certification as provided in
(
Editorial Notes
Amendments
2015—Subsec. (a).
2000—Subsec. (a).
Subsec. (b)(1).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Effective Date of 2000 Amendment
§7712. Forgiveness of overpayments
Notwithstanding any other provision of law, the Secretary may forgive the obligation of a local educational agency to repay, in whole or in part, the amount of any overpayment received under this subchapter, or under this subchapter's predecessor authorities, if the Secretary determines that the overpayment was made as a result of an error made by—
(1) the Secretary; or
(2) the local educational agency and repayment of the full amount of the overpayment will result in an undue financial hardship on the agency and seriously harm the agency's educational program.
(
Editorial Notes
Amendments
2000—
§7713. Definitions
For purposes of this subchapter:
(1) Armed Forces
The term "Armed Forces" means the Army, Navy, Air Force, Marine Corps, and Coast Guard.
(2) Average per-pupil expenditure
The term "average per-pupil expenditure" means—
(A) the aggregate current expenditures of all local educational agencies in the State; divided by
(B) the total number of children in average daily attendance for whom such agencies provided free public education.
(3) Construction
The term "construction" means—
(A) the preparation of drawings and specifications for school facilities;
(B) erecting, building, acquiring, altering, remodeling, repairing, or extending school facilities;
(C) inspecting and supervising the construction of school facilities; and
(D) debt service for such activities.
(4) Current expenditures
The term "current expenditures" means expenditures for free public education, including expenditures for administration, instruction, attendance and health services, pupil transportation services, operation and maintenance of plant, fixed charges, and net expenditures to cover deficits for food services and student body activities, but does not include expenditures for community services, capital outlay, and debt service, or any expenditures made from funds awarded under part A of subchapter I. The determination of whether an expenditure for the replacement of equipment is considered a current expenditure or a capital outlay shall be determined in accordance with generally accepted accounting principles as determined by the State.
(5) Federal property
(A) In general
Except as provided in subparagraphs (B) through (F), the term "Federal property" means real property that is not subject to taxation by any State or any political subdivision of a State due to Federal agreement, law, or policy, and that is—
(i) owned by the United States or leased by the United States from another entity;
(ii)(I) held in trust by the United States for individual Indians or Indian tribes;
(II) held by individual Indians or Indian tribes subject to restrictions on alienation imposed by the United States;
(III) conveyed at any time under the Alaska Native Claims Settlement Act [
(aa) that is not taxed is, for the purposes of this paragraph, considered tax-exempt due to Federal law; and
(bb) is considered Federal property for the purpose of this paragraph if the property is located within a Regional Educational Attendance Area that has no taxing power;
(IV) public land owned by the United States that is designated for the sole use and benefit of individual Indians or Indian tribes; or
(V) used for low-rent housing, as described in paragraph (10), that is located on land described in subclause (I), (II), (III), or (IV) of this clause or on land that met one of those descriptions immediately before such property's use for such housing;
(iii)(I) part of a low-rent housing project assisted under the United States Housing Act of 1937 [
(II) used to provide housing for homeless children at closed military installations pursuant to
(III) used for affordable housing assisted under the Native American Housing Assistance and Self-Determination Act of 1996 (
(iv) owned by a foreign government or by an international organization.
(B) Schools providing flight training to members of Air Force
The term "Federal property" includes, so long as not subject to taxation by any State or any political subdivision of a State, and whether or not that tax exemption is due to Federal agreement, law, or policy, any school providing flight training to members of the Air Force under contract with the Air Force at an airport owned by a State or political subdivision of a State.
(C) Non-Federal easements, leases, licenses, permits, improvements, and certain other real property
The term "Federal property" includes, whether or not subject to taxation by a State or a political subdivision of a State—
(i) any non-Federal easement, lease, license, permit, or other such interest in Federal property as otherwise described in this paragraph, but not including any non-Federal fee-simple interest;
(ii) any improvement on Federal property as otherwise described in this paragraph; and
(iii) real property that, immediately before its sale or transfer to a non-Federal party, was owned by the United States and otherwise qualified as Federal property described in this paragraph, but only for one year beyond the end of the fiscal year of such sale or transfer.
(D) Certain Postal Service property and pipelines and utility lines
Notwithstanding any other provision of this paragraph, the term "Federal property" does not include—
(i) any real property under the jurisdiction of the United States Postal Service that is used primarily for the provision of postal services; or
(ii) pipelines and utility lines.
(E) Property with respect to which State or local tax revenues may not be expended, allocated, or available for free public education
Notwithstanding any other provision of this paragraph, "Federal property" does not include any property on which children reside that is otherwise described in this paragraph if—
(i) no tax revenues of the State or of any political subdivision of the State may be expended for the free public education of children who reside on that Federal property; or
(ii) no tax revenues of the State are allocated or available for the free public education of such children.
(F) Property located in the State of Oklahoma owned by Indian housing authority for low-income housing
The term "Federal property" includes any real property located in the State of Oklahoma that—
(i) is owned by an Indian housing authority and used for low-income housing (including housing assisted under or authorized by the Native American Housing Assistance and Self-Determination Act of 1996 [
(ii) at any time—
(I) was designated by treaty as tribal land; or
(II) satisfied the definition of Federal property under section 403(1)(A) of the Act of September 30, 1950 (Public Law 874, 81st Congress) (as such Act was in effect on the day preceding October 20, 1994).
(6) Free public education
The term "free public education" means education that is provided—
(A) at public expense, under public supervision and direction, and without tuition charge; and
(B) as elementary or secondary education, as determined under State law, except that, notwithstanding State law, such term—
(i) includes preschool education; and
(ii) does not include any education provided beyond grade 12.
(7) Indian lands
The term "Indian lands" means any Federal property described in paragraph (5)(A)(ii) or (5)(F).
(8) Local contribution percentage
(A) In general
The term "local contribution percentage" means the percentage of current expenditures in the State derived from local and intermediate sources, as reported to and verified by the National Center for Education Statistics.
(B) Hawaii and District of Columbia
Notwithstanding subparagraph (A), the local contribution percentage for Hawaii and for the District of Columbia shall be the average local contribution percentage for the 50 States and the District of Columbia.
(9) Local educational agency
(A) In general
Except as provided in subparagraph (B), the term "local educational agency"—
(i) means a board of education or other legally constituted local school authority having administrative control and direction of free public education in a county, township, independent school district, or other school district; and
(ii) includes any State agency that directly operates and maintains facilities for providing free public education.
(B) Exception
The term "local educational agency" does not include any agency or school authority that the Secretary determines on a case-by-case basis—
(i) was constituted or reconstituted primarily for the purpose of receiving assistance under this subchapter or the Act of September 30, 1950 (Public Law 874, 81st Congress) (as such Act was in effect on the day preceding October 20, 1994) or increasing the amount of such assistance; or
(ii) is not constituted or reconstituted for legitimate educational purposes.
(10) Low-rent housing
The term "low-rent housing" means housing located on property that is described in paragraph (5)(A)(iii).
(11) Modernization
The term "modernization" means repair, renovation, alteration, or construction, including—
(A) the concurrent installation of equipment; and
(B) the complete or partial replacement of an existing school facility, but only if such replacement is less expensive and more cost-effective than repair, renovation, or alteration of the school facility.
(12) Revenue derived from local sources
The term "revenue derived from local sources" means—
(A) revenue produced within the boundaries of a local educational agency and available to such agency for such agency's use; or
(B) funds collected by another governmental unit, but distributed back to a local educational agency in the same proportion as such funds were collected as a local revenue source.
(13) School facilities
The term "school facilities" includes—
(A) classrooms and related facilities; and
(B) equipment, machinery, and utilities necessary or appropriate for school purposes.
(
Editorial Notes
References in Text
The Alaska Native Claims Settlement Act, referred to in par. (5)(A)(ii)(III), is
The United States Housing Act of 1937, referred to in par. (5)(A)(iii)(I), is act Sept. 1, 1937, ch. 896, as revised generally by
The Native American Housing Assistance and Self-Determination Act of 1996, referred to in par. (5)(A)(iii)(III), (F)(i), is
Act of September 30, 1950 (Public Law 874, 81st Congress) (as such Act was in effect on the day preceding October 20, 1994), referred to in pars. (5)(F)(ii)(II) and (9)(B)(i), is act Sept. 30, 1950, ch. 1124,
Amendments
2015—Par. (1).
Par. (4).
Par. (5)(A)(ii)(III).
Par. (5)(A)(iii)(II).
Par. (5)(A)(iii)(III).
2000—Par. (5)(A)(iii)(III).
Par. (5)(F)(i).
Par. (8)(B).
Pars. (11) to (13).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7713a. School facilities for children of Government employees and other residents in Indian reservations, national parks, and national monuments
In order to facilitate the providing of educational opportunities for children of Government employees and other residents in Indian reservations, the national parks and national monuments the Secretary of the Interior is hereby authorized in his discretion to make available for elementary school purposes therein, without charge, space in Government-owned buildings, when such space may be available for such purposes without detriment to the official business of such Indian reservations, national parks and national monuments.
(July 16, 1940, ch. 629,
Editorial Notes
Codification
Section was not enacted as part of the Elementary and Secondary Education Act of 1965, which comprises this chapter.
Section was formerly classified to
§7714. Authorization of appropriations
(a) Payments for Federal acquisition of real property
For the purpose of making payments under
(b) Basic payments; payments for heavily impacted local educational agencies
For the purpose of making payments under
(c) Payments for children with disabilities
For the purpose of making payments under
(d) Construction
For the purpose of carrying out
(e) Facilities maintenance
For the purpose of carrying out
(
Editorial Notes
Amendments
2015—Subsec. (a).
Subsec. (b).
Subsec. (c).
Subsec. (d).
Subsec. (e).
Subsec. (f).
2002—Subsecs. (a) to (c).
Subsec. (e).
Subsec. (f).
Subsec. (g).
2000—Subsec. (a).
Subsec. (b).
Subsec. (c).
Subsec. (d).
Subsec. (e).
Subsec. (f).
Subsec. (g).
1997—Subsec. (g).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Effective Date of 2002 Amendment
Amendment by
SUBCHAPTER VIII—GENERAL PROVISIONS
Editorial Notes
Codification
Title VIII of the Elementary and Secondary Education Act of 1965, comprising this subchapter, was originally enacted as part of
Prior Provisions
A prior title VIII of the Elementary and Secondary Education Act of 1965, comprising former subchapter VIII (§7701 et seq.) of this chapter, was redesignated title VII of the Act by
Part A—Definitions
§7801. Definitions
Except as otherwise provided, in this chapter:
(1) Average daily attendance
(A) In general
Except as provided otherwise by State law or this paragraph, the term "average daily attendance" means—
(i) the aggregate number of days of attendance of all students during a school year; divided by
(ii) the number of days school is in session during that year.
(B) Conversion
The Secretary shall permit the conversion of average daily membership (or other similar data) to average daily attendance for local educational agencies in States that provide State aid to local educational agencies on the basis of average daily membership (or other similar data).
(C) Special rule
If the local educational agency in which a child resides makes a tuition or other payment for the free public education of the child in a school located in another school district, the Secretary shall, for the purpose of this chapter—
(i) consider the child to be in attendance at a school of the agency making the payment; and
(ii) not consider the child to be in attendance at a school of the agency receiving the payment.
(D) Children with disabilities
If a local educational agency makes a tuition payment to a private school or to a public school of another local educational agency for a child with a disability, as defined in
(2) Average per-pupil expenditure
The term "average per-pupil expenditure" means, in the case of a State or of the United States—
(A) without regard to the source of funds—
(i) the aggregate current expenditures, during the third fiscal year preceding the fiscal year for which the determination is made (or, if satisfactory data for that year are not available, during the most recent preceding fiscal year for which satisfactory data are available) of all local educational agencies in the State or, in the case of the United States, for all States (which, for the purpose of this paragraph, means the 50 States and the District of Columbia); plus
(ii) any direct current expenditures by the State for the operation of those agencies; divided by
(B) the aggregate number of children in average daily attendance to whom those agencies provided free public education during that preceding year.
(3) Child
The term "child" means any person within the age limits for which the State provides free public education.
(4) Child with a disability
The term "child with a disability" has the same meaning given that term in
(5) Community-based organization
The term "community-based organization" means a public or private nonprofit organization of demonstrated effectiveness that—
(A) is representative of a community or significant segments of a community; and
(B) provides educational or related services to individuals in the community.
(6) Consolidated local application
The term "consolidated local application" means an application submitted by a local educational agency pursuant to
(7) Consolidated local plan
The term "consolidated local plan" means a plan submitted by a local educational agency pursuant to
(8) Consolidated State application
The term "consolidated State application" means an application submitted by a State educational agency pursuant to
(9) Consolidated State plan
The term "consolidated State plan" means a plan submitted by a State educational agency pursuant to
(10) County
The term "county" means one of the divisions of a State used by the Secretary of Commerce in compiling and reporting data regarding counties.
(11) Covered program
The term "covered program" means each of the programs authorized by—
(A) part A of subchapter I;
(B) part C of subchapter I;
(C) part D of subchapter I;
(D) part A of subchapter II;
(E) part A of subchapter III;
(F) part A of subchapter IV;
(G) part B of subchapter IV; and
(H) subpart 2 of part B of subchapter V.
(12) Current expenditures
The term "current expenditures" means expenditures for free public education—
(A) including expenditures for administration, instruction, attendance and health services, pupil transportation services, operation and maintenance of plant, fixed charges, and net expenditures to cover deficits for food services and student body activities; but
(B) not including expenditures for community services, capital outlay, and debt service, or any expenditures made from funds received under subchapter I.
(13) Department
The term "Department" means the Department of Education.
(14) Distance learning
The term "distance learning" means the transmission of educational or instructional programming to geographically dispersed individuals and groups via telecommunications.
(15) Dual or concurrent enrollment program
The term "dual or concurrent enrollment program" means a program offered by a partnership between at least one institution of higher education and at least one local educational agency through which a secondary school student who has not graduated from high school with a regular high school diploma is able to enroll in one or more postsecondary courses and earn postsecondary credit that—
(A) is transferable to the institutions of higher education in the partnership; and
(B) applies toward completion of a degree or recognized educational credential as described in the Higher Education Act of 1965 (
(16) Early childhood education program
The term "early childhood education program" has the meaning given the term in section 103 of the Higher Education Act of 1965 (
(17) Early college high school
The term "early college high school" means a partnership between at least one local educational agency and at least one institution of higher education that allows participants to simultaneously complete requirements toward earning a regular high school diploma and earn not less than 12 credits that are transferable to the institutions of higher education in the partnership as part of an organized course of study toward a postsecondary degree or credential at no cost to the participant or participant's family.
(18) Educational service agency
The term "educational service agency" means a regional public multiservice agency authorized by State statute to develop, manage, and provide services or programs to local educational agencies.
(19) Elementary school
The term "elementary school" means a nonprofit institutional day or residential school, including a public elementary charter school, that provides elementary education, as determined under State law.
(20) English learner
The term "English learner", when used with respect to an individual, means an individual—
(A) who is aged 3 through 21;
(B) who is enrolled or preparing to enroll in an elementary school or secondary school;
(C)(i) who was not born in the United States or whose native language is a language other than English;
(ii)(I) who is a Native American or Alaska Native, or a native resident of the outlying areas; and
(II) who comes from an environment where a language other than English has had a significant impact on the individual's level of English language proficiency; or
(iii) who is migratory, whose native language is a language other than English, and who comes from an environment where a language other than English is dominant; and
(D) whose difficulties in speaking, reading, writing, or understanding the English language may be sufficient to deny the individual—
(i) the ability to meet the challenging State academic standards;
(ii) the ability to successfully achieve in classrooms where the language of instruction is English; or
(iii) the opportunity to participate fully in society.
(21) Evidence-based
(A) In general
Except as provided in subparagraph (B), the term "evidence-based", when used with respect to a State, local educational agency, or school activity, means an activity, strategy, or intervention that—
(i) demonstrates a statistically significant effect on improving student outcomes or other relevant outcomes based on—
(I) strong evidence from at least 1 well-designed and well-implemented experimental study;
(II) moderate evidence from at least 1 well-designed and well-implemented quasi-experimental study; or
(III) promising evidence from at least 1 well-designed and well-implemented correlational study with statistical controls for selection bias; or
(ii)(I) demonstrates a rationale based on high-quality research findings or positive evaluation that such activity, strategy, or intervention is likely to improve student outcomes or other relevant outcomes; and
(II) includes ongoing efforts to examine the effects of such activity, strategy, or intervention.
(B) Definition for specific activities funded under this chapter
When used with respect to interventions or improvement activities or strategies funded under
(22) Expanded learning time
The term "expanded learning time" means using a longer school day, week, or year schedule to significantly increase the total number of school hours, in order to include additional time for—
(A) activities and instruction for enrichment as part of a well-rounded education; and
(B) instructional and support staff to collaborate, plan, and engage in professional development (including professional development on family and community engagement) within and across grades and subjects.
(23) Extended-year adjusted cohort graduation rate
(A) In general
The term "extended-year adjusted cohort graduation rate" means the fraction—
(i) the denominator of which consists of the number of students who form the original cohort of entering first-time students in grade 9 enrolled in the high school no later than the date by which student membership data must be collected annually by State educational agencies for submission to the National Center for Education Statistics under
(I) adding the students who joined that cohort, after the date of the determination of the original cohort; and
(II) subtracting only those students who left that cohort, after the date of the determination of the original cohort, as described in subparagraph (B); and
(ii) the numerator of which—
(I) consists of the sum of—
(aa) the number of students in the cohort, as adjusted under clause (i), who earned a regular high school diploma before, during, or at the conclusion of—
(AA) one or more additional years beyond the fourth year of high school; or
(BB) a summer session immediately following the additional year of high school; and
(bb) all students with the most significant cognitive disabilities in the cohort, as adjusted under clause (i), assessed using the alternate assessment aligned to alternate academic achievement standards under
(AA) standards-based;
(BB) aligned with the State requirements for the regular high school diploma; and
(CC) obtained within the time period for which the State ensures the availability of a free appropriate public education under
(II) shall not include any student awarded a recognized equivalent of a diploma, such as a general equivalency diploma, certificate of completion, certificate of attendance, or similar lesser credential.
(B) Cohort removal
To remove a student from a cohort, a school or local educational agency shall require documentation, or obtain documentation from the State educational agency, to confirm that the student has transferred out, emigrated to another country, or transferred to a prison or juvenile facility, or is deceased.
(C) Transferred out
For purposes of this paragraph, the term "transferred out" has the meaning given the term in clauses (i), (ii), and (iii) of paragraph (25)(C).
(D) Special rules
(i) Schools starting after grade 9
For those high schools that start after grade 9, the original cohort shall be calculated for the earliest high school grade students attend no later than the date by which student membership data is collected annually by State educational agencies for submission to the National Center for Education Statistics pursuant to
(ii) Very small schools
A State educational agency may calculate the extended year adjusted cohort graduation rate described under this paragraph for a high school with an average enrollment over a 4-year period of less than 100 students for the purposes of
(I) averaging the extended-year adjusted cohort graduation rate of the school over a period of three years; or
(II) establishing a minimum number of students that must be included in the cohort described in clause (i) of subparagraph (A) that will provide a valid graduation rate calculation as determined by the Secretary, below which the school shall be exempt from differentiation and identification under such section.
(24) Family literacy services
The term "family literacy services" means services provided to participants on a voluntary basis that are of sufficient intensity in terms of hours, and of sufficient duration, to make sustainable changes in a family, and that integrate all of the following activities:
(A) Interactive literacy activities between parents and their children.
(B) Training for parents regarding how to be the primary teacher for their children and full partners in the education of their children.
(C) Parent literacy training that leads to economic self-sufficiency.
(D) An age-appropriate education to prepare children for success in school and life experiences.
(25) Four-year adjusted cohort graduation rate
(A) In general
The term "four-year adjusted cohort graduation rate" means the fraction—
(i) the denominator of which consists of the number of students who form the original cohort of entering first-time students in grade 9 enrolled in the high school no later than the date by which student membership data is collected annually by State educational agencies for submission to the National Center for Education Statistics pursuant to
(I) adding the students who joined that cohort, after the date of the determination of the original cohort; and
(II) subtracting only those students who left that cohort, after the date of the determination of the original cohort, as described in subparagraph (B); and
(ii) the numerator of which—
(I) consists of the sum of—
(aa) the number of students in the cohort, as adjusted under clause (i), who earned a regular high school diploma before, during, or at the conclusion of—
(AA) the fourth year of high school; or
(BB) a summer session immediately following the fourth year of high school; and
(bb) all students with the most significant cognitive disabilities in the cohort, as adjusted under clause (i), assessed using the alternate assessment aligned to alternate academic achievement standards under
(AA) standards-based;
(BB) aligned with the State requirements for the regular high school diploma; and
(CC) obtained within the time period for which the State ensures the availability of a free appropriate public education under
(II) shall not include any student awarded a recognized equivalent of a diploma, such as a general equivalency diploma, certificate of completion, certificate of attendance, or similar lesser credential.
(B) Cohort removal
To remove a student from a cohort, a school or local educational agency shall require documentation, or obtain documentation from the State educational agency, to confirm that the student has transferred out, emigrated to another country, or transferred to a prison or juvenile facility, or is deceased.
(C) Transferred out
(i) In general
For purposes of this paragraph, the term "transferred out" means that a student, as confirmed by the high school or local educational agency in accordance with clause (ii), has transferred to—
(I) another school from which the student is expected to receive a regular high school diploma; or
(II) another educational program from which the student is expected to receive a regular high school diploma or an alternate diploma that meets the requirements of subparagraph (A)(ii)(I)(bb).
(ii) Confirmation requirements
(I) Documentation required
The confirmation of a student's transfer to another school or educational program described in clause (i) requires documentation of such transfer from the receiving school or program in which the student enrolled.
(II) Lack of confirmation
A student who was enrolled in a high school, but for whom there is no confirmation of the student having transferred out, shall remain in the adjusted cohort.
(iii) Programs not providing credit
Except as provided in subparagraph (A)(ii)(I)(bb), a student who is retained in grade or who is enrolled in a program leading to a general equivalency diploma, or other alternative educational program that does not issue or provide credit toward the issuance of a regular high school diploma, shall not be considered transferred out and shall remain in the adjusted cohort.
(D) Special rules
(i) Schools starting after grade 9
For those high schools that start after grade 9, the original cohort shall be calculated for the earliest high school grade students attend no later than the date by which student membership data must be collected annually by State educational agencies for submission to the National Center for Education Statistics pursuant to
(ii) Very small schools
A State educational agency may calculate the four-year adjusted cohort graduation rate described under this paragraph for a high school with an average enrollment over a 4-year period of less than 100 students for the purposes of
(I) averaging the four-year adjusted cohort graduation rate of the school over a period of three years; or
(II) establishing a minimum number of students that must be included in the cohort described in clause (i) of subparagraph (A) that will provide a valid graduation rate calculation as determined by the Secretary, below which the school shall be exempt from differentiation and identification under such section.
(26) Free public education
The term "free public education" means education that is provided—
(A) at public expense, under public supervision and direction, and without tuition charge; and
(B) as elementary school or secondary school education as determined under applicable State law, except that the term does not include any education provided beyond grade 12.
(27) Gifted and talented
The term "gifted and talented", when used with respect to students, children, or youth, means students, children, or youth who give evidence of high achievement capability in areas such as intellectual, creative, artistic, or leadership capacity, or in specific academic fields, and who need services or activities not ordinarily provided by the school in order to fully develop those capabilities.
(28) High school
The term "high school" means a secondary school that—
(A) grants a diploma, as defined by the State; and
(B) includes, at least, grade 12.
(29) Institution of higher education
The term "institution of higher education" has the meaning given that term in
(30) Local educational agency
(A) In general
The term "local educational agency" means a public board of education or other public authority legally constituted within a State for either administrative control or direction of, or to perform a service function for, public elementary schools or secondary schools in a city, county, township, school district, or other political subdivision of a State, or of or for a combination of school districts or counties that is recognized in a State as an administrative agency for its public elementary schools or secondary schools.
(B) Administrative control and direction
The term includes any other public institution or agency having administrative control and direction of a public elementary school or secondary school.
(C) Bureau of Indian Education schools
The term includes an elementary school or secondary school funded by the Bureau of Indian Education but only to the extent that including the school makes the school eligible for programs for which specific eligibility is not provided to the school in another provision of law and the school does not have a student population that is smaller than the student population of the local educational agency receiving assistance under this chapter with the smallest student population, except that the school shall not be subject to the jurisdiction of any State educational agency other than the Bureau of Indian Education.
(D) Educational service agencies
The term includes educational service agencies and consortia of those agencies.
(E) State educational agency
The term includes the State educational agency in a State in which the State educational agency is the sole educational agency for all public schools.
(31) Mentoring
The term "mentoring", except when used to refer to teacher mentoring, means a process by which a responsible adult, postsecondary student, or secondary school student works with a child to provide a positive role model for the child, to establish a supportive relationship with the child, and to provide the child with academic assistance and exposure to new experiences and examples of opportunity that enhance the ability of the child to become a responsible adult.
(32) Middle grades
The term middle grades means any of grades 5 through 8.
(33) Multi-tier system of supports
The term "multi-tier system of supports" means a comprehensive continuum of evidence-based, systemic practices to support a rapid response to students' needs, with regular observation to facilitate data-based instructional decisionmaking.
(34) Native American and Native American language
The terms "Native American" and "Native American language" have the same meaning given those terms in
(35) Other staff
The term "other staff" means specialized instructional support personnel, librarians, career guidance and counseling personnel, education aides, and other instructional and administrative personnel.
(36) Outlying area
The term "outlying area"—
(A) means American Samoa, the Commonwealth of the Northern Mariana Islands, Guam, and the United States Virgin Islands; and
(B) for the purpose of any discretionary grant program under this chapter, includes the Republic of the Marshall Islands, the Federated States of Micronesia, and the Republic of Palau, to the extent that any such grant program continues to be available to State and local governments in the United States.
(37) Paraprofessional
The term "paraprofessional", also known as a "paraeducator", includes an education assistant and instructional assistant.
(38) Parent
The term "parent" includes a legal guardian or other person standing in loco parentis (such as a grandparent or stepparent with whom the child lives, or a person who is legally responsible for the child's welfare).
(39) Parental involvement
The term "parental involvement" means the participation of parents in regular, two-way, and meaningful communication involving student academic learning and other school activities, including ensuring—
(A) that parents play an integral role in assisting their child's learning;
(B) that parents are encouraged to be actively involved in their child's education at school;
(C) that parents are full partners in their child's education and are included, as appropriate, in decisionmaking and on advisory committees to assist in the education of their child; and
(D) the carrying out of other activities, such as those described in
(40) Pay for success initiative
The term "pay for success initiative" means a performance-based grant, contract, or cooperative agreement awarded by a public entity in which a commitment is made to pay for improved outcomes that result in social benefit and direct cost savings or cost avoidance to the public sector. Such an initiative shall include—
(A) a feasibility study on the initiative describing how the proposed intervention is based on evidence of effectiveness;
(B) a rigorous, third-party evaluation that uses experimental or quasi-experimental design or other research methodologies that allow for the strongest possible causal inferences to determine whether the initiative has met its proposed outcomes;
(C) an annual, publicly available report on the progress of the initiative; and
(D) a requirement that payments are made to the recipient of a grant, contract, or cooperative agreement only when agreed upon outcomes are achieved, except that the entity may make payments to the third party conducting the evaluation described in subparagraph (B).
(41) Poverty line
The term "poverty line" means the poverty line (as defined by the Office of Management and Budget and revised annually in accordance with
(42) Professional development
The term "professional development" means activities that—
(A) are an integral part of school and local educational agency strategies for providing educators (including teachers, principals, other school leaders, specialized instructional support personnel, paraprofessionals, and, as applicable, early childhood educators) with the knowledge and skills necessary to enable students to succeed in a well-rounded education and to meet the challenging State academic standards; and
(B) are sustained (not stand-alone, 1-day, or short term workshops), intensive, collaborative, job-embedded, data-driven, and classroom-focused, and may include activities that—
(i) improve and increase teachers'—
(I) knowledge of the academic subjects the teachers teach;
(II) understanding of how students learn; and
(III) ability to analyze student work and achievement from multiple sources, including how to adjust instructional strategies, assessments, and materials based on such analysis;
(ii) are an integral part of broad schoolwide and districtwide educational improvement plans;
(iii) allow personalized plans for each educator to address the educator's specific needs identified in observation or other feedback;
(iv) improve classroom management skills;
(v) support the recruitment, hiring, and training of effective teachers, including teachers who became certified through State and local alternative routes to certification;
(vi) advance teacher understanding of—
(I) effective instructional strategies that are evidence-based; and
(II) strategies for improving student academic achievement or substantially increasing the knowledge and teaching skills of teachers;
(vii) are aligned with, and directly related to, academic goals of the school or local educational agency;
(viii) are developed with extensive participation of teachers, principals, other school leaders, parents, representatives of Indian tribes (as applicable), and administrators of schools to be served under this chapter;
(ix) are designed to give teachers of English learners, and other teachers and instructional staff, the knowledge and skills to provide instruction and appropriate language and academic support services to those children, including the appropriate use of curricula and assessments;
(x) to the extent appropriate, provide training for teachers, principals, and other school leaders in the use of technology (including education about the harms of copyright piracy), so that technology and technology applications are effectively used in the classroom to improve teaching and learning in the curricula and academic subjects in which the teachers teach;
(xi) as a whole, are regularly evaluated for their impact on increased teacher effectiveness and improved student academic achievement, with the findings of the evaluations used to improve the quality of professional development;
(xii) are designed to give teachers of children with disabilities or children with developmental delays, and other teachers and instructional staff, the knowledge and skills to provide instruction and academic support services, to those children, including positive behavioral interventions and supports, multi-tier system of supports, and use of accommodations;
(xiii) include instruction in the use of data and assessments to inform and instruct classroom practice;
(xiv) include instruction in ways that teachers, principals, other school leaders, specialized instructional support personnel, and school administrators may work more effectively with parents and families;
(xv) involve the forming of partnerships with institutions of higher education, including, as applicable, Tribal Colleges and Universities as defined in section 316(b) of the Higher Education Act of 1965 (
(xvi) create programs to enable paraprofessionals (assisting teachers employed by a local educational agency receiving assistance under part A of subchapter I) to obtain the education necessary for those paraprofessionals to become certified and licensed teachers;
(xvii) provide follow-up training to teachers who have participated in activities described in this paragraph that are designed to ensure that the knowledge and skills learned by the teachers are implemented in the classroom; and
(xviii) where practicable, provide jointly for school staff and other early childhood education program providers, to address the transition to elementary school, including issues related to school readiness.
(43) Regular high school diploma
The term "regular high school diploma"—
(A) means the standard high school diploma awarded to the preponderance of students in the State that is fully aligned with State standards, or a higher diploma, except that a regular high school diploma shall not be aligned to the alternate academic achievement standards described in
(B) does not include a recognized equivalent of a diploma, such as a general equivalency diploma, certificate of completion, certificate of attendance, or similar lesser credential.
(44) School leader
The term "school leader" means a principal, assistant principal, or other individual who is—
(A) an employee or officer of an elementary school or secondary school, local educational agency, or other entity operating an elementary school or secondary school; and
(B) responsible for the daily instructional leadership and managerial operations in the elementary school or secondary school building.
(45) Secondary school
The term "secondary school" means a nonprofit institutional day or residential school, including a public secondary charter school, that provides secondary education, as determined under State law, except that the term does not include any education beyond grade 12.
(46) Secretary
The term "Secretary" means the Secretary of Education.
(47) Specialized instructional support personnel; specialized instructional support services
(A) Specialized instructional support personnel
The term "specialized instructional support personnel" means—
(i) school counselors, school social workers, and school psychologists; and
(ii) other qualified professional personnel, such as school nurses, speech language pathologists, and school librarians, involved in providing assessment, diagnosis, counseling, educational, therapeutic, and other necessary services (including related services as that term is defined in
(B) Specialized instructional support services
The term "specialized instructional support services" means the services provided by specialized instructional support personnel.
(48) State
The term "State" means each of the 50 States, the District of Columbia, the Commonwealth of Puerto Rico, and each of the outlying areas.
(49) State educational agency
The term "State educational agency" means the agency primarily responsible for the State supervision of public elementary schools and secondary schools.
(50) Technology
The term "technology" means modern information, computer and communication technology products, services, or tools, including, the Internet and other communications networks, computer devices and other computer and communications hardware, software applications, data systems, and other electronic content (including multimedia content) and data storage.
(51) Universal design for learning
The term "universal design for learning" has the meaning given the term in section 103 of the Higher Education Act of 1965 (
(52) Well-rounded education
The term "well-rounded education" means courses, activities, and programming in subjects such as English, reading or language arts, writing, science, technology, engineering, mathematics, foreign languages, civics and government, economics, arts, history, geography, computer science, music, career and technical education, health, physical education, and any other subject, as determined by the State or local educational agency, with the purpose of providing all students access to an enriched curriculum and educational experience.
(
Editorial Notes
References in Text
The Higher Education Act of 1965, referred to in par. (15)(B), is
Prior Provisions
A prior section 7801,
Amendments
2024—Par. (36).
2015—
Pars. (3) to (6).
Pars. (7), (8).
Pars. (9), (10).
Par. (11).
Par. (12).
Pars. (13), (14).
Pars. (15) to (17).
Par. (18).
Par. (19).
Par. (20).
Par. (20)(D)(i).
Pars. (21), (22).
Par. (23).
Par. (24).
Par. (25).
Pars. (26), (27).
Par. (28).
Par. (29).
Par. (30).
Par. (31).
Pars. (32), (33).
Par. (34).
Par. (35).
Par. (36).
Par. (37).
Par. (38).
Par. (39).
Par. (40).
Par. (41).
Par. (42).
Pars. (43), (44).
Pars. (45), (46).
Par. (47).
Par. (48).
Par. (49).
Par. (50).
Pars. (51), (52).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Highly Qualified Teacher
"(a) A 'highly qualified teacher' includes a teacher who meets the requirements in 34 CFR 200.56(a)(2)(ii), as published in the Federal Register on December 2, 2002.
"(b) This provision is effective on the date of enactment of this provision [Dec. 22, 2010] through the end of the 2016–2017 academic year.
"(c) Not later than December 31, 2013, the Secretary of Education shall submit a report to the Committees on Appropriations and Health, Education, Labor, and Pensions of the Senate and the Committees on Appropriations and Education and the Workforce of the House of Representatives, using data required under existing law (section 1111(h)(6)(A) of
"(1) Students with disabilities.
"(2) English Learners.
"(3) Students in rural areas.
"(4) Students from low-income families."
§7802. Applicability of subchapter
Parts B, C, D, E, and F of this subchapter do not apply to subchapter VII of this chapter.
(
Editorial Notes
Prior Provisions
A prior section 7802,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7803. Applicability to Bureau of Indian Education operated schools
For the purpose of any competitive program under this chapter—
(1) a consortium of schools operated by the Bureau of Indian Education;
(2) a school operated under a contract or grant with the Bureau of Indian Education in consortium with another contract or grant school or a tribal or community organization; or
(3) a Bureau of Indian Education school in consortium with an institution of higher education, a contract or grant school, or a tribal or community organization,
shall be given the same consideration as a local educational agency.
(
Editorial Notes
Prior Provisions
Prior sections 7811 to 7818 were omitted in the general amendment of former subchapter IX of this chapter by
Section 7811,
Section 7812,
Section 7813,
Section 7814,
Section 7815,
Section 7816,
Section 7817,
Section 7818,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
Part B—Flexibility in the Use of Administrative and Other Funds
§7821. Consolidation of State administrative funds for elementary and secondary education programs
(a) Consolidation of administrative funds
(1) In general
A State educational agency may consolidate the amounts specifically made available to it for State administration under one or more of the programs under paragraph (2) if the State educational agency can demonstrate that the majority of its resources are derived from non-Federal sources.
(2) Applicability
This section applies to any program under this chapter under which funds are authorized to be used for administration, and such other programs as the Secretary may designate.
(b) Use of funds
(1) In general
A State educational agency shall use the amount available under this section for the administration of the programs included in the consolidation under subsection (a).
(2) Additional uses
A State educational agency may also use funds available under this section for administrative activities designed to enhance the effective and coordinated use of funds under programs included in the consolidation under subsection (a), such as—
(A) the coordination of those programs with other Federal and non-Federal programs;
(B) the establishment and operation of peer-review mechanisms under this chapter;
(C) the administration of this subchapter;
(D) the dissemination of information regarding model programs and practices;
(E) technical assistance under any program under this chapter;
(F) State-level activities designed to carry out this subchapter;
(G) training personnel engaged in audit and other monitoring activities;
(H) implementation of the Cooperative Audit Resolution and Oversight Initiative of the Department; and
(I) implementation of fiscal support teams that provide technical fiscal support assistance, which shall include evaluating fiscal, administrative, and staffing functions, and any other key operational function.
(c) Records
A State educational agency that consolidates administrative funds under this section shall not be required to keep separate records, by individual program, to account for costs relating to the administration of programs included in the consolidation under subsection (a).
(d) Review
To determine the effectiveness of State administration under this section, the Secretary may periodically review the performance of State educational agencies in using consolidated administrative funds under this section and take such steps as the Secretary finds appropriate to ensure the effectiveness of that administration.
(e) Unused administrative funds
If a State educational agency does not use all of the funds available to the agency under this section for administration, the agency may use those funds during the applicable period of availability as funds available under one or more programs included in the consolidation under subsection (a).
(f) Consolidation of funds for standards and assessment development
In order to develop challenging State academic standards and assessments, a State educational agency may consolidate the amounts described in subsection (a) for those purposes under subchapter I.
(
Editorial Notes
Amendments
2015—Subsec. (b)(2)(I).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7822. Single local educational agency States
A State educational agency that also serves as a local educational agency shall, in its applications or plans under this chapter, describe how the agency will eliminate duplication in conducting administrative functions.
(
§7823. Consolidation of funds for local administration
(a) General authority
In accordance with regulations of the Secretary and for any fiscal year, a local educational agency, with the approval of its State educational agency, may consolidate and use for the administration of one or more programs under this chapter (or such other programs as the Secretary shall designate) not more than the percentage, established in each program, of the total available for the local educational agency under those programs.
(b) State procedures
A State educational agency shall, in collaboration with local educational agencies in the State, establish procedures for responding to requests from local educational agencies to consolidate administrative funds under subsection (a) and for establishing limitations on the amount of funds under those programs that may be used for administration on a consolidated basis.
(c) Conditions
A local educational agency that consolidates administrative funds under this section for any fiscal year shall not use any other funds under the programs included in the consolidation for administration for that fiscal year.
(d) Uses of administrative funds
(1) In general
A local educational agency that consolidates administrative funds under this section may use the consolidated funds for the administration of the programs and for uses, at the school district and school levels, comparable to those described in
(2) Fiscal support teams
A local educational agency that uses funds as described in
(e) Records
A local educational agency that consolidates administrative funds under this section shall not be required to keep separate records, by individual program, to account for costs relating to the administration of the programs included in the consolidation.
(
Editorial Notes
Amendments
2015—Subsec. (b).
Subsec. (d).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7824. Consolidated set-aside for Department of the Interior funds
(a) General authority
(1) Transfer
The Secretary shall transfer to the Department of the Interior, as a consolidated amount for covered programs, the Indian education programs under part A of subchapter VI, and the education for homeless children and youth program under subtitle B of title VII of the McKinney-Vento Homeless Assistance Act [
(2) Agreement
(A) In general
The Secretary and the Secretary of the Interior shall enter into an agreement, consistent with the requirements of the programs specified in paragraph (1), for the distribution and use of those program funds under terms that the Secretary determines best meet the purposes of those programs.
(B) Contents
The agreement shall—
(i) set forth the plans of the Secretary of the Interior for the use of the amount transferred and the achievement measures to assess program effectiveness, including program objectives; and
(ii) be developed in consultation with Indian tribes.
(b) Administration
The Department of the Interior may use not more than 1.5 percent of the funds consolidated under this section for its costs related to the administration of the funds transferred under this section.
(c) Accountability system
(1) For the purposes of part A of subchapter I, the Secretary of Interior, in consultation with the Secretary, if the Secretary of the Interior requests the consultation, using a negotiated rulemaking process to develop regulations for implementation no later than the 2017-2018 academic year, shall define the standards, assessments, and accountability system consistent with
(2) The tribal governing body or school board of a school funded by the Bureau of Indian Affairs may waive, in part or in whole, the requirements established pursuant to paragraph (1) where such requirements are determined by such body or school board to be inappropriate. If such requirements are waived, the tribal governing body or school board shall, within 60 days, submit to the Secretary of Interior a proposal for alternative standards, assessments, and an accountability system, if applicable, consistent with
(3)
(
Editorial Notes
References in Text
The McKinney-Vento Homeless Assistance Act, referred to in subsec. (a)(1), is
Amendments
2015—Subsec. (a)(1).
Subsec. (a)(2)(B).
"(i) set forth the plans of the Secretary of the Interior for the use of the amount transferred and the achievement measures to assess program effectiveness, including measurable goals and objectives; and
"(ii) be developed in consultation with Indian tribes."
Subsec. (c).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7825. Department staff
The Secretary shall—
(1) not later than 60 days after December 10, 2015, identify the number of Department full-time equivalent employees who worked on or administered each education program or project authorized under this chapter, as such program or project was in effect on the day before December 10, 2015, and publish such information on the Department's website;
(2) not later than 60 days after December 10, 2015, identify the number of full-time equivalent employees who worked on or administered each program or project authorized under this chapter, as such program or project was in effect on the day before December 10, 2015, that has been eliminated or consolidated since December 10, 2015;
(3) not later than 1 year after December 10, 2015, reduce the workforce of the Department by the number of full-time equivalent employees the Department identified under paragraph (2); and
(4) not later than 1 year after December 10, 2015, report to Congress on—
(A) the number of full-time equivalent employees associated with each program or project authorized under this chapter and administered by the Department;
(B) the number of full-time equivalent employees who were determined to be associated with eliminated or consolidated programs or projects described in paragraph (2);
(C) how the Secretary has reduced the number of full-time equivalent employees as described in paragraph (3);
(D) the average salary of the full-time equivalent employees described in subparagraph (B) whose positions were eliminated; and
(E) the average salary of the full-time equivalent employees who work on or administer a program or project authorized by the Department under this chapter, disaggregated by employee function within each such program or project.
(
Editorial Notes
Prior Provisions
Prior sections 7831 to 7835 were omitted in the general amendment of former subchapter IX of this chapter by
Section 7831,
Section 7832,
Section 7833,
Section 7834,
Section 7835,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
Part C—Coordination of Programs; Consolidated State and Local Plans and Applications
§7841. Purposes
The purposes of this part are—
(1) to improve teaching and learning by encouraging greater cross-program coordination, planning, and service delivery;
(2) to provide greater flexibility to State and local authorities through consolidated plans, applications, and reporting; and
(3) to enhance the integration of programs under this chapter with State and local programs.
(
§7842. Optional consolidated State plans or applications
(a) General authority
(1) Simplification
In order to simplify application requirements and reduce the burden for State educational agencies under this chapter, the Secretary, in accordance with subsection (b), shall establish procedures and criteria under which, after consultation with the Governor, a State educational agency may submit a consolidated State plan or a consolidated State application meeting the requirements of this section for—
(A) each of the covered programs in which the State participates; and
(B) such other programs as the Secretary may designate.
(2) Consolidated applications and plans
After consultation with the Governor, a State educational agency that submits a consolidated State plan or a consolidated State application under this section shall not be required to submit separate State plans or applications under any of the programs to which the consolidated State plan or consolidated State application under this section applies.
(b) Collaboration
(1) In general
In establishing criteria and procedures under this section, the Secretary shall collaborate with State educational agencies and, as appropriate, with other State agencies, local educational agencies, public and private agencies, organizations, and institutions, private schools, and representatives of parents, students, and teachers.
(2) Contents
Through the collaborative process described in paragraph (1), the Secretary shall establish, for each program under this chapter to which this section applies, the descriptions, information, assurances, and other material required to be included in a consolidated State plan or consolidated State application.
(3) Necessary materials
The Secretary shall require only descriptions, information, assurances (including assurances of compliance with applicable provisions regarding participation by private school children and teachers), and other materials that are absolutely necessary for the consideration of the consolidated State plan or consolidated State application.
(
Editorial Notes
Amendments
2015—Subsec. (b)(1).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7843. Consolidated reporting
(a) In general
In order to simplify reporting requirements and reduce reporting burdens, the Secretary shall establish procedures and criteria under which a State educational agency, in consultation with the Governor of the State, may submit a consolidated State annual report.
(b) Contents
The report shall contain information about the programs included in the report, including the performance of the State under those programs, and other matters as the Secretary determines are necessary, such as monitoring activities.
(c) Replacement
The report shall replace separate individual annual reports for the programs included in the consolidated State annual report.
(
§7844. General applicability of State educational agency assurances
(a) Assurances
A State educational agency, in consultation with the Governor of the State, that submits a consolidated State plan or consolidated State application under this chapter, whether separately or under
(1) each such program will be administered in accordance with all applicable statutes, regulations, program plans, and applications;
(2)(A) the control of funds provided under each such program and title to property acquired with program funds will be in a public agency, a 1 eligible private agency, institution, or organization, or an Indian tribe, if the law authorizing the program provides for assistance to those entities; and
(B) the public agency, eligible private agency, institution, or organization, or Indian tribe will administer those funds and property to the extent required by the authorizing law;
(3) the State will adopt and use proper methods of administering each such program, including—
(A) the enforcement of any obligations imposed by law on agencies, institutions, organizations, and other recipients responsible for carrying out each program;
(B) the correction of deficiencies in program operations that are identified through audits, monitoring, or evaluation; and
(C) the adoption of written procedures for the receipt and resolution of complaints alleging violations of law in the administration of the programs;
(4) the State will cooperate in carrying out any evaluation of each such program conducted by or for the Secretary or other Federal officials;
(5) the State will use such fiscal control and fund accounting procedures as will ensure proper disbursement of, and accounting for, Federal funds paid to the State under each such program;
(6) the State will—
(A) make reports to the Secretary as may be necessary to enable the Secretary to perform the Secretary's duties under each such program; and
(B) maintain such records, provide such information to the Secretary, and afford such access to the records as the Secretary may find necessary to carry out the Secretary's duties; and
(7) before the plan or application was submitted to the Secretary, the State afforded a reasonable opportunity for public comment on the plan or application and considered such comment.
(b) GEPA provision
Section 441 of the General Education Provisions Act [
(
Editorial Notes
Amendments
2015—Subsec. (a).
Subsec. (a)(2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. Probably should be "an".
§7845. Consolidated local plans or applications
(a) General authority
(1) Consolidated plan
A local educational agency receiving funds under more than one covered program may submit plans or applications to the State educational agency under those programs on a consolidated basis.
(2) Availability to Governor
The State educational agency shall make any consolidated local plans and applications available to the Governor.
(b) Required consolidated plans or applications
A State educational agency that has an approved consolidated State plan or application under
(c) Collaboration
A State educational agency, in consultation with the Governor, shall collaborate with local educational agencies in the State in establishing procedures for the submission of the consolidated State plans or consolidated State applications under this section.
(d) Necessary materials
The State educational agency shall require only descriptions, information, assurances, and other material that are absolutely necessary for the consideration of the local educational agency plan or application.
(e) Rural consolidated plan
(1) In general
Two or more eligible local educational agencies, a consortium of eligible local educational service agencies, or an educational service agency on behalf of eligible local educational agencies may submit plans or applications for 1 or more covered programs to the State educational agency on a consolidated basis, if each eligible local educational agency impacted elects to participate in the joint application or elects to allow the educational service agency to apply on its behalf.
(2) Eligible local educational agency
For the purposes of this subsection, the term "eligible local educational agency" means a local educational agency that is an eligible local educational agency under part B of subchapter V.
(
Editorial Notes
Amendments
2015—Subsec. (b).
Subsec. (e).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7846. Other general assurances
(a) Assurances
Any applicant, other than a State educational agency that submits a plan or application under this chapter, shall have on file with the State educational agency a single set of assurances, applicable to each program for which a plan or application is submitted, that provides that—
(1) each such program will be administered in accordance with all applicable statutes, regulations, program plans, and applications;
(2)(A) the control of funds provided under each such program and title to property acquired with program funds will be in a public agency or in a 1 eligible private agency, institution, organization, or Indian tribe, if the law authorizing the program provides for assistance to those entities; and
(B) the public agency, eligible private agency, institution, or organization, or Indian tribe will administer the funds and property to the extent required by the authorizing statutes;
(3) the applicant will adopt and use proper methods of administering each such program, including—
(A) the enforcement of any obligations imposed by law on agencies, institutions, organizations, and other recipients responsible for carrying out each program; and
(B) the correction of deficiencies in program operations that are identified through audits, monitoring, or evaluation;
(4) the applicant will cooperate in carrying out any evaluation of each such program conducted by or for the State educational agency, the Secretary, or other Federal officials;
(5) the applicant will use such fiscal control and fund accounting procedures as will ensure proper disbursement of, and accounting for, Federal funds paid to the applicant under each such program;
(6) the applicant will—
(A) submit such reports to the State educational agency (which shall make the reports available to the Governor) and the Secretary as the State educational agency and Secretary may require to enable the State educational agency and the Secretary to perform their duties under each such program; and
(B) maintain such records, provide such information, and afford such access to the records as the State educational agency (after consultation with the Governor) or the Secretary may reasonably require to carry out the State educational agency's or the Secretary's duties; and
(7) before the application was submitted, the applicant afforded a reasonable opportunity for public comment on the application and considered such comment.
(b) GEPA provision
Section 442 of the General Education Provisions Act [
(
Editorial Notes
Prior Provisions
A prior section 7851,
Amendments
2015—Subsec. (a).
Subsec. (a)(2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. Probably should be "an".
Part D—Waivers
§7861. Waivers of statutory and regulatory requirements
(a) In general
(1) Request for waiver by State or Indian tribe
A State educational agency or Indian tribe that receives funds under a program authorized under this chapter may submit a request to the Secretary to waive any statutory or regulatory requirement of this chapter.
(2) Local educational agency and school requests submitted through the State
(A) Request for waiver by local educational agency
A local educational agency that receives funds under a program authorized under this chapter and desires a waiver of any statutory or regulatory requirement of this chapter shall submit a request containing the information described in subsection (b)(1) to the appropriate State educational agency. The State educational agency may then submit the request to the Secretary if the State educational agency determines the waiver appropriate.
(B) Request for waiver by school
An elementary school or secondary school that desires a waiver of any statutory or regulatory requirement of this chapter shall submit a request containing the information described in subsection (b)(1) to the local educational agency serving the school. The local educational agency may then submit the request to the State educational agency in accordance with subparagraph (A) if the local educational agency determines the waiver appropriate.
(3) Receipt of waiver
Except as provided in subsection (b)(4) or (c), the Secretary may waive any statutory or regulatory requirement of this chapter for which a waiver request is submitted to the Secretary pursuant to this subsection.
(b) Request for waiver
(1) In general
A State educational agency, acting on its own behalf or on behalf of a local educational agency in accordance with subsection (a)(2), or Indian tribe that desires a waiver shall submit a waiver request to the Secretary, which shall include a plan that—
(A) identifies the Federal programs affected by the requested waiver;
(B) describes which Federal statutory or regulatory requirements are to be waived;
(C) describes how the waiving of such requirements will advance student academic achievement;
(D) describes the methods the State educational agency, local educational agency, school, or Indian tribe will use to monitor and regularly evaluate the effectiveness of the implementation of the plan;
(E) includes only information directly related to the waiver request; and
(F) describes how schools will continue to provide assistance to the same populations served by programs for which waivers are requested and, if the waiver relates to provisions of subsections (b) or (h) of
(2) Additional information
Such requests—
(A) may provide for waivers of requirements applicable to State educational agencies, local educational agencies, Indian tribes, and schools; and
(B) shall be developed and submitted—
(i)(I) by local educational agencies (on behalf of those agencies and schools) to State educational agencies; and
(II) by State educational agencies (on behalf of those agencies or on behalf of, and based on the requests of, local educational agencies in the State) to the Secretary; or
(ii) by Indian tribes (on behalf of schools operated by the tribes) to the Secretary.
(3) General requirements
(A) State educational agencies
In the case of a waiver request submitted by a State educational agency acting on its own behalf, or on behalf of local educational agencies in the State under subsection (a)(2), the State educational agency shall—
(i) provide the public and any interested local educational agency in the State with notice and a reasonable opportunity to comment and provide input on the request, to the extent that the request impacts the local educational agency;
(ii) submit the comments and input to the Secretary, with a description of how the State addressed the comments and input; and
(iii) provide notice and a reasonable time to comment to the public and local educational agencies in the manner in which the applying agency customarily provides similar notice and opportunity to comment to the public.
(B) Local educational agencies
In the case of a waiver request submitted by a local educational agency that receives funds under this chapter—
(i) the request shall be reviewed and approved by the State educational agency in accordance with subsection (a)(2) before being submitted to the Secretary and be accompanied by the comments, if any, of the State educational agency and the public; and
(ii) notice and a reasonable opportunity to comment regarding the waiver request shall be provided to the State educational agency and the public by the agency requesting the waiver in the manner in which that agency customarily provides similar notice and opportunity to comment to the public.
(4) Waiver determination, demonstration, and revision
(A) In general
The Secretary shall issue a written determination regarding the initial approval or disapproval of a waiver request not more than 120 days after the date on which such request is submitted. Initial disapproval of such request shall be based on the determination of the Secretary that—
(i) the waiver request does not meet the requirements of this section;
(ii) the waiver is not permitted under subsection (c);
(iii) the description required under paragraph (1)(C) in the plan provides insufficient information to demonstrate that the waiving of such requirements will advance student academic achievement consistent with the purposes of this chapter; or
(iv) the waiver request does not provide for adequate evaluation to ensure review and continuous improvement of the plan.
(B) Waiver determination and revision
Upon the initial determination of disapproval under subparagraph (A), the Secretary shall—
(i) immediately—
(I) notify the State educational agency, local educational agency (through the State educational agency), school (through the local educational agency), or Indian tribe, as applicable, of such determination; and
(II) provide detailed reasons for such determination in writing to the applicable entity under subclause (I) to the public, such as posting in a clear and easily accessible format to the Department's website;
(ii) offer the State educational agency, local educational agency (through the State educational agency), school (through the local educational agency), or Indian tribe an opportunity to revise and resubmit the waiver request by a date that is not more than 60 days after the date of such determination; and
(iii) if the Secretary determines that the resubmission under clause (ii) does not meet the requirements of this section, at the request of the State educational agency, local educational agency, school, or Indian tribe, conduct a hearing not more than 30 days after the date of such resubmission.
(C) Waiver disapproval
The Secretary may ultimately disapprove a waiver request if—
(i) the State educational agency, local educational agency, school, or Indian tribe has been notified and offered an opportunity to revise and resubmit the waiver request, as described under clauses (i) and (ii) of subparagraph (B); and
(ii) the State educational agency, local educational agency (through the State educational agency), school (through the local educational agency), or Indian tribe—
(I) does not revise and resubmit the waiver request; or
(II) revises and resubmits the waiver request, and the Secretary determines that such waiver request does not meet the requirements of this section after a hearing conducted under subparagraph (B)(iii), if such a hearing is requested.
(D) External conditions
The Secretary shall not disapprove a waiver request under this section based on conditions outside the scope of the waiver request.
(c) Restrictions
The Secretary shall not waive under this section any statutory or regulatory requirements relating to—
(1) the allocation or distribution of funds to States, local educational agencies, Indian tribes, or other recipients of funds under this chapter;
(2) maintenance of effort;
(3) comparability of services;
(4) use of Federal funds to supplement, not supplant, non-Federal funds;
(5) equitable participation of private school students and teachers;
(6) parental participation and involvement;
(7) applicable civil rights requirements;
(8) the requirement for a charter school under part C of subchapter IV;
(9) the prohibitions—
(A) in subpart 2 of part F;
(B) regarding use of funds for religious worship or instruction in
(C) regarding activities in
(10) the selection of a school attendance area or school under subsections (a) and (b) of
(d) Duration and extension of waiver; limitations
(1) In general
Except as provided in paragraph (2), a waiver approved by the Secretary under this section may be for a period not to exceed 4 years.
(2) Extension
The Secretary may extend the period described in paragraph (1) if the State demonstrates that—
(A) the waiver has been effective in enabling the State or affected recipient to carry out the activities for which the waiver was requested and the waiver has contributed to improved student achievement; and
(B) the extension is in the public interest.
(3) Specific limitations
The Secretary shall not require a State educational agency, local educational agency, school, or Indian tribe, as a condition of approval of a waiver request, to—
(A) include in, or delete from, such request, specific academic standards, such as the Common Core State Standards developed under the Common Core State Standards Initiative or any other standards common to a significant number of States;
(B) use specific academic assessment instruments or items, including assessments aligned to the standards described in subparagraph (A); or
(C) include in, or delete from, such waiver request any specific elements of—
(i) State academic standards;
(ii) academic assessments;
(iii) State accountability systems; or
(iv) teacher and school leader evaluation systems.
(e) Reports
A State educational agency, local educational agency, school, or Indian tribe receiving a waiver under this section shall describe, as part of, and pursuant to, the required annual reporting under
(1) the progress of schools covered under the provisions of such waiver toward improving student academic achievement; and
(2) how the use of the waiver has contributed to such progress.
(f) Termination of waivers
The Secretary shall terminate a waiver under this section if, after notice and an opportunity for a hearing, the Secretary—
(A) presents a rationale and supporting information that clearly demonstrates that the waiver is not contributing to the progress of schools described in subsection (e)(1); or
(B) determines that the waiver is no longer necessary to achieve its original purposes.
(g) Publication
A notice of the Secretary's decision to grant each waiver under subsection (a) shall be published in the Federal Register and the Secretary shall provide for the dissemination of the notice to State educational agencies, interested parties, including educators, parents, students, advocacy and civil rights organizations, and the public.
(
Editorial Notes
Prior Provisions
A prior section 7861,
Amendments
2015—Subsec. (a).
"(1) receives funds under a program authorized by this chapter; and
"(2) requests a waiver under subsection (b) of this section."
Subsec. (b)(1).
Subsec. (b)(1)(B) to (E).
Subsec. (b)(1)(F).
Subsec. (b)(2)(B)(i)(II).
Subsec. (b)(3)(A).
"(i) provide all interested local educational agencies in the State with notice and a reasonable opportunity to comment on the request;
"(ii) submit the comments to the Secretary; and
"(iii) provide notice and information to the public regarding the waiver request in the manner in which the applying agency customarily provides similar notices and information to the public."
Subsec. (b)(3)(B).
"(i) the request shall be reviewed by the State educational agency and be accompanied by the comments, if any, of the State educational agency; and
"(ii) notice and information regarding the waiver request shall be provided to the public by the agency requesting the waiver in the manner in which that agency customarily provides similar notices and information to the public."
Subsec. (b)(4).
Subsec. (c)(1).
Subsec. (c)(8).
Subsec. (c)(9).
"(A) State aid in
"(B) use of funds for religious worship or instruction in
"(C) activities in
Subsec. (d).
Subsec. (d)(2).
Subsec. (d)(3).
Subsec. (e).
Subsec. (f).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
National Emergency Educational Waivers
"(a)
"(b)
"(1)
"(A) The following provisions under section 1111 of the Elementary and Secondary Education Act of 1965 (
"(i) Paragraphs (2) and (3) of subsection (b).
"(ii) Subsection (c)(4).
"(iii) Subparagraphs (C) and (D) of subsection (d)(2).
"(iv) The following provisions under subsection (h) of such section 1111:
"(I) Clauses (i), (ii), (iii)(I), (iv), (v), (vi), (vii), and (xi) of paragraph (1)(C).
"(II) Paragraph (2)(C) with respect to the waived requirements under subclause (I).
"(III) Clauses (i) and (ii) of paragraph (2)(C).
"(B) Section 421(b) of the General Education Provisions Act (
"(2)
"(A) Section 1114(a)(1) [
"(B) Section 1118(a) [
"(C) Section 1127 [
"(D) Section 4106(d) [
"(E) Subparagraphs (C), (D), and (E) of section 4106(e)(2) [
"(F) Section 4109(b) [
"(G) The definition under section 8101(42) [
"(3)
"(A) for all public schools, including public charter schools within the boundaries of the recipient of the waiver;
"(B) in accordance with State charter school law; and
"(C) pursuant to section 1111(c)(5) of the Elementary and Secondary Education Act of 1965 (
"(4)
"(5)
"(c)
"(1)
"(2)
"(A) identify the Federal programs affected by the requested waiver;
"(B) describe which Federal statutory or regulatory requirements are to be waived;
"(C) describe how the emergency involving Federal primary responsibility determined to exist by the President under the [sic] section 501(b) of the Robert T. Stafford Disaster Relief and Emergency Assistance Act (
"(D) provide an assurance that the State educational agency, local educational agency, or Indian tribe will work to mitigate any negative effects, if any, that may occur as a result of the requested waiver.
"(3)
"(A)
"(B)
"(i) the waiver request does not meet the requirements of this section;
"(ii) the waiver is not permitted pursuant to subsection (b)(2); or
"(iii) the description required under paragraph (2)(C) provides insufficient information to demonstrate that the waiving of such requirements is necessary or appropriate consistent with subsection (a).
"(4)
"(d)
"(1)
"(2)
"(3)
"(4)
"(e)
[For definitions of terms as used in section 3511 of
Part E—Approval and Disapproval of State Plans and Local Applications
§7871. Approval and disapproval of State plans
(a) Approval
A plan submitted by a State pursuant to
(b) Disapproval process
(1) In general
The Secretary shall not finally disapprove a plan submitted under
(2) Notifications
If the Secretary finds that the plan is not in compliance, in whole or in part, with
(A) immediately notify the State of such determination;
(B) provide a detailed description of the specific provisions of the plan that the Secretary determines fail to meet the requirements, in whole or in part, of such section or part, as applicable;
(C) offer the State an opportunity to revise and resubmit its plan within 45 days of such determination, including the chance for the State to present supporting information to clearly demonstrate that the State plan meets the requirements of such section or part, as applicable;
(D) provide technical assistance, upon request of the State, in order to assist the State to meet the requirements of such section or part, as applicable;
(E) conduct a hearing within 30 days of the plan's resubmission under subparagraph (C), unless a State declines the opportunity for such hearing; and
(F) request additional information, only as to the noncompliant provisions, needed to make the plan compliant.
(3) Response
If the State educational agency responds to the Secretary's notification described in paragraph (2)(A) prior to the expiration of the 45-day period beginning on the date on which the State educational agency received the notification, and resubmits the plan as described in paragraph (2)(C), the Secretary shall approve such plan unless the Secretary determines the plan does not meet the requirements of
(4) Failure to respond
If the State educational agency does not respond to the Secretary's notification described in paragraph (2)(A) prior to the expiration of the 45-day period beginning on the date on which the State educational agency received the notification, such plan shall be deemed to be disapproved.
(c) Limitation
A plan submitted under
(d) Peer-review requirements
Notwithstanding any other requirements of this part, the Secretary shall ensure that any portion of a consolidated State plan that is related to part A of subchapter I is subject to the peer-review process described in
(
Editorial Notes
Prior Provisions
A prior section 7871,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7872. Approval and disapproval of local educational agency applications
(a) Approval
An application submitted by a local educational agency pursuant to
(b) Disapproval process
(1) In general
The State educational agency shall not finally disapprove an application submitted under
(2) Notifications
If the State educational agency finds that the application submitted under
(A) immediately notify the local educational agency of such determination;
(B) provide a detailed description of the specific provisions of the application that the State determines fail to meet the requirements, in whole or in part, of such section or part, as applicable;
(C) offer the local educational agency an opportunity to revise and resubmit its application within 45 days of such determination, including the chance for the local educational agency to present supporting information to clearly demonstrate that the application meets the requirements of such section or part;
(D) provide technical assistance, upon request of the local educational agency, in order to assist the local educational agency to meet the requirements of such section or part, as applicable;
(E) conduct a hearing within 30 days of the application's resubmission under subparagraph (C), unless a local educational agency declines the opportunity for such a hearing; and
(F) request additional information, only as to the noncompliant provisions, needed to make the application compliant.
(3) Response
If the local educational agency responds to the State educational agency's notification described in paragraph (2)(A) prior to the expiration of the 45-day period beginning on the date on which the local educational agency received the notification, and resubmits the application as described in paragraph (2)(C), the State educational agency shall approve such application unless the State educational agency determines the application does not meet the requirements of this part.
(4) Failure to respond
If the local educational agency does not respond to the State educational agency's notification described in paragraph (2)(A) prior to the expiration of the 45-day period beginning on the date on which the local educational agency received the notification, such application shall be deemed to be disapproved.
(
Editorial Notes
Prior Provisions
Prior sections 7872 to 7874 were omitted in the general amendment of former subchapter IX of this chapter by
Section 7872,
Section 7873,
Section 7874,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
Part F—Uniform Provisions
Editorial Notes
Codification
subpart 1—private schools
§7881. Participation by private school children and teachers
(a) Private school participation
(1) In general
Except as otherwise provided in this chapter, to the extent consistent with the number of eligible children in areas served by a State educational agency, local educational agency, educational service agency, consortium of those agencies, or another entity receiving financial assistance under a program specified in subsection (b), who are enrolled in private elementary schools and secondary schools in areas served by such agency, consortium, or entity, the agency, consortium, or entity shall, after timely and meaningful consultation with appropriate private school officials provide to those children and their teachers or other educational personnel, on an equitable basis, special educational services or other benefits that address their needs under the program.
(2) Secular, neutral, and nonideological services or benefits
Educational services or other benefits, including materials and equipment, provided under this section, shall be secular, neutral, and nonideological.
(3) Special rule
(A) In general
Educational services and other benefits provided under this section for private school children, teachers, and other educational personnel shall be equitable in comparison to services and other benefits for public school children, teachers, and other educational personnel participating in the program and shall be provided in a timely manner.
(B) Ombudsman
To help ensure equitable services are provided to private school children, teachers, and other educational personnel under this section, the State educational agency involved shall direct the ombudsman designated by the agency under
(4) Expenditures
(A) In general
Expenditures for educational services and other benefits provided under this section for eligible private school children, their teachers, and other educational personnel serving those children shall be equal, taking into account the number and educational needs of the children to be served, to the expenditures for participating public school children.
(B) Obligation of funds
Funds allocated to a local educational agency for educational services and other benefits to eligible private school children shall be obligated in the fiscal year for which the funds are received by the agency.
(C) Notice of allocation
Each State educational agency shall provide notice in a timely manner to the appropriate private school officials in the State of the allocation of funds for educational services and other benefits under this subpart that the local educational agencies have determined are available for eligible private school children.
(5) Provision of services
An agency, consortium, or entity described in subsection (a)(1) of this section may provide those services directly or through contracts with public and private agencies, organizations, and institutions.
(b) Applicability
(1) In general
This section applies to programs under—
(A) part C of subchapter I;
(B) part A of subchapter II;
(C) part A of subchapter III;
(D) part A of subchapter IV;
(E) part B of subchapter IV; and
(F)
(2) Definition
For the purpose of this section, the term "eligible children" means children eligible for services under a program described in paragraph (1).
(c) Consultation
(1) In general
To ensure timely and meaningful consultation, a State educational agency, local educational agency, educational service agency, consortium of those agencies, or entity shall consult with appropriate private school officials. Such agency and private school officials shall both have the goal of reaching agreement on how to provide equitable and effective programs for eligible private school children, on issues such as—
(A) how the children's needs will be identified;
(B) what services will be offered;
(C) how, where, and by whom the services will be provided;
(D) how the services will be assessed and how the results of the assessment will be used to improve those services;
(E) the size and scope of the equitable services to be provided to the eligible private school children, teachers, and other educational personnel, the amount of funds available for those services, and how that amount is determined;
(F) how and when the agency, consortium, or entity will make decisions about the delivery of services, including a thorough consideration and analysis of the views of the private school officials on the provision of services through potential third-party providers; and
(G) whether the agency, consortium, or entity shall provide services directly or through a separate government agency, consortium, or entity, or through a third-party contractor; and
(H) whether to provide equitable services to eligible private school children—
(i) by creating a pool or pools of funds with all of the funds allocated under subsection (a)(4)(C) based on all the children from low-income families in a participating school attendance area who attend private schools; or
(ii) in the agency's participating school attendance area who attend private schools with the proportion of funds allocated under subsection (a)(4)(C) based on the number of children from low-income families who attend private schools.
(2) Disagreement
If the agency, consortium, or entity disagrees with the views of the private school officials on the provision of services through a contract, the agency, consortium, or entity shall provide to the private school officials a written explanation of the reasons why the local educational agency has chosen not to use a contractor.
(3) Timing
The consultation required by paragraph (1) shall occur before the agency, consortium, or entity makes any decision that affects the opportunities of eligible private school children, teachers, and other educational personnel to participate in programs under this chapter, and shall continue throughout the implementation and assessment of activities under this section.
(4) Discussion required
The consultation required by paragraph (1) shall include a discussion of service delivery mechanisms that the agency, consortium, or entity could use to provide equitable services to eligible private school children, teachers, administrators, and other staff.
(5) Documentation
Each local educational agency shall maintain in the agency's records, and provide to the State educational agency involved, a written affirmation signed by officials of each participating private school that the meaningful consultation required by this section has occurred. The written affirmation shall provide the option for private school officials to indicate such officials' belief that timely and meaningful consultation has not occurred or that the program design is not equitable with respect to eligible private school children. If such officials do not provide such affirmation within a reasonable period of time, the local educational agency shall forward the documentation that such consultation has, or attempts at such consultation have, taken place to the State educational agency.
(6) Compliance
(A) In general
If the consultation required under this section is with a local educational agency or educational service agency, a private school official shall have the right to file a complaint with the State educational agency that the consultation required under this section was not meaningful and timely, did not give due consideration to the views of the private school official, or did not make a decision that treats the private school or its students equitably as required by this section.
(B) Procedure
If the private school official wishes to file a complaint, the private school official shall provide the basis of the noncompliance and all parties shall provide the appropriate documentation to the appropriate officials.
(C) Services
A State educational agency shall provide services under this section directly or through contracts with public and private agencies, organizations, and institutions, if the appropriate private school officials have—
(i) requested that the State educational agency provide such services directly; and
(ii) demonstrated that the local educational agency involved has not met the requirements of this section in accordance with the procedures for making such a request, as prescribed by the State educational agency.
(d) Public control of funds
(1) In general
The control of funds used to provide services under this section, and title to materials, equipment, and property purchased with those funds, shall be in a public agency for the uses and purposes provided in this chapter, and a public agency shall administer the funds and property.
(2) Provision of services
(A) In general
The provision of services under this section shall be provided—
(i) by employees of a public agency; or
(ii) through contract by the public agency with an individual, association, agency, organization, or other entity.
(B) Independence; public agency
In the provision of those services, the employee, person, association, agency, organization, or other entity shall be independent of the private school and of any religious organization, and the employment or contract shall be under the control and supervision of the public agency.
(C) Commingling of funds prohibited
Funds used to provide services under this section shall not be commingled with non-Federal funds.
(
Editorial Notes
Prior Provisions
A prior section 7881,
Amendments
2017—Subsec. (b)(1)(F).
2015—Subsec. (a)(3).
Subsec. (a)(4).
Subsec. (b)(1).
"(A) subparts 1 and 3 of part B of subchapter I of this chapter;
"(B) part C of subchapter I of this chapter;
"(C) part A of subchapter II of this chapter, to the extent provided in paragraph (3);
"(D) part B of subchapter II of this chapter;
"(E) part D of subchapter II of this chapter;
"(F) part A of subchapter III of this chapter;
"(G) part A of subchapter IV of this chapter; and
"(H) part B of subchapter IV of this chapter."
Subsec. (b)(3).
Subsec. (c)(1).
Subsec. (c)(1)(E).
Subsec. (c)(1)(F).
Subsec. (c)(1)(G), (H).
Subsec. (c)(5), (6).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7882. Standards for by-pass
(a) In general
If, by reason of any provision of law, a State educational agency, local educational agency, educational service agency, consortium of those agencies, or other entity is prohibited from providing for the participation in programs of children enrolled in, or teachers or other educational personnel from, private elementary schools and secondary schools, on an equitable basis, or if the Secretary determines that the agency, consortium, or entity has substantially failed or is unwilling to provide for that participation, as required by
(1) waive the requirements of that section for the agency, consortium, or entity; and
(2) arrange for the provision of equitable services to those children, teachers, or other educational personnel through arrangements that shall be subject to the requirements of this section and of
(b) Determination
In making the determination under subsection (a), the Secretary shall consider one or more factors, including the quality, size, scope, and location of the program, and the opportunity of private school children, teachers, and other educational personnel to participate in the program.
(
Editorial Notes
Prior Provisions
A prior section 7882,
Amendments
2015—Subsec. (a).
Subsec. (a)(2).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7883. Complaint process for participation of private school children
(a) Procedures for complaints
The Secretary shall develop and implement written procedures for receiving, investigating, and resolving complaints from parents, teachers, or other individuals and organizations concerning violations of
(b) Appeals to Secretary
The resolution may be appealed by an interested party to the Secretary not later than 30 days after the State educational agency resolves the complaint or fails to resolve the complaint within the 45-day time limit. The appeal shall be accompanied by a copy of the State educational agency's resolution, and, if there is one, a complete statement of the reasons supporting the appeal. The Secretary shall investigate and resolve the appeal not later than 90 days after receipt of the appeal.
(
Editorial Notes
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7884. By-pass determination process
(a) Review
(1) In general
(A) Written objections
The Secretary shall not take any final action under
(B) Prior to reduction
Pending final resolution of any investigation or complaint that could result in a determination under this section, the Secretary may withhold from the allocation of the affected State educational agency or local educational agency the amount estimated by the Secretary to be necessary to pay the cost of those services.
(2) Petition for review
(A) Petition
If the affected agency, consortium, or entity is dissatisfied with the Secretary's final action after a proceeding under paragraph (1), the agency, consortium, or entity may, within 60 days after notice of that action, file with the United States court of appeals for the circuit in which the State is located a petition for review of that action.
(B) Transmission
A copy of the petition shall be forthwith transmitted by the clerk of the court to the Secretary.
(C) Filing
The Secretary, upon receipt of the copy of the petition, shall file in the court the record of the proceedings on which the Secretary based the action, as provided in
(3) Findings of fact
(A) In general
The findings of fact by the Secretary, if supported by substantial evidence, shall be conclusive, but the court, for good cause shown, may remand the case to the Secretary to take further evidence and the Secretary may then make new or modified findings of fact and may modify the Secretary's previous action, and shall file in the court the record of the further proceedings.
(B) New or modified findings
Any new or modified findings of fact shall likewise be conclusive if supported by substantial evidence.
(4) Jurisdiction
(A) In general
Upon the filing of a petition, the court shall have jurisdiction to affirm the action of the Secretary or to set the action aside, in whole or in part.
(B) Judgment
The judgment of the court shall be subject to review by the Supreme Court of the United States upon certiorari or certification as provided in
(b) Determination
Any determination by the Secretary under this section shall continue in effect until the Secretary determines, in consultation with that agency, consortium, or entity and representatives of the affected private school children, teachers, or other educational personnel, that there will no longer be any failure or inability on the part of the agency, consortium, or entity to meet the applicable requirements of
(c) Payment from State allotment
When the Secretary arranges for services pursuant to this section, the Secretary shall, after consultation with the appropriate public and private school officials, pay the cost of those services, including the administrative costs of arranging for those services, from the appropriate allocation or allocations under this chapter.
(d) Prior determination
Any by-pass determination by the Secretary under this chapter as in effect on the day preceding January 8, 2002, shall remain in effect to the extent the Secretary determines that that determination is consistent with the purpose of this section.
(
Editorial Notes
Amendments
2015—Subsec. (a)(1)(A).
Subsec. (b).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7885. Prohibition against funds for religious worship or instruction
Nothing contained in this chapter shall be construed to authorize the making of any payment under this chapter for religious worship or instruction.
(
§7886. Private, religious, and home schools
(a) Applicability to nonrecipient private schools
Nothing in this chapter shall be construed to affect any private school that does not receive funds or services under this chapter, nor shall any student who attends a private school that does not receive funds or services under this chapter be required to participate in any assessment referenced in this chapter.
(b) Applicability to home schools
Nothing in this chapter shall be construed to affect a home school, whether or not a home school is treated as a home school or a private school under State law, nor shall any student schooled at home be required to participate in any assessment referenced in this chapter.
(c) Rule of construction on prohibition of Federal control over nonpublic schools
Nothing in this chapter shall be construed to permit, allow, encourage, or authorize any Federal control over any aspect of any private, religious, or home school, whether or not a home school is treated as a private school or home school under State law. This section shall not be construed to bar private, religious, or home schools from participation in programs or services under this chapter.
(d) Rule of construction on State and local educational agency mandates
Nothing in this chapter shall be construed to require any State educational agency or local educational agency that receives funds under this chapter to mandate, direct, or control the curriculum of a private or home school, regardless or 1 whether or not a home school is treated as a private school under state 2 law, nor shall any funds under this chapter be used for this purpose.
(
1 So in original. Probably should be "of".
2 So in original. Probably should be capitalized.
subpart 2—other provisions
§7901. Maintenance of effort
(a) In general
A local educational agency may receive funds under a covered program for any fiscal year only if the State educational agency finds that either the combined fiscal effort per student or the aggregate expenditures of the agency and the State with respect to the provision of free public education by the agency for the preceding fiscal year was not less than 90 percent of the combined fiscal effort or aggregate expenditures for the second preceding fiscal year, subject to the requirements of subsection (b).
(b) Reduction in case of failure to meet
(1) In general
The State educational agency shall reduce the amount of the allocation of funds under a covered program in any fiscal year in the exact proportion by which a local educational agency fails to meet the requirement of subsection (a) of this section by falling below 90 percent of both the combined fiscal effort per student and aggregate expenditures (using the measure most favorable to the local agency), if such local educational agency has also failed to meet such requirement (as determined using the measure most favorable to the local agency) for 1 or more of the 5 immediately preceding fiscal years.
(2) Special rule
No such lesser amount shall be used for computing the effort required under subsection (a) of this section for subsequent years.
(c) Waiver
The Secretary may waive the requirements of this section if the Secretary determines that a waiver would be equitable due to—
(1) exceptional or uncontrollable circumstances, such as a natural disaster or a change in the organizational structure of the local educational agency; or
(2) a precipitous decline in the financial resources of the local educational agency.
(
Editorial Notes
Prior Provisions
A prior section 7901,
Amendments
2015—Subsec. (a).
Subsec. (b)(1).
Subsec. (c)(1).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7902. Prohibition regarding State aid
A State shall not take into consideration payments under this chapter (other than under subchapter VII) in determining the eligibility of any local educational agency in that State for State aid, or the amount of State aid, with respect to free public education of children.
(
Editorial Notes
Prior Provisions
A prior section 7902,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7903. Privacy of assessment results
Any results from an individual assessment referred to in this chapter of a student that become part of the education records of the student shall have the protections provided in
(
Editorial Notes
Prior Provisions
A prior section 7903,
§7904. School prayer
(a) Guidance
The Secretary shall provide and revise guidance, not later than September 1, 2002, and of every second year thereafter, to State educational agencies, local educational agencies, and the public on constitutionally protected prayer in public elementary schools and secondary schools, including making the guidance available by electronic means, including by posting the guidance on the Department's website in a clear and easily accessible manner. The guidance shall be reviewed, prior to distribution, by the Office of Legal Counsel of the Department of Justice for verification that the guidance represents the current state of the law concerning constitutionally protected prayer in public elementary schools and secondary schools.
(b) Certification
As a condition of receiving funds under this chapter, a local educational agency shall certify in writing to the State educational agency involved that no policy of the local educational agency prevents, or otherwise denies participation in, constitutionally protected prayer in public elementary schools and secondary schools, as detailed in the guidance required under subsection (a). The certification shall be provided by October 1 of each year. The State educational agency shall report to the Secretary by November 1 of each year a list of those local educational agencies that have not filed the certification or against which complaints have been made to the State educational agency that the local educational agencies are not in compliance with this section.
(c) Enforcement
The Secretary is authorized and directed to effectuate subsection (b) by issuing, and securing compliance with, rules or orders with respect to a local educational agency that fails to certify, or is found to have certified in bad faith, that no policy of the local educational agency prevents, or otherwise denies participation in, constitutionally protected prayer in public elementary schools and secondary schools.
(
Editorial Notes
Prior Provisions
A prior section 7904,
Amendments
2015—Subsec. (a).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7905. Equal access to public school facilities
(a) Short title
This section may be cited as the "Boy Scouts of America Equal Access Act".
(b) In general
(1) Equal access
Notwithstanding any other provision of law, no public elementary school, public secondary school, local educational agency, or State educational agency that has a designated open forum or a limited public forum and that receives funds made available through the Department shall deny equal access or a fair opportunity to meet to, or discriminate against, any group officially affiliated with the Boy Scouts of America, or any other youth group listed in title 36 (as a patriotic society), that wishes to conduct a meeting within that designated open forum or limited public forum, including denying such access or opportunity or discriminating for reasons based on the membership or leadership criteria or oath of allegiance to God and country of the Boy Scouts of America or of the youth group listed in title 36 (as a patriotic society).
(2) Voluntary sponsorship
Nothing in this section shall be construed to require any school, agency, or a school served by an agency to sponsor any group officially affiliated with the Boy Scouts of America, or any other youth group listed in title 36 (as a patriotic society).
(c) Termination of assistance and other action
(1) Departmental action
The Secretary is authorized and directed to effectuate subsection (b) by issuing and securing compliance with rules or orders with respect to a public elementary school, public secondary school, local educational agency, or State educational agency that receives funds made available through the Department and that denies equal access, or a fair opportunity to meet, or discriminates, as described in subsection (b).
(2) Procedure
The Secretary shall issue and secure compliance with the rules or orders, under paragraph (1), through the Office for Civil Rights and in a manner consistent with the procedure used by a Federal department or agency under
(3) Judicial review
Any action taken by the Secretary under paragraph (1) shall be subject to the judicial review described in
(d) Definition and rule
(1) Definition
In this section, the term "youth group" means any group or organization intended to serve young people under the age of 21.
(2) Rule
For the purpose of this section, an elementary school or secondary school has a limited public forum whenever the school involved grants an offering to, or opportunity for, one or more outside youth or community groups to meet on school premises or in school facilities before or after the hours during which attendance at the school is compulsory.
(
Editorial Notes
Prior Provisions
A prior section 7905,
§7906. Prohibited uses of funds
No funds under this chapter may be used—
(1) for construction, renovation, or repair of any school facility, except as authorized under this chapter;
(2) for transportation unless otherwise authorized under this chapter;
(3) to develop or distribute materials, or operate programs or courses of instruction directed at youth, that are designed to promote or encourage sexual activity, whether homosexual or heterosexual;
(4) to distribute or to aid in the distribution by any organization of legally obscene materials to minors on school grounds;
(5) to provide sex education or HIV-prevention education in schools unless that instruction is age appropriate and includes the health benefits of abstinence;
(6) to operate a program of contraceptive distribution in schools; or
(7) for the provision to any person of a dangerous weapon, as defined in
(
Editorial Notes
Prior Provisions
A prior section 7906,
Amendments
2023—Par. (7).
2022—Par. (7).
2015—
"(1) authorize an officer or employee of the Federal Government to mandate, direct, review, or control a State, local educational agency, or school's instructional content, curriculum, and related activities;
"(2) limit the application of the General Education Provisions Act;
"(3) require the distribution of scientifically or medically false or inaccurate materials or to prohibit the distribution of scientifically or medically true or accurate materials; or
"(4) create any legally enforceable right."
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7906a. Prohibition against Federal mandates, direction, or control
(a) In general
No officer or employee of the Federal Government shall, through grants, contracts, or other cooperative agreements, mandate, direct, or control a State, local educational agency, or school's specific instructional content, academic standards and assessments, curricula, or program of instruction developed and implemented to meet the requirements of this chapter (including any requirement, direction, or mandate to adopt the Common Core State Standards developed under the Common Core State Standards Initiative, any other academic standards common to a significant number of States, or any assessment, instructional content, or curriculum aligned to such standards), nor shall anything in this chapter be construed to authorize such officer or employee to do so.
(b) Financial support
No officer or employee of the Federal Government shall condition or incentivize the receipt of any grant, contract, or cooperative agreement, the receipt of any priority or preference under such grant, contract, or cooperative agreement, or the receipt of a waiver under
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7907. Prohibitions on Federal Government and use of Federal funds
(a) General prohibition
Nothing in this chapter shall be construed to authorize an officer or employee of the Federal Government, including through a grant, contract, or cooperative agreement, to mandate, direct, or control a State, local educational agency, or school's curriculum, program of instruction, or allocation of State or local resources, or mandate a State or any subdivision thereof to spend any funds or incur any costs not paid for under this chapter.
(b) Prohibition on endorsement of curriculum
Notwithstanding any other provision of Federal law, no funds provided to the Department under this chapter may be used by the Department, whether through a grant, contract, or cooperative agreement, to endorse, approve, develop, require, or sanction any curriculum, including any curriculum aligned to the Common Core State Standards developed under the Common Core State Standards Initiative or any other academic standards common to a significant number of States, designed to be used in an elementary school or secondary school.
(c) Local control
Nothing in this section shall be construed to—
(1) authorize an officer or employee of the Federal Government, whether through a grant, contract, or cooperative agreement to mandate, direct, review, or control a State, local educational agency, or school's instructional content, curriculum, and related activities;
(2) limit the application of the General Education Provisions Act (
(3) require the distribution of scientifically or medically false or inaccurate materials or to prohibit the distribution of scientifically or medically true or accurate materials; or
(4) create any legally enforceable right.
(d) Prohibition on requiring Federal approval or certification of standards
(1) In general
Notwithstanding any other provision of Federal law, no State shall be required to have academic standards approved or certified by the Federal Government, in order to receive assistance under this chapter.
(2) Rule of construction
Nothing in this chapter shall be construed to prohibit a State, local educational agency, or school from using funds provided under this chapter for the development or implementation of any instructional content, academic standards, academic assessments, curriculum, or program of instruction that a State, local educational agency, or school chooses, as permitted under State and local law, as long as the use of such funds is consistent with the terms of the grant, contract, or cooperative agreement providing such funds.
(3) Building standards
Nothing in this chapter shall be construed to mandate national school building standards for a State, local educational agency, or school.
(
Editorial Notes
References in Text
The General Education Provisions Act, referred to in subsec. (c)(2), is title IV of
Prior Provisions
A prior section 7907,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7908. Armed Forces recruiter access to students and student recruiting information
(a) Policy
(1) Access to student recruiting information
Notwithstanding
(2) Consent
(A) Opt-out process
A parent of a secondary school student may submit a written request, to the local educational agency, that the student's name, address, and telephone listing not be released for purposes of paragraph (1) without prior written consent of the parent. Upon receiving such request, the local educational agency may not release the student's name, address, and telephone listing for such purposes without the prior written consent of the parent.
(B) Notification of opt-out process
Each local educational agency shall notify the parents of the students served by the agency of the option to make a request described in subparagraph (A).
(3) Same access to students
Each local educational agency receiving assistance under this chapter shall provide military recruiters the same access to secondary school students as is provided to institutions of higher education or to prospective employers of those students.
(4) Rule of construction prohibiting opt-in processes
Nothing in this subsection shall be construed to allow a local educational agency to withhold access to a student's name, address, and telephone listing from a military recruiter or institution of higher education by implementing an opt-in process or any other process other than the written consent request process under paragraph (2)(A).
(5) Parental consent
For purposes of this subsection, whenever a student has attained 18 years of age, the permission or consent required of and the rights accorded to the parents of the student shall only be required of and accorded to the student.
(b) Notification
The Secretary, in consultation with the Secretary of Defense, shall, not later than 120 days after December 10, 2015, notify school leaders, school administrators, and other educators about the requirements of this section.
(c) Exception
The requirements of this section do not apply to a private secondary school that maintains a religious objection to service in the Armed Forces if the objection is verifiable through the corporate or other organizational documents or materials of that school.
(
Editorial Notes
Prior Provisions
A prior section 7908,
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7909. Prohibition on federally sponsored testing
(a) General prohibition
Notwithstanding any other provision of Federal law and except as provided in subsection (b), no funds provided under this chapter to the Secretary or to the recipient of any award may be used to develop, incentivize, pilot test, field test, implement, administer, or distribute any federally sponsored national test in reading, mathematics, or any other subject, unless specifically and explicitly authorized by law, including any assessment or testing materials aligned to the Common Core State Standards developed under the Common Core State Standards Initiative or any other academic standards common to a significant number of States.
(b) Exceptions
Subsection (a) shall not apply to international comparative assessments developed under the authority of
(
Editorial Notes
Prior Provisions
A prior section 7909,
Amendments
2015—
2002—Subsec. (b).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7910. Limitations on national testing or certification for teachers, principals, or other school leaders
(a) Mandatory national testing or certification of teachers, principals, or other school leaders
Notwithstanding any other provision of this chapter or any other provision of law, no funds available to the Department or otherwise available under this chapter may be used for any purpose relating to a mandatory nationwide test or certification of teachers, principals, other school leaders, or education paraprofessionals, including any planning, development, implementation, or administration of, or incentive regarding, such test or certification.
(b) Prohibition on withholding funds
The Secretary is prohibited from withholding funds from any State educational agency or local educational agency if the State educational agency or local educational agency fails to adopt a specific method of teacher or paraprofessional certification.
(
Editorial Notes
Prior Provisions
A prior section 7910,
Amendments
2015—
Subsec. (a).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7910a. Prohibition on requiring State participation
Any State that opts out of receiving funds, or that has not been awarded funds, under one or more programs under this chapter shall not be required to carry out any of the requirements of such program or programs, and nothing in this chapter shall be construed to require a State to participate in any program under this chapter.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7911. Prohibition on nationwide database
Nothing in this chapter (other than
(
Editorial Notes
Prior Provisions
A prior section 7911,
§7912. Unsafe school choice option
(a) Unsafe school choice policy
Each State receiving funds under this chapter shall establish and implement a statewide policy requiring that a student attending a persistently dangerous public elementary school or secondary school, as determined by the State in consultation with a representative sample of local educational agencies, or who becomes a victim of a violent criminal offense, as determined by State law, while in or on the grounds of a public elementary school or secondary school that the student attends, be allowed to attend a safe public elementary school or secondary school within the local educational agency, including a public charter school.
(b) Certification
As a condition of receiving funds under this chapter, a State shall certify in writing to the Secretary that the State is in compliance with this section.
(
Editorial Notes
Prior Provisions
A prior section 7912,
§7913. Prohibition on discrimination
Nothing in this chapter shall be construed to require, authorize, or permit, the Secretary, or a State educational agency, local educational agency, or school to grant to a student, or deny or impose upon a student, any financial or educational benefit or burden, in violation of the fifth or 14th amendments to the Constitution or other law relating to discrimination in the provision of federally funded programs or activities.
(
§7914. Civil rights
(a) In general
Nothing in this chapter shall be construed to permit discrimination on the basis of race, color, religion, sex (except as otherwise permitted under title IX of the Education Amendments of 1972 [
(b) Rule of construction
Nothing in this chapter shall be construed to require the disruption of services to a child or the displacement of a child enrolled in or participating in a program administered by an eligible entity, as defined in
(
Editorial Notes
References in Text
The Education Amendments of 1972, referred to in subsec. (a), is
Amendments
2015—Subsec. (b).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7915. Rulemaking
The Secretary shall issue regulations under this chapter only to the extent that such regulations are necessary to ensure that there is compliance with the specific requirements and assurances required by this chapter.
(
§7916. Severability
If any provision of this chapter is held invalid, the remainder of this chapter shall be unaffected thereby.
(
§7917. Transfer of school disciplinary records
(a) Nonapplication of provisions
This section shall not apply to any disciplinary records with respect to a suspension or expulsion that are transferred from a private, parochial or other nonpublic school, person, institution, or other entity, that provides education below the college level.
(b) Disciplinary records
In accordance with the Family Educational Rights and Privacy Act of 1974 (
(
Editorial Notes
References in Text
The Family Educational Rights and Privacy Act of 1974, referred to in subsec. (b), is section 513 of
Codification
Section was classified to
§7918. Consultation with Indian tribes and tribal organizations
(a) In general
To ensure timely and meaningful consultation on issues affecting American Indian and Alaska Native students, an affected local educational agency shall consult with appropriate officials from Indian tribes or tribal organizations approved by the tribes located in the area served by the local educational agency prior to the affected local educational agency's submission of a required plan or application for a covered program under this chapter or for a program under subchapter VI of this chapter. Such consultation shall be done in a manner and in such time that provides the opportunity for such appropriate officials from Indian tribes or tribal organizations to meaningfully and substantively contribute to such plan.
(b) Documentation
Each affected local educational agency shall maintain in the agency's records and provide to the State educational agency a written affirmation signed by the appropriate officials of the participating tribes or tribal organizations approved by the tribes that the consultation required by this section has occurred. If such officials do not provide such affirmation within a reasonable period of time, the affected local educational agency shall forward documentation that such consultation has taken place to the State educational agency.
(c) Definitions
In this section:
(1) Affected local educational agency
The term "affected local educational agency" means a local educational agency—
(A) with an enrollment of American Indian or Alaska Native students that is not less than 50 percent of the total enrollment of the local educational agency; or
(B) that—
(i) for fiscal year 2017, received a grant in the previous year under subpart 1 of part A of title VII 1 (as such subpart was in effect on the day before December 10, 2015) that exceeded $40,000; or
(ii) for any fiscal year following fiscal year 2017, received a grant in the previous fiscal year under subpart 1 of part A of subchapter VI that exceeded $40,000.
(2) Appropriate officials
The term "appropriate officials" means—
(A) tribal officials who are elected; or
(B) appointed tribal leaders or officials designated in writing by an Indian tribe for the specific consultation purpose under this section.
(d) Rule of construction
Nothing in this section shall be construed—
(1) to require the local educational agency to determine who are the appropriate officials; or
(2) to make the local educational agency liable for consultation with appropriate officials that the tribe determines not to be the correct appropriate officials.
(e) Limitation
Consultation required under this section shall not interfere with the timely submission of the plans or applications required under this chapter.
(
Editorial Notes
References in Text
Subpart 1 of part A of title VII (as such subpart was in effect on the day before December 10, 2015), referred to in subsec. (c)(1)(B)(i), means subpart 1 of part A of title VII of
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
1 See References in Text note below.
§7919. Outreach and technical assistance for rural local educational agencies
(a) Outreach
The Secretary shall engage in outreach to rural local educational agencies regarding opportunities to apply for competitive grant programs under this chapter.
(b) Technical assistance
If requested to do so, the Secretary shall provide technical assistance to rural local educational agencies with locale codes 32, 33, 41, 42, or 43, or an educational service agency representing rural local educational agencies with locale codes 32, 33, 41, 42, or 43 on applications or pre-applications for any competitive grant program under this chapter. No rural local educational agency or educational service agency shall be required to request technical assistance or include any technical assistance provided by the Secretary in any application.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7920. Consultation with the Governor
(a) In general
A State educational agency shall consult in a timely and meaningful manner with the Governor, or appropriate officials from the Governor's office, in the development of State plans under subchapters I and II and
(b) Timing
The consultation described in subsection (a) shall include meetings of officials from the State educational agency and the Governor's office and shall occur—
(1) during the development of such plan; and
(2) prior to submission of the plan to the Secretary.
(c) Joint signature authority
A Governor shall have 30 days prior to the State educational agency submitting the State plan under subchapter I or II or
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7921. Local governance
(a) Rule of construction
Nothing in this chapter shall be construed to allow the Secretary to—
(1) exercise any governance or authority over school administration, including the development and expenditure of school budgets, unless otherwise authorized under this chapter;
(2) issue any regulation without first complying with the rulemaking requirements of
(3) issue any nonregulatory guidance without first, to the extent feasible, considering input from stakeholders.
(b) Authority under other law
Nothing in subsection (a) shall be construed to affect any authority the Secretary has under any other Federal law.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7922. Rule of construction regarding travel to and from school
(a) In general
Subject to subsection (b), nothing in this chapter shall authorize the Secretary to, or shall be construed to—
(1) prohibit a child from traveling to and from school on foot or by car, bus, or bike when the parents of the child have given permission; or
(2) expose parents to civil or criminal charges for allowing their child to responsibly and safely travel to and from school by a means the parents believe is age appropriate.
(b) No preemption of State or local laws
Notwithstanding subsection (a), nothing in this section shall be construed to preempt State or local laws.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7923. Limitations on school-based health centers
Notwithstanding
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7924. State control over standards
(a) In general
Nothing in this chapter shall be construed to prohibit a State from withdrawing from the Common Core State Standards or from otherwise revising their standards.
(b) Prohibition
No officer or employee of the Federal Government shall, directly or indirectly, through grants, contracts or other cooperative agreements, through waiver granted under
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7925. Sense of Congress on protecting student privacy
(a) Findings
The Congress finds as follows:
(1) Students' personally identifiable information is important to protect.
(2) Students' information should not be shared with individuals other than school officials in charge of educating those students without clear notice to parents.
(3) With the use of more technology, and more research about student learning, the responsibility to protect students' personally identifiable information is more important than ever.
(4) Regulations allowing more access to students' personal information could allow that information to be shared or sold by individuals who do not have the best interest of the students in mind.
(5) The Secretary has the responsibility to ensure every entity that receives funding under this chapter holds any personally identifiable information in strict confidence.
(b) Sense of Congress
It is the sense of the Congress that the Secretary should review all regulations addressing issues of student privacy, including those under this chapter, and ensure that students' personally identifiable information is protected.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7926. Prohibition on aiding and abetting sexual abuse
(a) In general
A State, State educational agency, or local educational agency in the case of a local educational agency that receives Federal funds under this chapter shall have laws, regulations, or policies that prohibit any individual who is a school employee, contractor, or agent, or any State educational agency or local educational agency, from assisting a school employee, contractor, or agent in obtaining a new job, apart from the routine transmission of administrative and personnel files, if the individual or agency knows, or has probable cause to believe, that such school employee, contractor, or agent engaged in sexual misconduct regarding a minor or student in violation of the law.
(b) Exception
The requirements of subsection (a) shall not apply if the information giving rise to probable cause—
(1)(A) has been properly reported to a law enforcement agency with jurisdiction over the alleged misconduct; and
(B) has been properly reported to any other authorities as required by Federal, State, or local law, including title IX of the Education Amendments of 1972 (
(2)(A) the matter has been officially closed or the prosecutor or police with jurisdiction over the alleged misconduct has investigated the allegations and notified school officials that there is insufficient information to establish probable cause that the school employee, contractor, or agent engaged in sexual misconduct regarding a minor or student in violation of the law;
(B) the school employee, contractor, or agent has been charged with, and acquitted or otherwise exonerated of the alleged misconduct; or
(C) the case or investigation remains open and there have been no charges filed against, or indictment of, the school employee, contractor, or agent within 4 years of the date on which the information was reported to a law enforcement agency.
(c) Prohibition
The Secretary shall not have the authority to mandate, direct, or control the specific measures adopted by a State, State educational agency, or local educational agency under this section.
(d) Construction
Nothing in this section shall be construed to prevent a State from adopting, or to override a State law, regulation, or policy that provides, greater or additional protections to prohibit any individual who is a school employee, contractor, or agent, or any State educational agency or local educational agency, from assisting a school employee who engaged in sexual misconduct regarding a minor or student in violation of the law in obtaining a new job.
(
Editorial Notes
References in Text
The Education Amendments of 1972, referred to in subsec. (b)(1)(B), is
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7927. Sense of Congress on restoration of State sovereignty over public education
It is the Sense of Congress that State and local officials should be consulted and made aware of the requirements that accompany participation in activities authorized under this chapter prior to a State or local educational agency's request to participate in such activities.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7928. Privacy
The Secretary shall require an assurance that each grantee receiving funds under this chapter understands the importance of privacy protections for students and is aware of the responsibilities of the grantee under
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7929. Analysis and periodic review of departmental guidance
The Secretary shall develop procedures for the approval and periodic review of significant guidance documents that include—
(1) appropriate approval processes within the Department;
(2) appropriate identification of the agency or office issuing the documents, the activities to which and the persons to whom the documents apply, and the date of issuance;
(3) a publicly available list to identify those significant guidance documents that were issued, revised, or withdrawn within the past year; and
(4) an opportunity for the public to request that an agency modify or rescind an existing significant guidance document.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7930. Sense of Congress
(a) Findings
The Congress finds as follows:
(1) This chapter prohibits the Federal Government from mandating, directing, or controlling a State, local educational agency, or school's curriculum, program of instruction, or allocation of State and local resources, and from mandating a State or any subdivision thereof to spend any funds or incur any costs not paid for under this chapter.
(2) This chapter prohibits the Federal Government from funding the development, pilot testing, field testing, implementation, administration, or distribution of any federally sponsored national test in reading, mathematics, or any other subject, unless specifically and explicitly authorized by law.
(b) Sense of Congress
It is the sense of the Congress that States and local educational agencies retain the rights and responsibilities of determining educational curriculum, programs of instruction, and assessments for elementary and secondary education.
(
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7931. Sense of Congress on early learning and child care
It is the Sense of the Congress that a State retains the right to make decisions, free from Federal intrusion, concerning its system of early learning and child care, and whether or not to use funding under this chapter to offer early childhood education programs. Such systems should continue to include robust choice for parents through a mixed delivery system of services so parents can determine the right early learning and child care option for their children. States, while protecting the rights of early learning and child care providers, retain the right to make decisions that shall include the age at which to set compulsory attendance in school, the content of a State's early learning guidelines, and how to determine quality in programs.
(
Editorial Notes
Prior Provisions
A prior section 7931,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7932. Technical assistance
If requested by a State or local educational agency, a regional educational laboratory under part D of the Education Sciences Reform Act of 2002 (
(
Editorial Notes
References in Text
The Education Sciences Reform Act of 2002, referred to in text, is title I of
Prior Provisions
A prior section 7932,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7933. Preventing improper use of taxpayer funds
To address the misuse of taxpayer funds, the Secretary of Education shall—
(1) require that each recipient of a grant or subgrant under the Elementary and Secondary Education Act of 1965 (
(2) annually notify employees of the Department of Education of their responsibility to report fraud; and
(3) require any applicant—
(A) for a grant under such Act to provide an assurance to the Secretary that any information submitted when applying for such grant and responding to monitoring and compliance reviews is truthful and accurate; and
(B) for a subgrant under such Act to provide the assurance described in subparagraph (A) to the entity awarding the subgrant.
(
Editorial Notes
References in Text
The Elementary and Secondary Education Act of 1965 and such Act, referred to in pars. (1) and (3), are
Codification
Section was enacted as part of the Every Student Succeeds Act, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
Prior Provisions
A prior section 7933,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
§7934. Accountability to taxpayers through monitoring and oversight
To improve monitoring and oversight of taxpayer funds authorized for appropriation under the Elementary and Secondary Education Act of 1965 (
(1) notify each recipient of a grant under such Act (and, if applicable, require the grantee to inform each subgrantee) of its responsibility to—
(A) comply with all monitoring requirements under the applicable program or programs; and
(B) monitor properly any subgrantee under the applicable program or programs;
(2) review and analyze the results of monitoring and compliance reviews—
(A) to understand trends and identify common issues; and
(B) to issue guidance to help grantees address such issues before the loss or misuse of taxpayer funding occurs;
(3) publicly report the work undertaken by the Secretary to prevent fraud, waste, and abuse with respect to such taxpayer funds; and
(4) work with the Office of Inspector General of the Department of Education, as needed, to help ensure that employees of the Department understand how to adequately monitor grantees and to help grantees adequately monitor any subgrantees.
(
Editorial Notes
References in Text
The Elementary and Secondary Education Act of 1965 and such Act, referred to in text, are
Codification
Section was enacted as part of the Every Student Succeeds Act, and not as part of the Elementary and Secondary Education Act of 1965 which comprises this chapter.
Prior Provisions
Prior sections 7934 to 7938 were omitted in the general amendment of former subchapter IX of this chapter by
Section 7934,
Section 7935,
Section 7936,
Section 7937,
Section 7938,
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 10, 2015, except with respect to certain noncompetitive programs and competitive programs, see section 5 of
subpart 3—teacher liability protection
Editorial Notes
Codification
§7941. Short title
This subpart may be cited as the "Paul D. Coverdell Teacher Protection Act of 2001".
(
Editorial Notes
Codification
Section was classified to
Prior Provisions
A prior section 7941,
§7942. Purpose
The purpose of this subpart is to provide teachers, principals, and other school professionals the tools they need to undertake reasonable actions to maintain order, discipline, and an appropriate educational environment.
(
Editorial Notes
Codification
Section was classified to
§7943. Definitions
For purposes of this subpart:
(1) Economic loss
The term "economic loss" means any pecuniary loss resulting from harm (including the loss of earnings or other benefits related to employment, medical expense loss, replacement services loss, loss due to death, burial costs, and loss of business or employment opportunities) to the extent recovery for such loss is allowed under applicable State law.
(2) Harm
The term "harm" includes physical, nonphysical, economic, and noneconomic losses.
(3) Noneconomic loss
The term "noneconomic loss" means loss for physical or emotional pain, suffering, inconvenience, physical impairment, mental anguish, disfigurement, loss of enjoyment of life, loss of society or companionship, loss of consortium (other than loss of domestic service), hedonic damages, injury to reputation, or any other nonpecuniary loss of any kind or nature.
(4) School
The term "school" means a public or private kindergarten, a public or private elementary school or secondary school, or a home school.
(5) State
The term "State" means each of the several States of the United States, the District of Columbia, the Commonwealth of Puerto Rico, the United States Virgin Islands, Guam, American Samoa, the Commonwealth of the Northern Mariana Islands, any other territory or possession of the United States, or any political subdivision of any such State, territory, or possession.
(6) Teacher
The term "teacher" means—
(A) a teacher, instructor, principal, or administrator;
(B) another educational professional who works in a school;
(C) a professional or nonprofessional employee who—
(i) works in a school; and
(ii)(I) in the employee's job, maintains discipline or ensures safety; or
(II) in an emergency, is called on to maintain discipline or ensure safety; or
(D) an individual member of a school board (as distinct from the board).
(
Editorial Notes
Codification
Section was classified to
§7944. Applicability
This subpart shall only apply to States that receive funds under this chapter, and shall apply to such a State as a condition of receiving such funds.
(
Editorial Notes
Codification
Section was classified to
§7945. Preemption and election of State nonapplicability
(a) Preemption
This subpart preempts the laws of any State to the extent that such laws are inconsistent with this subpart, except that this subpart shall not preempt any State law that provides additional protection from liability relating to teachers.
(b) Election of State regarding nonapplicability
This subpart shall not apply to any civil action in a State court against a teacher with respect to claims arising within that State if such State enacts a statute in accordance with State requirements for enacting legislation—
(1) citing the authority of this subsection;
(2) declaring the election of such State that this subpart shall not apply, as of a date certain, to such civil action in the State; and
(3) containing no other provisions.
(
Editorial Notes
Codification
Section was classified to
§7946. Limitation on liability for teachers
(a) Liability protection for teachers
Except as provided in subsection (b), no teacher in a school shall be liable for harm caused by an act or omission of the teacher on behalf of the school if—
(1) the teacher was acting within the scope of the teacher's employment or responsibilities to a school or governmental entity;
(2) the actions of the teacher were carried out in conformity with Federal, State, and local laws (including rules and regulations) in furtherance of efforts to control, discipline, expel, or suspend a student or maintain order or control in the classroom or school;
(3) if appropriate or required, the teacher was properly licensed, certified, or authorized by the appropriate authorities for the activities or practice involved in the State in which the harm occurred, where the activities were or practice was undertaken within the scope of the teacher's responsibilities;
(4) the harm was not caused by willful or criminal misconduct, gross negligence, reckless misconduct, or a conscious, flagrant indifference to the rights or safety of the individual harmed by the teacher; and
(5) the harm was not caused by the teacher operating a motor vehicle, vessel, aircraft, or other vehicle for which the State requires the operator or the owner of the vehicle, craft, or vessel to—
(A) possess an operator's license; or
(B) maintain insurance.
(b) Exceptions to teacher liability protection
If the laws of a State limit teacher liability subject to one or more of the following conditions, such conditions shall not be construed as inconsistent with this section:
(1) A State law that requires a school or governmental entity to adhere to risk management procedures, including mandatory training of teachers.
(2) A State law that makes the school or governmental entity liable for the acts or omissions of its teachers to the same extent as an employer is liable for the acts or omissions of its employees.
(3) A State law that makes a limitation of liability inapplicable if the civil action was brought by an officer of a State or local government pursuant to State or local law.
(c) Limitation on punitive damages based on the actions of teachers
(1) General rule
Punitive damages may not be awarded against a teacher in an action brought for harm based on the act or omission of a teacher acting within the scope of the teacher's employment or responsibilities to a school or governmental entity unless the claimant establishes by clear and convincing evidence that the harm was proximately caused by an act or omission of such teacher that constitutes willful or criminal misconduct, or a conscious, flagrant indifference to the rights or safety of the individual harmed.
(2) Construction
Paragraph (1) does not create a cause of action for punitive damages and does not preempt or supersede any Federal or State law to the extent that such law would further limit the award of punitive damages.
(d) Exceptions to limitations on liability
(1) In general
The limitations on the liability of a teacher under this subpart shall not apply to any misconduct that—
(A) constitutes a crime of violence (as that term is defined in
(B) involves a sexual offense, as defined by applicable State law, for which the defendant has been convicted in any court;
(C) involves misconduct for which the defendant has been found to have violated a Federal or State civil rights law; or
(D) where the defendant was under the influence (as determined pursuant to applicable State law) of intoxicating alcohol or any drug at the time of the misconduct.
(2) Hiring
The limitations on the liability of a teacher under this subpart shall not apply to misconduct during background investigations, or during other actions, involved in the hiring of a teacher.
(e) Rules of construction
(1) Concerning responsibility of teachers to schools and governmental entities
Nothing in this section shall be construed to affect any civil action brought by any school or any governmental entity against any teacher of such school.
(2) Concerning corporal punishment
Nothing in this subpart shall be construed to affect any State or local law (including a rule or regulation) or policy pertaining to the use of corporal punishment.
(
Editorial Notes
Codification
Section was classified to
Amendments
2015—
Subsec. (b)(3).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7947. Allocation of responsibility for noneconomic loss
(a) General rule
In any civil action against a teacher, based on an act or omission of a teacher acting within the scope of the teacher's employment or responsibilities to a school or governmental entity, the liability of the teacher for noneconomic loss shall be determined in accordance with subsection (b).
(b) Amount of liability
(1) In general
(A) Liability
Each defendant who is a teacher shall be liable only for the amount of noneconomic loss allocated to that defendant in direct proportion to the percentage of responsibility of that defendant (determined in accordance with paragraph (2)) for the harm to the claimant with respect to which that defendant is liable.
(B) Separate judgment
The court shall render a separate judgment against each defendant in an amount determined pursuant to subparagraph (A).
(2) Percentage of responsibility
For purposes of determining the amount of noneconomic loss allocated to a defendant who is a teacher under this section, the trier of fact shall determine the percentage of responsibility of each person responsible for the claimant's harm, whether or not such person is a party to the action.
(c) Rule of construction
Nothing in this section shall be construed to preempt or supersede any Federal or State law that further limits the application of joint liability in a civil action described in subsection (a), beyond the limitations established in this section.
(
Editorial Notes
Codification
Section was classified to
§7948. Effective date
(a) In general
This subpart shall take effect 90 days after January 8, 2002.
(b) Application
This subpart applies to any claim for harm caused by an act or omission of a teacher if that claim is filed on or after the effective date of the No Child Left Behind Act of 2001 without regard to whether the harm that is the subject of the claim or the conduct that caused the harm occurred before such effective date.
(
Editorial Notes
References in Text
For the effective date of the No Child Left Behind Act of 2001, referred to in subsec. (b), see section 5 of
Codification
Section was classified to
subpart 4—gun possession
Editorial Notes
Codification
§7961. Gun-free requirements
(a) Short title
This subpart may be cited as the "Gun-Free Schools Act".
(b) Requirements
(1) In general
Each State receiving Federal funds under any subchapter of this chapter shall have in effect a State law requiring local educational agencies to expel from school for a period of not less than 1 year a student who is determined to have brought a firearm to a school, or to have possessed a firearm at a school, under the jurisdiction of local educational agencies in that State, except that such State law shall allow the chief administering officer of a local educational agency to modify such expulsion requirement for a student on a case-by-case basis if such modification is in writing.
(2) Construction
Nothing in this subpart shall be construed to prevent a State from allowing a local educational agency that has expelled a student from such a student's regular school setting from providing educational services to such student in an alternative setting.
(3) Definition
For the purpose of this section, the term "firearm" has the same meaning given such term in
(c) Special rule
The provisions of this section shall be construed in a manner consistent with the Individuals with Disabilities Education Act [
(d) Report to State
Each local educational agency requesting assistance from the State educational agency that is to be provided from funds made available to the State under any subchapter of this chapter shall provide to the State, in the application requesting such assistance—
(1) an assurance that such local educational agency is in compliance with the State law required by subsection (b); and
(2) a description of the circumstances surrounding any expulsions imposed under the State law required by subsection (b), including—
(A) the name of the school concerned;
(B) the number of students expelled from such school; and
(C) the type of firearms concerned.
(e) Reporting
Each State shall report the information described in subsection (d) to the Secretary on an annual basis.
(f) Definition
For the purpose of subsection (d), the term "school" means any setting that is under the control and supervision of the local educational agency for the purpose of student activities approved and authorized by the local educational agency.
(g) Exception
Nothing in this section shall apply to a firearm that is lawfully stored inside a locked vehicle on school property, or if it is for activities approved and authorized by the local educational agency and the local educational agency adopts appropriate safeguards to ensure student safety.
(h) Policy regarding criminal justice system referral
(1) In general
No funds shall be made available under any subchapter of this chapter to any local educational agency unless such agency has a policy requiring referral to the criminal justice or juvenile delinquency system of any student who brings a firearm or weapon to a school served by such agency.
(2) Definition
For the purpose of this subsection, the term "school" has the same meaning given to such term by
(
Editorial Notes
References in Text
The Individuals with Disabilities Education Act, referred to in subsec. (c), is title VI of
Codification
Section was classified to
subpart 5—environmental tobacco smoke
Editorial Notes
Codification
Similar provisions relating to environmental tobacco smoke are contained in part B (§6081 et seq.) of subchapter X of
§7971. Short title
This subpart 1 may be cited as the "Pro-Children Act of 2001".
(
Editorial Notes
References in Text
This subpart, referred to in text, was in the original "this part", and was translated as reading "this subpart", to reflect the probable intent of Congress.
Codification
Section was classified to
1 See References in Text note below.
§7972. Definitions
As used in this subpart: 1
(1) Children
The term "children" means individuals who have not attained the age of 18.
(2) Children's services
The term "children's services" means the provision on a routine or regular basis of health, day care, education, or library services—
(A) that are funded, after January 8, 2002, directly by the Federal Government or through State or local governments, by Federal grant, loan, loan guarantee, or contract programs—
(i) administered by either the Secretary of Health and Human Services or the Secretary of Education (other than services provided and funded solely under titles XVIII and XIX of the Social Security Act [
(ii) administered by the Secretary of Agriculture in the case of a clinic (as defined in part 246.2 of title 7, Code of Federal Regulations (or any corresponding similar regulation or ruling)) under section 17(b)(6) of the Child Nutrition Act of 1966 [
(B) that are provided in indoor facilities that are constructed, operated, or maintained with such Federal funds, as determined by the appropriate head of a Federal agency in any enforcement action carried out under this subpart,1
except that nothing in clause (ii) of subparagraph (A) is intended to include facilities (other than clinics) where coupons are redeemed under the Child Nutrition Act of 1966 [
(3) Indoor facility
The term "indoor facility" means a building that is enclosed.
(4) Person
The term "person" means any State or local subdivision of a State, agency of such State or subdivision, corporation, or partnership that owns or operates or otherwise controls and provides children's services or any individual who owns or operates or otherwise controls and provides such services.
(5) Secretary
The term "Secretary" means the Secretary of Health and Human Services.
(
Editorial Notes
References in Text
This subpart, referred to in text, was in the original "this part", and was translated as reading "this subpart", to reflect the probable intent of Congress.
The Child Nutrition Act of 1966, referred to in par. (2), is
The Social Security Act, referred to in par. (2)(A)(i), is act Aug. 14, 1935, ch. 531,
Codification
Section was classified to
1 See References in Text note below.
§7973. Nonsmoking policy for children's services
(a) Prohibition
After January 8, 2002, no person shall permit smoking within any indoor facility owned or leased or contracted for, and utilized, by such person for provision of routine or regular kindergarten, elementary, or secondary education or library services to children.
(b) Additional prohibition
(1) In general
After January 8, 2002, no person shall permit smoking within any indoor facility (or portion of such a facility) owned or leased or contracted for, and utilized by, such person for the provision of regular or routine health care or day care or early childhood education programs.
(2) Exception
Paragraph (1) shall not apply to—
(A) any portion of such facility that is used for inpatient hospital treatment of individuals dependent on, or addicted to, drugs or alcohol; and
(B) any private residence.
(c) Federal agencies
(1) Kindergarten, elementary, or secondary education or library services
After January 8, 2002, no Federal agency shall permit smoking within any indoor facility in the United States operated by such agency, directly or by contract, to provide routine or regular kindergarten, elementary, or secondary education or library services to children.
(2) Health or day care or early childhood education programs
(A) In general
After January 8, 2002, no Federal agency shall permit smoking within any indoor facility (or portion of such facility) operated by such agency, directly or by contract, to provide routine or regular health or day care or early childhood education programs to children.
(B) Exception
Subparagraph (A) shall not apply to—
(i) any portion of such facility that is used for inpatient hospital treatment of individuals dependent on, or addicted to, drugs or alcohol; and
(ii) any private residence.
(3) Application of provisions
The provisions of paragraph (2) shall also apply to the provision of such routine or regular kindergarten, elementary or secondary education or library services in the facilities described in paragraph (2) not subject to paragraph (1).
(d) Notice
The prohibitions in subsections (a) through (c) shall be published in a notice in the Federal Register by the Secretary (in consultation with the heads of other affected agencies) and by such agency heads in funding arrangements involving the provision of children's services administered by such heads. Such prohibitions shall be effective 90 days after such notice is published, or 270 days after January 8, 2002, whichever occurs first.
(e) Civil penalties
(1) In general
Any failure to comply with a prohibition in this section shall be considered to be a violation of this section and any person subject to such prohibition who commits such violation may be liable to the United States for a civil penalty in an amount not to exceed $1,000 for each violation, or may be subject to an administrative compliance order, or both, as determined by the Secretary. Each day a violation continues shall constitute a separate violation. In the case of any civil penalty assessed under this section, the total amount shall not exceed 50 percent of the amount of Federal funds received under any subchapter of this chapter by such person for the fiscal year in which the continuing violation occurred. For the purpose of the prohibition in subsection (c), the term "person", as used in this paragraph, shall mean the head of the applicable Federal agency or the contractor of such agency providing the services to children.
(2) Administrative proceeding
A civil penalty may be assessed in a written notice, or an administrative compliance order may be issued under paragraph (1), by the Secretary only after an opportunity for a hearing in accordance with
(3) Circumstances affecting penalty or order
In determining the amount of the civil penalty or the nature of the administrative compliance order, the Secretary shall take into account, as appropriate—
(A) the nature, circumstances, extent, and gravity of the violation;
(B) with respect to the violator, any good faith efforts to comply, the importance of achieving early and permanent compliance, the ability to pay or comply, the effect of the penalty or order on the ability to continue operation, any prior history of the same kind of violation, the degree of culpability, and any demonstration of willingness to comply with the prohibitions of this section in a timely manner; and
(C) such other matters as justice may require.
(4) Modification
The Secretary may, as appropriate, compromise, modify, or remit, with or without conditions, any civil penalty or administrative compliance order. In the case of a civil penalty, the amount, as finally determined by the Secretary or agreed upon in compromise, may be deducted from any sums that the United States or the agencies or instrumentalities of the United States owe to the person against whom the penalty is assessed.
(5) Petition for review
Any person aggrieved by a penalty assessed or an order issued, or both, by the Secretary under this section may file a petition for judicial review of the order with the United States Court of Appeals for the District of Columbia Circuit or for any other circuit in which the person resides or transacts business. Such person shall provide a copy of the petition to the Secretary or the Secretary's designee. The petition shall be filed within 30 days after the Secretary's assessment or order, or both, are final and have been provided to such person by certified mail. The Secretary shall promptly provide to the court a certified copy of the transcript of any hearing held under this section and a copy of the notice or order.
(6) Failure to comply
If a person fails to pay an assessment of a civil penalty or comply with an order, after the assessment or order, or both, are final under this section, or after a court has entered a final judgment under paragraph (5) in favor of the Secretary, the Attorney General, at the request of the Secretary, shall recover the amount of the civil penalty (plus interest at prevailing rates from the day the assessment or order, or both, are final) or enforce the order in an action brought in the appropriate district court of the United States. In such action, the validity and appropriateness of the penalty or order or the amount of the penalty shall not be subject to review.
(
Editorial Notes
Codification
Section was classified to
Amendments
2015—Subsec. (b)(1).
Subsec. (c)(2).
Subsec. (c)(2)(A).
Subsec. (e)(3)(C).
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
§7974. Preemption
Nothing in this subpart 1 is intended to preempt any provision of law of a State or political subdivision of a State that is more restrictive than a provision of this subpart.1
(
Editorial Notes
References in Text
This subpart, referred to in text, was in the original "this part", and was translated as reading "this subpart", to reflect the probable intent of Congress.
Codification
Section was classified to
1 See References in Text note below.
Part G—Evaluations
Editorial Notes
Codification
§7981. Evaluations
(a) Reservation of funds
Except as provided in subsection 1 (b) and (e), the Secretary, in consultation with the Director of the Institute of Education Sciences, may reserve not more than 0.5 percent of the amount appropriated for each program authorized under this chapter to carry out activities under this section. If the Secretary elects to make a reservation under this subsection, the reserved amounts—
(1) shall first be used by the Secretary, acting through the Director of the Institute of Education Sciences, to—
(A) conduct comprehensive, high-quality evaluations of the programs that—
(i) are consistent with the evaluation plan under subsection (d); and
(ii) primarily include impact evaluations that use experimental or quasi-experimental designs, where practicable and appropriate, and other rigorous methodologies that permit the strongest possible causal inferences;
(B) conduct studies of the effectiveness of the programs and the administrative impact of the programs on schools and local educational agencies; and
(C) widely disseminate evaluation findings under this section related to programs authorized under this chapter—
(i) in a timely fashion;
(ii) in forms that are understandable, easily accessible, usable, and adaptable for use in the improvement of educational practice;
(iii) through electronic transfer and other means, such as posting, as available, to the websites of State educational agencies, local educational agencies, the Institute of Education Sciences, or the Department, or in another relevant place; and
(iv) in a manner that promotes the utilization of such findings; and
(2) may be used by the Secretary, acting through the Director of the Institute of Education Sciences—
(A) to evaluate the aggregate short- and long-term effects and cost efficiencies across—
(i) Federal programs assisted or authorized under this chapter; and
(ii) related Federal early childhood education programs, preschool programs, elementary school programs, and secondary school programs, under any other Federal law;
(B) to increase the usefulness of the evaluations conducted under this section by improving the quality, timeliness, efficiency, and use of information relating to performance to promote continuous improvement of programs assisted or authorized under this chapter; and
(C) to assist recipients of grants under such programs in collecting and analyzing data and other activities related to conducting high-quality evaluations under paragraph (1).
(b) Subchapter I
The Secretary, acting through the Director of the Institute of Education Sciences, shall use funds authorized under
(c) Consolidation
Notwithstanding any other provision of this section or
(1) may consolidate the funds reserved under subsections (a) and (b) for purposes of carrying out the activities under subsection (a)(1); and
(2) shall not be required to evaluate under subsection (a)(1) each program authorized under this chapter each year.
(d) Evaluation plan
The Director of the Institute of Education Sciences, shall, on a biennial basis, develop, submit to Congress, and make publicly available an evaluation plan, that—
(1) describes the specific activities that will be carried out under subsection (a) for the 2-year period applicable to the plan, and the timelines of such activities;
(2) contains the results of the activities carried out under subsection (a) for the most recent 2-year period; and
(3) describes how programs authorized under this chapter will be regularly evaluated.
(e) Evaluation activities authorized elsewhere
If, under any other provision of this chapter, funds are authorized to be reserved or used for evaluation activities with respect to a program, the Secretary may not reserve additional funds under this section for the evaluation of that program.
(
Editorial Notes
Codification
Section was formerly classified to
Amendments
2015—
Statutory Notes and Related Subsidiaries
Effective Date of 2015 Amendment
Amendment by
1 So in original. Probably should be "subsections".
SUBCHAPTER X—PROGRAMS OF NATIONAL SIGNIFICANCE
Part A—Fund for the Improvement of Education
§§8001 to 8007. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8001,
Section 8002,
Section 8003,
Section 8004,
Section 8005,
Section 8006,
Section 8007,
Part B—Gifted and Talented Children
§§8031 to 8037. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8031,
Section 8032,
Section 8033,
Section 8034,
Section 8035,
Section 8036,
Section 8037,
Part C—Public Charter Schools
subpart 1—basic charter school grant program
§§8061 to 8067. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8061,
Section 8062,
Section 8063,
Section 8064,
Section 8065,
Section 8065a,
Section 8065b,
Section 8065c,
Section 8065d,
Section 8066,
Section 8067,
subpart 2—credit enhancement initiatives to assist charter school facility acquisition, construction, and renovation
§§8071 to 8071j. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8071,
Section 8071a,
Section 8071b,
Section 8071c,
Section 8071d,
Section 8071e,
Section 8071f,
Section 8071g,
Section 8071h,
Section 8071i,
Section 8071j,
Part D—Arts in Education
subpart 1—arts education
§8091. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section,
subpart 2—cultural partnerships for at-risk children and youth
§§8101 to 8105. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8101,
Section 8102,
Section 8103,
Section 8104,
Section 8105,
Part E—Inexpensive Book Distribution Program
§8131. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section,
Part F—Civic Education
§§8141 to 8143. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8141,
Section 8142,
Section 8143,
Part G—Allen J. Ellender Fellowship Program
§8161. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section,
subpart 1—program for middle and secondary school students
§§8171, 8172. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8171,
Section 8172,
subpart 2—program for middle and secondary school teachers
§§8181, 8182. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8181,
Section 8182,
subpart 3—programs for recent immigrants, students of migrant parents and older americans
§§8191, 8192. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8191,
Section 8192,
subpart 4—general provisions
§§8201, 8202. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8201,
Section 8202,
Part H—De Lugo Territorial Education Improvement Program
§§8221 to 8224. Repealed. Pub. L. 105–277, div. A, §101(f) [title VIII, §301(c)(2)], Oct. 21, 1998, 112 Stat. 2681–337 , 2681-410
Section 8221,
Section 8222,
Section 8223,
Section 8224,
Part I— 21st Century Community Learning Centers
§§8241 to 8247. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8241,
Section 8242,
Section 8243,
Section 8244,
Section 8245,
Section 8246,
Section 8247,
Part J—Urban and Rural Education Assistance
§§8271, 8272. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8271,
Section 8272,
subpart 1—urban education demonstration grants
§§8281 to 8284. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8281,
Section 8282,
Section 8283,
Section 8284,
subpart 2—rural education initiative
§§8291 to 8297. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8291,
A prior section 8291,
Section 8292,
A prior section 8292,
Section 8293,
A prior section 8293,
Section 8294,
A prior section 8294,
Section 8295,
A prior section 8295,
Section 8296,
Section 8297,
subpart 3—white house conferences
§§8311, 8312. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8311,
Section 8312,
Part K—National Writing Project
§§8331, 8332. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8331,
Section 8332,
Part L—Physical Education for Progress
§§8351 to 8361. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8351,
A prior section 8351,
Section 8352,
Section 8353,
Section 8354,
Section 8355,
Section 8356,
Section 8357,
Section 8358,
Section 8359,
Section 8360,
Section 8361,
Part M—Territorial Assistance
§8371. Repealed. Pub. L. 105–277, div. A, §101(f) [title VIII, §301(c)(4)], Oct. 21, 1998, 112 Stat. 2681–337 , 2681-410
Section,
SUBCHAPTER XI—COORDINATED SERVICES
§§8401 to 8407. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8401,
Section 8402,
Section 8403,
Section 8404,
Section 8405,
Section 8406,
Section 8407,
SUBCHAPTER XII—SCHOOL FACILITIES INFRASTRUCTURE IMPROVEMENT
§§8501 to 8513. Repealed. Pub. L. 107–110, title X, §1011(5)(A), Jan. 8, 2002, 115 Stat. 1986
Section 8501,
Section 8502,
Section 8503,
Section 8504,
Section 8505,
Section 8506,
Section 8507,
Section 8508,
Section 8509,
Section 8510,
Section 8511,
Section 8512,
Section 8513,
SUBCHAPTER XIII—SUPPORT AND ASSISTANCE PROGRAMS TO IMPROVE EDUCATION
§§8601, 8602. Repealed. Pub. L. 107–110, title X, §1011(5)(B), Jan. 8, 2002, 115 Stat. 1986
Section 8601,
Section 8602,
Part A—Comprehensive Regional Assistance Centers
Editorial Notes
Codification
Part A of title XIII of
§§8621 to 8625. Transferred
Editorial Notes
Codification
Section 8621,
Section 8622,
Section 8623,
Section 8624,
Section 8625,
Part B—National Diffusion Network
Editorial Notes
Codification
Part B of title XIII of
§§8651, 8652. Transferred
Editorial Notes
Codification
Section 8651,
Section 8652,
Part C—Eisenhower Regional Mathematics and Science Education Consortia
Editorial Notes
Codification
Part C of title XIII of
§§8671 to 8678. Transferred
Editorial Notes
Codification
Section 8671,
Section 8672,
Section 8673,
Section 8674,
Section 8675,
Section 8676,
Section 8677,
Section 8678,
Part D—Technology-Based Technical Assistance
Editorial Notes
Codification
Part D of title XIII of
§8701. Transferred
Editorial Notes
Codification
Section,
SUBCHAPTER XIV—GENERAL PROVISIONS
Part A—Definitions
§§8801 to 8803. Repealed. Pub. L. 107–110, title X, §1011(5)(C), Jan. 8, 2002, 115 Stat. 1986
Section 8801,
Section 8802,
Section 8803,
Part B—Flexibility in the Use of Administrative and Other Funds
§§8821 to 8826. Repealed. Pub. L. 107–110, title X, §1011(5)(C), Jan. 8, 2002, 115 Stat. 1986
Section 8821,
Section 8822,
Section 8823,
Section 8824,
Section 8825,
Section 8826,
Part C—Coordination of Programs; Consolidated State and Local Plans and Applications
§§8851 to 8857. Repealed. Pub. L. 107–110, title X, §1011(5)(C), Jan. 8, 2002, 115 Stat. 1986
Section 8851,
Section 8852,
Section 8853,
Section 8854,
Section 8855,
Section 8856,
Section 8857,
Part D—Waivers
§8881. Repealed. Pub. L. 107–110, title X, §1011(5)(C), Jan. 8, 2002, 115 Stat. 1986
Section,
Part E—Uniform Provisions
§§8891 to 8904. Repealed. Pub. L. 107–110, title X, §1011(5)(C), Jan. 8, 2002, 115 Stat. 1986
Section 8891,
Section 8892,
Section 8893,
Section 8894,
Section 8895,
Section 8896,
Section 8897,
Section 8898,
Section 8899,
Section 8900,
Section 8901,
Section 8902,
Section 8903,
Section 8904,
Part F—Gun Possession
§§8921 to 8923. Repealed. Pub. L. 107–110, title X, §1011(5)(C), Jan. 8, 2002, 115 Stat. 1986
Section 8921,
Section 8922,
Section 8923,
Part G—Evaluations
§8941. Repealed. Pub. L. 107–110, title X, §1011(5)(C), Jan. 8, 2002, 115 Stat. 1986
Section,
Part H—Sense of Congress
§§8961, 8962. Repealed. Pub. L. 107–110, title X, §1011(5)(C), Jan. 8, 2002, 115 Stat. 1986
Section 8961,
Section 8962,